People v. Bell
People v. Bell
Opinion
¶ 1 Following a September 2015 bench trial, defendant, Earnest Maurice Bell, was convicted of two counts of unlawful delivery of a controlled substance within 1000 feet of a church, two counts of unlawful delivery of a controlled substance, one *179 count of possession of a controlled substance with the intent to deliver within 1000 feet of a church, and one count of unlawful possession of a controlled substance with the intent to deliver and sentenced to three concurrent terms of 22 years' imprisonment. In October 2015, defendant filed a pro se motion alleging, in part, he was provided ineffective assistance by his trial counsel. At a December 2015 hearing, the trial court did not inquire into defendant's complaint about his counsel's performance.
¶ 2 Defendant appeals, arguing this court should (1) remand the matter because the trial court failed to conduct an inquiry into his pro se posttrial claim of ineffective assistance of counsel; (2) remand for a new trial and fitness hearing because the court failed to sua sponte order, and/or his trial counsel provided ineffective assistance by failing to request, a fitness evaluation when a bona fide doubt existed as to his fitness at the time of trial; (3) remand for a new trial because his right to due process and his right to confront witnesses were violated when his trial was held without him; (4) reverse his convictions for possession with intent to deliver because the State failed to prove beyond a reasonable doubt he had either actual or constructive possession of the discovered drugs; and (5) reduce his sentence or remand for a new sentencing hearing because his sentence is excessive in light of his mental illness and history of drug addiction.
¶ 3 Under
People v. Krankel
,
¶ 4 I. BACKGROUND
¶ 5 A. Indictment
¶ 6 In June 2014, the State charged defendant by indictment with unlawful delivery of a controlled substance within 1000 feet of a church ( 720 ILCS 570/407(b)(2) (West 2012) ) (count I), unlawful delivery of a controlled substance ( id. § 401(d) ) (count II), unlawful delivery of a controlled substance within 1000 feet of a church ( id. § 407(b)(1) ) (count III), unlawful delivery of a controlled substance ( id. § 401(c)(2) ) (count IV), unlawful delivery of a controlled substance within 1000 feet of a church ( id. § 407(b)(1) ) (count V), unlawful delivery of a controlled substance ( id. § 401(c)(2) ) (count VI), unlawful possession of a controlled substance with the intent to deliver within 1000 feet of a church ( id. § 407(b)(1) ) (count VII), and unlawful possession of a controlled substance with the intent to deliver ( id. § 401(c)(2) ) (count VIII). The State later nol-prossed counts I and II.
¶ 7 B. Bench Trial
¶ 8 On September 11, 2015, the trial court held a scheduled bench trial. Prior to commencing the trial, the court held a discussion on the record with defense counsel and the prosecuting attorney. Defendant was not present but rather remained in a holding cell. Defense counsel indicated defendant was "agitated," "very upset," and "expressed that he was going to hurt himself" because counsel was unwilling to present a defense that counsel found to have no basis in law. The court elicited comment from the supervising sergeant of court security, who explained defendant was "hitting the walls," "kicking the door," "demanding to go downstairs back to the jail," and "saying he's not coming into the courtroom." The court indicated it would recess to allow defense counsel to speak with defendant about his right to be present during trial.
*180 ¶ 9 After speaking with defendant, defense counsel returned to the courtroom, and the trial court continued a discussion on the record. Defendant remained in a holding cell. Defense counsel indicated he explained to defendant his right to be present at trial, to which defendant "repeatedly said he didn't understand and he intended to harm himself." Defense counsel noted defendant's agitation began that morning after counsel refused defendant's request to present a "police misconduct defense." The prosecutor noted defendant had not acted out in court previously and had no jail disciplinary reports. Defense counsel further noted defendant had "always been civil up until this morning." The supervising sergeant noted he witnessed defendant with defense counsel and saw defendant knot a shirt around his own neck and attempt to flush the shirt in a toilet. The court found it would be appropriate for it to take additional measures to explain to defendant, on the record, of his right to be present at trial.
¶ 10 The trial court convened a hearing outside the holding cell with defense counsel, the prosecuting attorney, defendant, a court reporter, and court security. The court explained to defendant why he was going to trial and his right to be present, to which defendant maintained he did not understand. Defendant asserted "[t]he police department is trying to set me up" and "trying to kill me." Defendant repeatedly stated he did not understand why he was being charged and why he was going to trial. Defendant then sat on the floor in the back of the holding cell and refused to answer the court's question about waiving his right to be present at trial. The court found defendant had been fully admonished regarding his right to be present during his trial and his inappropriate behavior constituted a waiver of that right.
¶ 11 Back in the courtroom, the trial court continued the discussion on the record. With respect to the need for a fitness hearing, the court noted it had "numerous occasions" to interact with defendant during the case. The court found it did not have a bona fide doubt as to defendant's fitness. It believed "defendant is simply being uncooperative, and for whatever reason[,] he has chosen to do so." Defense counsel noted he and defendant had communicated "very well" and defendant became agitated only after their disagreement that morning. Defense counsel believed defendant was "fit to stand trial," and he "detected nothing to indicate" defendant did not understand the questions posed from counsel or the court. The prosecutor also noted defendant had been "polite and respectful" when receiving discovery while previously pro se .
¶ 12 The trial court conducted defendant's bench trial in his absence. After the State presented its case in chief, the court requested defense counsel to again speak with defendant about being present and testifying. Defense counsel discussed the matter with the supervising sergeant, who discussed the matter with defendant and then related to defense counsel that defendant continued to refuse to appear in court. The defense rested without presenting any evidence.
¶ 13 Following closing arguments, the trial court found defendant guilty of counts III through VIII.
¶ 14 C. Sentencing
¶ 15 On September 28, 2015, the trial court held a sentencing hearing. Defendant appeared in custody with defense counsel. The court merged count IV into count III, count VI into count V, and count VIII into count VII. It then sentenced defendant to three concurrent terms of 22 years' imprisonment.
*181 ¶ 16 D. Motion To Reconsider Sentence
¶ 17 On September 30, 2015, defendant, through counsel, filed a motion to reconsider his sentence, which asserted the sentence was excessive.
¶ 18 E. Pro Se Motion
¶ 19 On October 1, 2015, defendant filed a pro se motion, titled "MOTION OF LEAVE APPEAL." In his motion, defendant alleged, in part, as follows:
"THE DEFENDANT WAS DENIED CONSTITUTION RIGHT 6TH AMENDMENT RIGHT TO PUBLIC FAIR TRAIL. EFFECTIVE ASSISTANCE OF COUNSEL ATTORNEY."
Defendant requested the trial court grant his motion and "RETRACT GUILTY VERDICT."
¶ 20 F. Hearing on Defendant's Motion To Reconsider
¶ 21 In December 2015, the trial court held a hearing on defendant's motion to reconsider. After considering the arguments presented, the court denied defendant's motion. The court did not conduct an inquiry into defendant's pro se complaint about his counsel's performance.
¶ 22 This appeal followed.
¶ 23 II. ANALYSIS
¶ 24 On appeal, defendant argues this court should (1) remand the matter because the trial court failed to conduct an inquiry into his pro se posttrial claim of ineffective assistance of counsel; (2) remand for a new trial and fitness hearing because the court failed to sua sponte order, and/or his trial counsel provided ineffective assistance by failing to request, a fitness evaluation when a bona fide doubt existed as to his fitness at the time of trial; (3) remand for a new trial because his right to due process and his right to confront witnesses were violated when his trial was held without him; (4) reverse his convictions for possession with intent to deliver because the State failed to prove beyond a reasonable doubt he had either actual or constructive possession of the discovered drugs; and (5) reduce his sentence or remand for a new sentencing hearing because his sentence is excessive in light of his mental illness and history of drug addiction.
¶ 25 A. Jurisdiction
¶ 26 As an initial matter, the State asserts we are without jurisdiction to address defendant's arguments. The State first recites the posttrial events, noting, in part, (1) "defendant filed a pro se motion directed against the judgment that alleged a denial of his right to effective assistance of counsel," and (2) "the trial court did not dispose of defendant's pro se posttrial motion." The State then argues as follows:
"In these circumstances, the notice of appeal filed on December 23, 2015, was premature under [Illinois] Supreme Court Rule 606(b) [ (eff. Dec. 11, 2014) ]. [Record citation.] See [ People v. Willoughby ,362 Ill. App. 3d 480 , 484-85,298 Ill.Dec. 690 ,840 N.E.2d 803 , 807 (2005) ] (finding notice of appeal to be premature because motion for new trial was never disposed and no affirmative indication existed that the motion was abandoned apart from the filing of the notice of appeal). This court should not follow [ People v. Rucker ,346 Ill. App. 3d 873 , 883-84,280 Ill.Dec. 801 ,803 N.E.2d 31 , 38-39 (2003) ], which found that a pro se postjudgment motion 'had no effect' on jurisdiction where the pro se postjudgment motion failed to provide 'any supporting facts or specific claims of ineffectiveness.' The Supreme Court of Illinois disavowed Rucker by adopting the position that a defendant may make an 'express' claim of ineffective assistance of counsel in a pro se posttrial *182 motion without including specific examples, factual allegations, or additional support. People v. Ayres ,2017 IL 120071 , ¶¶ 9, 14, 16, 18, 22[417 Ill.Dec. 580 ,88 N.E.3d 732 ]."
In effect, the State asserts, under Rule 606(b), defendant's notice of appeal was premature and this court lacks jurisdiction because the trial court has not disposed of defendant's pending pro se posttrial motion.
¶ 27 The State suggests the circumstances presented are similar to those in
Willoughby
. In that case, defense counsel filed a timely motion for a new trial, which the trial court failed to address.
Willoughby
,
¶ 28 It has long been held a defendant has no authority to file
pro se
motions when he or she is represented by counsel. See
People v. Handy
,
¶ 29 In
Rucker
,
¶ 30 The State correctly points out our supreme court has disavowed
Rucker
to the extent it found an express claim of ineffective assistance alone is insufficient to raise an issue of ineffective assistance. See
Ayres
,
¶ 31 "A reviewing court has an independent duty to consider issues of jurisdiction, regardless of whether either party has raised them."
People v. Smith
,
¶ 32 The exception for allowing a defendant to file a
pro se
posttrial motion raising a claim of ineffective assistance of counsel while represented by counsel has evolved as a matter of common law.
Ayres
,
"[T]he State's attempt to graft the statutory requirement in section 116-1(b) onto a common law remedy is fundamentally flawed. A pro se posttrial motion alleging ineffective assistance of counsel is not a new trial motion as outlined in section 116-1. Rather, it is part of a separate common law procedure developed in a line of cases beginning with Krankel ." Patrick ,2011 IL 111666 , ¶ 30,355 Ill.Dec. 943 ,960 N.E.2d 1114 .
Like
Patrick
, we reject the State's application of Rule 606(b) onto the common-law procedure developed by
Krankel
and its progeny. Rule 606(b) provides: "When a timely posttrial or postsentencing motion directed against the judgment has been filed by counsel or by defendant, if not represented by counsel, any notice of appeal filed before the entry of the order disposing of all pending postjudgment motions shall have no effect and shall be stricken by the trial court." Ill. S. Ct. R. 606(b) (eff. Dec. 11, 2014). Rule 606(b) discusses the impact of the filing of a posttrial motion "by counsel or by defendant, if not represented by counsel," on a notice of appeal.
*184 ¶ 33 B. Preliminary Krankel Inquiry
¶ 34 Defendant argues this court should remand the matter because the trial court failed to conduct an inquiry into his pro se posttrial claim of ineffective assistance of counsel. The State concedes defendant's claim was sufficient to trigger the court's duty to conduct a preliminary inquiry and its failure to do so requires this court to remand the matter.
¶ 35 Under
Krankel
and its progeny, when a defendant raises a
pro se
posttrial claim of ineffective assistance, the trial court must conduct an inquiry into the factual basis of the defendant's claim to determine whether new counsel should be appointed to assist the defendant. See
Krankel
,
¶ 36 Here, the trial court did not conduct an inquiry into defendant's complaints about his counsel's performance. Therefore, the only question-a question of law subject to
de novo
review-is whether the allegations in defendant's
pro se
posttrial motion were sufficient to trigger the court's duty to conduct such an inquiry.
People v. Taylor
,
¶ 37 As the matter must be remanded to allow the trial court to conduct a preliminary
Krankel
inquiry, we decline to address defendant's other claims on appeal. See
Ayres
,
¶ 38 III. CONCLUSION
¶ 39 We remand for the trial court to conduct an inquiry into defendant's pro se *185 posttrial claim of ineffective assistance of counsel.
¶ 40 Remanded with directions.
Justices Holder White and Turner concurred in the judgment and opinion.
Reference
- Full Case Name
- The PEOPLE of the State of Illinois, Plaintiff-Appellee, v. Earnest Maurice BELL, Defendant-Appellant.
- Cited By
- 67 cases
- Status
- Unpublished