THIRD DIVISION January 24, 2018

No. 1-13-3981

THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the ) Circuit Court of Plaintiff-Appellee, ) Cook County. ) v. ) No. 07 CR 16070 ) ALVIN PERKINS, ) Honorable ) Luciano Panici, Defendant-Appellant. ) Judge Presiding.

JUSTICE HOWSE delivered the judgment of the court, with opinion. Justices McBride and Ellis concurred in the judgment and opinion.

OPINION

¶1 The State charged defendant, Alvin Perkins, with the first degree murder of his ex-

girlfriend and neighbor, Teresa Iacovetti, who was shot in the face on June 26, 2007. Teresa died

from her injuries several days later. Within hours after being shot, Teresa identified defendant as

the shooter to three police officers, and those three identifications were all admitted into

evidence at defendant’s jury trial. The Cook County circuit court admitted one of those

identifications under the forfeiture-by-wrongdoing doctrine. Following the trial, the circuit court

of Cook County convicted defendant of first degree murder and sentenced him to 35 years in the

penitentiary for the murder and a consecutive sentence of 35 years for personally discharging the

firearm that caused Teresa’s death. Defendant appealed his conviction arguing, inter alia, the

trial court improperly admitted all three of Teresa’s statements identifying him as her shooter

and, in particular, the court erred when it applied the wrong standard to determine whether the

forfeiture-by-wrongdoing doctrine applied to admit one of the victim’s statements. We retained

jurisdiction of defendant’s appeal and remanded the matter to the trial court for the court to

determine whether the State proved, by a preponderance of the evidence, defendant shot Teresa 1-13-3981

with the intent of preventing her from testifying as a witness against him. On remand, the trial

court held a hearing, after which it found the State proved by a preponderance of the evidence

that defendant intended to prevent Teresa from testifying. Defendant filed a supplemental brief

concerning the hearing on remand but withdrew it. For the reasons that follow, we affirm.

¶2 BACKGROUND

¶3 The State charged defendant by indictment with the first degree murder of his ex-

girlfriend and neighbor, Teresa Iacovetti, who was shot on June 26, 2007, and died several days

later. At the time he was charged, defendant faced the possibility of being sentenced to death if

convicted.

¶4 Procedural History

¶5 During court appearances prior to trial, defense counsel expressed concern about

defendant’s mental status. On April 15, 2009, defense counsel indicated to the court that

defendant’s fitness and sanity may be an issue at trial. Counsel also stated that defendant had a

mental health history. On July 9, 2009, defendant’s attorneys tendered a package of information

relating to defendant’s psychological history. At that time, defense counsel indicated that

defendant still needed to undergo psychological testing. The State also informed the court that

defendant was schizophrenic, questioned whether defendant was on medication, and indicated

that defendant would need to be tested. Defense counsel confirmed that defendant was on

medication.

¶6 On September 23, 2009, just as defense counsel presented a motion to preclude the death

penalty, defendant objected to his counsel’s representation and indicated that he wanted to

represent himself. Specifically, defendant stated: “Judge, I would like to speak on account of my

own behalf. I would like to represent myself pro se in this criminal proceeding thus far. I have an

objection to [defense counsel] representing me any farther in these proceedings. And I’m also

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demanding trial today. I’m demanding trial, sir, speedy trial today.” When the judge asked

defendant whether he understood “what’s involved in a death penalty case,” defendant

responded, “Sir, I don’t—I’m not interested in that right now, your Honor. I want to represent

myself, please. I have a Constitutional right to represent myself in these criminal proceedings.

And I’m demanding trial.” During this exchange, defense counsel advised the court that “we

have four experts, an investigator, and mitigator, as well as three attorneys on this case.

Nobody’s ready because experts’ work has not been completed, reports have not been produced,

and investigation is still ongoing.” Defense counsel then concluded, “So we’re not anywhere

near setting this case for trial.” The court then denied defendant’s request to represent himself.

¶7 Later, in May 2010, in response to defendant’s filing of pro se speedy trial demands, the

trial court informed defendant that it could not accept motions from him because he was

represented by counsel. In March 2011, after the parties agreed to a continuance, defendant

interrupted, saying that he had already complained to his lawyer about being locked up for three

years and nine months and that he wanted to go to trial. The court advised defendant that he was

represented by an attorney and the court would only accept motions from his attorney. The court

also stated the case could not proceed to trial until defendant’s attorney filed a certificate of

readiness because this was a death penalty case. Defendant responded, “Well, I am the one on

trial here.” Defendant again demanded trial, and the trial court judge responded that his request

was “[n]ot valid.”

¶8 At the request of defense counsel, the trial court ordered a fitness evaluation of defendant

at the end of 2009. In January 2010, defendant refused to participate in the evaluation, but the

evaluation was conducted on February 19, 2010. From that evaluation, it was reported that

defendant was fit for trial and sane at the time of the offense. However, the report noted that

fitness to stand trial while medicated would be assessed in a separate evaluation since defendant

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was on medication. Defense counsel then indicated that he would not be pursuing an insanity

defense.

¶9 The second evaluation found defendant fit for trial with medication, as he was taking

some psychotropic medications like Risperidone, Zyprexa, and Hydroxine. The doctor

evaluating defendant deferred any opinion as to defendant’s sanity at the time of the offense

since defendant had insisted he was not raising an insanity defense.

¶ 10 In March 2011, the trial court indicated that the death penalty was no longer an option in

the case since the death penalty had been abolished in Illinois. Nothing in the record indicates

that defendant renewed his request to represent himself after he was found fit for trial.

¶ 11 Prior to trial, defendant filed a motion in limine to exclude as hearsay three statements by

Teresa, now deceased, to police identifying defendant as the person who shot her. The shooting

itself occurred at approximately 12:20 a.m. on June 26, 2007. The first statement was made to

Officer Alfredo Salinas while Teresa was in the emergency room trauma center at approximately

1:46 a.m. In this statement, Teresa identified defendant as her shooter. The second statement was

made to Officer Daniel Riegler at approximately 2 a.m. Officer Riegler asked Teresa who shot

her, and she named defendant. Teresa then twice stated, “I can’t believe Alvin shot me.” The

third statement was made later that day, between 9 a.m. and 2 p.m., to Detective Mikal El-Amin.

Detective El-Amin asked Teresa what happened, and Teresa told him that she was watering

plants in the yard when she saw defendant enter the yard from the alley. She stated when

defendant came to the yard, he said, “I told you what was going to happen, b***.” She stated he

then pointed a gun at her and shot her in the face.

¶ 12 The parties argued the admissibility of the statements in two discrete motions: the first

concerning the identifications Teresa made to Officers Salinas and Riegler, and the second

regarding Teresa’s statement later in the day to Detective El-Amin, which was more detailed.

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¶ 13 At the hearing on the admissibility of the statements, the parties proffered statements

contained in the police reports and did not present any witnesses. With respect to the first two

statements, the defense argued that to admit those hearsay statements would violate defendant’s

sixth amendment rights. The State in turn argued the statements were admissible as either excited

utterances or dying declarations. The trial court admitted the first two statements as either dying

declarations or excited utterances, finding that there was not enough time for Teresa to fabricate

a story. With respect to the third, more detailed statement to Detective El-Amin, the State argued

the identification was admissible pursuant to the statutory forfeiture-by-wrongdoing exception to

the rule against hearsay found in section 115-10.7 of the Code of Criminal Procedure (725 ILCS

5/115-10.7 (West 2012)).

¶ 14 At the hearing on defendant’s motion in limine, the State argued that pursuant to

subsection (d) of the statute, if it proved by a preponderance of the evidence that defendant

murdered Teresa, the State was not required to show that defendant’s purpose in committing the

murder was to create the unavailability of a witness for the exception to apply and the statement

to be admitted. Even if the State did have to show a motive, the State contended that defendant

was motivated to kill Teresa to silence her from testifying about the fact defendant violated an

order of protection by contacting her on the night of the shooting and that he had a previously

stricken criminal damage to property case, which alleged defendant attempted to pry open

Teresa’s door about a month earlier.

¶ 15 The defense responded by arguing the State’s argument as to defendant’s motive was

illogical—it did not make sense for defendant to create a situation where he violated an order of

protection so that he then had to kill Teresa. Further, the defense argued the criminal damage to

property case had been stricken and could not automatically be reinstated. The court ultimately

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found the third identification was admissible where the State had met its burden and where there

was no intent requirement in the forfeiture-by-wrongdoing statute.

¶ 16 Defendant appealed his conviction on the grounds the trial court improperly admitted

Teresa’s hearsay statements and improperly denied his request to represent himself. Concerning

the admission of Teresa’s statements, defendant argued, in part, that the trial court used the

wrong standard when it admitted Teresa’s statements under the forfeiture-by-wrongdoing

doctrine. This court found that “[i]n ruling that the statements were admissible pursuant to the

statute, the trial court noted its interpretation of the statute and stated: ‘Basically it is saying, as I

read the statute, if the State is able to prove that the defendant, by a preponderance of the

evidence, killed the witness, then that’s all they have to prove.’ ”

,

¶ 18. We noted that “the trial court judge never made a finding of fact regarding whether

defendant, by his actions, intended to procure Teresa’s absence at trial, which is a requirement

for the application of the forfeiture-by-wrongdoing doctrine under the Supreme Court’s ruling in

[Giles v. California,

(2008)].”

, ¶ 19. Based on

the record then before us, we could not presume the trial court judge knew intent to kill the

witness to prevent her from testifying at trial was a requirement under the forfeiture-by-

wrongdoing doctrine and thus remanded the matter to the trial court for a hearing on whether the

State proved that contention by a preponderance of the evidence.

We ordered that following

the hearing on remand, we would “address the remaining issues including any issue that may

arise on remand from the hearing.”

.

¶ 17 At the hearing on remand, the State did not present any witnesses. The State argued the

evidence showed that defendant shot Teresa in the face “to ensure her unavailability against him

in a criminal damage to property case on a violation of order of protection.” The State argued

that defendant and Teresa had a dating relationship and that beginning in April 2007 “there were

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a series of events that he committed against her.” The State recounted incidents of defendant

using a screwdriver on Teresa’s sister’s car in an attempt to take back a windshield he had

installed, using a pry bar on the door to Teresa’s home, repeatedly calling Teresa and pounding

on her front door, and, the day after the last incident, breaking a window in Teresa’s house. The

State said the last incident resulted in a criminal damage to property case against defendant.

Police arrested defendant for the criminal damage to property, and defendant “told the police

officer, ‘I know what I’m going to need to do when I get out.’ ” When defendant was arrested,

the trial court entered a two-year order of protection against defendant ordering him to stay away

from Teresa, her son, and her house. The State argued that a few days after his arrest defendant

repeatedly called Teresa and his friends repeatedly called Teresa “making threatening remarks to

her about not going to court, about not testifying against him.” Teresa did not appear in court for

the criminal damage to property case, and the charges were stricken with leave to reinstate. The

order of protection was continued and was in effect following the dismissal with leave to

reinstate of the criminal damage to property case. The State recounted the instant offense, then

argued as follows:

“This evidence shows that the defendant was not going back to jail. He did

not want to go back to jail and some of the threatening phone calls he made to

Teresa in the criminal damage to property case, he would say, don’t call the

police, don’t call the police. Well, here he knew what he had to do. He was not

going back to jail.

So when Teresa was not amenable to his visitation after midnight, he

thought she’s calling the police, I’m not going back and he shoots her in the face

with the intent of preventing her from testifying in the criminal damage to

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property case and in certainly the violation of order of protection case that’s

coming as she’s calling the police.”

¶ 18 The defense argued the criminal damage to property case had been stricken and was not

pending and there was no pending violation of an order of protection. The defense argued there

was “nothing active or pending in the court system where we could presume [defendant] went to

[Teresa’s] house that morning intending to prevent her from going to court.” The defense further

argued “[t]here could be something to reinstate, but what motivation does the victim have here to

go to court and reinstate either the order of protection or the criminal damage to property case at

this point? There’s none.” The defense argued that defendant’s appearance on Teresa’s property

did not give rise to an inference that he put himself in that position so that he could kill her to

prevent her from going to court. The defense concluded by arguing it was not enough that

defendant went to Teresa’s home intending to kill her; “[y]ou have to show he went there

intending to *** produce her unavailability as a witness,” and Teresa “was not a witness against

him in anything.”

¶ 19 The State replied the forfeiture-by-wrongdoing doctrine does not require there to be a

pending case for the doctrine to apply. In support of that assertion, the State cited the decision in

People v. Hanson,

(2010), in which, the State argued, no case was pending against

the defendant when he killed his sister and the deceased sister’s statements were admitted against

the defendant under the forfeiture-by-wrongdoing doctrine. The State argued that case proved the

doctrine applied where the defendant feared a future prosecution in which the decedent would

have been a witness. The State pointed out that Teresa had called police about defendant

numerous times and defendant had “made it clear to the police that he knew what he needed to

do.” The State also asserted that in one of his phone calls to Teresa, defendant told Teresa he

“didn’t want her calling the police on him.” The State argued “it does not matter that there

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wasn’t a case pending. It’s that he actually shot her because he was not going back to jail. He

was not going to let her call the police. He was not going back for criminal damage to property.

He was not going back for violation of an order of protection.”

¶ 20 Following the parties’ arguments, the trial court first found that “as the defense alleges in

his response, there is no dispute to the facts that were presented by the State.” The court noted

that defendant kept calling and threatening Teresa, that his threats “worked the first time,” and

that defendant stated to police that he knew what he had to do when he got out after police

arrested defendant for criminal damage. The court held:

“the victim was in fear of her life and I believe that by [a] preponderance of the

evidence the State did prove that the defendant intended to prevent her from

testifying in a violation of an order of protection, if nothing, [sic] and also under

the possibility of having the case reinstated, the criminal damage to land case. So

therefore I believe that the common law forfeiture by wrongdoing [applies] ***.”

¶ 21 Defendant filed a supplemental brief concerning the ruling on remand but later filed a

motion to withdraw that brief and dispense with further briefing. The motion to withdraw states

“the briefs previously filed in this case adequately address the unresolved issues remaining

before [the appellate court]” and asks this court to “decide the issues remaining before it.”

¶ 22 Trial Evidence

¶ 23 At defendant’s jury trial, Erik DePillars, Teresa’s son who was nine years old when

Teresa was shot, testified that shortly after midnight on June 26, 2007, he was in the living room

reading a book. He heard a knock at the door and answered it. Erik testified that he recognized

the man at the door as his mother’s ex-boyfriend, Alvin Perkins. Erik stated that he went and sat

back down while his mother talked to defendant at the front door. Erik testified that after a few

minutes his mother shut the door and locked it and ran to the back door. Erik did not know what

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was going on, so he got up and walked towards the back of the house. He was waiting in the

kitchen when he heard his mother scream, then heard a “crack” that sounded like a gunshot. He

grabbed a knife from the kitchen and ran outside. Once outside, Erik saw his mother lying on the

back step in a puddle of blood. He did not see anyone else in the backyard. He went inside and

called police. When he came back out, his mother was still conscious, and a neighbor had come

over and was using a hose to wash blood off his mother’s face.

¶ 24 Officer Alfredo Salinas testified that at about 12:20 a.m., he and his partner received a

call about shots fired. They arrived at Teresa’s house about three to four minutes later. They

went to the backyard and saw Teresa receiving aid from paramedics. Officer Salinas and his

partner had a brief conversation with Erik, and after that, they began to look for defendant.

Officer Salinas walked from Teresa’s home across the alley to defendant’s apartment building.

He knocked on the back door, but there was no response. He went around to the front door, and

defendant answered. Officer Salinas recounted that defendant did not appear to be out of breath,

he did not have any blood on him anywhere, and he did not have a gun on him. Officer Salinas

arrested defendant and gave him his Miranda (

(1966)) warnings. He asked

defendant whether he had spoken with Teresa, and defendant responded that “he had had contact

with her approximately an hour prior, and that he had called her around 12:00 midnight on her

phone.” The officers made a cursory search of defendant’s house and Teresa’s backyard but did

not find a gun.

¶ 25 Officer Salinas then went to the hospital where Teresa had been taken and spoke with her

at 1:46 a.m. They spoke for about two minutes until hospital personnel told Officer Salinas to

stop. Officer Salinas recounted that Teresa recognized him by name based on a previous incident

a month earlier. He noted that she appeared to be in a lot of pain but could still speak coherently.

Teresa told Officer Salinas that defendant had shot her in the face.

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¶ 26 Officer Daniel Riegler testified that when he arrived at Teresa’s house at about 1:30 a.m.,

he noticed a lot of blood on the back patio and on the rear wall of the house. He collected a .22-

caliber shell casing, a cordless telephone, and a 40-ounce bottle of malt liquor. He also took

photos of the scene and the items he recovered. After spending about half an hour at the scene,

Officer Riegler went and spoke with Teresa at the hospital. He recounted that Teresa was still in

the emergency room trauma center and her mother, brother, and son were present. Officer

Riegler testified that she appeared coherent and able to understand his questions. Officer Riegler

asked who shot her, and she named defendant. She then twice stated, “I can’t believe Alvin shot

me.” After visiting Teresa, Officer Riegler went to the Chicago Heights police department and

spoke with defendant. He collected defendant’s shirt and put it in a paper evidence bag, which

was submitted to the state police for testing.

¶ 27 Detective El-Amin testified that he spoke with Teresa sometime between 9 a.m. and 2

p.m. on the day of the shooting and she gave him a narrative statement about the shooting. He

asked Teresa what happened, and she told him that she was watering plants in the yard when she

saw defendant enter the yard from the alley. She stated when defendant came into the yard, he

said, “I told you what was going to happen, b***;” and that is when he raised his hand with a

gun in it and shot her in the face. She said she fell to the ground and realized she was bleeding

heavily. Her son came to the yard, and then a neighbor came over and used a hose to wash some

of the blood off her face.

¶ 28 Ellen Chapman, a forensic scientist with the Illinois State Police Forensic Science

Center’s evidence unit, testified that she was tasked with checking a shirt for gunshot residue.

She took samples from the shirt’s right sleeve and right shoulder. The sample from the right

sleeve contained some particles but not enough to be able to say it was positive for residue. She

said the sample from the right shoulder did have “unique tricomponent gunshot residue

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particles.” She opined that this would mean either that the shirt contacted an item with gunshot

residue, it was within the environment of a fired gun, or someone wearing the shirt fired a gun.

¶ 29 It was stipulated that a July 5, 2007, autopsy revealed that Teresa died from a gunshot

wound to the right side of her face.

¶ 30 The State introduced evidence related to an incident that occurred in May 2007. Officer

Salinas testified that on May 6, 2007, he had been dispatched to Teresa’s house for a call

regarding criminal damage to property. Officer Salinas spoke with Teresa and Travis Mitchell,

then arrested defendant at his apartment, located directly behind Teresa’s house. As Officer

Salinas was processing defendant, defendant said out loud, “I know what I am going to have to

do when I get out of jail.” Travis Mitchell testified that he was at Teresa’s house that night,

playing with Erik and another friend. They heard someone knocking at the door, and eventually

they heard glass break. He looked through a window and, as a result, was able to identify

defendant in court as the person he saw banging on the door. Mitchell said he and the other boys

got scared and ran to the back of the house and made a telephone call to Teresa, who was not

home at the time. Teresa called the police, and she ended up arriving back home a few minutes

later.

¶ 31 Finally, the State was permitted to introduce a plenary order of protection Teresa had

against defendant that was in place at the time of the shooting.

¶ 32 Defense counsel moved for a directed verdict, which was denied.

¶ 33 The defense called Jesse Taylor, who testified that on the evening of the shooting, he and

defendant were at defendant’s apartment drinking a few beers and playing chess. At around

“eleven something,” defendant had fallen asleep, and Taylor left to go to his mother’s house,

which was about 10 to 12 minutes away by bicycle. He recalled that he got to his mother’s house

sometime before 12 a.m.

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¶ 34 Larrison Molex testified that he stopped by defendant’s house that night at around 11

p.m., but he only stayed for about four or five minutes. He recalled that defendant and Taylor

were playing chess at the time.

¶ 35 The jury returned a guilty verdict as to first degree murder.

¶ 36 The defense filed a posttrial motion challenging, among other issues, the admission of

Teresa’s statements of identification to police at the hospital. That motion was denied.

¶ 37 The trial court sentenced defendant to a term of 70 years in prison, 35 years for murder

and 35 years for personally discharging the firearm that caused Teresa’s death. Defendant filed a

motion to reconsider, which was denied. Defendant timely filed a notice of appeal, and an

amended notice of appeal was allowed on January 6, 2015. On appeal, defendant argues the trial

court erred in denying his motion to represent himself and in allowing Teresa’s statements of

identification into evidence.

¶ 38 ANALYSIS

¶ 39 Defendant argues his conviction must be reversed and the matter remanded for a new trial

because (1) the trial court denied him his right to represent himself at trial and (2) the admission

of Teresa’s three statements to police identifying him as her killer violated his sixth amendment

right to confront witnesses. We address each argument in turn.

¶ 40 Defendant’s Request for Self-Representation

¶ 41 A defendant has a constitutional right to represent himself. Faretta v. California,

(1975); People v. Baez,

(2011). To represent himself, a

defendant must knowingly and intelligently relinquish his right to counsel. Faretta,

; Baez,

. It is well settled that waiver of counsel must be clear and

unequivocal, not ambiguous. Baez,

. A defendant waives his right to self-

representation unless he articulately and unmistakably demands to proceed pro se.

The

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purpose of requiring that a criminal defendant make an unequivocal request to waive counsel is

to: “(1) prevent the defendant from appealing the denial of his right to self-representation or the

denial of his right to counsel, and (2) prevent the defendant from manipulating or abusing the

system by going back and forth between his request for counsel and his wish to proceed pro se.”

People v. Mayo,

(2002). In determining whether a defendant’s statement is

clear and unequivocal, a court must determine whether the defendant truly desires to represent

himself and has definitively invoked his right of self-representation. Baez,

.

¶ 42 Although a court may consider a defendant’s decision to represent himself unwise, if his

decision is freely, knowingly, and intelligently made, it must be accepted. People v. Lego,

(1995); People v. Silagy,

(1984). The requirement of

knowing and intelligent choice “calls for nothing less than a full awareness of both the nature of

the right being abandoned and the consequences of the decision to abandon it.” Lego,

. The determination of whether there has been an intelligent waiver of the right to counsel

must depend, in each case, upon the particular facts and circumstances of that case, including the

background, experience, and conduct of the accused.

. Courts must “indulge in every

reasonable presumption against waiver” of the right to counsel. Brewer v. Williams,

(1977); People v. Burton,

(1998).

¶ 43 If the trial court allows the defendant “to proceed pro se, the trial court must determine,

in open court, that the defendant understands the nature of the charge, the minimum and

maximum sentence pr[e]scribed by law, and that he has a right to have counsel appointed if he is

indigent.” People v. Harris,

; Ill. S. Ct. R. 401(a) (eff. July 1,

1984) (“Any waiver of counsel shall be in open court. The court shall not permit a waiver of

counsel by a person accused of an offense punishable by imprisonment without first, by

addressing the defendant personally in open court, informing him of and determining that he

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understands the following: (1) the nature of the charge; (2) the minimum and maximum sentence

prescribed by law, including, when applicable, the penalty to which the defendant may be

subjected because of prior convictions or consecutive sentences; and (3) that he has a right to

counsel and, if he is indigent, to have counsel appointed for him by the court.”).

¶ 44 Defendant concedes he forfeited his claim regarding the trial court’s denial of his request

to represent himself where it was not objected to at trial or in his motion for a new trial; however,

as both parties correctly point out, an error in denying a defendant the right to represent himself

is a structural error that we may review regardless of forfeiture. People v. Washington,

(a structural error is “a systemic error that serves to erode the integrity of the

judicial process and undermine the fairness of a trial”); People v. Jackson,

. We review a trial court’s determination on the issue of self-representation for

an abuse of discretion. See Burton,

(finding no abuse of discretion in requiring

counsel’s continued representation); People v. Jackson,

(1992). An

abuse of discretion occurs only where the trial court’s ruling is arbitrary, fanciful, or

unreasonable, or where no reasonable person would take the view adopted by the trial court.

People v. Phillips,

(2009).

¶ 45 On September 23, 2009, defendant stated to the trial court: “Judge, I would like to speak

on account of my own behalf. I would like to represent myself pro se in this criminal proceeding

thus far. I have an objection to [defense counsel] representing me any farther in these

proceedings. And I’m also demanding trial today. I’m demanding trial, sir, speedy trial today.”

When the judge asked defendant whether he understood “what’s involved in a death penalty

case,” defendant responded, “Sir, I don’t—I’m not interested in that right now, your Honor. I

want to represent myself, please. I have a Constitutional right to represent myself in these

criminal proceedings. And I’m demanding trial.” Following comments by defendant’s attorney,

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the court denied defendant’s request to represent himself. Defendant argues the trial court abused

its discretion when it denied his request to represent himself because (1) defendant’s legal

acumen should not have been considered in the trial court’s determination, (2) defendant had no

mental defects that would have prevented him from proceeding pro se as he was found fit for

trial, and (3) the trial court failed to follow Illinois Supreme Court Rule 401 (eff. July 1, 1984) in

considering defendant’s request.

¶ 46 The State argues the trial court properly denied defendant’s request to represent himself

where defendant’s request was not unequivocal, defendant did not understand the nature of the

charges against him, and defendant lacked the mental ability to knowingly and intelligently

relinquish his right to counsel.

“A finding that the right to counsel has been waived is not to be made lightly.

[Citations.] In assessing the validity of a waiver, a reviewing court must

determine whether there was an intelligent relinquishment or abandonment of a

known right or privilege. [Citation.] More than a routine inquiry is required to

make this determination. [Citation.] Such a finding should be preceded by a

careful inquiry by the court, aimed at determining the defendant’s ability to

conduct his own defense. [Citation.] Moreover, the waiver of any constitutional

right requires the highest level of competency. [Citations.] In this context one

court has stated that ‘[a]ny waiver of counsel is carefully scrutinized “[b]ecause of

the importance of the right to counsel in preserving the free exercise of other

constitutional rights in the criminal process.” [Citation.]’ [Citation.]

Thus, in addition to engaging in a colloquy with the defendant to advise

him of his right to counsel, the court must still determine for itself whether the

accused has the requisite capacity to effectuate an intelligent waiver of his right.

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The objective criteria commonly utilized by courts to make this determination are

the defendant’s age [citation], level of education [citation], mental capacity

[citation] and prior involvement, if any, in legal proceedings [citation]. On the

basis of the surrounding circumstances and these relevant factors, the trial court

must make a subjective evaluation of whether an accused was aware of what he

was doing.” (Emphasis added.) People v. Vanderwerff,

(1978).

¶ 47 We find that the trial court did not abuse its discretion when it denied defendant’s request

to represent himself. The sixth amendment requires the court to honor a defendant’s choice to

represent himself, even if the choice is in all likelihood a disastrous one for the defense, “[u]nless

the defendant [has] a mental disability that incapacitated him from understanding the content of

Rule 401(a).” People v. Fisher,

(2011).

“[D]efendant’s request for self-representation may be denied when, despite the

court’s efforts to explain the consequences of waiver, the court finds the

defendant is unable to reach the level of appreciation needed for a knowing and

intelligent waiver. ([2 Wayne R. LaFave and Jerold H. Israel, Criminal Procedure

§ 11.5(d), at 47-48 (1984)].) We emphasize, however, that this is an inquiry into

the defendant’s ability to make a knowing and intelligent waiver of his right to

counsel; it is not an inquiry into defendant’s ability to do an appropriate job

defending himself at trial. As Professors LaFave and Israel have noted, ‘Trial

courts hesitate to deny the request of an adult defendant unless he appears to be

suffering from some significant mental disability.’ (LaFave and Israel, § 11.5(d),

at 48.) We agree that this standard should guide the trial courts as they make such

inquiries and resolve the question of whether defendant can make an intelligent

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waiver of his right to counsel.” People v. Ward,

(1991).

¶ 48 The record shows that at the time defendant made the request to represent himself, the

trial court was aware there was an issue raised concerning defendant’s mental capacity and

statements that defendant was schizophrenic and taking psychotropic medication. Further, when

defendant requested to represent himself, he requested a trial that day, even though discovery had

not yet been completed. Most importantly, when the trial judge asked defendant if he understood

what was involved in a death penalty case, defendant responded, “Sir, I don’t—I’m not

interested in that right now, your Honor.” Based on these facts, and given that we are to “indulge

in every reasonable presumption against waiver” of the right to counsel (Burton,

), we cannot say that no reasonable person would have adopted the view of the trial court in

finding defendant’s request to represent himself was not knowingly and intelligently made.

Phillips,

. Further, contrary to defendant’s argument on appeal that the

trial court applied a defective standard in evaluating his request by considering his understanding

of capital litigation, defendant’s lack of the requisite capacity to effectuate an intelligent waiver

of his right to counsel “had nothing to do with inquiring into *** defendant’s ability to conduct

his own defense.” See Ward, 208 Ill. App. 3d. at 1083 (“the Vanderwerff court was discussing

inquiries the trial court should make when determining whether a defendant is making ‘an

intelligent relinquishment or abandonment of a known right or privilege.’ These inquires

concerned waiver; they had nothing to do with inquiring into the defendant’s ability to conduct

his own defense ***.” (Emphases omitted.)). Finally, we note that after defendant was found fit

for trial with medication, he did not renew his request to represent himself.

¶ 49 Defendant also argues the trial court “failed to comply with Supreme Court Rule 401(a),

which constitutes reversible error in and of itself.”

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“A defendant who wishes to act pro se desires to stand alone, but this does not

occur if a lawyer assists him at trial. In this instance, a defendant receiving such

legal advice should not be heard to complain on appeal of improprieties pertaining

to admonishments about proceeding pro se or of deficiencies apparent of record

relating to a waiver of legal assistance.” (Emphasis and internal quotation marks

omitted. People v. Cemond,

(1992).

Because he lacked the mental capacity to make a knowing and intelligent waiver of counsel,

defendant did not waive counsel and proceeded with the assistance of an attorney. In such a

situation, the admonitions of Rule 401(a) are not required to be given. See

(where

trial court allowed the defendant to proceed pro se but “with the assistance” of an attorney who

would be there “at all hearings [to] assist *** in any way”). We find no error in the trial court’s

denial of defendant’s request to proceed pro se.

¶ 50 Admissibility of Victim’s Identification

¶ 51 Teresa gave three statements to police officers identifying defendant as her shooter before

she died, all of which the trial court admitted in defendant’s trial. Defendant argues these three

statements of identification by Teresa were improperly admitted based on hearsay and the

confrontation clause. When the admissibility of statements is at issue and the defendant raises

both state hearsay claims and constitutional confrontation clause claims, our supreme court has

instructed that reviewing courts must first determine whether the statements are admissible under

state hearsay laws before deciding any constitutional issues. In re E.H.,

(2006) (“Only once the statement has first been found admissible as an evidentiary matter should

constitutional objections—including Crawford-based confrontation clause claims—be dealt with.

[Citations.] This is the only analytical ‘flow chart’ that comports with the rule that courts must

avoid considering constitutional questions where the case can be decided on nonconstitutional

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grounds.”). See also People v. Melchor,

(2007). Therefore, we first address

defendant’s hearsay claims. Hearsay is an out-of-court statement offered to prove the truth of the

matter asserted. People v. Gonzalez,

(2008). Generally, hearsay

statements are inadmissible, but that rule has certain exceptions. People v. Dunmore,

(2009).

¶ 52 At the outset, we note the parties disagree over the standard of review that should be

applied when determining whether the trial court erred when it admitted Teresa’s three

statements of identification under exceptions to the hearsay rule. The State argues it is well

settled that evidentiary rulings are within the sound discretion of the trial court and are reviewed

for an abuse of discretion. People v. Caffey,

(2001). Defendant argues there are

no contested facts in this case and, as a result, pursuant to People v. Aguilar,

(1994), we should apply a de novo review to the trial court’s admission of Teresa’s

statements into evidence. For the reasons stated in People v. Jenkins,

, we find Aguilar inapplicable here. In Jenkins, the appellate court stated:

“Aguilar is different from this case, however, because, in Aguilar, the dispute was

over the legal content of a hearsay exception—what the exception said—whereas,

in the present case, the legal content of the hearsay exceptions is undisputed, and

the only dispute is whether the trial court had to draw the factual inferences that

would have brought the third statement within the hearsay exceptions.

In Aguilar, the trial court erroneously believed that, under the law, a

hearsay statement by a defendant was admissible in evidence as an ‘admission’

only if the statement was an admission that the defendant had committed a crime

or only if it was an admission of an element of the charged offense. [Citation.]

The question on appeal, then, was purely a legal question regarding the content of

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the hearsay exception for admissions, a content determined solely by the common

law: Did a hearsay statement by a defendant have to be inculpatory to be

admissible as an admission? [Citation.] The appellate court said: ‘The trial judge’s

decision was based on his interpretation of the admissions exception to the rule

against hearsay. This case involves a legal issue and did not require the trial court

to use its discretion regarding fact-finding or assessing the credibility of

witnesses.’ [Citation.] The appellate court decided, de novo, that the trial court

was mistaken in its belief that an admission had to be inculpatory. [Citation.]

According to case law, ‘[a]ny statement by an accused person, unless excluded by

the privilege against self-incrimination or other exclusionary rules, [might] be

used against him as an admission.’ [Citation.]” (Emphasis in original.)

¶ 53 We agree with the analysis in Jenkins and find that it applies equally here; as such, we

follow the rationale laid out in Jenkins and find that the de novo standard of review is improper

in this case.

The parties do not argue the trial court misinterpreted the exceptions to the state

hearsay statutes as in Aguilar. Rather, defendant argues that, pursuant to the specific facts of this

case, the trial court improperly found the statements fell within the statutory hearsay exceptions.

The trial court has discretion to determine whether statements are hearsay and, if so, whether

they are admissible under an exception. People v. Spicer,

(2008). Thus,

we will reverse the trial court’s hearsay ruling only for an abuse of discretion.

. An

abuse of discretion occurs where the trial court’s ruling is arbitrary, fanciful, or unreasonable or

where no reasonable person would take the view adopted by the court. People v. Illgen,

(1991). Further, a factual determination is against the manifest weight of the

evidence only if the evidence clearly and indisputably calls for the opposite factual

determination. Robrock v. County of Piatt,

. We may affirm the

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trial court when correct for any reason appearing in the record. People v. Merz,

(1984).

¶ 54 The trial court admitted Teresa’s first two statements under the dying declaration and

excited utterance exceptions to the rule against hearsay and the third statement under the

forfeiture-by-wrongdoing exception. We will address each exception to the hearsay rule below.

¶ 55 Dying Declaration

¶ 56 The State argues Teresa’s first two statements to police were admissible as dying

declarations. A dying declaration is a statement of fact the victim made about the cause or

circumstances of the homicide and is an exception to the hearsay rule under the Illinois Rules of

Evidence. People v. Gilmore,

(2005). Illinois Rule of Evidence

804(b)(2) provides as follows: “The following are not excluded by the hearsay rule if the

declarant is unavailable as a witness: *** (2) Statement Under Belief of Impending Death. In a

prosecution for homicide, a statement made by a declarant while believing that the declarant’s

death was imminent, concerning the cause or circumstances of what the declarant believed to be

impending death.” Ill. R. Evid. 804(b)(2) (eff. Jan. 1, 2011). A dying declaration is admissible as

an exception to the hearsay rule because it poses a guarantee of trustworthiness based on the

assumption that the belief of impending death excludes the possibility of fabrication by the

declarant. People v. Georgakapoulos,

(1999).

¶ 57 To admit a statement as a dying declaration, the proponent must show (1) the statement

relates to the cause or circumstances of the underlying homicide, (2) the declarant believes death

is impending and almost certain to imminently follow, and (3) the declarant is mentally capable

of giving an accurate statement regarding the cause or circumstances of the homicide. People v.

Graham,

(2009). The existence of these factors must be proven by

the profferor beyond a reasonable doubt, based upon an examination of the totality of the facts

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and circumstances surrounding the declaration. Georgakapoulos,

. Belief

in the imminence of death may be shown by the declarant’s own statements or from

circumstantial evidence, such as the nature of the wounds or statements made in the declarant’s

presence. Id.; Graham,

. At the time the statement is made, the declarant

must be able to perceive and give a true and correct account of the facts to which the statement

relates. Georgakapoulos,

. “Courts of review are reluctant to disturb the

trial court’s ruling on the admissibility of a purported dying declaration [citations], and they will

not disturb that determination unless it is palpably contrary to the manifest weight of the

evidence [citations].” Id.; People v. Cobb,

(1989) (“Our supreme court

has stated that it is ‘reluctant to disturb the ruling of the trial judge on the admissibility of a

purported dying declaration.’ ” (quoting People v. Odum,

(1963)).

¶ 58 In the trial court’s oral ruling, it discussed the excited utterance exception to the hearsay

rule in depth: “Okay. For a hearsay statement to be admissible under the spontaneous declaration

or excited utterance exception there must be an occurrence sufficiently startling, reflective

statement. There must be time—(inaudible)—the statement must relate to the circumstances of

the occurrence.” The judge then analyzed People v. Lisle,

(2007), a case in

which statements were admitted as excited utterances, compared it favorably to this case, and

stated:

“And in this case, specifically, when the police officer came in and she said these

things, the statement, in itself, reflects an excited utterance, ‘I cannot believe that

Alvin did this.’ It is not something that, oh, Alvin did it, Alvin Perkins did this.

She is like reflecting, I cannot believe this. So it is an excited utterance, and for

that reason, it is admissible under the dying declaration exception to the hearsay

rule. And for those reasons, those statements will come in.”

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The trial court made no factual findings on the record when it ruled that Teresa’s first two

identifications were admissible as dying declarations. In fact, the oral ruling was devoted almost

entirely to a finding that the statements were excited utterances and mentioned dying declaration

almost as an afterthought. The trial court judge did not discuss the dying declaration exception to

the hearsay rule at any other time in his oral ruling or point out any evidence that would support

a finding of a dying declaration. Defendant argues there was no evidence to suggest Teresa in

fact thought her death was imminent. We agree.

¶ 59 In People v. Beier,

(1963), the supreme court reversed the admission

of a statement made by a man who had been shot in the face because there was no other evidence

that he believed his death to be imminent. In so ruling, the court stated:

“The belief of the dying man that death is impending furnishes the guaranty of

truthfulness which makes his declaration admissible in evidence. The rule is that

such a declaration must be made under the fixed belief and moral conviction of

the person making it that his death is impending and certain to follow almost

immediately, without opportunity for repentance and in the absence of all hope of

avoidance, when he has despaired of life and looks to death as at hand. [Citation.]

As this court said in the Maria case [citation.], ‘In the first instance the court must

be satisfied, beyond a reasonable doubt, that the statement was made in extremis,

and unless it was so made it should not be allowed to go to the jury.’ ”

¶ 60 We acknowledge that a bullet wound to the face is serious. However, similar to Beier,

there is nothing in the record from which we can find that Teresa believed her death was

impending and almost certain to imminently follow. There are no statements from Teresa

indicating she thought her death was imminent, and there are no statements from anyone else or

evidence of anything that would have led Teresa to believe her death was imminent. See Jenkins,

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(although “the surgical incision in [the victim’s] abdomen

look[ed] gruesome” and “it would seem reasonable to infer that he regarded his survival as far

from assured,” the court held such a belief was not the “same as believing his death was

inevitable and imminent,” and where the court was “unable to say it is clear and indisputable that

[the victim] believed his death was imminent when he spoke with [the police],” those statements

were not admissible under the dying declaration exception to the hearsay rule). Instead, the

record shows that Teresa was coherent at the time she made her statements and she did not die

until nine days after the shooting and, therefore, nine days after the statements were made.

¶ 61 The language in our supreme court’s decision in People v. House,

(1990),

is also instructive. In House, the court affirmed the trial court’s rejection of a statement as a

dying declaration where there was no evidence that the declarant, who sustained severe burns

over 40% of her body, “had been told she was going to die or that she believed she was going to

die.”

; see also People v. Harris,

(1992) (affirming rejection

of statement as dying declaration where medical personnel did not advise declarant, who had

been shot in the stomach by a 12-gauge, sawed-off shotgun, that she was in danger of dying and

where declarant made no statement to the effect that she thought she was going to die); People v.

Timmons,

(1984) (affirming rejection of statement as dying declaration

where there was no evidence that declarant, who had been shot in the carotid artery, jugular vein,

and trachea, “believed himself in extremis when the statements were made” (internal quotation

marks omitted)); People v. Thomas,

(1977) (finding error in admission

of statement as dying declaration where “no direct evidence that [declarant, who had been

mortally injured by gunshot wounds to the stomach and hand] considered himself in extremis”).

¶ 62 We recognize that since House was decided, our appellate court has upheld the admission

of a statement as a dying declaration where there was no direct statement from the declarant or to

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the declarant, acknowledged by the declarant, that he or she was dying. However, we find those

cases distinguishable from the case at bar.

¶ 63 In People v. Walker,

(1994), the court upheld the admission of

statements as dying declarations and in doing so noted that “although there was no direct

evidence that the [victim] believed his death was impending and certain to follow almost

immediately, there was evidence that the victim complained of being unable to breathe, he knew

he had been shot twice in the back, he was bleeding from his wounds, and was in such pain that

he asked that no one touch him.”

. Further, the statements at issue in Walker were made

at the scene of the crime only a few minutes after the declarant had been shot before any medical

treatment had been rendered.

Here, Teresa made her statements at the hospital approximately

an hour and a half after the shooting and after receiving medical treatment. Officer Salinas

recounted that upon seeing Teresa at the hospital she appeared to be in a lot of pain but she could

still speak coherently and recognized him by name based on a previous incident from a month

earlier. Walker is distinguishable from this case because there, although the declarant did not

specifically state that he believed his death was imminent, the declarant made the statements at

the scene of the shooting before receiving any medical treatment and further made comments

relating to the severity of his injuries. In this case, there is simply no evidence in the record from

which we could find that Teresa believed her death to be imminent.

¶ 64 While the appellate court in Georgakapoulos stated “[i]t would seem that circumstantial

evidence stemming from the declarant’s physical condition would suffice as a basis from which

to infer declarant’s belief of the imminency of death,” (Georgakapoulos,

), we note that the Georgakapoulos court did not actually decide the issue of whether the

statements in that case were admissible as dying declarations where the court had already found

the statements to be admissible as spontaneous declarations.

(“However, we need not

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dispositively resolve this lingering issue since, in any event, Jacob’s statements were properly

admitted as spontaneous declarations.” (Emphasis in original.)). Despite the seriousness of

Teresa’s injury, there was no evidence proffered to show that Teresa believed her death to be

imminent. See People v. Lawson,

(1992) (in addition to words and

actions of the victim stating he believed he was dying, the court considered grievous nature of

declarant’s wounds as justifying the conclusion that the victim knew of the seriousness of his

condition); People v. Webb,

(1984) (where there was direct

evidence of declarant’s state of mind, which was that he thought that he was going to die, the

trial court could have properly considered his six gunshot wounds in determining whether the

declarant was aware of his impending death); People v. Rhoads,

(1982) (where the decedent “(1) suffered second and third degree burns over 60% of her body,

plus first degree burns over 20% of her body; (2) she said she thought she was going to die from

her injuries; and (3) died 19½ hours after the fire, as a result of her burns,” her statements were

properly admitted as dying declarations.).

¶ 65 In this case, there was no evidence in the record of any statements from Teresa indicating

that she believed she was dying, there was no evidence or statements from any medical personnel

or anyone else that might have led Teresa to believe she was dying, and Teresa did not make any

of the statements at issue at the scene of the shooting prior to receiving any medical attention.

Given the absence of any evidence in the record to suggest that Teresa believed her death to be

imminent, we find Teresa’s first and second statements were not admissible as dying

declarations. House,

(“the central issue in determining whether a statement is a

dying declaration is whether the declarant believed he or she was dying. The rule is that the

declaration must be made under the ‘fixed belief and moral conviction’ of the person making it

that his or her death is ‘impending and certain to follow almost immediately.’ [Citation.]”).

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Accordingly, we hold the trial court abused its discretion when it found Teresa’s statements met

the requirements of a dying declaration where there was no evidence in the record to demonstrate

beyond a reasonable doubt that Teresa believed her death to be imminent at the time she made

the statements. See Beier,

.

¶ 66 Finally, we note that on appeal the State argues that Teresa’s third statement was also

admissible as a dying declaration. Although this argument was not made in the trial court, we

may affirm the trial court on any reason found in the record. Merz,

.

However, there is nothing to indicate that Teresa believed that she was about to die when she

gave the third statement to the detective later in the day of the shooting. Therefore, we find the

court erred when it admitted any statements as dying declarations.

¶ 67 Excited Utterance Under Illinois Hearsay Rules

¶ 68 The trial court also found that Teresa’s first two statements were admissible under the

excited utterance exception to the hearsay rule. An excited utterance or spontaneous declaration

is a recognized exception in hearsay jurisprudence. People v. Williams,

(2000). For a hearsay statement to be admissible under the excited utterance or spontaneous

declaration exception there must be (1) an occurrence sufficiently startling to produce a

spontaneous and unreflecting statement, (2) an absence of time for the declarant to fabricate the

statement, and (3) a statement relating to the circumstances of the occurrence. People v. Dobbey,

; Ill. R. Evid. 803(2) (eff. Jan. 1, 2011). To this end, courts

consider the totality of the circumstances, including the time elapsed between the event and the

utterance, the nature of the event, the declarant’s mental and physical condition, and the presence

of self-interest. Georgakapoulos,

; Dobbey,

. Whether a statement qualifies as an excited utterance is within the trial court’s discretion.

People v. Gwinn,

(2006).

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¶ 69 Here, defendant does not contest that the shooting was a sufficiently startling event or

that Teresa’s statements related to the circumstances of the shooting. Defendant argues that the

State was unable to establish that her statements were sufficiently spontaneous and unreflecting

or that there was a lack of time in which Teresa could have fabricated her statements. More

specifically, defendant argues that the evidence shows that (1) at least an hour and a half passed

between the shooting and the first statement and at least two hours between the shooting and the

second statement; (2) Teresa was “coherent” and, therefore, calm while making those statements;

(3) Teresa had had the opportunity to speak with a number of people, including her son, mother,

and brother, before speaking with the officers; (4) Teresa’s statements were not made

spontaneously but rather in response to the officer’s questioning; and (5) even if the court were

to find that the first statement was spontaneous, that statement ruined any spontaneity for the

second statement. The State in turn argues that none of these factors are dispositive on the issue

of whether a statement is spontaneous and, in this case, the evidence shows that Teresa was still

under the excitement of being shot when she made the statements.

¶ 70 The trial court in the instant case determined that Teresa’s statements qualified as excited

utterances, so our review is limited to whether that determination was an abuse of discretion.

People v. Cookson,

(2005). We find the trial court did not abuse its discretion

when it found Teresa’s first and second statements of identification satisfied the excited

utterance exception to the Illinois hearsay rule.

¶ 71 The record shows that Teresa made her first statement to Officer Salinas approximately

an hour and a half after she was shot in the face and while she was being treated in the

emergency room trauma center for that gunshot wound. At the time of her statement, the bullet

was still lodged in her head. Our supreme court has found that “[t]ime is one factor, albeit an

elusive one, whose significance will vary with the facts of each case.” House,

.

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“Indeed, the period of time that may pass without affecting the admissibility of a statement under

the spontaneous declaration exception varies greatly.” Williams,

. See, e.g.,

People v. Gacho,

(1988) (statement made 6½ hours after the occurrence was

admissible); People v. Newell,

(1985) (statement made 20 minutes after the

occurrence was properly excluded). While the amount of time necessary for fabrication may vary

greatly, the critical inquiry with regard to time is whether the statement was made while the

declarant was still affected by the excitement of the event. People v. Sutton,

, 107-

08 (2009); Williams,

. Further, a declarant may make a spontaneous declaration

to a person even after having spoken previously to another. Lisle,

;

House,

. And, “[a]lthough a statement made in response to persistent

interrogation might not be admitted under the spontaneous declaration exception [citation], the

fact that a statement was made in response to a question does not necessarily destroy

spontaneity.” (Internal quotation marks omitted.) Lisle,

. No one factor

is dispositive. Williams,

. We find that Teresa was still affected by the

excitement of the shooting when she made the first statement to Officer Salinas. Sutton,

. As a result, we cannot say that the trial court abused its discretion when it found

that an hour and a half did not ruin the spontaneity of Teresa’s first statement.

¶ 72 Moreover, in House, our supreme court stated:

“Even though the only testimony as to [the declarant’s] condition at the time of

her hospital statement was [the officer’s] testimony that she appeared to be in

pain, and even though [the officer] further testified she was alert and responsive,

we believe it is inconceivable that [the declarant] spent the intervening time

attempting to reconstruct the details of her horrible experience, or fabricating a

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story to tell police. The very nature of her injuries was such that the injuries

undoubtedly commanded her full attention.” House,

.

Thus, just as in House, even though the only evidence of Teresa’s condition in the record before

us was that she appeared to be in a lot of pain yet was coherent and responsive, it seems unlikely

that between the time she was shot and the time she made her first statement to Officer Salinas

she was focusing on fabricating a story rather than focusing on getting the treatment she needed.

See

Therefore, considering the totality of the circumstances, we cannot say that the trial court

abused its discretion in finding that Teresa’s statement was admissible as an excited utterance.

Caffey,

(this court will find an abuse of discretion only where the trial court’s

ruling is arbitrary, fanciful, unreasonable, or where no reasonable person could take the view

adopted by the trial court).

¶ 73 The second statement was given to Officer Riegler at approximately 2 a.m., only about

15 minutes after her first statement. When Officer Riegler spoke with Teresa, she was still in the

emergency room trauma center, and her mother, brother, and son were present. Officer Riegler

testified that Teresa appeared coherent and able to understand his questions. Officer Riegler

asked her who shot her, and she named defendant. She then twice stated, “I can’t believe Alvin

shot me.” The latter two statements were not made in response to any questioning. Not only was

the second statement of identification made less than two hours after the shooting, but Teresa

was still in the emergency room trauma center receiving treatment, and after identifying

defendant as the shooter, she stated twice “I can’t believe Alvin shot me.” Based on this

evidence, we believe there was sufficient evidence in the record to find that at the time of her

second statement of identification, “the excitement of the event [still] predominated” (Lisle,

) such that we cannot say that the trial court’s decision to admit this statement

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into evidence was arbitrary, fanciful, or unreasonable or that no reasonable person would have

taken the same view. See Illgen,

.

¶ 74 Excited Utterance and the Confrontation Clause

¶ 75 We have determined that the first two statements of identification made by Teresa

qualified as excited utterances under Illinois hearsay rules. However, defendant argues the

admission of these statements at trial violated his sixth amendment right to confront the

witnesses against him.

¶ 76 Under the sixth amendment, a criminal defendant has the right to be confronted with the

witnesses against him. U.S. Const., amend. VI. In Crawford v. Washington, the Supreme Court

held the confrontation clause prevents a “testimonial” hearsay statement of a declarant from

being admitted against a criminal defendant, unless the declarant is unavailable to testify and the

defendant had a prior opportunity to cross-examine the declarant. Crawford v. Washington,

(2004). In Davis v. Washington,

(2006), and its companion case,

Hammon v. Indiana,

(2006), the Supreme Court provided insight into what it meant

by “testimonial” statements. The Court explained that a statement to law enforcement personnel

will be deemed “nontestimonial” if the circumstances objectively indicate that the primary

purpose of the interrogation is to gather information to meet an ongoing emergency. Davis,

. However, statements to law enforcement will be deemed “testimonial” if

circumstances objectively indicate there is no ongoing emergency and the primary purpose of the

interrogation is to establish or prove past events to identify or convict the perpetrator.

In light

of this distinction, the Court later explained:

“[T]he statements at issue in Davis were nontestimonial and the statements in

Hammon were testimonial. We distinguished the statements in Davis from the

testimonial statements in Crawford on several grounds, including that the victim

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in Davis was ‘speaking about events as they were actually happening, rather than

“describ[ing] past events,” ’ that there was an ongoing emergency, that the

‘elicited statements were necessary to be able to resolve the present emergency,’

and that the statements were not formal. [Citation.] In Hammon, on the other

hand, we held that, ‘[i]t is entirely clear from the circumstances that the

interrogation was part of an investigation into possibly criminal past conduct.’

[Citation.] There was ‘no emergency in progress.’ [Citation.] The officer

questioning Amy ‘was not seeking to determine *** “what is happening,” but

rather “what happened.” ’ [Citation.] It was ‘formal enough’ that the police

interrogated Amy in a room separate from her husband where, ‘some time after

the events described were over,’ she ‘deliberately recounted, in response to police

questioning, how potentially criminal past events began and progressed.’

[Citation.] Because her statements ‘were neither a cry for help nor the provision

of information enabling officers immediately to end a threatening situation,’

[citation], we held that they were testimonial.” (Emphases in original.) Michigan

v. Bryant,

(2011).

¶ 77 In holding that testimonial out-of-court statements may be admitted as evidence at trial

only if the declarant testifies or the declarant is unavailable and the defendant has had a prior

opportunity to cross-examine the declarant (Crawford,

), the Court “overruled

the longstanding reliability framework for the admissibility of out-of-court statements contained

in Ohio v. Roberts,

(1980)” (People v. Thompson,

(2004))

and rendered the phrases “indicia of reliability” and “particularized guarantees of

trustworthiness” irrelevant to confrontation clause rights. Crawford,

.

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“Where nontestimonial hearsay is at issue, it is wholly consistent with the

Framers’ design to afford the States flexibility in their development of hearsay

law—as does Roberts, and as would an approach that exempted such statements

from Confrontation Clause scrutiny altogether. Where testimonial evidence is at

issue, however, the Sixth Amendment demands what the common law required:

unavailability and a prior opportunity for cross-examination. We leave for another

day any effort to spell out a comprehensive definition of ‘testimonial.’ Whatever

else the term covers, it applies at a minimum to prior testimony at a preliminary

hearing, before a grand jury, or at a former trial; and to police interrogations.

These are the modern practices with closest kinship to the abuses at which the

Confrontation Clause was directed.” Crawford,

.

Accordingly, whether the hearsay statement is testimonial is often the threshold issue under

confrontation clause analysis. See People v. Stechly,

(2007). Whether a

statement is testimonial is a question of law, so that our review is de novo. In re Rolandis G.,

(2008).

¶ 78 In order to resolve defendant’s constitutional claims, we must first consider whether

Teresa’s first two statements of identification were testimonial. In this case, at the time police

were questioning Teresa, Teresa’s son had identified defendant as the man who knocked at the

door just prior to the shooting, defendant had already been arrested by Officer Salinas, and

Teresa had been removed from the scene of the shooting and had been at the hospital for about

an hour and a half. In addition, prior to questioning Teresa, the police had already collected

evidence to build a case against defendant, which included a cursory search of his home. Based

on those facts, we find that the primary purpose in questioning Teresa was not to determine if

there was an ongoing emergency, since they already had defendant in custody for the shooting,

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but rather to establish or prove past events to identify or convict the perpetrator. Davis,

; see also Sutton,

(although victim’s statements in an

ambulance were admissible as excited utterances, those excited utterances were still found to be

testimonial). In Sutton, our supreme court found that statements given to a police officer while a

victim was being transported from the scene of the crime to the hospital were testimonial in

nature. Sutton,

. In so ruling, the court noted:

“Although the offender was still at large when [the officer] questioned [the

victim] in the ambulance, our review of the record indicates that [the officer’s]

interrogation was not directed at addressing an ongoing emergency. [The officer]

testified that after speaking with [the victim] on the scene, he gave a dispatch to

the surrounding towns to look for an offender involved in a shooting. [The

officer] gave a description of a black male with dark hair and a mustache, 30 to 35

years old, wearing a dark jacket. At this point, a police unit from Lyons, Illinois,

had arrived on the scene and approached [the second victim’s] vehicle. Two

ambulances arrived, and firefighters checked [the second victim] for a pulse. The

area around [the second victim’s] car was secured, and the license plate on [the

second victim’s] car was called in to the desk operator. At that point, [the victim]

was placed into an ambulance.”

Here, defendant had been identified and taken into custody minutes after the shooting, well

before any police officers spoke with Teresa to verify who had shot her. At the time Teresa gave

her statements to police officers, she was surrounded by family members and hospital personnel.

As such there was no ongoing emergency to address. The facts in this case are stronger than the

facts in Sutton to support a finding that Teresa’s statements to the police officers were

testimonial.

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¶ 79 The Supreme Court also held that testimonial statements found to be dying declarations

or statements that fall under the doctrine of forfeiture by wrongdoing may be admitted as

exceptions to the confrontation guarantee. Giles,

(declarations made by a speaker

who was on the brink of death and aware that he was dying were admitted at common law even

though they were unconfronted); Davis,

(“one who obtains the absence of a

witness by wrongdoing forfeits the constitutional right to confrontation”). However, we find no

such exception exists for excited utterances, nor has the State pointed out any. Accordingly,

Teresa’s statements, although excited utterances, were testimonial, and defendant did not have

the opportunity to cross-examine those statements as required under the confrontation clause. We

have already determined that Teresa’s statements did not satisfy the requirements for the dying

declaration exception to the confrontation clause, therefore we will next consider whether her

statements are admissible as an exception to the rule against hearsay under the doctrine of

forfeiture by wrongdoing.

¶ 80 Forfeiture by Wrongdoing

¶ 81 The doctrine of forfeiture by wrongdoing is a common-law doctrine. Hanson,

. “The common-law forfeiture rule was aimed at removing the otherwise powerful incentive

for defendants to intimidate, bribe, and kill the witnesses against them—in other words, it is

grounded in the ability of courts to protect the integrity of their proceedings.” (Internal quotation

marks omitted.) Giles,

. The common-law doctrine was codified at the federal

level by Federal Rule of Evidence 804(b)(6) as an exception to the hearsay rule. Fed. R. Evid.

804(b)(6); Davis,

; Hanson,

. In Crawford, the Supreme Court

recognized that, in addition to serving as an exception to the hearsay rule, the doctrine also

extinguishes confrontation clause claims on equitable grounds. Crawford,

; Davis,

(“one who obtains the absence of a witness by wrongdoing forfeits the

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constitutional right to confrontation”). In 2007, the Illinois Supreme Court recognized that the

federal rule is coextensive with the common-law doctrine. Hanson,

(citing

Stechly,

). Stechly makes it clear that as applied in Illinois, the forfeiture-by-

wrongdoing doctrine is coextensive with Federal Rule 804(b)(6). Stechly,

.

The Illinois Supreme Court has also recognized that the doctrine serves both as an exception to

the hearsay rule and to extinguish confrontation clause claims. Hanson,

; People

v. Coleman,

(“The common law doctrine of forfeiture by

wrongdoing provides a hearsay exception for statements made by an unavailable witness where

the defendant intentionally made the witness unavailable in order to prevent him or her from

testifying.”).

¶ 82 More recently, the Illinois Supreme Court adopted the Illinois Rules of Evidence, which

became effective on January 1, 2011. The Illinois Rules of Evidence codified the existing rules

of evidence in this state, including the common-law doctrine of forfeiture by wrongdoing.

Illinois Rule of Evidence 804(b)(5) provides an exception to the rule against hearsay for “[a]

statement offered against a party that has engaged or acquiesced in wrongdoing that was

intended to, and did, procure the unavailability of the declarant as a witness.” Ill. R. Evid.

804(b)(5) (eff. Jan.1, 2011). The reliability of the statement sought to be admitted is not an

element of Illinois Rule of Evidence 804(b)(5). People v. Peterson,

, ¶ 33. When

the State raises the doctrine of forfeiture by wrongdoing, it must prove both the wrongdoing and

the intent to procure the unavailability of the declarant. Ill. R. Evid. 804(b)(5) (eff. Jan. 1, 2011).

The State’s burden of proof is by a preponderance of the evidence. Stechly,

.

“[W]hen a trial court makes a finding by a preponderance of the evidence, this court will reverse

that finding only if it is against the manifest weight of the evidence. [Citation.] A finding is

against the manifest weight of the evidence where the opposite conclusion is clearly evident or if

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the finding itself is unreasonable, arbitrary, or not based on the evidence presented. [Citation.]”

(Internal quotation marks omitted.) Peterson,

.

¶ 83 The trial court admitted Teresa’s third statement of identification to Detective El-Amin

under the forfeiture-by-wrongdoing exception to the hearsay rule. The trial court initially found

that Teresa’s third statement was admissible under section 10.7 of the Code of Criminal

Procedure (Code) (725 ILCS 5/115-10.7 (West 2012)). Defendant argued the court should have

applied section 10.6 of the Code, which requires the State to prove defendant intended to kill

Teresa to prevent her from testifying at trial before her statements could be admitted under the

common-law doctrine of forfeiture by wrongdoing. The State in turn argued that the trial court

properly admitted Teresa’s third statement, as well as her first and second statements, based on

the common-law forfeiture-by-wrongdoing doctrine and Illinois Rule of Evidence 804(b)(5) (eff.

Jan. 1, 2011); it did not argue that the statements were properly admitted under the forfeiture-by-

wrongdoing statute, either section 10.6 or 10.7 of the Code. 725 ILCS 5/115-10.6, 10.7 (West

2012). 1 We remanded for a determination, pursuant to Illinois Rule of Evidence 804(b)(5) (eff.

Jan. 1, 2011), which codified the common-law doctrine of forfeiture by wrongdoing (Perkins,

, ¶ 16), of whether the State proved by a preponderance of the

evidence that defendant killed Teresa with the intent of procuring her unavailability as a witness

(id. ¶ 19).

¶ 84 On remand, follow a hearing, the trial court found the State proved by a preponderance of

the evidence that defendant shot Teresa with the intent to prevent her from testifying against him

either for a violation of an order of protection or for criminal damage to property, and therefore

“there was forfeiture by wrongdoing under common law.” The State argues for the first time on

1 The statutes have since been repealed.

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appeal that Teresa’s first and second statements could have also been admitted under the

forfeiture-by-wrongdoing doctrine. The State failed to raise this argument in the trial court.

Nonetheless, “[a]n appellee ‘ “may urge any point in support of the judgment on appeal, even

though not directly ruled on by the trial court, so long as the factual basis for such point was

before the trial court.” [Citation.]’ Beahringer v. Page,

(2003).” People v.

Rajagopal,

(2008). Therefore, we address all of Teresa’s statements

under the forfeiture-by-wrongdoing doctrine.

¶ 85 Because defendant withdrew his supplemental brief and moved to dispense with

additional briefing, defendant has forfeited any challenge to the trial court’s finding defendant

killed Teresa to procure her unavailability as a witness. However, defendant argues the

forfeiture-by-wrongdoing doctrine does not allow the introduction of Teresa’s statements in this

case because defendant “was not acting with the intent to prevent her from acting as a witness

against him in this murder trial.” (Emphasis in original.) Defendant argues the murder could not

have been committed with the intent to make Iacovetti unavailable at defendant’s murder trial

because that trial “simply did not exist until after Iacovetti was actually killed.” The State

responds a defendant’s intent to render a witness unavailable in one prosecution should be

transferred to any related prosecutions. Defendant replies this court should “decline the State’s

invitation to so broadly expand the scope of forfeiture by wrongdoing.”

¶ 86 In our supreme court’s decision in Peterson,

, the defendant argued

that the trial court improperly admitted certain hearsay statements at his trial for the murder of

his third ex-wife, Kathleen Savio. The challenged hearsay statements included statements by

Kathleen. The State sought to admit Kathleen’s statements (and the hearsay statements of the

defendant’s missing wife Stacy) under the common-law doctrine of forfeiture by wrongdoing. Id.

¶ 18. The case eventually proceeded to a jury trial in which the trial court admitted several

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hearsay statements by Kathleen and Stacy into evidence. Id. ¶ 24. On appeal to the supreme

court, the defendant did not challenge the trial court’s finding that the State proved by a

preponderance of the evidence that he murdered Kathleen and Stacy. Id. ¶ 38. “Defendant [did]

challenge the trial court’s finding that the State established the ‘intent factor,’ i.e., that the State

proved by a preponderance that he murdered the two women to make them unavailable as

witnesses.” Id. Before Kathleen was killed, she and the defendant were in the middle of a

divorce. “[T]he State’s theory [was] that [the] defendant murdered Kathleen to prevent her from

testifying at [a] hearing in the bifurcated divorce proceeding, at which issues of child custody,

child support, maintenance, and division of property would be decided.” Id. ¶ 45. Our supreme

court found that “the inference that [the] defendant murdered Kathleen to prevent her from

testifying is much stronger in this case, where a party to the litigation is murdered, than in a case

where the person murdered had only a tangential relationship to the litigation or would have

been, at most, a minor witness.” Id. ¶ 46. The court held “[b]ased on our careful review of the

evidence at the pretrial hearing, and mindful that the State’s burden was a preponderance of the

evidence, we cannot say that the trial court’s finding that the State proved that defendant

murdered Kathleen to prevent her from testifying was ‘unreasonable, arbitrary, or not based on

the evidence presented.’ [Citation.]” Id. ¶ 51. “Turning to [the] defendant’s intent as to Stacy, the

State’s theory [was] that [the] defendant murdered Stacy to prevent her from reporting to police

[the] defendant’s involvement in Kathleen’s murder or testifying at a reasonably anticipated

divorce hearing or a murder trial.” Id. ¶ 52. The defendant argued the State failed to meet its

burden of proof as to his intent based, in part, on the fact that no civil or criminal proceeding was

pending at the time of Stacy’s murder. Id. The Peterson court was guided by the United States

Supreme Court’s decision in Giles, in which the Court “expressly contemplated that the

forfeiture doctrine could apply not only where the defendant’s efforts were designed to prevent

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testimony at trial, but also where the defendant’s efforts were designed to prevent testimony to

police, i.e., reporting criminal conduct.” Peterson,

(citing Giles,

). The Peterson court found there was “no error in the admission of Kathleen’s and

Stacy’s hearsay statements at trial pursuant to the doctrine of forfeiture by wrongdoing.” Id. ¶ 76.

¶ 87 Defendant’s argument in this case that the “central feature” of the common-law

forfeiture-by-wrongdoing doctrine is that it requires “the defendant to have acted to preclude a

witness from testifying against him in the trial in which the statements are offered” (emphasis

omitted) lacks merit. In Peterson, our supreme court held that when it “codified the common-law

doctrine of forfeiture by wrongdoing in Illinois Rule of Evidence 804(b)(5), we did not condition

the doctrine’s application on the existence of a pending legal proceeding.” Id. ¶ 56. Moreover,

the defendant in Peterson acted to preclude the declarant from testifying in a divorce proceeding,

and the statements were properly admitted in the defendant’s trial for the declarant’s murder. Just

as in this case, the defendant in Peterson murdered the declarant to procure her unavailability as

a witness in other than the proceeding on the declarant’s murder, and our supreme court found

“no error in the admission” of those statements in the defendant’s trial for the declarant’s murder

“pursuant to the doctrine of forfeiture by wrongdoing” (id. ¶ 76). Accordingly, where the State

proved by a preponderance of the evidence defendant killed Teresa to procure her unavailability

as a witness, we find no error in the admission of Teresa’s statements in defendant’s trial for her

murder. Additionally, nowhere in the Peterson decision did our supreme court state that its

application of the common-law forfeiture-by-wrongdoing doctrine was a departure from or an

expansion of its original scope. Rather, the decision in Peterson implies only that the court was

applying the doctrine as originally intended. See Giles,

(Souter, J., specially

concurring in part, joined by Ginsburg, J.) (“It was, and is, reasonable to place the risk of untruth

in an unconfronted, out-of-court statement on a defendant who meant to preclude the testing that

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confrontation provides. The importance of that intent in assessing the fairness of placing the risk

on the defendant is most obvious when a defendant is prosecuted for the very act that causes the

witness’s absence, homicide being the extreme example.” (Emphasis added.)); see also Colin

Miller, The Purpose-Driven Rule: Drew Peterson, Giles v. California, and the Transferred Intent

Doctrine of Forfeiture by Wrongdoing, 112 Colum. L. Rev. Sidebar 228, 230-31 (2012)

(discussing Giles) 2.

¶ 88 Because the forfeiture-by-wrongdoing doctrine is both an exception to the hearsay rule

and extinguishes confrontation clause claims on equitable grounds (Crawford,

;

Davis,

), we hold the trial court properly admitted all three of Teresa’s statements

under the forfeiture-by-wrongdoing doctrine and there was no violation of defendant’s sixth

amendment right to confront witnesses.

¶ 89 CONCLUSION

¶ 90 For the foregoing reasons, the judgment of the circuit court of Cook County is affirmed.

¶ 91 Affirmed.

2 “This essay contends, however, that Justice Scalia’s plurality opinion and the concurring opinion of Justices Souter and Ginsburg in fact endorsed a transferred intent doctrine of forfeiture by wrongdoing. First, by making the operation of the doctrine dependent upon causation and intent rather than causation and benefit, the Court allowed for transferred intent principles to apply in the forfeiture context. Second, by analogizing the doctrine to the coconspirator admission rule, the Court impliedly recognized that forfeiture is based upon principles that extend beyond a single trial. Third, by determining that the purpose of the doctrine is protecting the integrity of the trial system, the Court allowed an analogy to be drawn between forfeiture and the crime-fraud exception to the attorney-client privilege, which also exceeds the bounds of a single trial.” (Emphases omitted.) Miller, supra, at 230-31.

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