People v. Lusby
People v. Lusby
Opinion
*145
¶ 1 Petitioner Ashanti Lusby was convicted of first degree murder, aggravated criminal sexual assault, and home invasion. He was 16 years old at the time the offenses occurred. He filed a direct appeal and, subsequently, a
pro se
postconviction petition, which were both denied by this court. He later filed a motion for leave to file a successive postconviction petition, arguing that his
de facto
life sentence violated his eighth amendment rights because the trial court did not consider his age and its attendant characteristics in accordance with
Miller v. Alabama
,
¶ 2 FACTS
¶ 3 On February 9, 1996, a woman was found dead in her home. She had multiple rectal and vaginal lacerations, knife wounds to her neck, and a gunshot wound above her right eye. Lusby, who was 16 years old at the time of the offense, was charged in a 15-count indictment for first degree murder, aggravated criminal sexual assault, and home invasion for the events that occurred on February 9.
¶ 4 The jury found Lusby guilty of all 15 charges. In October 2002, Lusby filed a motion for a new trial, which the trial court denied. In March 2003, a sentencing hearing was held. A presentence investigation report (PSI) was submitted to the court. The report stated that Lusby was born in Chicago, Illinois, on April 11, 1979. He moved to Joliet, Illinois, when he was 10 years old. He went back to Chicago for one year when he was 14 years old but eventually returned to Joliet. Lusby was single and had two children. He received his GED in the Illinois Youth Center. The last grade he completed was the tenth grade because he was expelled for "gang banging." He had used marijuana, phencyclidine (PCP), and alcohol in the past and had used marijuana every day but denied that he was currently using any drugs or alcohol. He claims that he completed drug treatment, but this could not be confirmed. He did not have any current mental health issues. Lusby had been convicted of the following offenses: (1) 1994 aggravated discharge of a firearm (juvenile), (2) 1998 robbery, (3) 2001 resisting a peace officer, and (4) 2001 aggravated battery. The State noted that Lusby also had a 1998 misdemeanor conviction for attempting to obstruct justice. Lusby's probation had been revoked on the robbery conviction in March 2000. Lusby stated that he had a good relationship with his mother and father and that they visited him often in jail although detention facility records show that Lusby's father never visited him. He has two sisters, both of whom have theft convictions. The probation officer recommended that "defendant may benefit from counseling to control his violent tendencies." The State attached 21 victim impact letters as an addendum to the PSI. Lusby objected, arguing that the letters were prejudicial. The trial court stated, "I will base the decision on the facts of the case and not on these letters."
¶ 5 The State presented two witnesses at the sentencing hearing. Robert Miller testified that, in July 2001, he was an inmate in the Will County jail. While Miller was using the phone, Lusby approached Miller, put his hand on the receiver, and stated Miller had cut into the line waiting to use the phone. Miller and Lusby were arguing when a deputy interjected, stating that Miller did not cut and commanding Lusby to wait in line. After Miller completed his call, he got into another altercation with Lusby. Lusby "called him into the gym," and Miller followed. Once there, Lusby hit Miller in the face causing Miller a broken bone under his left eye, a broken nose, and a cut on his lip requiring three stitches. Jean Happ testified concerning her victim impact statement, which was admitted into evidence. Defense counsel did not present any evidence or witnesses.
¶ 6 Ultimately, Lusby's 15 convictions were reduced to three: one count for first degree murder, one for aggravated sexual assault, and one for home invasion. The State requested that the other first degree murder counts (I, III through XIII) merge with count II (first degree murder for intentional killing with exceptional brutal and heinous behavior indicative of wanton *532 *147 cruelty). The State noted that the trial court may enhance Lusby's sentence on count II to a minimum of 60 years and a maximum of 100 years pursuant to section 5-8-2 of the Unified Code of Corrections ( 730 ILCS 5/5-8-2 (West 2002) ). The State also asked the court to merge the other aggravated sexual assault convictions (counts IX, XI, XII) with count X (aggravated sexual assault) and the home invasion convictions in counts XIV and XV with count XIII (home invasion). It stated that the trial court may sentence Lusby to a maximum of 30 years on counts X and XIII and that both counts are to run consecutively to the first degree murder charge.
¶ 7 During the trial court's oral pronouncement, it stated:
"THE COURT: All right. Well, this is a case that is a very difficult case from the standpoint of the facts of the injuries and of the method of murder of the victim. It certain-certainly the defendant's age is a factor at the very least to the extent that he is not eligible for the imposition of capital punishment based solely because of his age, because but for his age at under the age of 18, certainly this-these are the type of things, let me put it that way, that I have seen that all the attorneys that are in this trial have seen as facts that would-that could be considered capital punishment activities.
But I cannot, I cannot ignore the fact that Miss Happ was terrorized and sexually assaulted and humiliated and executed in her own home, and this was clearly a depraved act by you, Mr. Lusby, and it shows absolutely no respect for human life. It is ironic to me I guess that this Miss Happ was working to provide a positive influence on children in the area and the area that you lived in and even children that were-would be yours or your nieces or nephews or other family members might have been influenced positively by this woman, but your actions saw that didn't happen.
So it is very difficult for me to consider any leniency in this case. It is very difficult for me to see any factors in mitigation. I have gone through the section on mitigation. There are no factors in mitigation that apply.
I have gone through the factors in aggravation and those factors there are many that apply, and I sincerely believe that the appropriate sentence is a sentence that will see that this does not occur outside of the Department of Corrections again. This is a choice that you made at a young age and I know that choices, youthful choices can be-are not, you know, sometimes are [ sic ] sometimes in very very poor judgment, but this is not one that can be taken back, and this is not one that can be considered minor, and this is not one that can be considered for anything but setting your future in the Department of Corrections.
From what I've seen here from everything that I have seen and heard in this trial this is a life you chose, a life of carrying weapons, a life of showing no respect for human life, and I am not at all uncomfortable in imposing the maximum sentence on the murder of 100 years. The consecutive sentence on the other two Class X offenses again the manner and method of this crime makes me convinced that it is not for me to minimize it in any way, and as a consequence I will impose an additional consecutive 30 years on each of these offenses. So that is the order of the Court. Certainly you have every right to appeal the sentence."
¶ 8 Thus, the court sentenced Lusby to 100 years' imprisonment on the first degree *533 *148 murder conviction to be followed by concurrent 30 year sentences for aggravated criminal sexual assault and home invasion, totaling 130 years' imprisonment. Lusby filed a motion to reconsider, arguing that the trial court failed to consider Lusby's age, potential for rehabilitation, and potential to be restored to useful citizenship during sentencing. The trial court denied the motion, stating:
"THE COURT: All right. I tink [ sic ] these motions are required prior to a thorough appellate review. It's always difficult for the Trial Judge because you prepare yourself for sentencing like this, you sit down and you look at everything. You look at the law and look at the sentencing Code, because it's confusing, and you try to fashion the sentence appropriate and consisten [ sic ] with the sentencing Code and appropriate to the facts. I believe I felt comfortable with my sentence at the time. I believe I followed the law as I understood it and took into account all the factors both in aggravation and in mitigation that apply here. So show the motion to reconsider sentence presented and argued and denied."
¶ 9 Lusby filed a direct appeal to this court.
People v. Lusby
,
¶ 10 In September 2005, Lusby filed a
pro se
postconviction petition. Lusby claimed that his right to due process was violated when he was required to wear an electric stun belt in the presence of the jury and that defense counsel rendered ineffective assistance of counsel when it failed to object to the use of the belt. The trial court dismissed the petition, and Lusby appealed. This court affirmed the trial court's dismissal.
People v. Lusby
,
¶ 11 In November 2014, Lusby filed a
pro se
motion for leave to file a successive postconviction petition. In the motion, he argued that his
de facto
life sentence violated his eighth amendment rights. He claimed that he had met the cause and prejudice requirements to file a successive postconviction petition under section 122-1(f) of the Post-Conviction Hearing Act ( 725 ILCS 5/122-1(f) (West 2014) ) because (1) the ruling in
Miller
,
¶ 12 The State requested a 35-day extension to file objections to Lusby's motion, which the trial court allowed. In its objections, the State alleged that
Miller
did not apply to this case because the Court in
Miller
addressed mandatory life sentences, not
de facto
life sentences. It also argued that our supreme court in
People v. Davis
,
¶ 13 In January 2015, without the presence of Lusby or his defense attorney, the State argued its objections before the court, and the court denied Lusby's petition, stating:
"THE COURT: All right[.] Show that I have reviewed all the pleadings, I have reviewed the Court file, and I will find that the request for a second-I guess it's a second post-conviction petition to be filed is denied based upon the law[.]"
Lusby appealed.
¶ 14 ANALYSIS
¶ 15 I. Motion for Leave to File a Successive Postconviction Petition
¶ 16 Lusby argues that the trial court erred when it denied his motion for leave to file a successive postconviction petition. Specifically, Lusby claims that he had met the requisite cause and prejudice test to file a successive petition because (1) he could not assert his claim until the Supreme Court's decision in
Miller
,
¶ 17 Citing
People v. Guerrero
,
¶ 18 Because the parties dispute whether
Miller
applies to this case, we first consider its applicability. The eighth amendment prohibits the imposition of cruel and unusual punishment and applies to the states through the fourteenth amendment.
Davis
,
¶ 19 In
Miller
, the defendant was convicted of murder and sentenced to mandatory life imprisonment without parole. The Supreme Court determined that a sentence of life without parole for a juvenile who committed any offense, including homicide, without the court's consideration of the juvenile's age or its attendant characteristics, violates the eighth amendment.
Miller
,
¶ 20 Recently, our supreme court in
People v. Holman
,
¶ 21 Lusby's 130-year sentence is a
de facto
life sentence. See
People v. Smolley
,
¶ 22 Next, we consider whether Lusby has met the cause and prejudice test although
Miller
was decided after his trial and the filing of his initial postconviction petition. The Post-Conviction Hearing Act allows the filing of only one postconviction petition without leave of the court. 725 ILCS 5/122-1(f) (West 2016). "[A] defendant faces immense procedural default hurdles when bringing a successive postconviction petition."
Davis
,
¶ 23 Our supreme court in Davis determined that the Court's decision in Miller constitutes "cause" under section 122-1(f) because it was not available to counsel earlier. Id. ¶ 42. Here, Miller was not decided until seven years after Lusby filed his initial postconviction petition. Miller was not available to Lusby's counsel at the time of his sentencing or at the time he filed his initial postconviction petition.
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*151
¶ 24 The State argues that Lusby did not show "cause" because he previously argued that the trial court failed to consider his age in his motion to reconsider. Lusby did argue that the trial court failed to consider his age during sentencing in his motion to reconsider. However, Lusby is specifically arguing that
Miller
, which requires a court to consider a juvenile's age and its attendant characteristics before sentencing him to a life sentence, was applicable to this case and should be applied retroactively. Defense counsel did not have an opportunity to present this argument because
Miller
was decided after he filed his initial postconviction petition. See
People v. Williams
,
¶ 25 Lusby claims that he also met the "prejudice" prong under the cause and prejudice test and requests that this court remand this case for a new sentencing hearing rather than proceed to the second-stage postconviction proceedings.
Davis
,
¶ 26 In
Holman
, the defendant argued that the trial court erred when it denied his motion for leave to file a successive postconviction petition.
Holman
,
"(1) the juvenile defendant's chronological age at the time of the offense and any evidence of his particular immaturity, impetuosity, and failure to appreciate risks and consequences; (2) the *537 *152 juvenile defendant's family and home environment; (3) the juvenile defendant's degree of participation in the homicide and any evidence of familial or peer pressures that may have affected him; (4) the juvenile defendant's incompetence, including his inability to deal with police officers or prosecutors and his incapacity to assist his own attorneys; and (5) the juvenile defendant's prospects for rehabilitation." Id. ¶ 46.
The court reviewed the trial record and held that the defendant's sentence was constitutional.
Id.
¶¶ 47, 50. It reasoned that (1) the trial court's statement that "it found 'no mitigating factors' " (
id.
¶ 49 ) was about the 12 factors enumerated in section 5-5-3.1 of the Unified Code of Corrections ( 730 ILCS 5/5-5-3.1 (West 2016) ) and not about the
Miller
factors, (2) the trial court did not have any evidence related to the statutory factors in mitigation enumerated in section 5-5-3.1, and (3) the defendant intentionally decided not to present any mitigating evidence despite his opportunity to do so. The court further found that the trial court "explicitly stated that it considered the trial evidence and the PSI" and that the minimal evidence related to the
Miller
factors did not undermine the "significant evidence" related to factors in aggravation.
Holman
,
¶ 27 Here, the trial court mentions age in two instances: (1) when the court stated that Lusby is not eligible for capital punishment because of his age, and (2) when the court stated, "This is a choice that you made at a young age and I know that choices, youthful choices can be-are not, you know, sometimes are [ sic ] sometimes in very very poor judgment, but this is not one that can be taken back, and this is not one that can be considered minor, and this is not one that can be considered for anything but setting your future in the Department of Corrections." Based on the ruling, the trial court did not address Lusby's age-related characteristics; rather, it gave a generalized statement about youth and their poor judgment. Unlike the trial court in Holman , there is no indication in the record that the trial court considered the evidence of Lusby's "immaturity, impetuosity, and failure to appreciate risks and consequences" or family environment in the PSI. The PSI included various incidences of such evidence including that (1) Lusby was expelled from the tenth grade for "gang banging"; (2) he had used marijuana, PCP, and alcohol; (3) he had a lengthy criminal history including his 1994 aggravated discharge of a firearm juvenile conviction; (4) his sisters also had a criminal history; and (5) the probation officer had recommended Lusby attend counseling to control his "violent tendencies."
¶ 28 The trial court also stated that there were no factors in mitigation, and similar to Holman , we find that the trial court was referring to the factors enumerated in section 5-5-3.1. However, unlike Holman , the trial court did not "explicitly" state that it considered the evidence in Lusby's PSI during sentencing, and thus, we cannot conclude that the trial court considered any evidence related to the Miller factors. Therefore, we find that Lusby was prejudiced because Miller is applied retroactively and the trial court did not consider his age and the attendant characteristics described in Miller before sentencing him to de facto life.
¶ 29 We note that the crime for which Lusby was convicted and sentenced was heinous. Under
Miller
, a trial court may sentence "the rare juvenile offender
*538
*153
whose crime reflects irreparable corruption" to life without parole.
Miller
,
¶ 30 II. State's Objections
¶ 31 Lusby argues that the trial court erred when it allowed the State to file and argue objections to his motion for leave to file a successive postconviction petition. Both parties contend that the same issue is addressed in
People v. Bailey
,
¶ 32 In Bailey II , the court held that the State is not permitted to participate at the cause and prejudice stage of successive postconviction proceedings because (1) the court is statutorily required to make an independent determination of whether the petitioner met the requisite of cause and prejudice, (2) there is no provision in the statute that allows an evidentiary hearing on the issue of cause and prejudice, and (3) it would be fundamentally unfair for the State to participate as "successive postconviction petitions are typically filed pro se and the Act makes no provision for a defendant to be entitled to counsel until after a postconviction petition is docketed." Id. ¶¶ 24, 27.
¶ 33 Pursuant to Bailey II , the State improperly filed and argued objections to Lusby's motion. Therefore, the trial court erred when it allowed the objections.
¶ 34 III. Substitution of Judge
¶ 35 Lastly, Lusby requests that this case be heard before a different judge on remand. "There is no absolute right to a substitution of judge at a post-conviction proceeding. [Citation.] Rather, the same judge who presided over the defendant's trial should hear his post-conviction petition, unless it is shown that the defendant would be substantially prejudiced."
People v. Hall
,
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*154
However, we do not see any malicious intent in the trial court's errors and there is "no indication that the court will not follow the law on remand."
People v. White
,
¶ 36 CONCLUSION
¶ 37 The judgment of the circuit court of Will County is reversed and remanded.
¶ 38 Reversed and remanded.
Justice O'Brien concurred in the judgment and opinion.
Presiding Justice Carter dissented, with opinion.
¶ 39 PRESIDING JUSTICE CARTER, dissenting.
¶ 40 I respectfully dissent from the majority's decision in the present case. I would find that defendant has failed to establish prejudice under the cause and prejudice test. In my opinion, the trial court's comments show that it considered defendant's youth and its attendant circumstances in sentencing defendant. The trial court even considered those factors a second time at the hearing on the motion to reconsider sentence when defendant again raised the issue of his age and asserted that the trial court had failed to consider his age, his potential for rehabilitation, and his potential to be restored to useful citizenship.
¶ 41 In
Holman
, our supreme court recognized that "a juvenile defendant may be sentenced to life imprisonment without parole, but only if the trial court determines that the defendant's conduct showed irretrievable depravity, permanent incorrigibility, or irreparable corruption beyond the possibility of rehabilitation." See
Holman
,
Reference
- Full Case Name
- The PEOPLE of the State of Illinois, Plaintiff-Appellee, v. Ashanti LUSBY, Defendant-Appellant.
- Cited By
- 3 cases
- Status
- Unpublished