People v. Gliniewicz
People v. Gliniewicz
Opinion
*651 ¶ 1 In this appeal, the State argues that the circuit court of Lake County erred both in granting defendant Melodie Gliniewicz's motion in limine and in denying the State's motion to reopen the proofs. For the following reasons, we reverse the trial court's order denying the State's motion to reopen the proofs and we remand this cause for further proceedings.
¶ 2 I. BACKGROUND
¶ 3 On January 27, 2016, a Lake County grand jury returned a six-count indictment charging defendant with four counts of disbursing charitable funds without authority and for personal benefit ( 225 ILCS 460/19 (West 2016) ) and two counts of money laundering (720 ILCS 5/29B1(a)(1)(B)(i) (West 2016) ). On March 9, 2016, the grand jury returned an indictment charging defendant with four additional counts: one count of disbursing charitable funds without authority and for personal benefit ( 225 ILCS 460/19 (West 2016) ), one count of conspiracy (disbursing charitable funds without authority and for personal benefit ( 720 ILCS 5/8-2(a) (West 2016); 225 ILCS 460/19 (West 2016) ); and two counts of conspiracy (money laundering) (720 ILCS 5/82(a), 29B-1(a)(1)(B)(i) (West 2016) ). In the indictments, the State alleged that defendant's deceased husband, Charles Joseph Gliniewicz (Joe), participated in these offenses.
¶ 4 In its discovery answer, the State indicated that it would seek to admit electronic communications (e-mail and text messages) between defendant and Joe that were recovered from Joe's cell phone. On January 30, 2017, defendant filed a motion
in limine
requesting that the trial court bar the State from introducing any evidence of communications between her and Joe. In her motion, defendant alleged that the State had disclosed numerous documents detailing confidential communications between defendant and Joe, including e-mail and text messages. Specifically, defendant claimed, "[t]hese confidential communications were obtained via grand jury subpoena and without the knowledge or consent of defendant Melodie Gliniewicz."
1
Defendant cited
People v. Trzeciak
,
*32
*652
for the propositions that the marital-communication privilege has a long common-law history and was recognized to "promote marital harmony and stability." Defendant also noted that Illinois courts have specifically rejected the "joint criminal enterprise exception" to the marital-communication privilege, citing
People v. Krankel
,
¶ 5 In response, the State admitted that the communications at issue were made while defendant and Joe were married. However, the State also asserted that section 115-16 of the Code bars spousal testimony, not communications themselves. 725 ILCS 5/115-16 (West 2016). The State contended that the admissibility of the communications must be analyzed under the marital-communication privilege and not the spousal-testimonial privilege. The State then requested that the trial court recognize the joint-criminal-enterprise exception to the marital-communication privilege, citing
United States v. Espudo
, No. 12-CR-236-IEG,
¶ 6 In reply, defendant claimed that the State "[drew] an inapt distinction between spousal testimonial privilege and marital privilege." Citing
Trzeciak
,
¶ 7 On May 11, 2017, the trial court granted defendant's motion and ordered that "[t]he State shall not present any testimony or other evidence at trial concerning confidential communications between defendant and her husband, without first obtaining the court's permission." The court also barred the State from mentioning any such "confidential communications at trial" without the court's permission. The order applied to "emails, text messages, as well as any other confidential written communications between defendant and her husband."
¶ 8 The State filed a motion to reconsider. In its motion, it argued that the "text messages are admissible under the third-party exception," citing
People v. Simpson
,
¶ 9 The trial court denied the State's motion to reconsider, ruling that "[a]ll of these communications are protected and thus they must not be disclosed." The court agreed with defendant that the third-party exception did not apply. It noted that there was no third party, loss, or misdelivery. Finally, the court commented:
"And the third scenario where this would apply is as I indicated by the conscious waiver of the privilege, basically when someone communicates in the presence of a third party or one's knowledge of [ sic ] a third party has received it."
¶ 10 The State filed a certificate of impairment pursuant to
People v. Young
,
¶ 11 Prior to filing its reply brief, the State filed an "Emergency Motion for a Remand to Reopen Proofs." In the motion, the State alleged that it had received newly discovered information from the assistant state's attorney and chief of the criminal division, Jeff Pavletic. The State asserted that on April 2, 2018, the Lake County State's Attorney's Office received an e-mail from the attorney representing Fox Lake in a civil suit involving Joe's pension. In the email, that attorney said that "defendant had signed a consent to search her phone (the subject of defendant's motion in limine re: marital privilege) on October 8, 2015." The State alleged that the e-mail did not include a copy of the consent form and that the State did not receive a copy of it until April 16, 2018. The State also alleged that Joe's cell phone containing the text messages at issue "was purchased with charitable funds and is/was owned by Fox Lake." This information was also new. The State attached a copy of the consent form. The form is a "Department of Justice/Federal Bureau of Investigation" consent-to-search form, signed by defendant on October 8, 2015. The form contains a description of the phone and the phone number. The form authorizes a search of the phone and contains the following printed acknowledgment:
"1. I have been asked by Special Agent of the Federal Bureau of Investigation to permit a complete search of: Samsung Galaxy S5 847-***-**** ***
2. I have been advised of my right to refuse consent.
3. I give this permission voluntarily.
4. I authorize these agents to take any items which they determine may be related to their investigation."
*34 *654 ¶ 12 Attached to the consent form is a document listing the backup password for defendant's cell phone. The State also attached "page KL 09263" 2 from its discovery answer. The document is a "Lake County Major Crimes Task Force" investigative report. That report documented a conversation between defendant and Detective Andrew Jones. In the report, Jones wrote, "[w]e then asked her about a message between her and Joe regarding the hiding of money." Jones then said, "I then advised [defendant] that we would also like to review the information contained in her phone. [Defendant] advised that she would like to speak to her attorney first and we allowed her to do so." Jones went on to state that, while he was following defendant to her home, defendant sent him a text saying that he could take the phone.
¶ 13 Jones reported that, at the house, another investigator "presented [defendant] with a consent to search for the phone and [defendant] signed it." Jones told defendant that the phone would be returned as soon as the forensic analysis was complete. Jones reported that defendant gave the investigators access to the garage to search for "items of interest, which were removed."
¶ 14 Defendant filed a response to the State's emergency motion for a remand. In her response, she argued that the information concerning the consent form was not "newly discovered," because, according to Jones's report, the State knew of the consent form and knew that the investigators physically took possession of her phone on October 8, 2015. Defendant characterized the State's motion as "false and misleading." Defendant contended that the State failed to bring this information to the attention of the trial court and "may have violated" Rule 3.3(a)(1) of the Illinois Rules of Professional Conduct (Ill. R. Prof'l Conduct (2010) R. 3.3(a)(1) (eff. Jan. 1, 2010) (a lawyer shall not knowingly make a false statement of fact to a tribunal) ).
¶ 15 This court granted in part the State's motion for a remand to reopen the proofs, stating that "[t]he case is remanded for the limited purpose of the trial court's consideration of the State's request to reopen the proofs on defendant's motion in limine regarding marital communications and other necessary proceedings pertaining to that motion."
¶ 16 On remand, the State filed a motion to reopen the proofs. In the motion, the State acknowledged that it had reports referring to the signed consent form but that its efforts to locate the form had been unsuccessful. Without the form, the State could not "have raised it to the trial court in good faith."
¶ 17 Defendant filed a response to the State's motion to reopen the proofs. In her response, she argued that the State had a duty to learn of any evidence known to the police, citing
People v. Carballido
,
¶ 18 Both parties cited
Dowd & Dowd, Ltd. v. Gleason
,
¶ 19 At the hearing on the State's motion to reopen the proofs, the State argued that its excuse for failing to raise the consent-form issue was reasonable, though not perfect. The State contended that the fact that it did not have form until April 2018 was unrebutted. It maintained that it would have been "unethical" to argue that defendant signed a consent form "if we couldn't even produce the consent form." The trial court asked the State why it could not locate the form, and the State responded, "[w]e've searched" and "[w]e don't have the [contents of the] phone too, which was supposedly done. We don't have that information either." The State said that it knew what was in defendant's phone, "based upon the defendant's statements." It explained that defendant had said, "[w]ell what are you guys looking at? You will find the same stuff as my husband's phone." The State maintained that, by her statements and signing the consent form, "she is waiving her marital privilege." The trial court posed a hypothetical to the State and asked whether a wife who generally consents to a search of her house waives the marital-communication privilege to "letters written from one spouse to another." In response, the State said, "if she [was] giving voluntary consent for officers to enter her home and seize whatever they feel relevant * * * I would say yes." It then added, "[t]hat's not the situation, judge; the situation is where she specifically gave the State the ability to look at text messages on her phone." The State claimed that, whether it searched the phone or not, "[defendant] is still exposing those [messages] to a third party."
¶ 20 The State argued that granting the motion to reopen the proofs would not result in any surprise or unfair prejudice. It noted that the only prejudice claimed by defendant "is additional time, and that's speculative and elusive, judge."
¶ 21 The State next argued that the third Dowd factor, whether the evidence is of the utmost importance to the State's case, weighed in its favor. Specifically, by signing the consent form and exposing her phone to a third party for review, defendant waived her marital-communication privilege. The State maintained that, if the court did not reopen the proofs, the court was "not going to have all of the evidence that is available to resolve this case." The State stressed that "perhaps more important" is that, when a case is not before a jury, greater liberty should be allowed in reopening the proofs.
¶ 22 Defense counsel argued that the State could not provide a reasonable excuse for not obtaining the consent form, asking rhetorically, "[h]ow can the State tell this court that the State's Attorney's Office of Lake County can't get an FBI consent form from an FBI officer that took the interview but the Village of Fox Lake attorney can?" Counsel argued that there was "no way they made any reasonable attempts to locate the form" and added, "I don't know whether they just missed it or whether they glossed over it." Counsel again cited
Carballido
,
¶ 23 Defense counsel argued that, as to the third Dowd factor, the evidence could not be of the "utmost importance," because it has no relevance. Counsel said, "[t]here is nothing in the police reports, in the 12,000 pages of discovery; there is not [ sic ] mention of what they found on her phone." Counsel stated that no one knew what defendant meant when she told the police that they would find "the same stuff on my phone that you are [ sic ] on his phone." In answer to the trial court's question, counsel contended that a waiver of the marital-communication privilege must be specific and that defendant did not say "I hereby consent for you to take all of my communications with my deceased husband." Counsel said that, even though defendant said "[y]ou will probably find the same stuff[,] they don't know what was in her mind." Counsel then noted that defendant said she felt threatened during the interview. According to counsel, the police not only threatened to get a search warrant for defendant's phone, they actually got a search warrant but never executed it. Counsel said, "that can't-that can't be her knowingly and voluntarily waiving the contents of her marital privilege."
¶ 24 During rebuttal argument, the State pointed out that the search warrant was a state warrant, signed the day before defendant executed the consent form. The State confirmed that the warrant was never executed. It maintained that it made "exhaustive efforts" to locate the consent form. The State noted that the investigation involved several investigators from "federal, state and local agencies." It was a "death investigation that spun out into something else." The State argued that the court should consider the interest of justice in allowing all relevant evidence from both sides and that by denying the motion the court cannot "magically fix the year that's gone by so far." As to defendant's relevance argument, the State said, "[w]e know exactly what was on her phone; at least part of it; because it was on her spouse's phone." Regarding defendant's voluntariness argument, the State did not object that defendant failed to plead that her consent was involuntary. Instead the State commented, "[w]e never told her that we have what's on her spouse's phone. This was a free and voluntary-again, this is for the next step; but it is of the utmost importance to the movant's case, judge, in that she voluntarily exposed not just what was on her phone, but what was on Joe's phone."
¶ 25 In surrebuttal, defense counsel noted that the State could have asked the trial court to reconsider its ruling at any time, without taking an interlocutory appeal. Counsel also commented that he never heard "Mr. LaRue say, well, we went and asked the FBI for it." LaRue interjected and said, "I've called the agent several times, who is now retired."
¶ 26 The trial court found that the State's "reasonable excuse" argument was not convincing. The court also found that the State had knowledge and was charged *37 *657 with having knowledge of the consent form "even though, as I said, I don't know to what extent that consent form would assist them in any way in their case." The court stated that any delay results in unfair prejudice because "witnesses disappear, retire, they are gone." As to the third Dowd factor, the court said, "[i]s the evidence of the utmost importance? I submit, folks, it's not because it doesn't exist. It hasn't been analyzed." The court said that the issue was not ripe, because the phone had not been analyzed and no one knew what was in it. Regarding defendant's comment to the police that they would find on her phone the same things that were on Joe's phone, the court said, "I don't know what she meant by that." With respect to the issue of waiver, the court said, "I don't know to what extent that waiver, if there is a waiver[,] the consent or waiver applies to the marital privilege. That's something for someone else to determine and make that call at a later junction. Therefore, I am saying at this point that the issue is not ripe." The court denied the State's motion to reopen the proofs.
¶ 27 We ordered that the State supplement the record on appeal with the report of proceedings from the hearing on the motion, along with any exhibits presented to the trial court. We denied the State's motion to file an amended motion and we also denied defendant's motion for sanctions. Further, we ordered that the State file its reply brief by July 3, 2018, and address the issue of whether the trial court erred when it denied the State's motion to reopen the proofs. Defendant was given until July 24, 2018, to file her surreply to the State's reply brief. Both parties timely filed their briefs.
¶ 28 II. ANALYSIS
¶ 29 A. Motion in Limine
¶ 30 Initially, on defendant's motion, we strike the first two paragraphs of the State's statement of facts, for failure to comply with Illinois Supreme Court Rule 341(h)(6) (eff. May 25, 2018) (the statement of facts shall contain the facts necessary to an understanding of the case, stated accurately and fairly without argument or comment, and with appropriate reference to the pages of the record on appeal). Our review is not hindered by the State's error; therefore, we will address its arguments.
¶ 31 Defendant's motion in limine sought to bar evidence of communications between her and Joe, specifically those that were recovered from his cell phone and were related to their alleged criminal conduct.
¶ 32 A motion
in limine
permits a party to obtain a pretrial order excluding inadmissible evidence and protecting the moving party from the prejudicial impact of any mention of the evidence in front of the jury.
Reidelberger v. Highland Body Shop, Inc.
,
¶ 33 The State argues that the trial court misapplied section 115-16 of the Code ( 725 ILCS 5/115-16 (West 2016) ), because the third-party exception to the privilege applies. We disagree.
¶ 34 Section 115-16 sets out the marital-communication privilege.
Trzeciak
,
¶ 35 In its response to defendant's motion in limine , the State conceded that "[a]ny text messages and emails exchanged between the defendant and Charles Joseph Gliniewicz contain information privately disclosed between husband and wife in the marital relationship." Thus, although the text messages and e-mails at issue are not in the record, the State admits that the communications were privileged absent some exception to or waiver of the privilege.
¶ 36 The State argues that the third-party exception applies to the communications. The State notes that in
Simpson
,
"Communications in the presence and hearing of a third party are generally not considered to be confidential communications within that privilege. ( People v. Palumbo (1955),5 Ill. 2d 409 , 414-15,125 N.E.2d 518 .) It is likewise apparent that one in whose presence a communication between spouses is made may testify to that conversation, even though the witness overheard the conversation by eavesdropping. Similarly, one may testify who learns the contents of a written communication from one spouse to another by interception, or through loss or misdelivery by the custodian. McCormick, Evidence sec. 82, at 167 (2d ed. 1972).
*39
*659
¶ 37 In
Simpson
, an assistant state's attorney testified that he was present when two detectives questioned the defendant's wife. The defendant was also present for the interview. The wife was asked to "[t]ell us what he told you." (Internal quotation marks omitted.)
Id.
at 279,
¶ 38 We also reject the State's argument that we should adopt a joint-criminal-enterprise exception to the marital-communication privilege. The State points us to several foreign jurisdictions with statutes similar to ours where reviewing courts recognized such an exception. But Illinois has never adopted it. See
Saunders
,
¶ 39 Similarly, we reject the State's invitation to expand upon the "agency" exception recognized in
Saunders
and
People v. Hommerson
,
¶ 40 B. Motion to Reopen Proofs
¶ 41 Next, the State argues that the trial court abused its discretion when it denied the State's motion to reopen the proofs.
¶ 42 A trial court's ruling on a motion to reopen proofs is reviewed for an abuse of discretion.
In re Marriage of Suarez
,
¶ 43 First, this case has not been tried. The ruling in question was a pretrial evidentiary ruling on a motion in limine and there was no live testimony. The trial court had the discretion to order an evidentiary hearing or, in the alternative, wait until the evidentiary issue arose at trial. The trial court's ruling was based solely on the representations of counsel and was subject to reconsideration at any time up to and including trial. It is therefore questionable whether the Dowd factors apply to motions in limine . At oral argument, both parties acknowledged that the Dowd factors should not ordinarily apply to motions in limine . However, since the trial court considered the Dowd factors in ruling on the State's motion to reopen the proofs, we will examine its reasoning in that context.
¶ 44 As to the first factor, the trial court found that the State's excuse for failing to raise the consent-form issue was not convincing. However, we recognize that defendant's motion in limine claimed that defendant had not consented. At the hearing on the motion to reopen the proofs, defense counsel argued that defendant had not taken any action to reveal the communications at issue. In her response brief before this court, defendant states that she did nothing to lose the confidential nature of the communications. Defendant's brief states that "there is no evidence in the record of any such voluntary or intentional revelation" of the communications. An attorney's representation of the facts should be as accurate as can be determined by a reasonable investigation of the facts. Whether intentional or not, counsel's representations conflict with the State's account in its motion to reopen the proofs. During argument on the motion to reopen the proofs, counsel suggested that the State "may have just missed [the consent form] or glossed over it." The State argued that it would have been unethical to argue that defendant consented to the search of her cell phone if the State could not produce the consent form. Although the trial court found the excuse unconvincing, it must be remembered that defendant's position was that she never took any action to waive the marital-communication privilege. At best, the reasonable-excuse factor is neutral. The State might very well have been skeptical about raising the waiver/consent issue without documentary proof.
¶ 45 Even if the State's excuse was not reasonable, that factor did not justify denying the motion to reopen the proofs. As noted, greater liberty should be allowed when a case is being tried without a jury.
Bennoon
,
¶ 46 The trial court also erred in finding that the State had knowledge and was charged with having knowledge of the consent form. In
People v. Thompkins
,
¶ 47 The second
Dowd
factor is surprise or unfair prejudice. Defendant does not claim surprise. She argues simply that she is prejudiced by the time that this appeal is taking. Defendant forgets that this appeal is the result of her motion
in limine
. The State had a right to appeal the trial court's ruling.
People v. Drum
,
¶ 48 As to the third factor, the State argues that the e-mail and text messages between defendant and Joe are of the utmost importance to the State's case. We agree. The messages might reveal correspondence between coconspirators engaged in financial crimes. The State argues that without this evidence its case will be at least substantially impaired. We see no reason to doubt that assessment. See
People v. Keith
,
¶ 49 At oral argument, defense counsel acknowledged that, in defendant's conversation with the police regarding consent to search her cell phone, defendant said something to the effect of, "[y]ou'll find the same stuff on my phone as on Joe's phone." However, counsel argued that any waiver of the marital-communication
*42
*662
privilege must be specific, and, since no one knew what was on defendant's phone, the court could not find that a waiver had occurred. We disagree. The holder of a privilege may waive it, explicitly or implicitly.
Hommerson
,
¶ 50 We hold that the State has, by its representations to the trial court and by the exhibits, made a
prima facie
case of waiver. Defendant concedes that "a voluntary revelation by the holder of the privilege of the communication, or of a material part, is a waiver of that privilege," citing
Simpson
,
¶ 51 III. CONCLUSION
¶ 52 The trial court did not err in granting defendant's motion in limine regarding the marital-communication privilege. However, the trial court erred in denying the State's motion to reopen the proofs on the motion. The order denying the motion to reopen the proofs is reversed, and this cause is remanded for further proceedings.
¶ 53 Reversed and remanded.
Justices Hutchinson and Burke concurred in the judgment and opinion.
Reference
- Full Case Name
- The PEOPLE of the State of Illinois, Plaintiff-Appellant, v. Melodie GLINIEWICZ, Defendant-Appellee.
- Cited By
- 15 cases
- Status
- Unpublished