People v. Bailey
People v. Bailey
Opinion
NOTICE Decision filed 07/23/20. The text of this decision may be NO. 5-16-0458 changed or corrected prior to the filing of a Peti ion for Rehearing or the disposition of IN THE the same. APPELLATE COURT OF ILLINOIS
FIFTH DISTRICT ______________________________________________________________________________
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the ) Circuit Court of Plaintiff-Appellee, ) Madison County. ) v. ) No. 14-CF-1068 ) CALEB R. BAILEY, ) Honorable ) Kyle Napp, Defendant-Appellant. ) Judge, presiding. ______________________________________________________________________________
JUSTICE WHARTON delivered the judgment of the court, with opinion. Presiding Justice Welch and Justice Overstreet concurred in the judgment and opinion.
OPINION
¶1 The defendant, Caleb R. Bailey, appeals his conviction for first degree murder in the
shooting death of Travis Mayes. Evidence at trial revealed that, in the weeks leading up to the
shooting, the defendant was hurt and angry because Mayes was involved with the defendant’s
girlfriend, Brittney Bess. The defendant asserted that he shot Mayes because he was afraid that
Mayes was going to shoot or stab him. On appeal, the defendant argues that the court erred by
failing to ask jurors whether they understood all four principles embodied in Illinois Supreme
Court Rule 431(b) (eff. July 1, 2012). He acknowledges that counsel did not object, but he urges
us to review this claim under the plain error doctrine. He also argues that he received ineffective
assistance of counsel because his trial attorney failed to (1) request that jurors be instructed that a
witness is not required to speak to an attorney before testifying, (2) object to evidence and
1 argument concerning his invocation of the right to remain silent, and (3) object to evidence of other
bad acts or request a limiting instruction. We affirm.
¶2 I. BACKGROUND
¶3 The defendant and Bess began dating when they were in high school. Their relationship
had its ups and downs. The defendant joined the Army National Guard at 17 and deployed to Egypt
in 2010 and 2011. Both the defendant and Bess were unfaithful to each other during the defendant’s
deployment. According to the defendant, however, they forgave each other and moved on.
¶4 The defendant became acquainted with Mayes because Mayes worked as a bouncer at the
Rust Bucket, a bar the defendant frequented. Although the defendant characterized their friendship
as being “bar buddies,” he also testified that he spent time with Mayes away from the bar
participating in activities related to their mutual interest in motorcycles. At some point, the
defendant introduced Bess to Mayes and asked Mayes to help Bess get a job at the Rust Bucket.
¶5 Shortly after the defendant’s return from his deployment in Egypt, Bess became pregnant
with their daughter, Avery. At some point after Avery’s birth, Bess broke up with the defendant
and began an affair with Mayes. It is not entirely clear which of these events came first. A few
weeks before the shooting, Bess had an argument with Mayes. She moved back in with the
defendant, and the two agreed to try to rekindle their relationship and fix the problems they had.
However, Bess either continued or resumed her relationship with Mayes during this period.
¶6 On May 17, 2014, Bess went to a bar with some of her friends. There, she met up with
Mayes. The defendant and Bess exchanged text messages and phone calls while she was at the bar.
According to the defendant, Bess asked him to come to the bar to talk to Mayes. The defendant
encountered Mayes outside the bar. Ultimately, the two men confronted each other in the parking
lot of a chiropractic office a mile down the road. Shortly thereafter, Mayes’s body was found in
2 that parking lot with his motorcycle lying on top of one of his legs. The defendant acknowledged
that he shot Mayes. He claimed that Mayes reached towards his waistband and said, “I’ve got
something for you.” The defendant claimed that he then shot Mayes because he feared for his life.
¶7 The defendant drove home after shooting Mayes. He called his father, Willie Bailey, and
asked him to bring his daughter, Avery, home. Bess arrived home shortly after Willie arrived with
Avery. The defendant told them that he shot Mayes and asked them to call 9-1-1.
¶8 The defendant was arrested at his home during the early morning hours of May 18, 2014.
He gave a brief video-recorded statement in the police cruiser while it was parked in front of his
house. The officer, Illinois State Police Agent Elbert Jennings, advised the defendant of his
Miranda rights (see Miranda v. Arizona,
384 U.S. 436(1966)), and the defendant signed a waiver
form. Agent Jennings then asked the defendant, “What happened with you and Travis?” The
defendant replied, “Um, I’d prefer to have a lawyer, I think.” Agent Jennings responded, “Okay.”
Without further prompting, the defendant said, “We talked, and the conversation ended, and I came
home.” Agent Jennings then asked the defendant, “Did you say you want to have a lawyer?” The
defendant replied, “I think when it comes to questions involving myself and Travis, that would be
best.” Agent Jennings did not ask any further questions. He transported the defendant to the
Madison County jail.
¶9 That afternoon, the defendant indicated that he wanted to speak to Agent Jennings and that
he was willing to give a statement without his attorney present. He gave another video-recorded
interview at the jail, beginning at approximately 3:25 in the afternoon. At the outset, Agent
Jennings asked the defendant to confirm that he wanted to speak to him without his attorney present
and that he was the one who reinitiated contact. After the defendant did so, Agent Jennings again
provided the defendant with the Miranda warnings and had him sign a waiver form.
3 ¶ 10 Agent Jennings then asked the defendant to tell his story. The defendant began by stating
that he caught Bess cheating on him with Mayes, a man he thought was his friend. He told Agent
Jennings that in the weeks leading up to the shooting, he and Bess were “trying to work on [their]
relationship.” He then recounted the events of May 17 and 18, 2014. He stated that on May 17,
both he and Bess worked until approximately 10 p.m. While they were at work, they exchanged
text messages and talked on the phone. During these discussions, Bess told the defendant that she
wanted to go out after work. The defendant preferred to stay home. He also wanted to “work on”
trusting Bess again. For these reasons, he told Bess to go out with her friends, but he asked her to
be home by 1 a.m.
¶ 11 The defendant told Agent Jennings that while Bess went out with her friends, he stayed
home, caught up on some yard work, and cleaned his motorcycle. He admitted that he drank
margaritas while he was doing so. He noted that although he had only three margaritas, he used
almost an entire fifth of tequila to make them.
¶ 12 The defendant stated that he and Bess continued to exchange texts while she was out with
her friends. Bess told him that she was at Nick’s Bar with three friends, including a girl named
Sammie. The defendant drove by Sammie’s house and saw that her vehicle was parked in the
driveway. He admitted that he photographed Sammie’s vehicle. He also drove past Nick’s Bar and
saw that Mayes’s motorcycle was parked nearby. He stated, “And I was like, okay, well they’re
still doing the same shit, she’s just fucking with me.”
¶ 13 The defendant told Agent Jennings that he drove home after seeing Mayes’s motorcycle
and continued to drink. He acknowledged that he “started to up the tequila in [his] margaritas.” He
told Agent Jennings that he and Bess continued to exchange text messages and phone calls. He
sent her a message asking if she wanted to go for a motorcycle ride with him. She said, “No.” The
4 defendant admitted that he replied by stating, “Well maybe if I painted my bike green and white,
you’d want to ride home on my bike.” He explained that those were the colors of Mayes’s
motorcycle. At some point, Bess sent the defendant a text message telling him that she did not
really want to reconcile with him and explaining that she only moved back in with him because
she was afraid of losing custody of their daughter, Avery.
¶ 14 Agent Jennings asked the defendant why he went back to Nick’s Bar. The defendant
explained that during the evening, he and Bess had been discussing the state of their relationship
through text messages and phone calls. He stated that during this exchange, Bess asked him to
come to Nick’s to discuss the situation with Mayes. He also told Agent Jennings that, prior to this
time, Mayes had agreed to tell the defendant if Bess contacted him.
¶ 15 The defendant continued his narrative. He told Agent Jennings that as he sat in his vehicle
outside Nick’s Bar, he saw Mayes leave the bar and get on his motorcycle. He stated that they both
drove the same direction down Route 203, but he denied that he intentionally followed Mayes.
According to the defendant, he pulled up next to Mayes, and Mayes waved for him to pull over.
The defendant stated that he and Mayes both pulled into the parking lot of a chiropractic office,
where they discussed the situation. According to the defendant, Mayes told him to leave Bess
alone, telling him, “That’s my girl, that’s not your girl.”
¶ 16 It was at this point, approximately 18 minutes into the interview, that the defendant first
mentioned that when he pulled over, he took his pistol out of the glove box and placed it on his
lap. He explained, “I’m kind of scared of the guy. He’s got a big rap sheet.” The defendant
continued his story, telling Agent Jennings that after Mayes told him to leave Bess alone, he asked
Mayes, “Well, what are we gonna do?” At this point, according to the defendant, Mayes stood up,
started reaching towards his waistband, and said, “I’ve got something for you, motherfucker.” The
5 defendant stated that he was scared by this and “freaked out.” He picked up his pistol, fired one
shot, and saw Mayes fall. He admitted that he “freaked out” and drove off.
¶ 17 The defendant stated that he tried to call Bess, but she did not answer her phone. He then
called his father, who was babysitting Avery, and asked him to bring her home. He explained that
he intended to turn himself in and he wanted to hug his daughter before he went to jail. The
defendant told Agent Jennings that his father arrived at the house with Avery just before Bess
arrived home. He stated that when Bess arrived, she began yelling at the defendant’s father, angry
that he had woken Avery up in the middle of the night. The defendant told Bess that he shot Mayes
and thought he was dead.
¶ 18 In response to questioning, the defendant stated that Mayes was standing approximately
six to eight feet away from him while they were talking in the parking lot. He also stated that
Mayes turned off the engine of his motorcycle so they could hear each other. Although Mayes
stood up, he did not get off his motorcycle. The defendant noted that he remained inside his vehicle,
with his seatbelt on. Although his vehicle was in park, he left the engine running.
¶ 19 The defendant then volunteered that he knew he should not have had the pistol with him
that night, but he explained that he brought it with him because he was afraid of Mayes. He
explained that this fear was also the reason that he never went into the bar that night. He then said,
“Obviously, it’s not a concealable weapon. It’s a large .357.” Agent Jennings asked the defendant
whether he had a concealed carry permit, to which the defendant replied, “No.”
¶ 20 At trial, the defendant argued that the defendant acted in self-defense when he shot Mayes.
As an alternative, he argued that he should be convicted of second degree murder, rather than first
degree murder, because he had an actual, but unreasonable, belief that he needed to act in self-
6 defense. The State’s theory of the case was that the defendant acted out of his anger over Mayes’s
relationship with Bess.
¶ 21 The State’s first witness was Agent Jennings. He provided the foundation for the admission
of both of his video-recorded interviews with the defendant, which were then played for the jury.
In addition, Agent Jennings testified that Mayes and his motorcycle were found in the parking lot
of Forbes Chiropractic, which is approximately one mile from Nick’s Bar.
¶ 22 Trooper Derek Cullen and Detective Tim Lawrence both responded to the defendant’s
home in response to the 9-1-1 calls placed by Bess and Willie. Both testified that the defendant
was cooperative during his arrest. Trooper Cullen testified that an unloaded pistol was on the living
room floor, surrounded by one spent shell casing and five unspent bullets.
¶ 23 Trooper Grant Hentze is the crime scene investigator who processed the scene where
Mayes’s body was found with his motorcycle. He testified that although he did not find any
weapon in either of Mayes’s hands, he did find a pocketknife on his person. Trooper Hentze did
not recall where the knife was found. He testified that the knife had a 3- to 3½-inch blade. Asked
on cross-examination whether the knife could be used to inflict a fatal would, he indicated that it
most likely could.
¶ 24 The State presented the testimony of three of the defendant’s friends—Kurt Watters, Jesse
Bush, and Michael Heath. Watters had known the defendant for 10 years and considered him a
close friend. He testified that he went to Nick’s Bar that night with Bush and Heath. When they
arrived, Watters saw Bess there with some female friends. Mayes arrived approximately 15
minutes after Watters and his friends. According to Watters, when he saw Bess and Mayes
together, they appeared to be “handsy” and “flirtatious.”
7 ¶ 25 Watters testified that at some time between 1 a.m. and 2 a.m., he and Bush went to retrieve
Watters’ cell phone, which he had left in his vehicle. The vehicle was parked across the street in
the parking lot of a bank. As they crossed the street, Watters saw the defendant’s vehicle. The
defendant waved for Watters and Bush to come over to his vehicle, which they did. Watters
testified that the defendant usually “has this very friendly, loving, outgoing personality,” but he
did not “seem like his normal self” when they saw him that night. According to Watters, the
defendant offered him $500 to go into the bar and “kick Travis’s ass.” Watters declined, and the
defendant drove away. Watters and Bush then retrieved Watters’s cell phone, returned to the bar,
and told Heath that they saw the defendant outside and he “didn’t seem right.”
¶ 26 Watters further testified that Bess asked him for a ride home, and he agreed to drive her.
Watters left with Bess, Bush, and Heath. Watters estimated that they arrived at the home shared
by the defendant and Bess at approximately 3:30 or 3:35 a.m. The defendant and his father were
in the front yard when they arrived. Bess exited the car, and she and the defendant began yelling
at each other. Watters then drove away.
¶ 27 Bush testified that he heard the defendant offer Watters $500 to fight Mayes. He also
confirmed Watters’s testimony concerning the argument that ensued when they dropped Bess off
at the home she shared with the defendant. On cross-examination, he acknowledged that when he
spoke to police, he did not mention the argument between the defendant and Bess.
¶ 28 Heath testified that at the time the events at issue unfolded, he was aware that Bess was
dating both Mayes and the defendant. He noted that although the defendant had never said that he
wanted to harm Mayes, he knew the defendant was upset about the situation. Heath testified that
he saw Bess and Mayes together at Nick’s Bar on the night in question. Although he did not see
the defendant that night, he was made aware that the defendant was outside the bar. He called the
8 situation to the attention of the bar manager. Asked why, he stated that he was concerned because
of the circumstances involving the defendant, Bess, and Mayes. Finally, Heath testified that the
defendant did not ordinarily carry a gun with him unless he was hunting or going to the shooting
range.
¶ 29 Alexander Arosemena, the manager of Nick’s Bar, and Ashley Barnes, the bartender
working that night, both testified for the State. Arosemena was friends with Mayes, and he knew
the defendant and Bess casually. He testified that he never heard Mayes make any threats against
the defendant. Both Arosemena and Barnes testified that they saw Bess arrive with some female
friends on the night of the shooting. Both also testified that they later saw her with Mayes.
¶ 30 The defendant’s father, Willie, testified that on the night of the shooting, he and his wife
were babysitting Avery at their home. The defendant called them and asked them to bring Avery
home to his house. Willie drove Avery to the defendant’s home. Shortly after he arrived, Bess
arrived home. Willie testified that the defendant said to her, “I shot your effing boyfriend.” He
noted that he did not want to use the actual word used by his son because he did not curse. Willie
further testified that when he spoke to the defendant later that morning, the defendant said that
Mayes told him that Avery would start calling Mayes “Daddy” and that he then “blew his brains
out.” During this conversation, the defendant did not mention seeing Mayes reach into his
waistband or thinking that he might have a weapon.
¶ 31 On cross-examination, Willie was asked if he had any reason to believe that the defendant
was afraid of Mayes. He replied, “Not Travis Mayes himself, but he was afraid of, someone had
threatened him. I don’t know who.”
¶ 32 The State next introduced into evidence text messages retrieved from the defendant’s cell
phone and Facebook posts and messages. The text messages were introduced through the
9 testimony of Special Agent James Peterson, who performed a cell phone extraction on the
defendant’s phone, and through printouts in People’s Exhibit 49. The text messages were
voluminous. Although we need not discuss all of them in detail, we observe that the State relied
heavily on these messages to support its theory that the defendant was angry at Mayes and jealous
of his relationship with Bess in the weeks leading up to the events of May 17 and 18, 2014. As
such, we will highlight some of these messages.
¶ 33 On March 29, 2014, the defendant sent Mayes a text saying, “What sucks is I still love her
and she is just another piece of ass to you.” On April 5, Mayes sent the defendant a text telling him
that he was in love with Bess, but he could not understand why she liked him or why she would
leave the defendant. Later that day, the defendant responded, “Dude, what you’ve done is wrong.
Shaking my hand the whole time, me trusting you and asking you to make sure she was okay every
time I came to that bar.” Still later, the defendant sent Mayes a text telling him that although he
blamed Bess more than Mayes, he felt hurt by Mayes because he considered him to be a friend.
¶ 34 People’s Exhibit 49 includes multiple text exchanges between the defendant and Bess in
which the defendant expressed anger over Bess’s relationship with Mayes. The exhibit also
includes a series of text messages between the defendant and Bess in which the defendant told
Bess that he wanted to get back together with her.
¶ 35 The State also presented evidence that the defendant sent Mayes a text on his birthday. In
it, the defendant wrote, “I’d wish you a happy birthday, but I don’t have to because my girlfriend’s
doing it for me.” Attached were two sexually explicit photographs of the defendant with Bess.
¶ 36 People’s Exhibit 49 includes a series of text messages from early in May 2014 in which
Bess told the defendant that she had an argument with Mayes. In the exchange, Bess and the
defendant agreed to attempt a reconciliation.
10 ¶ 37 Finally, People’s Exhibit 49 includes the messages exchanged between the defendant and
Bess on the night of the shooting. Shortly before 2 a.m., the defendant sent Bess a text message
asking if she wanted to go for a bike ride. Bess responded, “I [am] talking to Sammie. No. You’re
drunk.” A few minutes later, Bess sent the defendant a text saying that her friend, Kristin, would
bring her home soon. The defendant replied, “Kristin already left.” He then sent a text stating,
“Maybe you wanna ride that green and white soft tail home.” A few minutes later, the defendant
sent Bess another text saying, “The first time you go out since we’re working on things and it’s
right back where we left off. Won’t come home.”
¶ 38 Special Agent Peterson testified that in performing the cell phone extraction, he was also
able to retrieve information about Internet searches the defendant conducted from his phone. He
further testified that between 1:34 a.m. and 1:35 a.m. on May 18, 2014, the defendant conducted
two searches for Mayes, one search for Bess, and one search for Nick’s Bar. The defendant
acknowledged in his second statement to Agent Jennings that he looked up Mayes, Bess, and
Nick’s Bar on Facebook that night.
¶ 39 Agent Jennings was recalled to the stand to testify about Facebook posts and messages
recovered related to this case. He testified that on March 29, 2014, the defendant posted a
photograph of Bess and Mayes together on his Facebook page. In the post, the defendant wrote,
“This isn’t rumor. I caught them together after my suspicions got the better of me.” Agent Jennings
further testified that he found no messages of any kind sent from Mayes to the defendant on
Facebook, and he found no messages or posts in which the defendant stated that he had been
threatened by Mayes.
¶ 40 Bess testified for the defense. Asked about Mayes’s reputation in the community, she
testified that he is known to be violent. She was then asked if she witnessed any threats of violence
11 by Mayes. Bess testified that Mayes once made a phone call to the defendant in her presence in
which he told the defendant to leave Bess alone or he would kill the defendant and Avery would
then call Mayes “Dad.” She described another incident that took place at the Rust Bucket while
she was working. She testified that the defendant planned to meet her there to discuss their
daughter. He asked her to ask Mayes to leave. She alleged that when she did so, Mayes told her to
tell the defendant that he had left but that he was instead going to wait in the office with a baseball
bat. Bess testified that she told the defendant not to come to the Rust Bucket that night.
¶ 41 Finally, Bess testified that Mayes owned three weapons—a pistol, a switchblade, and a
baton. She testified that he kept the knife in his pocket, and he kept the pistol in the waistband of
his pants. She further testified that she never knew him not to carry at least one of the weapons.
¶ 42 On cross-examination, Bess acknowledged that when she spoke to police immediately after
the murder, she did not tell them any of the things she testified to during direct examination. She
further acknowledged that she did not tell anyone from the police or the prosecutor’s office that
Mayes carried a gun. Bess acknowledged making the following four statements to Agent Jennings:
(1) the defendant deliberately angered Mayes by telling him that he had raped Bess, (2) the
defendant hated Mayes for becoming involved with Bess, (3) she was tired of the defendant issuing
threats to her every day concerning custody of their daughter, and (4) she loved Mayes.
¶ 43 The defense introduced into evidence a certified copy of Mayes’s 1999 conviction for
retaliating against a witness. Mayes’s sister, Amber Duke, later acknowledged that Mayes went to
prison more than once.
¶ 44 The defendant testified on his own behalf. Much of his testimony was consistent with his
second statement to Agent Jennings, although he offered some additional details. He testified that
he began dating Bess in high school and enlisted in the Army National Guard at the age of 17.
12 After he returned from a deployment to Egypt in 2011, Bess became pregnant with Avery, and his
father’s health began to decline. He testified that he applied for Inactive Relief Reserve (IRR)
status with the Army National Guard because this would allow him more time to care for his child
and his father.
¶ 45 The defendant next testified about his friendship with Mayes. He testified that he met
Mayes at the Rust Bucket, and they became “bar buddies,” but they were not “best friends.” The
defendant testified that Mayes once offered to trade him a motorcycle in exchange for a pistol. The
defendant refused to make the trade because Mayes was a convicted felon. According to the
defendant, Mayes responded by calling him a “pussy” and telling him that he already owned guns.
He testified that Mayes also showed him the knives and guns that he owned.
¶ 46 Defense counsel asked the defendant whether he had received any specific threats from
Mayes. He testified that Mayes threatened him after a heated argument between Bess and her
mother, which left Bess upset and crying. The argument took place in the presence of the
defendant. Later, according to the defendant, Mayes called him and told him that he was to blame
for allowing Bess to get “her ass kicked by her mom.” The defendant stated that Mayes then
threatened to kill him over the incident and told him that within a year Avery would be calling
Mayes “Daddy.”
¶ 47 The defendant next testified about the events that took place on the night he shot Mayes.
Much of his testimony was similar to what he told Agent Jennings. He testified that at some point
while Bess was at Nick’s Bar, she sent him a text message asking him to come to the bar to talk to
her and Mayes. He drove to the bar but decided not to go in because he was afraid that he would
be beaten up if he encountered Mayes and his friends in the bar. Instead, he explained, he decided
to wait outside for Bess.
13 ¶ 48 The defendant testified that while waiting for Bess, he talked to Watters. He stated that he
asked Watters to go into the bar and get Mayes to leave. When Watters asked how he was supposed
to do that, the defendant replied, “I don’t know. I don’t need you to get into a fight with the guy.”
The defendant testified that he then decided to leave because he realized that staying to talk to
Mayes and Bess “was probably a terrible idea.” As he was preparing to leave, he saw Mayes leave
the bar and get on his motorcycle to go home. As he did in his statement to Agent Jennings, the
defendant stated that he drove the same direction as Mayes, but he denied following him.
¶ 49 The defendant testified that when he and Mayes stopped next to each other for a traffic
light, Mayes waved for him to pull over, and he followed him into the parking lot of Forbes
Chiropractic. His description of the confrontation that follows was mostly consistent with what he
told Agent Jennings previously; however, he added details about the conversation that preceded
the shooting. The defendant testified that Mayes told him to stop “messing with” Bess’s head. He
stated that the conversation then “started to escalate” to include raised voices and “a lot more
cussing.” He testified that Mayes then reached with his hand towards the front of his waistband
and told the defendant that he “had something” for him. The defendant testified that at this point,
he picked up his pistol and fired one shot. He explained that he feared for his life because he knew
that Mayes was a violent person who usually carried a weapon.
¶ 50 On cross-examination, the defendant acknowledged that he told police that he intentionally
failed physical training requirements in order to get IRR status. He explained that this lowered his
“promotion points” so that he would be eligible for IRR. He further acknowledged that he did not
have any problems with Mayes until March 2014. The prosecutor asked the defendant about his
claim that Mayes threatened to kill him for allowing a fight between Bess and her mother. The
14 defendant testified that he took the threat seriously, but he admitted that he did not report it to the
police.
¶ 51 The defendant acknowledged that he discovered Bess was not with her friend Sammie
because he drove by Sammie’s house and photographed her vehicle in the driveway. He further
admitted to checking the Facebook pages of Bess, Mayes, and Nick’s Bar to see if any pictures of
Bess and Mayes had been posted. He acknowledged that he was upset to learn that Bess was with
Mayes that night.
¶ 52 When asked why he pulled into a parking lot with Mayes if he was afraid of him, the
defendant replied, “Poor judgment.” He acknowledged that he did not see anything in Mayes’s
hand before he shot him. He further acknowledged that, after the shooting, he left without checking
to see if Mayes had a survivable injury. He also acknowledged that he did not immediately call the
police or an ambulance when he arrived home.
¶ 53 The defendant was then questioned about the statements he made to his father, Bess, and
Agent Jennings shortly after the shooting. He acknowledged that he never told either his father or
Bess that he saw Mayes reach for something in his waistband. The following exchange then
occurred:
“Q. [ASSISTANT STATE’S ATTORNEY] In your first interview with Elbert
Jennings ***, you never said a single word about Travis Mayes reaching into his pants?
A. I didn’t discuss the incident.
Q. Well, you told Elbert, ‘We talked, the conversation ended, and I went home’?
A. Yes. I asked for an attorney.
Q. You said, ‘we talked’?
A. Yes.
15 Q. ‘The conversation ended, and I went home’?
A. Yes.
Q. At no point during that statement is there anything about Travis reaching into
his pants?
A. No.”
The defendant then acknowledged that during his second interview with Agent Jennings, he did
not mention his fear of Mayes until approximately 20 minutes into the interview.
¶ 54 On redirect examination, the defendant testified that he was on suicide watch during the
period between the two interviews. He further testified that he was under stress and that he did not
have the luxury of organizing his thoughts before speaking to Agent Jennings.
¶ 55 The State called Mayes’s sister, Duke, as a rebuttal witness. She testified that after Mayes’s
death, she cleaned out his home and she did not find any guns.
¶ 56 Because one of the defendant’s claims of ineffective assistance of counsel focuses on
remarks made during the State’s closing argument, we will discuss that argument in detail. The
prosecutor began his argument, stating, “ ‘I shot your fucking boyfriend; Travis said Avery was
going to start calling him Daddy; we talked, the conversation ended, and I went home.’ These are
the things that the defendant said minutes and hours after he shot Travis Mayes in the head.” The
prosecutor then argued that the evidence showed that the defendant was a jealous “scorned lover”
who was angry because he could not be with Bess, the woman he loved.
¶ 57 The prosecutor went on to explain the defense of self-defense to the jury. He explained that
the use of force is justified “when and to the extent that [the defendant] reasonably believes that
such conduct is necessary to defend himself against the imminent use of unlawful force.” He then
discussed whether the defendant’s conduct on the night of the murder was reasonable. He
16 highlighted evidence that the defendant drove to Bess’s friend Sammie’s house to see if she was
home because he did not believe Bess when she told him she was with Sammie. He also highlighted
evidence that the defendant drank a fifth of tequila, then grabbed a loaded gun, and put it in his
car. He asked jurors, “Is that reasonable after drinking a fifth of a bottle of tequila? Let me grab a
gun. Let me put it in my car. He didn’t even have a concealed carry permit.” The prosecutor then
highlighted evidence that the defendant drove to Nick’s Bar, waited outside, offered a friend $500
to beat up Mayes, and followed Mayes down Route 203 for a mile. He also highlighted the
defendant’s acknowledgement that, after the shooting, he drove away without checking to see if
Mayes was alive or calling an ambulance.
¶ 58 The prosecutor next addressed the question of whether the defendant’s use of force was
necessary. He noted that although there was a knife in Mayes’s pocket, there was no weapon in
his hand. He emphasized that Mayes was six to eight feet away from the defendant and the fact
that the defendant was seated in his vehicle.
¶ 59 The prosecutor then went on to address the credibility of the defendant’s claim that he
feared for his life when he shot Mayes. He argued, “Remember, the first hour he talked to Elbert
[Jennings], you saw that just a couple [of] hours after it happened, what did he say? ‘We talked,
the conversation ended, I went home.’ ” He went on to argue, “It was only during the second
interview, 20 minutes into it, the first time we hear, ‘Well, I was kinda scared.’ That’s actually
what he said the first time.” The prosecutor continued this line of argument, stating that if someone
were truly afraid for his life, he would “shout it from the rooftop.” He continued, “Wouldn’t it be
the first thing you [would] say to everyone you meet? Wouldn’t it be, ‘I had to do it?’ Or would it
be, ‘I just shot your fucking boyfriend’? Or would it be, ‘Well, Travis said Avery was going to call
17 him Daddy, so I blew his brains out’? It’s what he said to his own father. Would it be, ‘We talked,
the conversation ended, and I went home’?”
¶ 60 The prosecutor went on to argue that the defendant was manipulative. As evidence for this
inference, he pointed to the fact that the defendant admitted to intentionally failing physical
training requirements in order to qualify for IRR status.
¶ 61 He then returned to the theme of the defendant’s initial statements to his father, Bess, and
Agent Jennings. He reminded the jury what the defendant said in these statements, and he
emphasized that he did not tell the police that he was scared until he had 12 hours to think about
it.
¶ 62 The prosecutor then argued at length about the lack of any evidence that the defendant had
expressed any fear of Mayes prior to the night in question and the evidence that he took actions
inconsistent with being afraid of Mayes. He highlighted evidence that the defendant sent Mayes
two pictures of the defendant with Bess, along with a message stating, “I’d wish you a happy
birthday, but I don’t have to because my girlfriend’s doing it for me.” The prosecutor argued that
this was likely to antagonize Mayes. He also highlighted evidence that the defendant went to
Nick’s Bar to seek out Mayes.
¶ 63 The prosecutor once again returned to the defendant’s statements to his father, Bess, and
Agent Jennings. He argued, “And I’ll ask you one more time, at any point in any of those
statements did we hear a word about self-defense?” The prosecutor went on to discuss the
defendant’s theory of second degree murder and explain to the jury the verdict forms it would
receive. He concluded by asking the jury to find the defendant guilty of first degree murder.
¶ 64 Defense counsel argued that the antagonistic text messages highlighted by the prosecution
did not contradict the defendant’s assertion that he was afraid of Mayes. He argued that it is easy
18 to “talk smack at a distance, but it’s not the same thing as in your face and up front or six feet from
your car.” He argued that Mayes’s conviction for retaliating against a witness showed that he was
a dangerous man, and he emphasized that Mayes was armed with a knife at the time he was shot.
¶ 65 Significantly for purposes of this appeal, defense counsel went on to address the State’s
argument that the defendant had 12 hours in which to come up with a story between the time of
the shooting and his second interview with Agent Jennings. Counsel argued, “he was in jail on a
suicide watch. It’s not like he was plotting what he was going to say.” He also emphasized the fact
that the defendant decided to speak with Agent Jennings voluntarily.
¶ 66 Counsel also addressed the State’s arguments concerning the reasonableness of the
defendant’s conduct. He argued that the question was not whether it was reasonable for the
defendant “to send dumb texts” or to make other bad decisions “that [were] unrelated to that
moment.” Rather, he argued, the only question was what was reasonable when Mayes “was
reaching in his pants, his waistband, and said ‘I got something for you, motherfucker’?”
¶ 67 The jury was instructed on self-defense and second degree murder. During deliberations,
the jury foreman sent a note to the court asking the court to remind the jurors that they may not
consider anything other than the evidence presented during the trial. The parties agreed that the
court should tell the jurors that they had received all the instructions they needed to decide the
case. The jury continued to deliberate, returning a verdict of guilty of first degree murder.
¶ 68 The court subsequently sentenced the defendant to 30 years in prison along with a
mandatory 25-year sentence enhancement for using a firearm. The defendant filed a motion to
reconsider that sentence, which the court denied. This appeal followed. We will discuss additional
factual matters as necessary during our analysis.
19 ¶ 69 II. ANALYSIS
¶ 70 A. Rule 431(b) and Plain Error Review
¶ 71 The defendant’s first contention centers on the court’s questioning of prospective jurors
pursuant to Illinois Supreme Court Rule 431(b) (eff. July 1, 2012). That rule requires courts to
question jurors about their understanding and acceptance of four basic principles of law known as
the Zehr principles (see People v. Zehr,
103 Ill. 2d 472(1984)). Those principles are that (1) the
defendant is presumed innocent, a presumption that stays with him throughout the proceedings;
(2) the State is required to prove the defendant guilty beyond a reasonable doubt; (3) the defendant
is not required to prove his innocence; and (4) the defendant is not required to testify and, if he
chooses not to do so, jurors may not draw any negative inferences from this fact. People v.
Thompson,
238 Ill. 2d 598, 606(2010) (citing Ill. S. Ct. R. 431(b) (eff. May 1, 2007)); see also
Zehr,
103 Ill. 2d at 477. The court is required to give all prospective jurors an opportunity to
indicate whether they both accept and understand each of these four principles. Thompson,
238 Ill. 2d at 607.
¶ 72 In this case, the court asked all prospective jurors whether they disagreed with each
principle and whether they were willing to apply each principle as instructed, but the court did not
ask whether they understood the Zehr principles. Thus, there is no dispute that the court did not
fully comply with Rule 431(b). See People v. Wilmington,
2013 IL 112938, ¶ 32. There is also no
dispute, however, that the defendant forfeited review of this claim by failing to object during
voir dire. See People v. Belknap,
2014 IL 117094, ¶ 47. Thus, the question for us is whether plain
error review of his claim would be appropriate.
¶ 73 The plain error doctrine allows a court of review to excuse a defendant’s forfeiture under
two circumstances. We may review a claim that has been forfeited if the evidence was so closely
20 balanced that the error alone threatened to tip the scales of justice against the defendant, regardless
of the seriousness of the error. We may also review a claim of an error so fundamental that it
undermined the fairness of the defendant’s trial and threatened the integrity of the judicial process,
regardless of the strength of the evidence. People v. Piatkowski,
225 Ill. 2d 551, 565(2007). The
defendant argues that plain error review is appropriate under both prongs of the plain error rule.
We disagree.
¶ 74 We first address the defendant’s contention that the evidence in the case before us was
closely balanced. Under the first prong of the plain error test, the question is whether the evidence
was so closely balanced that “the error alone severely threatened to tip the scales of justice.” People
v. Sebby,
2017 IL 119445, ¶ 51. The defendant has the burden of persuading this court that the
evidence was close enough to meet this standard. People v. Choate,
2018 IL App (5th) 150087, ¶ 52.
¶ 75 In support of his assertion that the evidence in this case was close enough to meet this
standard, the defendant argues that “substantial evidence” supported his claim that he believed he
needed to act in self-defense. He points to Bess’s testimony that Mayes owned three weapons, and
that as far as she knew, he always carried one of those weapons with him. He emphasizes evidence
that a knife was found on Mayes’s person after his death. The defendant also points to the report
and evidence deposition of Dr. Raj Nanduri, the forensic pathologist who performed an autopsy
on Mayes. According to the autopsy report, Mayes’s blood alcohol content of 0.171 at the time of
his death. Dr. Nanduri testified that this level of intoxication could lead to anger and emotional
swings. Finally, the defendant highlights the evidence that Mayes was found lying on the ground
with the motorcycle on top of one of his legs, which is consistent with his testimony that Mayes
was straddling the motorcycle when he shot him. We are not persuaded.
21 ¶ 76 We note that the jury was not required to find Bess’s testimony credible. Her claim that
Mayes owned a pistol was contradicted by the testimony of Mayes’s sister, who stated that she did
not find a gun when going through Mayes’s possessions after his death. In addition, the jury was
aware that Bess previously made statements that were inconsistent with her trial testimony.
¶ 77 Moreover, although the evidence highlighted by the defendant does provide some support
for his version of events, the record contains far more evidence that supports the State’s theory
that the defendant shot Mayes in anger. The record contains substantial evidence that the defendant
was angry at Mayes in the weeks leading up to the encounter, much of which is not contradicted.
This evidence includes the numerous text messages admitted into evidence, the testimony of two
of the defendant’s friends that the defendant offered Watters money to beat up Mayes, and the
defendant’s own statement to police. There is also evidence that the defendant acted in ways that
were inconsistent with his claim that he was afraid of Mayes. For example, he asked Mayes to help
Bess get a job working with him at the Rust Bucket, and he sent Mayes a text with explicit
photographs of Bess and the defendant shortly before the events at issue unfolded, something likely
to antagonize Mayes. The fact that the defendant pulled into a deserted parking lot late at night
when waved over by Mayes likewise belies his claim that he feared Mayes.
¶ 78 In addition, although Dr. Nanduri’s deposition provides support for the defendant’s claim
that he shot Mayes while he was straddling his motorcycle, it also contradicts the defendant’s claim
that Mayes stood up before the defendant shot him. Dr. Nanduri explained that the bullet entered
Mayes’s ear and traveled on a downward trajectory. This trajectory indicated that Mayes was likely
sitting on the motorcycle when he was shot, not standing, as the defendant asserted. In light of the
voluminous evidence in support of the State’s theory of the case, we do not find the evidence to
22 be so closely balanced that the error alone threatened to tip the scales of justice against the
defendant.
¶ 79 We next consider the defendant’s contention that we may review his claim under the
second prong of the plain error doctrine. Under the second prong, we may review errors so serious
they amount to structural errors. Thompson,
238 Ill. 2d at 613-14. Only “a very limited class” of
errors are considered structural errors.
Id. at 609.
¶ 80 As the defendant correctly acknowledges, both the Illinois Supreme Court and this court
have repeatedly held that Rule 431(b) errors are not generally cognizable under this prong. Sebby,
2017 IL 119445, ¶ 52; Wilmington,
2013 IL 112938, ¶ 33; Choate,
2018 IL App (5th) 150087, ¶ 39. Our supreme court has explained that although the requirements of Rule 431(b) are designed
to ensure that a defendant is tried before a fair and impartial jury (Thompson,
238 Ill. 2d at 609), a
trial court’s failure to fully comply with those requirements “does not automatically result in a
biased jury” (id. at 610). As such, an error in Rule 431(b) questioning does not necessarily “render
a trial fundamentally unfair.”
Id. at 611.
¶ 81 The defendant, however, points to language in both Sebby and Thompson suggesting that
a Rule 431(b) error would be cognizable under the second prong of the plain error test if a
defendant can show that the error actually resulted in a biased jury. See Sebby,
2017 IL 119445, ¶ 52(explaining that such an error “is not cognizable under the second prong of the plain error
doctrine, absent evidence that the violation produced a biased jury” (emphasis added)); Thompson,
238 Ill. 2d at 614(noting that evidence “that [a] defendant was tried by a biased jury would
certainly satisfy the second prong of plain-error review”). He argues that such evidence is present
in this case. In support of this claim, the defendant points to the jury foreman’s note to the court.
The note stated, “Can you please reiterate that we should only consider the evidence presented in
23 the case!!” According to the defendant, this note demonstrates that “at least one juror was
considering evidence outside of the record.” We are not persuaded.
¶ 82 The defendant correctly observes that a trial before a jury that is not fair and impartial is a
structural error which is cognizable under the second prong of the plain error doctrine. Thompson,
238 Ill. 2d at 610. He is also correct in implicitly arguing that it is improper for jurors to consider
extraneous information or influences in reaching their verdict. See People v. Hobley,
182 Ill. 2d 404, 464(1998). Consideration of extraneous information by jurors can serve as an independent
basis for reversal. See People v. Holmes,
69 Ill. 2d 507, 516-19(1978). However, reversal is not
always required.
Id. at 519. Rather, a verdict will be overturned only if, considering the nature of
the extraneous information or influence, the jurors’ consideration of it “involved ‘such a
probability that prejudice [would] result that it is [to be] deemed inherently lacking in due
process.’ ” (Internal quotation marks omitted.)
Id.at 514 (quoting Estes v. Texas,
381 U.S. 532, 542-43(1965)).
¶ 83 Here, the foreman’s note to the court does not indicate what type of extraneous information
other jurors may have wanted to consider. Thus, standing alone, it would not provide a basis for
reversal. The defendant, however, attempts to link his assertion of juror misconduct to the court’s
failure to ask jurors whether they understood all four of the Zehr principles. This argument has one
critical flaw. The principle that jurors must decide the case based only on the evidence before them
is important, but it is not one of the four Zehr principles, and Rule 431(b) does not address it. As
such, there is no causal connection between the error and the fact that at least one juror wanted to
consider extraneous information. We therefore reject the defendant’s assertion that structural error
occurred. Because the defendant cannot satisfy either prong of the plain error test, we do not find
it appropriate to review his claim of error under Rule 431(b).
24 ¶ 84 B. Ineffective Assistance of Counsel
¶ 85 The defendant argues that counsel was ineffective for (1) failing to request that the jury be
instructed that a witness is not required to speak with an attorney or an attorney’s investigator
before testifying, (2) failing to object to what he characterizes as commentary by the prosecution
on his invocation of his Miranda rights, and (3) failing to object to evidence of other bad acts. We
reject all three claims.
¶ 86 We evaluate claims of ineffective assistance of counsel using the two-part test established
by the United States Supreme Court in Strickland v. Washington,
466 U.S. 668(1984), and adopted
by the Illinois Supreme Court in People v. Albanese,
104 Ill. 2d 504(1984). To prevail, a defendant
must show both that counsel’s performance was deficient and that he suffered prejudice as a result.
Strickland,
466 U.S. at 687. To demonstrate deficient performance, a defendant must show that
counsel’s representation “fell below an objective standard of reasonableness.”
Id. at 687-88. This
showing requires him to overcome a strong presumption that counsel’s decisions constituted sound
trial strategy.
Id. at 689. To demonstrate prejudice, a defendant must show that “there is a
reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding
would have been different.”
Id. at 694. “A reasonable probability is a probability sufficient to
undermine confidence in the outcome.”
Id.¶ 87 We will first consider the defendant’s claim that counsel was ineffective for failing to ask
the court to instruct the jury that a witness is not required to speak to an attorney or an attorney’s
investigator before testifying. This principle is included in a bracketed sentence in Illinois Pattern
Jury Instructions, Criminal, No. 3.10 (4th ed. 2000) (hereinafter IPI Criminal 4th). The instruction
provides: “It is proper for an [(attorney) (attorney’s investigator)] to interview or attempt to
interview a witness for the purpose of learning the testimony the witness will give.” IPI Criminal
25 4th No. 3.10. This instruction should be given if the jury has heard evidence that any of the
witnesses were interviewed or asked to be interviewed by an attorney or an investigator working
for an attorney. IPI Criminal 4th No. 3.10, Committee Note. Under some circumstances, an
additional bracketed sentence should be added, which provides: “[However, the law does not
require a witness to speak to [(an attorney) (an attorney’s investigator)] before testifying.]” IPI
Criminal 4th No. 3.10. This sentence should only be included in the instruction if the jury heard
evidence that a witness refused to speak with an attorney or investigator. IPI Criminal 4th No.
3.10, Committee Note.
¶ 88 Here, the jury heard testimony that Bess was interviewed by attorneys for both parties.
Accordingly, the court gave the first sentence of IPI Criminal 4th No. 3.10. The jury also heard
testimony that, when she was interviewed by prosecutors, Bess did not tell them that Mayes was
violent or that he usually carried a weapon. The defendant argues that the bracketed second
sentence of IPI Criminal 4th No. 3.10 should have been given to counteract the impact this
testimony had on Bess’s credibility. He contends that her testimony was crucial to his defense
because she corroborated his version of events. We are not convinced.
¶ 89 We reach this conclusion because we do not believe the evidence in this case warranted
inclusion of the bracketed sentence. The testimony at issue came during the State’s cross-
examination of Bess. Earlier, we set forth that testimony in detail. The testimony did not show that
Bess refused to speak with the prosecutors or their investigators; rather, it showed that she did
speak with them and that she told a story that was inconsistent with her trial testimony. Thus, the
bracketed sentence was not appropriate, and the court would have properly refused to give it had
counsel requested it. Counsel cannot be found to be ineffective for failing to perform an act that
would have been futile. People v. Wallace,
2015 IL App (3d) 130489, ¶ 41.
26 ¶ 90 We next consider the defendant’s claim that counsel was ineffective for failing to object to
what he characterizes as the State’s commentary on his invocation of his right to remain silent.
This claim focuses on the defendant’s brief first statement to Agent Jennings. As we discussed
previously, the defendant invoked his right to counsel; he then told Agent Jennings that he spoke
to Mayes, the conversation ended, and he went home; and he then invoked his right to counsel
again. Agent Jennings did not question him further until several hours later, when the defendant
initiated further discussion. As we also discussed earlier, the State argued in closing that if the
defendant were really afraid for his life when he shot Mayes, as he claimed, he would have told
that to his father, Bess, and Agent Jennings when he made statements to them shortly after the
shooting. The defendant contends that counsel was ineffective for failing to object to these
arguments because he had a constitutional right not to say anything more to Agent Jennings. We
reject this contention.
¶ 91 In Doyle v. Ohio,
426 U.S. 610, 619(1976), the United States Supreme Court held that it
is constitutionally impermissible for the State to impeach a defendant’s exculpatory testimony with
his silence following his arrest and receipt of Miranda warnings. As such, if a defendant has
remained silent, prosecutors may not cross-examine him about his failure to tell police the version
of events in his testimony. See
id. at 611. The Court reached this conclusion because it found that
such a practice would be “fundamentally unfair” because a defendant has a constitutionally
protected right to remain silent.
Id. at 618. In Anderson v. Charles,
447 U.S. 404, 408(1980)
(per curiam), the Court held that “Doyle does not apply to cross-examination that merely inquires
into prior inconsistent statements.” The Court explained that, because a defendant who makes a
statement “has not remained silent,” at least “[a]s to the subject matter of his statements,” such
questioning does not unfairly use his postarrest silence against him.
Id.27 ¶ 92 The question before us, then, is whether this case is controlled by Doyle or Anderson. In
support of his claim that Doyle controls, the defendant relies heavily on the Second District’s
decision in People v. Gagliani,
210 Ill. App. 3d 617(1991). That case involved charges of home
invasion, residential burglary, armed robbery, and sexual assault.
Id. at 619. Initially, the defendant
told police that he did not know anything about these crimes and that he did not know how his
fingerprints came to be found in the victim’s home.
Id. at 623-24. At trial, however, he testified
that he was acquainted with the victim, and he admitted to having consensual sex with her in her
home on three prior occasions.
Id. at 623. On cross-examination, the defendant was confronted
with his statement to police denying any knowledge of the crimes.
Id. at 623-24. He was asked
several times to acknowledge that he had the opportunity to tell the investigating officers his
version of the events at issue. See
id. at 625.
¶ 93 On appeal, the defendant argued that this questioning violated Doyle.
Id. at 624. The
appellate court agreed, explaining that the prosecution’s questions “suggested that [the]
defendant’s trial testimony was fabricated due to the fact that he could have told the police officers
the same story during the investigation but did not,” a suggestion the court found to be improper
due to a defendant’s constitutional right to remain silent.
Id. at 626.
¶ 94 Subsequent to the Second District’s 1991 decision in Gagliani, several Illinois courts
distinguished Gagliani on the grounds that the defendant did not give “authorities any version of
events which later proved inconsistent; the defendant simply denied knowledge of the incident.”
People v. Frieberg,
147 Ill. 2d 326, 356(1992); see also People v. Maggio,
2017 IL App (4th) 150287, ¶ 26; People v. Huddleston,
243 Ill. App. 3d 1012, 1025-26(1993). Although neither party
fully addresses this distinction, we note that the defendant’s first statement to Agent Jennings is
similar to the statement at issue in Gagliani in the sense that the defendant did not really give
28 Agent Jennings a substantive account of the events at issue in that statement. Nevertheless, we do
not find Gagliani—or Doyle—to be controlling for three reasons. First, we find Gagliani
distinguishable for other reasons. Second, we find that the challenged remarks do not run afoul of
the rationale underlying Doyle, and we are not required to follow the decisions of other districts of
the Illinois Appellate Court. Maggio,
2017 IL App (4th) 150287, ¶ 26. Third, even assuming the
State’s argument was improper, we do not believe that the defendant can satisfy the Strickland
test.
¶ 95 Although the statement at issue in this case was similar to the statement at issue in Gagliani,
we find that there is another, more significant distinction between the two cases. There, as we have
just discussed, the cross-examination challenged by the defendant repeatedly focused on the fact
that the defendant declined to offer an exculpatory story to police despite having ample opportunity
to do so. See Gagliani,
210 Ill. App. 3d at 625. Here, by contrast, the State’s closing argument
emphasized the fact that although the defendant made statements to three different people—his
father, Bess, and Agent Jennings—shortly after the shooting, he did not tell any of those people
that he was afraid of Mayes or that he acted in self-defense. The focus was on what the defendant
said and did not say within these statements, not on the opportunity the defendant had to say more.
Viewing these arguments in context, as we must (see People v. Ramos,
396 Ill. App. 3d 869, 874(2009)), we find that this argument was far less likely than the cross-examination at issue in
Gagliani to unfairly lead jurors to hold the defendant’s exercise of his right to remain silent against
him.
¶ 96 It is also important to emphasize that the rationale underlying Doyle is that it is inconsistent
with the protections in Miranda to allow the State to use a defendant’s exercise of those rights
against him. Doyle,
426 U.S. at 618-19 (citing United States v. Hale,
422 U.S. 171, 182-83(1975)
29 (White, J., specially concurring)). We do not believe the arguments challenged here were
inconsistent with the protections of Miranda. The exclusionary rule of Miranda only applies to
statements made in response to police questioning; it does not apply to spontaneous statements.
People v. Acoff,
188 Ill. App. 3d 208, 212-13(1989). Thus, a statement that is unsolicited and
spontaneous is admissible, even if it is made after a defendant invokes his right to counsel.
Miranda,
384 U.S. at 478(explaining that “[v]olunteered statements of any kind are not barred by
the Fifth Amendment”). Here, the defendant’s unsolicited statement to Agent Jennings was
therefore admissible in spite of his invocation of his right to remain silent until counsel was present.
As the State points out, the defendant does not contend otherwise. The State’s commentary on this
admissible statement does not run afoul of either Miranda or Doyle. To the extent that Gagliani is
inconsistent with this conclusion, we decline to follow it. See Maggio,
2017 IL App (4th) 150287, ¶ 26.
¶ 97 Moreover, even if we were to accept the defendant’s claim that the State’s argument was
improper, we would reject his claim of ineffective assistance of counsel because we find that he is
unable to satisfy either prong of the Strickland test. As we discussed earlier, satisfying the first
prong—which focuses on counsel’s performance—requires a defendant to overcome a strong
presumption that counsel’s performance constituted sound trial strategy. Strickland,
466 U.S. at 689. Here, rather than objecting to the prosecutor’s argument, an objection that may not have been
sustained, defense counsel countered the argument. He reminded jurors that they heard evidence
that the defendant was on suicide watch during the hours between his two statements to Agent
Jennings, and he argued that the defendant was unlikely to have been focusing his attention on
coming up with an untrue story during this time. He also emphasized that the defendant voluntarily
30 relayed his story to Agent Jennings only a few hours after giving his first statement. We find that
this choice constituted sound trial strategy.
¶ 98 As we also explained earlier, to satisfy the second prong of the Strickland test—which
requires the defendant to establish prejudice—the defendant must demonstrate a reasonable
probability of a different outcome had counsel objected.
Id. at 694. Here, as we have already
discussed, voluminous evidence supported the State’s theory of the case. It is also worth noting
that nothing in Doyle required the prosecutor to refrain from arguing that if the defendant really
feared for his life when he shot Mayes, he would have included this fact in his statements to Willie
and Bess. As such, even a successful objection to the remarks addressing his initial statement to
Agent Jennings would not have precluded the State from making essentially the same argument
by focusing solely on his statements to Willie and Bess. We therefore conclude that the defendant
is unable to satisfy either part of the Strickland test.
¶ 99 The defendant’s final contention is that counsel was ineffective for failing to object to
evidence of prior bad acts or to request a limiting instruction concerning that evidence. Because
the defendant must satisfy both prongs of the Strickland test to prevail on his claim of ineffective
assistance of counsel, we may reject his claim solely on the basis of his inability to satisfy the
prejudice prong.
Id. at 697.
¶ 100 The defendant challenges the evidence that he intentionally failed physical training
requirements so he would qualify for IRR status and the evidence that he did not have a concealed
carry permit. We do not believe this evidence was prejudicial enough to adversely affect the
outcome of his trial. The defendant testified that he applied for IRR status so that he would be able
to care for his newborn daughter and his ailing father. He explained that it was necessary for him
to fail the physical training requirements in order to qualify. The defendant also told Agent
31 Jennings that his pistol was not a “concealable” weapon, and there was evidence that he did not
normally carry a weapon. Because we find that a different outcome is not reasonably probable, we
conclude that the defendant’s claim of ineffective assistance of counsel must fail.
¶ 101 III. CONCLUSION
¶ 102 For the foregoing reasons, we affirm the defendant’s conviction.
¶ 103 Affirmed.
32
2020 IL App (5th) 160458NO. 5-16-0458
IN THE
APPELLATE COURT OF ILLINOIS
FIFTH DISTRICT
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the ) Circuit Court of Plaintiff-Appellee, ) Madison County. ) v. ) No. 14-CF-1068 ) CALEB R. BAILEY, ) Honorable ) Kyle Napp, Defendant-Appellant. ) Judge, presiding. ______________________________________________________________________________
Opinion Filed: July 23, 2020 ______________________________________________________________________________
Justices: Honorable Milton S. Wharton, J.
Honorable Thomas M. Welch, P.J., and Honorable David K. Overstreet, J., Concur ______________________________________________________________________________
Attorney N. Scott Rosenblum, Rosenblum, Schwartz, Rogers & Glass, PC, 120 S. for Central Avenue, Suite 130, St. Louis, MO 63105 Appellant ______________________________________________________________________________
Attorneys Hon. Thomas D. Gibbons, State’s Attorney, Madison County Courthouse, for 157 North Main Street, Suite 402, Edwardsville, IL 62025; Patrick Appellee Delfino, Director, Patrick D. Daly, Deputy Director, Office of the State’s Attorneys Appellate Prosecutor, 730 East Illinois Highway 15, Suite 2, P.O. Box 2249, Mt. Vernon, IL 62864 ______________________________________________________________________________
Reference
- Cited By
- 14 cases
- Status
- Published