People v. Hollahan
People v. Hollahan
Opinion
*732 ¶ 1 After a jury trial, the defendant was convicted of aggravated driving while under *1276 *733 the influence of alcohol (Aggravated DUI) ( 625 ILCS 5/11-501(a)(2), (d)(1)(A), (d)(2)(A) (West 2008) and sentenced to a one-year term of imprisonment. He appeals his conviction, arguing that the trial court committed reversible error when, in response to the jury's request during deliberations to view the videotape of the defendant's field sobriety tests for a second time, the trial court had the jury watch the video in the courtroom while the court, the defendant, the attorneys for the defendant and the State, and two alternate jurors were present. The defendant also argues that the trial court improperly assessed a $ 500 public defender fee under section 113-3.1 of the Illinois Code of Criminal Procedure (750 ILCS 5/113-3.1 (West 2008)) without conducting a hearing on the defendant's ability to pay, as required by the statute, and without giving the defendant proper notice and an opportunity to be heard on the issue.
¶ 2 FACTS
¶ 3 The defendant was charged by indictment with aggravated DUI, a class 4 felony. The offense was alleged to have occurred in Kankakee on August 29, 2009. Private counsel entered an appearance for the defendant on January 19, 2010. However, on October 24, 2011, the trial court appointed a public defender to represent the defendant because the defendant claimed he had no money.
¶ 4 The defendant's first trial ended in a mistrial. His subsequent jury trial commenced on April 21, 2015. Illinois State Police Trooper Timothy Davis was the State's only witness. Davis testified that, at about midnight on August 29, 2009, he was in Kankakee traveling northbound on Washington Avenue near Hickory Street when he saw a vehicle ahead of him start to enter a left turn lane and then jerk back into its lane. The vehicle later stopped at a red light. At that time, Davis observed that the vehicle's rear license plate light was not operational and that the rear license plate had a plastic cover on it. When the stoplight turned green, the vehicle proceeded northbound, drove onto a double yellow line, then straddled a lane divider line, and then failed to yield to a fire truck that was traveling southbound with its emergency lights flashing.
¶ 5 At that time, Davis effected a traffic stop. Davis testified that the vehicle did not initially pull over even though there was a stretch along the street where the driver could have done so. After the vehicle stopped, Davis spoke to the defendant, who was the driver of the vehicle, and to a passenger who was in the front seat. When he spoke with the defendant, Davis detected a strong odor of an alcoholic beverage on the defendant's breath and noticed that the defendant had glassy, bloodshot eyes and slightly slurred speech. Davis testified that the defendant told him that he had drunk four beers.
¶ 6 Davis asked the defendant to perform three field sobriety tests: the Horizontal Gaze Nystagmus test, the "walk and turn" test, and the "one leg stand" test. The defendant's performance of these tests were recorded on videotape. A redacted version of the recording was copied to a DVD and played to the jury during the defendant's trial without objection from the defendant. Based on his scoring of the defendant's performance on the three field sobriety tests, and on his observations of the defendant's driving and conduct, Davis concluded that there was alcohol in the defendant's system and that the defendant was impaired. Davis arrested the defendant for DUI. Davis stated that, after the defendant was taken to jail, he refused to take a breathalyzer and became belligerent.
*734 *1277 ¶ 7 Following Davis's testimony, the State introduced an abstract of the defendant's driving record into evidence outside of the presence of the jury. The abstract showed numerous prior traffic violations by the defendant, including a suspension of the defendant's license in 1998 for DUI in violation of section 11-501(a)(2) of the Illinois Vehicle Code ( 625 ILCS 5/11-501(a)(2) (West 1998), and another conviction for the same offense in 2000.
¶ 8 The defendant testified that, shortly before he was pulled over by Davis on August 29, 2009, he jerked his car back from the left turn lane because he was giving his passenger a ride to an unfamiliar address and he realized that he was about to make a wrong turn. He stated that he did not yield to the fire truck because it had just "whipped" around the corner, giving the defendant no time to react. The defendant claimed that he pulled over right away when he saw the police lights. He stated that he refused to take the breathalyzer test at the jail because he was already under arrest.
¶ 9 After closing arguments, the trial court instructed the jury on the applicable law. The court admonished the jurors that "[l]awyers, parties, and witnesses are not permitted to speak with you about any subject, even if unrelated to the case, until after the case is over and you are discharged from your duties as jurors." After the jury instructions, but prior to the start of the jury's deliberations, the trial court informed the jury that the bailiff could not discuss the case with the jurors, offer his opinion as to the facts or the law, or demonstrate the use of any exhibit, and he admonished the jurors not to ask the bailiff to do any of these things.
¶ 10 The jury then retired to deliberate. Shortly thereafter, the jury asked to watch the videotape of the defendant's traffic stop again. The trial court decided to show the video to the jury in the courtroom because the court did not have the "arrangement" necessary to allow the jury to view the video in the jury room. The court also decided to allow the defendant, the attorneys for the defendant and the State, and two alternate jurors to remain in the courtroom while the jury watched the video. The defendant's counsel did not object to this procedure. Before the jury was brought back into the courtroom, the trial court admonished the defendant, the attorneys, and the alternate jurors that the jury would be watching the video and that "[n]o one will have any conversation." After the jury was brought back into the courtroom, the trial court addressed the jurors, stating:
"Please come in and have a seat, we will not be talking to you other than to get the video, period. * * * The jury has requested to see the video again. We do not have an arrangement to show it to you in your deliberation room. I have instructed everyone to not say a word and we will play the video for you. If you need to have the sound adjusted or anything that we can do, all right?"
¶ 11 After watching the video, the jury returned to the jury room to resume deliberations. Less than an hour later, the jury found the defendant guilty.
¶ 12 During the sentencing hearing, the State asked that the defendant be assessed a $ 500 public defender fee under section 113-3.1 of the Illinois Code of Criminal Procedure (750 ILCS 5/113-3.1 (West 2008)). The trial court imposed the fee requested by the State without conducting a hearing on the defendant's ability to pay such a fee. The trial court sentenced the defendant to a one-year term of imprisonment. The defendant filed a timely motion to reconsider his sentence, which the trial court denied.
¶ 13 This appeal followed.
¶ 15 1. The jury's viewing of the video during deliberations
¶ 16 The defendant argues that the trial court committed reversible error when, in response to the jury's request during deliberations to see the video a second time, the trial court had the jury watch the video in the courtroom while the court, the defendant, the attorneys for the defendant and the State, and two alternate jurors were present.
¶ 17 Because the defendant did not object to the procedure employed by the trial court or raise the issue in a posttrial motion, he asks us to review the issue under the plain error doctrine. The State argues that plain error review is unavailable here because the defendant "acquiesced to" the procedure chosen by the trial court, thereby inviting any error resulting from that procedure and forfeiting appellate review of any such error. As the State correctly notes, where a party acquiesces in proceeding in a given manner, "he is not in a position to claim he was prejudiced thereby."
People v. Villarreal
,
¶ 18 In this case, although defense counsel failed to object when the video was shown to the jury in the presence of the trial court, the parties and their counsel, and the alternate jurors, he did not request or expressly agree to that procedure. Accordingly, we may review the procedure employed by the trial court for plain error.
¶ 19 In addressing claims of error under the plain error doctrine, we employ a two-part analysis. The first step in the analysis is to determine whether a "plain error" occurred.
People v. Piatkowski
,
¶ 20 In this case, the trial court plainly erred by having the jury watch the video in the courtroom in the presence of the trial court, the prosecutor, the defendant, and defense counsel. It is a basic principle of our justice system that jury deliberations shall remain private and secret.
People v. Johnson
,
¶ 21 The presence of the trial court, the defendant, the prosecutor, and defense counsel during jury deliberations in this case clearly inhibited the jurors' deliberations and restrained their freedom of expression and action. As Justice McDade correctly noted in her dissent in
Johnson
, "it is hard to imagine a more intrusive, more chilling presence in the deliberations than the opposing parties-the defendant with his attorney and the State in the person of the State's Attorney-and the trial judge."
Johnson
,
*737
*1280
Johnson
,
¶ 22 Any reasonable doubt on this question was removed by the trial court's statement to the jury in this case. After the jury was brought back into the courtroom to watch the video in the presence of the parties and their counsel, the judge made the following statement to the jury: "I have instructed everyone to not say a word and we will play the video for you. If you need to have the sound adjusted or anything that we can do, all right?" This statement conveyed several things to the jury. First, it suggested that no one (including any juror) was to speak while the video was being played. Although the trial court did not explicitly bar the jurors from speaking, the court's statement to the jury created the impression that the video would be played in silence, and the court did not explicitly give the jurors permission to break that silence by discussing the video while it was being played. In addition, the trial court's statement informed the jurors that they would not have the ability to control the playing of the video. The trial court told the jury that "we will play the video for you" and suggested that "we" (not the jurors themselves) could adjust the sound if necessary. The court did not give the jurors the opportunity to pause the video or replay any parts they might have wanted to view or discuss in greater detail. This further inhibited the jury's deliberative process. In sum, the procedure employed by the trial court effectively precluded the jurors from engaging in any deliberations while the video was being shown and likely limited their ability to focus sufficiently on the particular portions of the video that gave them concern.
¶ 23 We acknowledge that our appellate court has declined to find reversible error under similar circumstances in three prior decisions. See,
e.g.
,
People v. Lewis
,
¶ 24 Moreover, our appellate courts' decisions in
Lewis
,
Rouse
, and
Johnson
fail to acknowledge that the mere presence of the trial judge, the parties, and their attorneys during jury deliberations improperly intrudes upon the privacy of jury deliberations and has an inherently intimidating and inhibiting effect upon such deliberations. See
Johnson
,
*739
*1282
¶ 25 In
Johnson
and
Lewis
, our appellate court suggested that replaying a video or audio recording for the jury during deliberations in the presence of the parties, their counsel, and the trial court was not prejudicial error because the jury had already reviewed the recording under identical circumstances during the trial.
Johnson
,
¶ 26 Our appellate court has also suggested that the trial court's authority to allow a deliberating jury to review audio or video evidence in the presence of the parties, their attorneys, and the trial judge flows directly from the trial court's discretion to manage its courtroom.
McKinley
,
¶ 27 In
Lewis
, our appellate court also ruled that "[a]llowing a deliberating jury to listen to a recording again in the courtroom instead of the jury room avoids problems with equipment and the skills necessary to operate the equipment" * * * "and also minimizes the risk of breakage or the erasure of the recording." (Internal quotation marks omitted.)
Lewis
,
¶ 28 But even if, for some reason, a video or audio recording must be played for a deliberating jury in the courtroom, the jury should view the video in private, not in the presence of the parties, their attorneys, or the trial judge. In ruling otherwise, the
Lewis
court appeared to assume that anything that occurs in the courtroom, even jury deliberations, is a "court proceeding" requiring the presence of the judge and the parties. See
Lewis
,
¶ 29 Moreover, we find that the procedure employed by the trial court in this case amounted to structural error, and is therefore reversible under the plain error doctrine. A structural error is "a systemic error" which serves to "erode the integrity of the judicial process and undermine the fairness of the defendant's trial." (Internal quotation marks omitted.)
People v. Thompson
,
¶ 30 The dissent correctly notes that an intrusion into a jury's deliberations constitutes reversible error only if the defendant is prejudiced by the intrusion.
Infra
¶ 40. However, the dissent assumes that a defendant may establish such prejudice under the circumstances presented in this case only by showing either that: (1) one of the non-jurors that was present during the jury's deliberations "engaged in a prejudicial communication with [a] juror about a matter pending before the jury"; or that (2) "improper extraneous information reached the jury."
Infra
¶ 40. We disagree. As shown above, the mere presence of the trial judge, the parties, and their attorneys during jury deliberations improperly intrudes upon the privacy of jury deliberations and has an inherently intimidating and inhibiting effect upon such deliberations. Such intrusions on the jurors' ability to freely discuss and debate the evidence should be deemed presumptively prejudicial (See
Olano
,
*1285 *742 Moreover, the prejudice created by the presence of the trial judge, the parties, and their attorneys during jury deliberations was compounded in this case by the trial judge's comments to the jurors and the procedure subsequently employed by the court, both of which effectively denied the jury the ability to control the video, to comment on any portion of the video, or to deliberate about what they were watching as the video was being shown. This impeded the jury's deliberations on a matter of obvious concern to the jury, thereby prejudicing the defendant. Accordingly, the trial court committed reversible error.
¶ 31 2. The Public Defender Fee
¶ 32 The defendant also argues that the trial court erred by assessing a $ 500 public defender fee under section 113-3.1 of the Illinois Code of Criminal Procedure (750 ILCS 5/113-3.1 (West 200)) without conducting a hearing on the defendant's ability to pay that fee, as required by the statute, and without providing him with adequate notice that it planned to assess such a fee. The defendant contends that, if this court affirms his conviction, it should vacate the public defender fee outright. The State confesses error on this issue but argues that we should remand for a hearing on the defendant's ability to pay the public defender fee rather than vacate the fee outright. Because we are reversing defendant's conviction and remanding for a new trial, we need not address whether the public defender fee imposed as a part of defendant's sentence should be vacated, with or without a hearing on remand.
¶ 33 CONCLUSION
¶ 34 For the reasons set forth above, we reverse the judgment of the circuit court of Kankakee County and remand for a new trial.
¶ 35 Reversed; cause remanded.
Justice McDade concurred in the judgment and opinion.
Justice Carter dissented, with opinion.
¶ 36 JUSTICE CARTER, dissenting.
¶ 37 I respectfully dissent from the ruling and analysis expressed in the majority opinion in the present case. I would find that defendant has failed to establish that either error or plain error occurred here. See
People v. McLaurin
,
¶ 38 The issue of whether evidentiary items should be taken to jury room during deliberations is a matter within the discretion of the trial court, and the trial court's decision on the matter is not reversed absent an abuse of discretion to the prejudice of the defendant.
People v. Williams
,
¶ 39 Here, defendant essentially argues that the mode and manner in which the trial court allowed the jury to view the video constituted error because the presence of the judge, the attorneys, the defendant, and the two alternate jurors had a chilling effect on jury deliberations. Defendant's claim that the jury was exposed to improper information or influence is comparable to the body of law regarding impeachment of a jury verdict. A jury verdict may not be impeached by an affidavit or testimony from a juror regarding the motive, method, or process by which the jury reached its verdict. See,
e.g.
,
People v. Hobley
,
¶ 40 Generally, a rebuttable presumption of prejudice arises when a defendant shows that a third party has communicated with a juror about a matter pending before the jury or that the jury has been exposed to improper extraneous information that relates directly to something at issue in the case that may have influenced the verdict.
Harris
,
*744 *1287 ¶ 41 Applying the above principles to the instant case, the defendant has not shown that either the trial judge, the attorneys, the defendant, or the alternate jurors engaged in a prejudicial communication with any juror about a matter pending before the jury or that improper extraneous information reached the jury. At most, defendant has shown that the procedure the court employed to play the video during jury deliberations created a situation where it was possible for one of those persons to have an improper communication with the jury. The mere possibility of an improper communication, however, is insufficient to show that defendant was prejudiced. As such, I would find that defendant has not shown that the court abused its discretion by using the procedure which it followed in the present case. With all due respect, I believe the majority's position on this issue is a radical departure from the traditional way reviewing courts have treated questions involving the integrity of jury deliberations.
¶ 42 I recognize that I concurred in the judgment and opinion in
Henderson
,
See also
People v. Harvey
,
In
McKinley
, a majority of the court found that the trial court erred by allowing the prosecutor, the defendant, defense counsel, and the bailiff to be present while the jury viewed a videotape during its deliberations.
McKinley
,
In
Olano
, the United States Supreme Court declined to presume prejudice where two alternate jurors were present throughout the jury's deliberations but there was no showing that the alternate jurors either participated in or "chilled" the jury's deliberations.
Olano
,
In finding no structural error under circumstances similar to those presented here, our appellate court cited
Thompson
for the proposition that structural errors have been found "only in a limited class of cases" and suggested that only the six types of errors expressly referenced in
Thompson
may be considered structural.
Matthews
,
Reference
- Full Case Name
- PEOPLE of the State of Illinois, Plaintiff-Appellee, v. Joseph A. HOLLAHAN, Defendant-Appellant.
- Cited By
- 1 case
- Status
- Unpublished