People v. Baller
People v. Baller
Opinion
*1009 ¶ 1 Defendant, David F. Baller, appeals from the trial court's order denying his motion for leave to file a successive postconviction petition. On appeal, defendant argues the State erroneously filed an objection to his motion for leave and the court erroneously considered the State's objection in denying defendant leave. We vacate and remand with directions.
¶ 2 FACTS
¶ 3 Defendant entered an open plea of guilty to one charge of aggravated criminal sexual assault ( 720 ILCS 5/12-14(a)(8) (West 2002) ). The trial court admonished defendant that he could receive a potential sentence of 6 to 30 years' imprisonment and the sentence would be served consecutive to the prison sentence defendant was then serving. Defendant indicated he understood the potential sentence. The court sentenced defendant to 30 years' imprisonment. The court ordered the sentence to run consecutively to the sentence imposed in Cook County case No. 05-CR-0778501.
¶ 4 On November 18, 2011, defendant filed a
pro se
postconviction petition, which raised claims of ineffective assistance of trial and appellate counsel. The court summarily dismissed the petition. On appeal, we affirmed the court's dismissal.
People v. Baller
,
¶ 5 On June 19, 2015, defendant filed a pro se motion for leave to file a successive postconviction petition. The State filed a written objection to defendant's motion. At a subsequent court date, when only the State was present, the court denied defendant's motion, stating:
"I've had a chance to review the defendant's petition for leave to file a successive post conviction [ sic ]. I also had a chance to read the State's motion to-or your objection, and I'm going to grant your objection. I'm not going to allow him to file a successive petition for post-conviction relief."
Defendant appeals from the trial court's denial of his motion for leave to file a successive postconviction petition.
¶ 6 ANALYSIS
¶ 7 Defendant argues the court impermissibly relied on input from the State before denying defendant's motion for leave to file a successive postconviction petition. Defendant requests a reversal of the order denying his motion for leave and asks this court to remand the matter for the trial court to consider defendant's motion anew, without input from the State. The State agrees the trial court should not have considered the State's position before denying defendant's request to file a successive postconviction petition. However, the State asserts that remand is unnecessary. On appeal, the State requests this court to affirm the trial court's order because defendant's motion did not adequately allege cause and prejudice.
¶ 8 The issue of whether reversible error arises when a trial court takes the State's position into consideration before ruling on a defendant's motion seeking leave to file a successive postconviction petition was recently addressed in
People v. Bailey
,
¶ 9 In
People v. Munson
,
¶ 10 In this case, the State also opposed defendant's motion for leave to file a successive postconviction petition in the trial court. Here, the court considered the State's opposition before denying defendant's motion. On appeal, both parties agree the trial court's approach was incorrect in light of Bailey . Consequently, we conclude that remand to the trial court for new proceedings on defendant's motion, held without input from the State, is appropriate.
¶ 11 The dissenting justice seems to agree that the trial court erred by considering the State's input but contends a remand in this case is not necessary. Specifically, the dissenting justice declares our approach to remand the matter to the trial court in Munson misconstrues Bailey and was "wrongly decided." Infra ¶ 27. Rather than remanding the matter in the case at bar, the dissent would simply affirm the trial court's incorrect decision. Such an approach by the dissent not only affirms the trial court's erroneous procedures but inexplicably repeats the same error by declaring the motion to be insufficient after adopting the State's position on cause and prejudice, as expressly argued by the State in this appeal.
¶ 12 We recognize that the
Bailey
court analyzed the contents of Bailey's motion for leave to file a supplemental postconviction petition.
Bailey
,
¶ 13 It appears the dissent bristles at our holding in Munson recognizing our intermediate court of review does not possess the same broad supervisory authority exercised by our supreme court in Bailey. The dissent announces that "[t]here is nothing about a successive postconviction petition that would take it out of the realm of garden-variety appellate review." Infra ¶ 29. The dissent suggests its approach "has nothing to do with supervisory authority but, rather, with our license to affirm for any reason apparent in the record." Infra ¶ 29.
*1011
¶ 14 While we acknowledge the generally accepted principle that an appellate court may affirm on any basis found in the record, we conclude this
general
principle does not apply in the case at bar. The
Bailey
court expressly held that "the State should not be permitted to participate at the cause and prejudice stage of successive postconviction proceedings."
Bailey
,
¶ 15 Here, the State's entire seven-page appellee brief argues that defendant has failed to establish cause and prejudice. Clearly, the appellate prosecutor has thoughtfully participated and expressed the State's views on the question of whether defendant's motion in the trial court established cause and prejudice. Ironically, the dissent relies on the State's argument to the point of adopting, verbatim, the State's rationale that "[d]efendant's ignorance of the law cannot amount to cause sufficient to explain his failure to bring this claim in his initial postconviction proceeding." Infra ¶ 26. This is simply not the isolationist review required by Bailey .
¶ 16 Thus, we emphasize that the procedural posture of the instant case creates an exception to the general principle that an appellate court may affirm on any basis found in the record. The supreme court has expressly held that the Act is entirely a creature of statute and all rights derive only from the statute.
People v. De La Paz
,
¶ 17 CONCLUSION
¶ 18 The trial court's order denying defendant's motion for leave to file a successive postconviction petition is vacated, and the matter is remanded with directions for the trial court to conduct a de novo review of defendant's motion prior to allowing any input from the State. Defendant's request to order the motion to be heard by a different judge is denied.
¶ 19 Vacated and remanded with directions.
Justice Holdridge specially concurred, with opinion.
Justice Schmidt dissented, with opinion.
¶ 20 JUSTICE HOLDRIDGE, specially concurring:
¶ 21 While I agree with the majority's reversal and remand of this case, I respectfully deviate from its analysis.
¶ 22 In
Bailey
,
¶ 23 The instant case presents a scenario that is procedurally similar to Bailey . Following the circuit court's erroneous consideration of the State's objection to the defendant's motion for leave, the State argued against the merits of the defendant's motion in its appellee's brief. In light of the State's continued objection, and out of an abundance of caution, I agree that the case must be remanded for the circuit court to make an independent determination of whether the defendant has shown cause and prejudice. If we affirm the denial of the defendant's motion, it is difficult to say that our decision was not influenced, at least in some respect, by the State's appellate argument against the motion. See id. ¶ 33. Such influence from the State would clearly violate the Bailey rule.
¶ 24 JUSTICE SCHMIDT, dissenting:
¶ 25 I respectfully dissent. I agree with the majority with respect to its determination that the trial court erred in allowing the State to participate in the hearing to determine whether defendant was entitled to leave to file a successive postconviction petition. I part company with the majority when it determines application of
Bailey
requires reversal and remand. The
Bailey
court, having found error by virtue of the State's involvement in the trial court's determination to deny leave to file a successive postconviction petition, went on, in the interest of judicial economy, to review defendant's motion.
People v. Bailey
,
¶ 26 Here, it is clear that defendant has failed to allege facts to support cause. Specifically, defendant alleged:
"2. There is cause for my failure to bring the claim contained in the current petition in my previous post-conviction petition, in that I was unaware of the MSR violation of due process, until my third appeal in January of 2012."
Defendant's ignorance of the law cannot amount to cause sufficient to explain his failure to bring this claim in his initial postconviction proceeding. See
People v. Evans
,
¶ 27 The majority relies on
People v. Munson
,
¶ 28 The
Bailey
court's review of the merits of the petition for leave had nothing to do with its supervisory authority.
Bailey
,
¶ 29 The
Munson
court's train jumped the tracks in paragraph 10.
Munson
,
¶ 30 I would affirm the trial court.
Reference
- Full Case Name
- The PEOPLE of the State of Illinois, Plaintiff-Appellee, v. David F. BALLER, Defendant-Appellant.
- Cited By
- 4 cases
- Status
- Unpublished