Daley v. Teruel
Daley v. Teruel
Opinion
¶ 1 Plaintiff Terri Daley, as independent administrator of the estate of Rosalie Galmore Jones, deceased, sued defendants Kevin Teruel, RN; Victoria Hall, RN; and Ingalls Memorial Hospital (Ingalls) (collectively, defendants) for medical malpractice. During discovery, in response to one of plaintiff's written interrogatories and a request to produce, Ingalls claimed a privilege on certain documents based on the federal Patient Safety and Quality Improvement Act of 2005 (Patient Safety Act) ( 42 U.S.C. § 299b-21 et seq. (2012) ). Plaintiff subsequently filed a motion to compel the production of the documents, which the Cook County circuit court granted. Ingalls refused, based on the Patient Safety Act and sought a contempt finding in order to facilitate appellate review. The court found Ingalls in contempt, and Ingalls appealed.
¶ 2 In this appeal, Ingalls contends that the documents constitute patient safety work product under the Patient Safety Act and the federal law preempts the circuit court's production order. We agree with both contentions, and accordingly, we reverse and remand the matter for further proceedings.
¶ 3 I. BACKGROUND
¶ 4 A. The Patient Safety Act
¶ 5 The Patient Safety Act ( Pub. L. No. 109-41,
¶ 6 B. The Litigation
¶ 7 Plaintiff's February 2016 amended complaint frames this appeal. Her lawsuit alleged that defendants committed medical malpractice when they failed to adequately monitor and treat the blood glucose levels of Rosalie Galmore Jones over the course of November 17 and 18, 2013. As a result of defendants' alleged negligence, plaintiff asserted that Jones suffered injuries that caused or contributed to her eventual death in October 2014.
¶ 8 Ingalls and Teruel filed an answer, denying any negligence. Hall filed a motion to dismiss based on her noninvolvement in Jones's care, though the record is unclear whether that motion was resolved prior to this appeal. All the meanwhile, the parties were conducting discovery.
¶ 9 In one of plaintiff's written interrogatories, she asked Ingalls to state whether the incident identified in the complaint was reported to, or investigated by, any hospital or governmental committee, agency, or body. Ingalls objected, as the interrogatory sought privileged information and directed plaintiff to an attached privilege log, in which it claimed privilege on six documents: incident review No. 25472, incident review No. 25753, complaint No. 5101, complaint No. 5478, the security department incident report, and the privilege file of Dr. Rita Oganwu. Concerning the first five documents, Ingalls claimed that they were privileged under the Illinois Medical Studies Act ( 735 ILCS 5/8-2101 et seq. (West 2016) ) and the federal Patient Safety Act ( 42 U.S.C. § 299b-21 et seq. (2012) ). Concerning the file of Dr. Oganwu, Ingalls claimed it was privileged under Illinois's Health Care Professional Credentials Data Collection Act ( 410 ILCS 517/1 et seq. (West 2016) ).
¶ 10 Additionally, in one of plaintiff's requests to produce, she asked Ingalls to produce any documents that describe statements made by Jones, her family, anyone with knowledge of the events at issue in the complaint, or anyone investigating the events at issue in the complaint. In response, Ingalls stated that it had turned over several responsive documents already and directed plaintiff to an attached privilege log, in which it claimed privilege on the same six documents on the same bases as it did in its response to plaintiff's interrogatory.
¶ 11 Plaintiff subsequently filed a motion to compel the production of the allegedly privileged documents, arguing that, "[i]n light of Illinois broad discovery rules, if *1033 there is any doubt" about whether the documents should be produced, they should be produced. The circuit court ordered Ingalls to articulate the reasons for its claims of privilege and provide the documents for an in camera review. 1 Shortly thereafter, Ingalls produced the security department incident report and the privilege file of Dr. Rita Oganwu for plaintiff, and it accordingly updated its privilege log to include only the four remaining documents. Ingalls provided the remaining documents for the court's review.
¶ 12 All four documents contain the heading "Healthcare Safety Zone Portal" on the top of the page, and all four bear the name "Clarity Group, Inc. Copyright" at the bottom of the page. Generally, incident review No. 25472 detailed an incident that occurred on November 18, 2013, and its aftermath involving Jones's blood glucose levels while she was hospitalized at Ingalls. The document appears to have been created on December 5, 2013. Incident review No. 25753 detailed an incident involving Jones that occurred while she was hospitalized at Ingalls, but does not relate to her blood glucose treatment around November 17 and 18, 2013. The document appears to have been created on January 8, 2014. Complaint No. 5101 detailed an in-person complaint made by Gladys Galmore, the daughter of Jones, to an employee at Ingalls regarding the treatment administered to Jones on November 18, 2013. Galmore's complaint itself was received by Ingalls on December 4, 2013, and it appears the report was created on December 11, 2013. Lastly, complaint No. 5478 detailed an incident not relevant to this appeal.
¶ 13 Ingalls also responded to the circuit court's order and plaintiff's motion, arguing that, under the Medical Studies Act and the Patient Safety Act, the documents were privileged. Under the Patient Safety Act, Ingalls posited that the documents constituted patient safety work product, as they were assembled for submission to a patient safety organization for the purpose of improving patient safety and the quality of health care.
¶ 14 Ingalls attached an affidavit from Linda Conway, its associate general counsel, who averred that, in 2009, Ingalls contracted with Clarity Patient Safety Organization (Clarity), a federally certified patient safety organization, to conduct activities to improve the hospital's patient safety and quality of health care pursuant to the Patient Safety Act. Conway asserted that the documents at issue were created, prepared, and generated for submission to Clarity for those purposes. According to Conway, the documents were patient safety work product, and the healthcare safety zone portal provided the means for Ingalls to report such work product to Clarity.
¶ 15 Plaintiff did not reply to Ingalls's filing.
¶ 16 On November 28, 2016, following a hearing on plaintiff's motion to compel, the circuit court granted the motion in part and denied the motion in part, requiring Ingalls to disclose only the portions of the documents that it had circled, which were parts of incident review No. 25472, incident review No. 25753, and complaint No. 5101. The court determined that the information it circled was "obtained prior to the peer review" and thus discoverable. Ingalls's attorney posited that, while that may be the standard under the Illinois Medical Studies Act, it was not under the federal Patient Safety Act, which required only that the work product be assembled for purposes of reporting to a patient safety organization and actually be reported. The circuit court responded that, unless *1034 the information in the documents had been tendered to plaintiff in some other form, such as medical records, Ingalls could not broadly assert a privilege on the information circled in the documents. The court observed that the documents contained "some of plaintiff's medical history" and conversations with her family and that Ingalls could not simply use the documents in peer review for purposes of shielding them from disclosure. The court, however, ordered complaint No. 5478 not to be disclosed in its entirety.
¶ 17 Ingalls filed a motion to reconsider, focusing its argument entirely on the documents being privileged under the Patient Safety Act. Ingalls attached a supplemental affidavit from Conway, who averred that Ingalls maintained a patient safety evaluation system for purposes of collecting information in order to report it to Clarity. She additionally stated that the information contained in incident review No. 25472, incident review No. 25753, and complaint No. 5101 was assembled, developed, and prepared "solely" for submission to Clarity and that Ingalls reported the documents to Clarity through its healthcare safety zone portal. Conway added that the documents were not Jones's original medical records and Ingalls had produced all original medical records to plaintiff. Conway asserted that the documents had never been removed from the patient safety evaluation system for any purpose other than for internal quality purposes and they had not been reported to, or investigated by, any other agency or organization other than Clarity. Lastly, she stated that there were no other reports pertaining to the incidents alleged in plaintiff's complaint that were collected or maintained separately from Ingalls's patient safety evaluation system.
¶ 18 Plaintiff did not file a response, but during the hearing on the motion to reconsider, her attorney asserted that this was because he was "not privy" to the documents and thus could not adequately address the Patient Safety Act's application to them. The circuit court denied Ingalls's motion. Thereafter, Ingalls refused to comply with the court's production order and requested that the court find it in "friendly contempt" in order to facilitate appellate review of the privilege issue. The court subsequently found Ingalls in contempt and imposed a sanction of $1.
¶ 19 Ingalls timely appealed the circuit court's order finding it in contempt pursuant to Illinois Supreme Court Rule 304(b)(5) (eff. Mar. 8, 2016), which provides for the appeal of contempt orders imposing monetary sanctions. When a party appeals a contempt order based on a discovery violation, the underlying discovery order also becomes subject to appellate review.
Harris v. One Hope United, Inc.
,
¶ 20 During the pendency of this appeal, we allowed the Illinois Health and Hospital Association, the American Medical Association, the Alliance for Quality Improvement and Patient Safety, the Illinois State Medical Society, and Clarity to file a joint amicus curiae brief in support of Ingalls. We also allowed the Illinois Trial Lawyers Association to file an amicus curiae brief in support of plaintiff.
¶ 21 II. ANALYSIS
¶ 22 On appeal, Ingalls contends that the circuit court erred in ordering the disclosure of the documents because they constitute patient safety work product and are privileged under the plain language of the Patient Safety Act. Ingalls further contends that the Patient Safety Act's privilege protection on such work product preempts the court's production order.
*1035 ¶ 23 A. Whether the Documents Constitute Patient Safety Work Product
¶ 24 1. Discovery Generally
¶ 25 We begin by addressing the propriety of the circuit court's discovery order, which compelled the production of incident review No. 25472, incident review No. 25753, and complaint No. 5101. In plaintiff's brief, she does not identify on what basis she had a right to the documents, but in her motion to compel filed in the circuit court, she argued that they should be discoverable because of "Illinois broad discovery rules." Presumably plaintiff was referring to our supreme court rules on discovery, particularly Rule 201(b), which defines the scope of discovery in civil cases. See Ill. S. Ct. R. 201(b) (eff. July 1, 2014). Under the rule, "full disclosure" is the default discovery rule with only a few delineated exceptions, and a party may obtain discovery "regarding any matter relevant to the subject matter involved in the pending action, whether it relates to the claim or defense of the party seeking disclosure or of any other party, including the existence, description, nature, custody, condition, and location of any documents or tangible things, and the identity and location of persons having knowledge of relevant facts." Ill. S. Ct. R. 201(b)(1) (eff. July 1, 2014).
¶ 26 One such exception to the full disclosure requirement is privileged documents. Ill. S. Ct. R. 201(b)(2) (eff. July 1, 2014). Privileges are created "to protect interests outside the truth-seeking process," and therefore, they must "be strictly construed as exceptions to the general duty to disclose."
Klaine v. Southern Illinois Hospital Services
,
¶ 27 2. Standard of Review
¶ 28 Generally, we review an order of the circuit court compelling discovery for an abuse of discretion.
Klaine
,
¶ 29 3. The Patient Safety Act
¶ 30 In 1999, the Institute of Medicine released a report titled "To Err Is Human: Building a Safer Health System," in which it estimated that as many as 98,000 *1036 Americans die every year as a result of preventable medical errors. S. Rep. No. 108-196, at 2 (2003). The Institute of Medicine concluded that most errors were triggered by failures of the health care system and advocated for the creation of a reporting system "through which medical error information can be identified, analyzed and utilized to prevent further medical errors." Id. The Institute of Medicine, however, observed the difficulty of obtaining participation in such a system because "the threat of malpractice litigation discourages health care professionals and organizations from disclosing, sharing, and discussing information about medical errors." Id. Given this reluctance, the Institute of Medicine recommended that Congress pass legislation that encouraged the sharing of information but gave health care providers legal protection in return. Id.
¶ 31 In 2005, partially in response to the Institute of Medicine's report, Congress enacted the Patient Safety Act. Patient Safety and Quality Improvement Act of 2005, Pub. L. No. 109-41,
¶ 32 Aware that health care providers would be reluctant to share such sensitive patient safety information, Congress included "privilege and confidentiality protections" to encourage the sharing of "data within a protected legal environment, both within and across states, without the threat that the information will be used against the subject providers." Patient Safety and Quality Improvement,
¶ 33 To this end, in relevant part, the Patient Safety Act provides:
"Notwithstanding any other provision of Federal, State, or local law, and subject to subsection (c) of this section, patient safety work product shall be privileged and shall not be-
(1) subject to a Federal, State, or local civil, criminal, or administrative subpoena or order, including in a Federal, State, or local civil or administrative disciplinary proceeding against a provider;
(2) subject to discovery in connection with a Federal, State, or local civil, criminal, or administrative proceeding, including in a Federal, State, or local civil or administrative disciplinary proceeding against a provider[.]" 42 U.S.C. § 299b-22(a)(1), (2) (2012).
"Patient safety work product" is
"any data, reports, records, memoranda, analyses (such as root cause analyses), or written or oral statements-
(i) which-
(I) are assembled or developed by a provider for reporting to a patient safety organization and are reported to a patient safety organization; or *1037 (II) are developed by a patient safety organization for the conduct of patient safety activities;
and which could result in improved patient safety, health care quality, or health care outcomes; or
(ii) which identify or constitute the deliberations or analysis of, or identify the fact of reporting pursuant to, a patient safety evaluation system."Id. § 299b-21(7)(A).
Thus, this definition provides three distinct ways that information can become patient safety work product. See Patient Safety and Quality Improvement Act of 2005-HHS Guidance Regarding Patient Safety Work Product and Providers' External Obligations,
¶ 34 A "provider" includes large health care entities such as hospitals or nursing facilities as well as individual providers such as physicians, nurse practitioners, or physical therapists. 42 U.S.C. § 299b-21(8) (2012). A provider's overall process of collecting patient safety work product in order to report the information to a patient safety organization is considered a "patient safety evaluation system."
¶ 35 Here, there is no dispute that Ingalls, as a hospital, is a statutorily defined provider, nor is there any dispute that Clarity is a federally certified patient safety organization. Consequently, this appeal turns on whether the information contained in incident review No. 25472, incident review No. 25753, and complaint No. 5101 constitutes patient safety work product.
¶ 36 4. Patient Safety Work Product
¶ 37 As discussed, there are three distinct ways that information can become patient safety work product. See
¶ 38 Based on the plain language of the statute and regulations, there are four requirements
*1038
necessary for the broad class of information to be considered patient safety work product under the reporting pathway: (1) the information must be developed by a provider for the purpose of reporting to a patient safety organization; (2) that information must have the ability to improve patient safety and the quality of health care; (3) that information must be reported to the patient safety organization, though there is some leeway for "functional reporting" of the information (see Patient Safety and Quality Improvement,
¶ 39 Although the Patient Safety Act provides protection for information constituting patient safety work product, Congress did not intend the law to provide absolute protection for all documents related to patient safety. See H.R. Rep. No. 109-197, at 9 (2005) (explaining that the disclosure protections only apply to "certain categories of documents and communications"). In turn, the Patient Safety Act contains a "Clarification" to the definition of patient safety work product and lists two exceptions. 42 U.S.C. § 299b-21(7)(B) (2012).
¶ 40 Under the first exception, "[i]nformation described in [the general definition of patient safety work product] does not include a patient's medical record, billing and discharge information, or any other original patient or provider record."
¶ 41 Under the second exception, "[i]nformation described in [the general definition of patient safety work product] does not include information that is collected, maintained, or developed separately, or exists separately, from a patient safety evaluation system. Such separate information or a copy thereof reported to a patient safety organization shall not by reason of its reporting be considered patient safety work product." 42 U.S.C. § 299b-21(7)(B)(ii) (2012). In other words, if information was created for "purposes other than reporting" to a patient safety organization, it is not considered patient safety work product. Patient Safety Act Guidance,
¶ 42 Although there could be instances where documents fit both exceptions, the crux of the exceptions are that, where health care providers create records for more than one purpose, the records themselves do not qualify as patient safety work product because the intent of the Patient Safety Act "is to protect the additional information created through voluntary patient safety activities, not to protect records created through providers' mandatory information collection activities." Patient Safety Act Guidance,
¶ 43 Lastly, the statutory "Clarification" provides that
"[n]othing in this part shall be construed to limit-
(I) the discovery of or admissibility of information described in this subparagraph in a criminal, civil, or administrative proceeding;
(II) the reporting of information described in this subparagraph to a Federal, State, or local governmental agency for public health surveillance, investigation, or other public health purposes or health oversight purposes; or
(III) a provider's recordkeeping obligation with respect to information described in this subparagraph under Federal, State, or local law." 42 U.S.C. § 299b-21(7)(B)(iii) (2012).
The regulations explain that this language simply means that "[n]othing in this part shall be construed to limit information that is not patient safety work product from being" discovered in civil proceedings, reported to other government agencies for public health purposes, or maintained as part of a provider's record-keeping obligations under any other law.
*1040 ¶ 44 5. Illinois Precedent on the Patient Safety Act
¶ 45 The only case in Illinois that has examined the Patient Safety Act is
Department of Financial & Professional Regulation v. Walgreen Co.
,
¶ 46 On appeal, the Appellate Court, Second District, observed that the Patient Safety Act contained broad evidentiary protections to further the law's intent to improve patient safety through voluntary reporting of patient safety data. Id. ¶ 16. The court determined that the reports were created by Walgreen for purposes of reporting the information contained in them to its patient safety organization and that the reports were transmitted to the patient safety organization. Id. ¶ 18. The court accordingly found the reports privileged under the Patient Safety Act. Id. It did not, however, explicitly address the issue of preemption.
¶ 47 6. The Instant Case
¶ 48 In light of the Patient Safety Act, its regulations, the HHS guidance, and the decision in
Walgreen
, incident review No. 25472, incident review No. 25753, and complaint No. 5101 constitute patient safety work product. Our review of these documents demonstrates that they are an amalgamation of data, reports, discussions, and reflections, the very type of information that is by definition patient safety work product. See 42 U.S.C § 299b-21(7)(A) (2012). The affidavits from Linda Conway, Ingalls's associate general counsel, establish that the documents were assembled and prepared by Ingalls "solely" for submission to Clarity and they were reported to Clarity. See
id.
§ 299b-21(7)(A)(i)(I) ;
Bunnell
,
¶ 49 Plaintiff, however, argues that these documents met three of the statutory exceptions to patient safety work product. See 42 U.S.C § 299b-21(7)(B) (2012). First, plaintiff posits that information required to be in a patient's medical record is excluded from the definition of patient safety work product and thus not privileged. Under the Hospital Licensing Act, hospitals licensed in Illinois must create a medical record for each patient. 210 ILCS 85/6.17(a) (West 2016). The medical record must be "adequate, accurate, timely, and complete." 77 Ill. Adm. Code 250.1510(b)(2) (2017). The medical record must contain at a minimum several items, including, "[d]iagnostic and therapeutic reports on laboratory test results, x-ray findings, any surgical procedure performed, any pathological examination, any consultation, and any other diagnostic or therapeutic procedure performed," "[o]rders and progress notes made by the attending physician and, when applicable, by other members of the medical staff and allied health personnel," "[o]bservations notes and vital sign charting made by nursing personnel," and "[c]onclusions as to the primary and any associated diagnoses."
¶ 50 As we interpret the Patient Safety Act, the "medical records" exception to patient safety work product means that, if a document is created for purposes of reporting to a patient safety organization and that document references medical records, the original medical records themselves do not become part of the patient safety work product merely by being referenced. Instead, those records remain discoverable. According to HHS's final rule, while "information underlying an analysis may be protected," "underlying information that is original medical records may not be protected if it is excluded by the definition of patient safety work product." Patient Safety and Quality Improvement,
¶ 51 Plaintiff further asserts that, based on the circuit court's comments following its review of the documents, it appears that information that should have been included in Jones's medical record, but was not, was instead only contained within the allegedly privileged documents. Highlighting what she considers "a large gap of time" and "ambiguity" in the care Jones received from Ingalls, plaintiff posits that the medical records currently disclosed during discovery "are almost entirely silent on the most important issues for approximately [seven] hours." In light of this, plaintiff insinuates that Ingalls had a nefarious intent when creating Jones's medical records and sought to abuse the Patient Safety Act by improperly concealing valuable health care information under the guise of patient safety work product to the detriment of the original medical records.
¶ 52 However, we cannot assume Ingalls violated its record-keeping requirements based on supposition. Ingalls's participation in the Patient Safety Act does not
*1042
obviate its requirements to create an adequate, accurate, timely, and complete medical record for each patient. See
¶ 53 Furthermore, as Ingalls notes, the documents were not created contemporaneously with any treatment of Jones and were actually created more than two weeks after November 17 and 18, 2013, the critical time period according to the complaint. Ingalls further highlights that the author of the documents referenced reviewing Jones's actual medical records followed by a description of the data obtained from the records. We additionally reiterate that all three documents bear the notations of Ingalls's healthcare safety zone portal and "Clarity Group, Inc. Copyright." Based on Conway's affidavits, which establish that the documents were created solely for the purpose of submission to Clarity, the Healthcare Safety Zone Portal was the means of transmission to Clarity and the documents were actually submitted to Clarity, it is clear these documents were created for the specific purpose of submission to a patient safety organization. See
Bunnell
,
¶ 54 Plaintiff next argues that the documents fall under a second exception to the definition of patient safety work product, positing that, based on the circuit court's comments following its review of them, it appears that the information contained in the documents was not collected solely for the purpose of reporting to a patient safety organization. Plaintiff highlights the court's statement that, while the documents were created for peer review, the content of the documents was "obtained prior to the peer review." As such, plaintiff asserts that these comments show the information in documents was created for a purpose other than for reporting directly to Clarity, including possibly for peer review under the Illinois Medical Studies Act, which Ingalls initially stated as a reason the documents were privileged.
¶ 55 As previously discussed, another exception to the definition of patient safety work product is information collected, maintained, or developed for a purpose other than reporting to a patient safety organization. 42 U.S.C. § 299b-21(7)(B)(ii) (2012). However, plaintiff ignores the unrebutted supplemental affidavit submitted by Ingalls, wherein Conway averred that the information in the documents was assembled, developed, and prepared "solely" for submission to Clarity, averments that we must accept as true. See
Nielson
,
¶ 56 Lastly, plaintiff argues that the documents fall under a third exception to the definition of patient safety work product. Citing to section 299b-21(7)(B)(iii)(II) of the Patient Safety Act ( 42 U.S.C. § 299b-21(7)(B)(iii)(II) (2012) ), plaintiff posits that any information collected to satisfy a reporting requirement to a state agency is not patient safety work product. In turn, plaintiff highlights the Illinois Adverse Health Care Events Reporting Law of 2005 (Adverse Events Law), which requires Illinois hospitals to report an adverse health care event to the Illinois Department of Public Health within 30 days of the event. 410 ILCS 522/10-10, 10-15 (West 2016).
¶ 57 Initially, we note that plaintiff misconstrues section 299b-21(7)(B)(iii)(II) of the Patient Safety Act ( 42 U.S.C. § 299b-21(7)(B)(iii)(II) (2012) ). As discussed earlier, this subsection is not an exception to the definition of patient safety work product but, rather, a clarification on what the legislation does not prohibit. The regulations explain that this subsection simply means that "[n]othing in this part shall be construed to limit information that is not patient safety work product from being" discovered in civil proceedings, reported to other government agencies for public health purposes, or maintained as part of a provider's record-keeping obligations under any other law.
¶ 58 In
Charles v. Southern Baptist Hospital of Florida, Inc.
,
¶ 59 Plaintiff would like for us to find just as the courts in Charles and Tibbs did, but as observed by Ingalls, Illinois's Adverse Events Law is not even operational at this point. According to the law, the Illinois Department of Public Health was required to establish an adverse health events reporting system by January 1, 2008 ( 410 ILCS 522/10-30(a) (West 2016) ), but as of today, the law has not been *1044 implemented. See Adverse Health Care Events , Ill. Dep't of Pub. Health, http://dph.illinois.gov/topics-services/prevention-wellness/patient-safety-quality/adverse-health-care-events#laws-rules (last visited June 25, 2018) (stating that the Illinois Department of Public Health "is in the process of implementing this Act"). Thus, on the dates relevant to the complaint, Ingalls had no obligation to report any adverse health care events under the Adverse Events Law, rendering plaintiff's argument meritless.
¶ 60 In sum, plaintiff has failed to demonstrate that these documents fall under an exception to the definition of patient safety work product. But still, she and the Illinois Trial Lawyers Association, as
amicus curiae
in support of plaintiff, believe that allowing these documents to remain privileged would allow health care providers to hide valuable information and thus impede the truth-seeking process. However, nothing about these documents being privileged renders the facts that underlie the patient safety work product as also privileged. Plaintiffs can still obtain medical records, as plaintiff did in this case, have their experts analyze and make opinions about those records, and depose doctors and nurses regarding an incident. See
Jenkins v. Wu
,
¶ 61 B. Preemption
¶ 62 Having concluded that incident review No. 25472, incident review No. 25753, and complaint No. 5101 are patient safety work product, we next must determine whether the Patient Safety Act preempts the circuit court's production order of the documents. See
Diaz v. Provena Hospitals
,
¶ 63 The supremacy clause of the United States Constitution provides that the laws of the United States "shall be the supreme Law of the Land" and "any Thing in the Constitution or Laws of any State to the Contrary notwithstanding." U.S. Const., art. VI. Under the supremacy clause, state action is " 'without effect' " where it conflicts with federal law.
Busch v. Graphic Color Corp.
,
*1045
implied field preemption-where Congress has implemented a comprehensive regulatory scheme in an area, thus removing the entire field from the state realm; or (3) implied conflict preemption-where state action actually conflicts with federal law."
Carter v. SSC Odin Operating Co.
,
¶ 64 Preemption is not favored (
Bishop v. Burgard
,
¶ 65 The Patient Safety Act states:
" Notwithstanding any other provision of Federal, State, or local law , and subject to subsection (c) of this section, patient safety work product shall be privileged and shall not be-
(1) subject to a Federal, State, or local civil, criminal, or administrative subpoena or order, including in a Federal, State, or local civil or administrative disciplinary proceeding against a provider;
(2) subject to discovery in connection with a Federal, State, or local civil, criminal, or administrative proceeding, including in a Federal, State, or local civil or administrative disciplinary proceeding against a provider[.]" (Emphasis added.) 42 U.S.C. § 299b-22(a)(1), (2) (2012).
This language is clearly an express preemption clause. See
Bunnell
,
¶ 66 Despite our finding that the Patient Safety Act contains an express preemption clause, our inquiry does not end, as such language informs "us that Congress intended to supersede or modify state law to some extent, but courts must still deal with the task of determining the substance and scope of Congress' displacement of state law."
Performance Marketing
,
¶ 67 Here, the express preemption clause in the Patient Safety Act demonstrates Congress's intent to supersede any
*1046
court order requiring the production of documents that meet the definition of patient safety work product. See
Quimbey v. Community Health Systems Professional Services Corp.
,
¶ 68 Furthermore, section 299b-22(g)(5) of the Patient Safety Act ( 42 U.S.C. § 299b-22(g)(5) (2012) ) provides that nothing in the law should be construed as "preempting or otherwise affecting any State law requiring a provider to report information that is not patient safety work product." In other words, when information is patient safety work product, the Patient Safety Act should be construed as preempting any state action requiring a provider to disclose such work product. Lastly, plaintiff's argument on the preemption issue buttresses our conclusion, as she only argues that, because the documents are not patient safety work product, the law cannot preempt the court's production order. With this argument, plaintiff, in essence, tacitly concedes the preemptive effect of the Patient Safety Act on the discovery order. Consequently, the Patient Safety Act preempts the circuit court's production order.
¶ 69 We briefly note the Supreme Court of Florida's decision in
Charles
, where, during discovery, the plaintiff filed requests for production pursuant to Florida's "Amendment 7," a provision in the Florida Constitution that provided patients a right to access any adverse medical incident records created by a health care provider in the course of business.
Charles
,
¶ 70 On appeal to the Supreme Court of Florida, after finding that the documents were not patient safety work product and not privileged, the court analyzed the preemption issue and ultimately found neither express nor implied preemption of "Amendment 7."
¶ 71 Although we do not quite follow the legal reasoning employed in
Charles
to find that the Patient Safety Act did not contain an express preemption provision, we nevertheless find
Charles
plainly distinguishable from the instant case. First, the documents at issue in this case
are
patient safety work product. And second, plaintiff has failed to identify any similar Illinois constitutional provision mandating a patient's right to access his or her medical records like Florida's. But to the extent that the Supreme Court of Florida would find that the Patient Safety Act does not contain an express preemption provision with respect to documents that
are
patient safety work product, we disagree. As previously
*1047
discussed, the Patient Safety Act contains an unambiguous express preemption clause (see 42 U.S.C. § 299b-22(a) (2012) ), which clearly demonstrates Congress's intent to supersede any circuit court order requiring the production of documents that meet the definition of patient safety work product. See
Quimbey
,
¶ 72 C. Contempt Finding
¶ 73 Lastly, Ingalls appealed this case pursuant to Illinois Supreme Court Rule 304(b)(5) (eff. Mar. 8, 2016), which allows the appeal of contempt findings. As discussed, when a party appeals a contempt order based on a discovery violation, the underlying discovery order also becomes subject to appellate review.
Harris
,
¶ 74 III. CONCLUSION
¶ 75 For the foregoing reasons, the orders of the circuit court of Cook County are reversed and the matter is remanded for further proceedings.
¶ 76 Reversed and remanded.
Justices McBride and Ellis concurred in the judgment and opinion.
These documents have been included in the record on appeal under seal.
While the interpretation of a statute by the agency charged with its administration is not binding on courts, the interpretation is entitled to deference.
Chevron, U.S.A., Inc. v. Natural Resources Defense Council, Inc.
,
Case-law data current through December 31, 2025. Source: CourtListener bulk data.