People v. Strickland
People v. Strickland
Opinion
¶ 1 Defendant, Charles Strickland, appeals from the dismissal of three
pro se
motions, which the trial court recharacterized as, collectively, a postconviction petition. The question in this appeal is whether the court should have given defendant the admonitions in
People v. Shellstrom
,
¶ 2 Granted, this case is factually different from
Shellstrom
in that the dismissal of defendant's recharacterized motions was in the second stage of the postconviction proceeding instead of in the first stage. See
People v. Harris
,
¶ 3 Therefore, we vacate the trial court's dismissal of defendant's three
pro se
motions, and we remand this case for the trial court to admonish defendant pursuant to
Shellstrom
,
¶ 4 I. BACKGROUND
¶ 5 A. The Charge
¶ 6 The State charged that, on February 14, 2013, defendant committed the offense of unlawful possession of a weapon by a felon, a violation of section 24-1.1(a) of the Code of Criminal Procedure of 2012 ( 720 ILCS 5/24-1.1(a) (West 2012)).
¶ 7 The information also alleged that, in People v. Strickland , Sangamon County case No. 2001-CF-106, defendant previously was convicted of "a forcible felony, Burglary." This additional allegation was legally significant because, under section 24-1.1(e) (720 ILCS 5/2-41.1(e) (West 2012)), a "[v]iolation of this Section by a person not confined in a penal institution who ha[d] been convicted of a forcible felony"
*515
was a Class 2 felony.
¶ 8 B. The Negotiated Guilty Plea
¶ 9 On May 1, 2014, defendant entered a negotiated plea of guilty to the charge of unlawful possession of a weapon by a felon. He waived the preparation of a presentence investigation report. That same day, the trial court sentenced him to imprisonment for 7 years minus the 456 days he had spent in presentence custody. The court ordered him to pay a public defender's fee of $200 but imposed no fines.
¶ 10 Defendant never filed a motion to vacate his guilty plea. Nor did he take a direct appeal.
¶ 11 C. Additional Assessments Imposed by the Circuit Clerk
¶ 12 Even though, in its sentence, the trial court imposed no fines (the public defender's fee was a fee, not a fine), the circuit clerk indicated in the court file that defendant owed the following: (1) a violent crime victims' assessment of $100, (2) a probation fund assessment of $10, (3) a drug court assessment of $5, (4) a child advocacy center assessment of $10, (5) a court system assessment of $50, and (6) an Illinois State Police assistance fund assessment of $15.
¶ 13 D. The First Two Pro Se Motions
¶ 14 On August 26, 2014-more than 30 days after sentencing-defendant filed two pro se motions, and neither motion cited or mentioned the Post-Conviction Hearing Act (Act) (720 ILCS 5/122-1 et seq. (West 2014)).
¶ 15 The first pro se motion was titled "Motion To Reduce Sentence Based on Erroneous Elevation of Charges." In this motion, defendant contended that his prior conviction of burglary should not have elevated the present offense, unlawful possession of a weapon by a felon, from a Class 3 felony to a Class 2 felony for two reasons: (1) burglary was not a forcible felony, and (2) he was convicted of the burglary more than 10 years before his conviction of the present offense. He alleged he had informed his appointed defense counsel of this error but that it nevertheless had gone uncorrected.
¶ 16 The second pro se motion was titled "Motion To Vacate Judgement, Conviction, and Sentence Based on Unconstitutional Statutes." In this motion, defendant claimed that when representing him in the guilty plea proceedings, his appointed defense counsel was in a conflict of interest and consequently rendered ineffective assistance. Defendant further claimed that, under federal decisions issued before his arrest in this case, the statute defining the offense of unlawful possession of a weapon by a felon ( 720 ILCS 5/24-1.1(a) (West 2012)) was unconstitutional.
¶ 17 E. The Appointment of New Counsel
¶ 18 On October 1, 2014, the trial court made a docket entry, which stated: "Attorney WILLIAM DAVIS * * * is appointed to represent Defendant * * * on his post-trial motions, filed August 26, 2014." The docket entry contains no mention of the Act or of a postconviction proceeding.
¶ 19 F. The State's First Motion for Dismissal
¶ 20 On October 30, 2014, the State filed a "Motion To Dismiss Petition for Post-Conviction Relief." (It is unclear which of the two pro se motions the State regarded *516 as a postconviction petition.) The State argued that dismissal of the petition was warranted for five reasons. First, defendant pleaded only conclusions instead of specific facts. Second, he failed to allege a substantial denial of his constitutional rights. Third, he had forfeited his claims by failing to raise them on direct appeal. Fourth, the claims he raised on direct appeal had been fully litigated, and the doctrine of res judicata barred them from being relitigated. (Actually, as we have noted, defendant never took a direct appeal.) Fifth, his claims of ineffective assistance were unsupported by the record.
¶ 21 G. The Third Pro Se Motion
¶ 22 On February 3, 2015, while the State's motion for dismissal was still pending, defendant filed a third pro se motion, titled "Motion for Order Nunc Pro Tunc." In this motion-in which, again, he neither cited nor mentioned the Act-he claimed he was entitled to credit for 912 days in presentence custody instead of only 456 days. See 730 ILCS 5/5-4.5-100(b), (c) (West 2012). His argument was that he had been well-behaved while in presentence custody and therefore was entitled to day-for-day credit for good conduct. See 730 ILCS 5/3-6-3(a)(2.1) (West 2012).
¶ 23 H. Davis's Motion To Withdraw
¶ 24 On July 16, 2015, Davis filed a "Motion for Leave to Withdraw as Post-Conviction Counsel Pursuant to
Pennsylvania v. Finley
, [
¶ 25 Davis also filed a certificate pursuant to Illinois Supreme Court Rule 651(c) (eff. Feb. 6, 2013).
¶ 26 I. The State's Duplicate Motion for Dismissal
¶ 27 On July 21, 2015, the State filed a new motion for dismissal, which repeated the arguments of its previous motion for dismissal. Again, the State argued for the dismissal of " the Petition for Post-Conviction Relief," in the singular, without specifying which of the pro se motions the State construed as being such a petition. (Emphasis added.)
¶ 28 J. The Hearing on the Pending Motions
¶ 29 On July 30, 2015, the trial court held a hearing on all pending motions. Defendant participated in the hearing by telephone.
¶ 30 The trial court told defendant at the beginning of the hearing:
"THE COURT: I'm here with Assistant State's Attorney [Sherry] Carey and Attorney Bill Davis. We are here on your motions that have been filed, your post-conviction motion; your motion to reduce sentence based on erroneous elevation of charges, your motion to vacate judgment conviction and sentence based on unconstitutional statutes, and your motion for order nunc pro tunc, which is as to the credit for time served that was assessed in Sangamon County."
(Actually, defendant had filed only three pro se motions. There was no fourth pro se motion that he called a "post-conviction motion.")
*517 ¶ 31 After hearing arguments by defendant and the assistant State's Attorney, the trial court took the matter under advisement.
¶ 32 K. The Trial Court's Rulings
¶ 33 In an order entered on August 18, 2015, the trial court did two things. First, the court granted Davis's motion to withdraw from representing defendant. Second, the court ruled as follows:
"As Defendant failed to make a substantial showing of any constitutional violation in his Petition, the Court allows the State's Motion to Dismiss Post-Conviction Petition. Defendant's pleadings are hereby DISMISSED.
Defendant has a right to appeal this decision. In the case of an appeal from a post-conviction proceeding involving a judgment imposing a sentenced [ sic ] other than death, the appeal is to the Illinois Appellate Court, Fourth District. If Defendant is indigent, he has a right to a transcript of the record of post-conviction proceedings and to the appointment of counsel on appeal, both without cost to him. To preserve the right to appeal, a notice of appeal must be filed in the trial court within 30 days from the date the order was entered."
¶ 34 This appeal followed.
¶ 35 II. ANALYSIS
¶ 36 A. The Lack of Cautionary Admonitions Before Recharacterizing Defendant's Pro Se Motions as a Postconviction Petition
¶ 37 Defendant argues that the trial court committed reversible error by recharacterizing his
pro se
motions as, collectively, a postconviction petition without first giving him the admonitions required by
Shellstrom
,
¶ 38 A pleading or motion eligible for such a recharacterization is one that, though alleging constitutional deprivations that are cognizable under the Act, makes no mention of the Act. See
"[W]hen a circuit court is recharacterizing as a first postconviction petition a pleading that a pro se litigant has labeled as a different action cognizable under Illinois law, the circuit court must (1) notify the pro se litigant that the court intends to recharacterize the pleading, (2) warn the litigant that this recharacterization means that any subsequent postconviction petition will be subject to the restrictions on successive postconviction petitions, and (3) provide the litigant an opportunity to withdraw the pleading or to amend it so that it contains all the claims appropriate to a postconviction petition that the litigant believes he or she has. If the court fails to do so, the pleading cannot be considered to have become a postconviction petition for purposes of applying to later pleadings the Act's restrictions on successive postconviction petitions." Shellstrom ,216 Ill. 2d at 57 ,295 Ill.Dec. 657 ,833 N.E.2d 863 .
The supreme court was concerned that if a trial court unilaterally recharacterized a pleading or motion as a postconviction petition, a
pro se
prisoner, uneducated in the complexities of the Act, might not fully
*518
understand the legal implications of the recharacterization. Specifically, the prisoner might not understand that, in the future, he or she would have to meet the demanding cause-and-prejudice test to obtain permission to file a successive postconviction petition (see 725 ILCS 5/122-1(f) (West 2016) (the prisoner must "show[ ] cause by identifying an objective factor that impeded his or her ability to raise a specific claim during his or her initial post-conviction proceedings," and the prisoner must "show[ ] prejudice by demonstrating that the claim not raised during his or her initial post-conviction proceedings so infected the trial that the resulting conviction or sentence violated due process")).
Shellstrom
,
¶ 39 Later, in
Stoffel
, the supreme court emphasized that
Shellstrom
admonitions were designed for
pro se
litigants, not represented litigants.
Stoffel
,
"The Shellstrom admonitions are designed to protect the rights of pro se defendants and, in particular, to inform them of the limitation on filing successive postconviction petitions and the need to amend their initial petition to include all possible postconviction claims. [Citation.] But this is precisely the role performed by appointed counsel, who is required to consult with the defendant and make any amendments to the pro se petition that are necessary. [Citations.] Thus, * * * the concerns raised in Shellstrom do not apply when counsel is present [citation], and the absence of admonitions in no way prejudices the defendant."Id.
But see
People v. Davis
,
¶ 40 The defendant will have no protection at all from being blindsided by the cause-and-prejudice rule if, at the time the trial court recharacterizes his or her pleading or motion as a postconviction petition, the defendant no longer is represented by counsel. In
Stoffel
, the supreme court agreed with the State that "
Shellstrom
admonitions 'really only apply in the context of a
pro se
petitioner.' "
Stoffel
,
¶ 41 The dissent disagrees that, in the order of dismissal-or anywhere else in the record-the trial court explicitly recharacterized the pro se motions as a postconviction petition, but the dissent argues the court impliedly did so earlier in the proceedings, beginning with its appointment of Davis. In the order of dismissal, however, the court "allow[ed] the State's Motion to Dismiss Post-Conviction Petition." Surely, by doing so, the court signified its agreement with the State's characterization of what should be dismissed. Also, in the order of dismissal, the court admonished defendant on his rights to "appeal from a post-conviction proceeding" and to receive "a transcript of the record of post-conviction proceedings." These characterizations seem pretty explicit to us.
¶ 42 Looking through the record, we see no earlier recharacterization by the trial court. The dissent strongly disagrees that the recharacterization did not take place until the court granted the motion to withdraw and the motion for dismissal. Very well, then, the dissent should identify where in the record the court earlier stated it would regard the postconviction motions as a postconviction petition. See
In re Marriage of Wolff
,
¶ 43 The dissent argues that by appointing Davis, the court impliedly recharacterized the first two
pro se
motions as a postconviction petition. For two reasons, that argument strikes us as unconvincing. First, it would imply a recharacterization that is at odds with the court's explicit characterization of the
pro se
motions as "post-trial motions." In the docket entry of October 1, 2014, the court appointed Davis "to represent Defendant * * * on his post-trial motions." Second, assuming we could reasonably imply a recharacterization that contradicts the court's explicit characterization, we could just as readily imply a recharacterization as a section 2-1401 petition ( 735 ILCS 5/2-1401 (West 2016) ). After all, trial courts have discretion to appoint counsel to represent indigent defendants in section 2-1401 proceedings.
People v. Sweet
,
¶ 44 Admittedly, as the dissent points out, the attorneys recharacterized the proceedings as postconviction proceedings. The assistant State's Attorney filed two "Motion[s] To Dismiss Petition for Post-Conviction Relief," and Davis filed a "Motion for Leave to Withdraw as Post-Conviction Counsel" and a certificate pursuant to Rule 651(c). But Davis filed his motion and certificate on his own behalf, not on defendant's behalf; therefore, his recharacterization in those filings was not attributable to defendant.
¶ 45 More to the point, the only recharacterization that counted for purposes of Shellstrom was the recharacterization by the trial court-which did not occur until August 18, 2015, when the court granted Davis permission to withdraw. Until that time, despite any position the attorneys took, recharacterization always was optional with the court. See 725 ILCS 5/122-1(d)
*520
(West 2016);
Stoffel
,
¶ 46 The dissent infers, from the certificate pursuant to Rule 651(c), that Davis proactively advised defendant regarding the cause-and-prejudice rule. We do not see how such an inference could be safely drawn. A certificate pursuant to Rule 651(c) states merely that postconviction counsel "has consulted with petitioner by phone, mail, electronic means or in person to ascertain his or her contentions of deprivation of constitutional rights, has examined the record of the proceedings at the trial, and has made any amendments to the petitions filed
pro se
that are necessary for an adequate presentation of petitioner's contentions." Ill. S. Ct. R. 651(c) (eff. Feb. 6, 2013). The certificate says nothing about advising defendant regarding the cause-and-prejudice rule, and we are aware of no case imposing such an obligation on postconviction counsel-not even when counsel decides which, if any, amendments should be made to the
pro se
petition. When Rule 651(c) speaks of "ma[king] any amendments to the petitions filed
pro se
that are necessary for an adequate presentation of petitioner's contentions" ( Ill. S. Ct. R. 651(c) (eff. Feb. 6, 2013)), the supreme court interprets "petitioner's contentions" as referring only to the contentions already in the
pro se
petition.
People v. Pendleton
,
¶ 47 B. Fines Imposed by the Circuit Clerk
¶ 48 A reviewing court may "exercise all or any of the powers of amendment of the trial court." Ill. S. Ct. R. 366(a)(1) (eff. Feb. 1, 1994). If the record contains a clerical error, the trial court may amend the record so as to correct the clerical error and cause the record to accurately
*521
reflect the court's actual decision as memorialized elsewhere in the record.
In re Marriage of Hirsch
,
¶ 49 Defendant argues that the record is in need of amendment because the circuit clerk erroneously indicated in the record that he owes six fines, whereas, actually, the trial court imposed no fines at all in its sentencing order. Although circuit clerks can have statutory authority to impose fees, they never have authority to impose fines; the imposition of a fine is exclusively a judicial act.
People v. Smith
,
¶ 50 First, the circuit clerk listed an assessment of $50 for "COURT SYSTEMS." See 55 ILCS 5/5-1101(c)(1) (West 2012). The State concedes that this assessment is a fine and that it should be vacated or deleted from the record because the trial court never imposed this fine. See
Smith
,
¶ 51 Second, the circuit clerk listed an assessment of $10 for "CHILD ADVOCACY." See 55 ILCS 5/5-1101(f-5) (West 2012). The State concedes that because there is no connection between defendant's offense and children's advocacy or juvenile justice, this assessment is a fine, which likewise should be vacated because the trial court never imposed it. See
People v. Jones
,
¶ 52 Third, the circuit clerk listed an assessment of $15 for the Illinois State Police operations assistance fund ("ISP OP ASSISTANCE FUND"). See 705 ILCS 105/27.3a(1.5) (West 2012). The State concedes that this assessment is a fine rather than a fee (see
People v. Millsap
,
¶ 53 Fourth, the circuit clerk listed an assessment of $5 as a "DRUG COURT FEE." See 55 ILCS 5/5-1101(f) (West 2012). The State concedes that because defendant never participated in drug court in this case, this assessment must be vacated as a void fine, since the circuit clerk, rather than the trial court, imposed it (see
Warren
,
¶ 54 Fifth, the circuit clerk listed an assessment of $100 for the violent crime victims' assistance fund ("VICTIMS ASSIST FUND"). See 725 ILCS 240/10(b) (West 2012). The State concedes that this assessment is a fine and that it should be vacated because, again, the sentence includes no fines. See
Warren
,
¶ 55 Sixth, the circuit clerk listed an assessment of $10 for the probation operations fund ("PROBATION OP FUND"). See 705 ILCS 105/27.3a(1.1) (West 2012). The State concedes that because defendant waived the preparation of a presentence investigation report, this assessment is a fine rather than a compensatory fee (see
People v. Rogers
,
¶ 56 We agree with the State's concessions regarding those six assessments. Fines imposed by the circuit clerk are void from the start; they are nothing but spurious demands, lacking legal effect. See
People v. Larue
,
¶ 57 III. CONCLUSION
¶ 58 For the foregoing reasons, we vacate the trial court's dismissal of defendant's three
pro se
motions, and we remand this case with directions that the trial court admonish defendant pursuant to
Shellstrom
,
¶ 59 Vacated and remanded with directions.
Justice Holder White concurred in the judgment and opinion.
Presiding Justice Turner concurred in part and dissented in part, with opinion.
¶ 60 PRESIDING JUSTICE TURNER, concurring in part and dissenting in part.
¶ 61 I respectfully dissent from the portion of the majority's opinion vacating the trial court's dismissal of defendant's three pro se motions and remanding the case with directions for the trial court to admonish defendant pursuant to Shellstrom .
¶ 62 Contrary to the majority opinion (
supra
¶ 41), the trial court never explicitly stated it was recharacterizing defendant's
pro se
motions as a postconviction petition in the appellate record. The record does show the trial court implicitly recharacterized defendant's
pro se
motions as a postconviction petition on October 1, 2014, when it appointed counsel to represent defendant on the first two posttrial motions. On October 30, 2014, the State filed a "motion to dismiss petition for post-conviction relief," which it can do at the second stage of the postconviction proceedings. See
Pendleton
,
¶ 63 In his motion to withdraw, postconviction counsel asserted the trial court had jurisdiction over defendant's pro se motions under the Act. In doing so, counsel stated that, upon review of the first two pro se motions, the court took the stance the motions served as petitions for postconviction relief under the Act. The motion to withdraw suggests the court appointed counsel in accordance with section 122-4 of the Act ( 725 ILCS 5/122-4 (West 2014) ). In the motion to withdraw, postconviction counsel addressed all three of defendant's pro se motions. Postconviction counsel concluded that, after a careful review of the record, defendant had no meritorious issues to be argued in a postconviction petition. Attached to the motion to withdraw *523 was defendant's counsel's certificate of compliance with Illinois Supreme Court Rule 651(c) (eff. Feb. 6, 2013), which only applies to postconviction cases.
¶ 64 At a July 2015 hearing on the pending motions, the trial court commenced the hearing by stating "[w]e are here on your motions that have been filed, your post-conviction motion." The court then allowed defendant's counsel to argue his motion to withdraw and allowed defendant to argue his three motions. Postconviction counsel explained he filed a Finley motion because the court had taken the position defendant's pro se motions were postconviction petitions. The court did not correct counsel or in any way indicate the motion was inappropriate or the proceedings were not under the Act. Postconviction counsel then explained why he thought the motions were meritless. The court said nothing about the nature of defendant's pro se motions.
¶ 65 In August 2015, the trial court entered a written order, first granting counsel's motion to withdraw. The court then addressed the merits of defendant's various claims and concluded by allowing the State's motion to dismiss the postconviction petition. The court did not make any statements indicating it was considering the motions as a postconviction petition for the first time. Thus, I strongly disagree with the majority's finding the recharacterization did not take place until the court's order granting defendant's counsel's motion to withdraw and the State's motion to dismiss.
¶ 66 Here, defendant had appointed counsel to represent him on his three
pro se
motions. In
Stoffel
,
¶ 67 Last, while I agree with the majority's suggestion Stoffel 's basis for not requiring Shellstrom admonitions in cases where counsel has been appointed may be analytically questionable, I am troubled by the majority's characterization of the record in this case, apparently as a way to distinguish Stoffel .
Case-law data current through December 31, 2025. Source: CourtListener bulk data.