Hartney v. Bevis
Hartney v. Bevis
Opinion
¶ 1 Plaintiff, Jeffrey Hartney, initiated a supplementary proceeding to enforce a judgment against defendant, Robert Bevis. Defendant appeals the denial of his motion to apply his personal-property exemption (see 735 ILCS 5/12-1001(b) (West 2016) ) to certain stock he owns. We affirm, holding that the involuntary dismissal of defendant's prior appeal raising the same issue bars his current challenge.
*681 ¶ 2 I. BACKGROUND
¶ 3 Plaintiff obtained a judgment against defendant in an action for fraudulent misrepresentation. See
Hartney v. Bevis
,
¶ 4 At a hearing on August 27, 2015, the court ordered that the stock be relinquished to the sheriff and sold. The court explained:
"[W]ith respect to the personal property, wildcard exemption, I don't know that it's necessary for the CPA to submit an affidavit as to book value or that we have a hearing to determine the value. The value could be determined at the Sheriff's sale and the wildcard exemption applied to whatever the proceeds are. I mean, that will determine-I know through experience that book value is not necessarily market value. And the wildcard exemption should apply to market value, not book value.
So the sale of a stock is the way to best determine what the true market value is and to what extent the personal property exemption can be applied."
The court also denied defendant's alternative request for a stay of the turnover.
¶ 5 On September 15, 2015, defendant filed a notice of appeal from the August 27 order. In the notice, defendant characterized the order as "requiring the turnover and sale of the defendant['s] shares of stock, before allowing the defendant to utilize his personal property exemption for the stock." (Emphasis in original.) The case was docketed as No. 2-15-0929. In his docketing statement, filed September 24, 2015, defendant identified one of the issues on appeal as "whether the trial court improperly denied defendant['s] stay and immediate use of his personal exemption, for his shares of stock in his family business."
¶ 6 In December 2015, this court affirmed the underlying judgment. See
Hartney
,
¶ 7 In November 2016, defendant filed his "second motion for exercise of his statutory wildcard exemption." Defendant asked that the exemption be applied against the stock itself and not the proceeds of the sale. At a hearing in January 2017, the trial court declined to void the sale of the stock and reaffirmed that the exemption applied only to the proceeds of the sale.
¶ 8 Defendant filed this timely appeal of the January 2017 order.
*682 ¶ 9 II. ANALYSIS
¶ 10 Defendant contends on appeal that the personal-property exemption applies to the stock itself. Plaintiff's lead argument in response is that defendant is estopped from challenging the January 2017 order, because he abandoned his appeal in case No. 2-15-0929. Plaintiff notes that, according to the notice of appeal and docketing statement in that prior appeal, defendant intended to raise the same issue that he presents here, namely, whether the personal-property exemption entitles him to retain the stock. We agree with plaintiff that defendant is barred from a successive appeal on the same issue.
¶ 11 Depending on what occasioned it, the dismissal of an appeal can have preclusive effect on a subsequent appeal involving the same issue. First, the voluntary dismissal of an appeal has no preclusive effect. An appellant has the right to dismiss an appeal prior to a decision on the merits. See
People ex rel. Waite v. Bristow
,
¶ 12 As for involuntary dismissals, the following summary reflects Illinois law on that subject:
"The [involuntary] dismissal of an appeal or writ of error, even on a technicality, generally leaves the judgment of the lower court in full force as an estoppel. However, this is not the rule where the dismissal is for a defect in the appeal proceedings not attributable to appellant. ***
The dismissal of an appeal for failure to prosecute acts as a judgment on the merits and becomes res judicata , thus barring further direct appeal. However, an appellate court's dismissal of a first appeal as premature is not a judgment or decree upon the merits, and thus a second appeal from the dismissal of the complaint is not barred under the doctrine of res judicata ." 50 C.J.S. Judgments § 984 (2015).
The case of
Dewan v. Ford Motor Co.
,
*683
¶ 13 The consequences are different for an involuntary dismissal that is based on "a defect in the appeal proceedings *** attributable to appellant" ( 50 C.J.S.
Judgments
§ 984 (2015) ), that is, where the appellant fails to properly conduct the appeal of an otherwise appealable order. Such dismissals have preclusive effect on subsequent appeals. In
Speck v. Zoning Board of Appeals
,
¶ 14 In
Department of Transportation v. Shaw
,
¶ 15 The earlier case of
Mederacke v. Becker
,
"[O]ur courts have consistently held that a party who perfects his appeal has a duty to proceed and to complete the review of the issue or issues. The courts have rejected the argument that the appellant who perfects an appeal may elect to abandon or disregard such appeal and proceed with a subsequent second appeal. On the contrary, they have held that the Legislature intended that a party should have but one appeal." Id. at 135,205 N.E.2d 519 .
¶ 16 Applying the foregoing principles, we hold that defendant is barred from the *684 challenge he presents in the current appeal. He raises the same issue that he articulated in his notice of appeal and docketing statement in case No. 2-15-0929: whether the trial court erred in applying the personal-property exemption not to the stock itself but to the proceeds of its sale. By incurring an involuntary dismissal of that previous appeal through his failure to file an appellate brief, defendant is barred from revisiting the issue in the present appeal.
¶ 17 III. CONCLUSION
¶ 18 For the foregoing reasons, we affirm the judgment of the circuit court of Du Page County.
¶ 19 Affirmed.
Justices Hutchinson and Schostok concurred in the judgment and opinion.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.