Ave. Innovations, Inc. v. E. Mishan & Sons Inc.
Ave. Innovations, Inc. v. E. Mishan & Sons Inc.
Opinion of the Court
Plaintiff and patent holder Avenue Innovations, Inc. brought this action against Defendant E. Mishan & Sons Inc. alleging infringement of
BACKGROUND
A. Factual Background
On January 22, 2002, the '189 patent, titled "Universal Device for Facilitating Movement into and out of a Seat," was issued to Dr. William Pordy, and the patent *460was assigned to Plaintiff on January 8, 2003. (Compl. ¶¶ 1, 8). The patent is for a device that contains an "elongate member" on one end with a handle that can be gripped and an "engaging member" on the other end that can be used to secure the device on a surface or into a striker, thereby enabling the user to push or pull on the device to stand. ( '189 patent abstract).
By way of background, Dr. Pordy applied for the patent on December 17, 1999, and on January 30, 2001, the United States Patent and Trademark Office ("PTO") rejected many of the proposed claims. (Prosecution 79-85). Claims 1 and 2-the claims containing the disputed term-were initially "rejected under 35 U.S.C. [§] 102(b) as being anticipated by [prior art patented by] Bergsten." (Id. at 83). To overcome the PTO's rejection, Dr. Pordy amended Claims 1 and 2 to add the language: "said securement means mounting said elongate member for limited movements within a plane substantially parallel to the fixed surface to at least one operative position most convenient to the user when pulling or pushing on said handle." (Id. at 87-88, 101-02). Dr. Pordy explained that this language was added to "more fully define the device" and draw a distinction between his application and Bergsten. (Id. at 99). Specifically, the amendment made clear that, unlike Bergsten, the proposed device was a movable object that the user could manipulate into various positions. (Id. ). The parties now contest the definiteness of this language.
The disputed language appears in Claims 1 and 2. Claim 1 reads as follows:
1. A device for facilitating movement into and out of a seat, comprising an elongate member having a handle at one end suitable for being gripped by an individual, and securement means cooperating with the other end of said elongate member for securing said elongate member to a fixed surface proximate to a seat to enable said elongate member to extend away from the seat and position said handle at a point remote from the seat during use for providing support to the user independently of whether the user pulls on said handle in a direction generally upwards or pushes on said handle in a direction generally downwards, said securement means mounting said elongate member for limited movements within a plane substantially parallel to the fixed surface to at least one operative position most convenient to the user when pulling or pushing on said handle.
( '189 patent col. 13:48-62 (emphasis added) ). Claim 2 reads as follows:
2. Device for facilitating egress and/or ingress of any passenger and/or a driver from a vehicle having a door opening through which said individual(s) can move into or out of a seat in the vehicle and having a post or pillar to one side of the seat that defines a lateral surface generally proximate to the individual; the device comprising an elongate member having a handle at one end suitable for being gripped by the individual and securement means cooperating with the other end of said elongate member for removably securing said elongate member to lateral surface to enable said elongate member to extend away from the lateral surface during use and position a portion of said handle exteriorly of the vehicle and for providing a support for the passenger to grip while entering or leaving said vehicle independently of whether the passenger pulls on said handle in a direction generally upwards or pushes on said handle in a direction generally downwards, said securement means mounting said elongate member for limited movements within a plane substantially *461parallel to the fixed surface to at least one operative position most convenient to the user when pulling or pushing on said handle.
(Id. at col. 13:63-col. 14:13 (emphasis added) ).
B. Procedural Background
Plaintiff initiated this action on October 9, 2015, in the United States District Court for the Eastern District of Texas. (Dkt. # 1). This case was transferred to this District on April 26, 2016, and the Court held an initial pretrial conference with the parties on June 3, 2016. (June 3, 2016 Minute Entry). In accordance with the Court's scheduling order, Plaintiff filed its opening claim construction brief on December 30, 2016 (Dkt. # 60), Defendant filed its responsive brief on January 27, 2017 (Dkt. # 61), and Plaintiff filed its reply brief on February 3, 2017 (Dkt. # 62). The Court held a hearing under Markman v. Westview Instruments, Inc. ,
DISCUSSION
A. Applicable Law
1. Claim Construction Generally
The proper construction of a patent claim is a question of law for the Court. Teva Pharms. USA, Inc. v. Sandoz, Inc. , --- U.S. ----,
Patent claims "are generally given their ordinary and customary meaning," which the Federal Circuit has explained is "the meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention, i.e., as of the effective filing date of the patent application." Phillips ,
Intrinsic evidence also includes the prosecution history, if it is in evidence, Vitronics Corp. v. Conceptronic, Inc. ,
2. Indefiniteness
One facet of the validity of a patent concerns the definiteness of its claims; summarily speaking, an indefinite claim is an invalid claim. See generally
While patents need not set forth the parameters of an invention with complete precision-"[s]ome modicum of uncertainty ... is the price of ensuring the appropriate incentives for innovation"-a patent "viewed in light of the specification and prosecution history, [must] inform those skilled in the art about the scope of the invention with reasonable certainty." Nautilus, Inc. v. Biosig Instruments, Inc. , --- U.S. ----,
In sum, where "a skilled artisan is still left to wonder what other forms" of the device in question fall into the ambit of the inventor's patent, a claim is not sufficiently definite to inform the relevant audience the scope of what the inventor has reserved the right to exclude.
*463See Interval Licensing ,
B. Analysis
To review, Claims 1 and 2 of the '189 patent describe a device designed to assist a user with moving into or out of a seat, such as a car seat, and by mounting the device to a surface such that it can be placed in "at least one operative position most convenient to the user when pulling or pushing on said handle." '189 patent, col. 13:58-62;
1. Intrinsic Evidence
The Court begins with the claim language read as a whole. See Cox Commc'ns, Inc. v. Sprint Commc'n Co., LP ,
On its own, the claim language is not illuminating. Plaintiff's suggestion that the Court construe the words in the disputed phrase in light of their plain meaning is unhelpful, for "[i]t cannot be sufficient that a court can ascribe some meaning to a *464patent's claims; the definiteness inquiry trains on the understanding of a skilled artisan at the time of the patent application, not that of a court viewing matters post hoc ." Nautilus ,
This case is unlike BASF Corporation v. Johnson Matthey Inc. ,
The patent specification does little to help. Plaintiff excerpts portions of the specification that enumerate various factors affecting how the device may be most conveniently positioned by the user-for example, the type of car, the height of the car from the ground, the height of the user, and the particular disability of the user. (Pl. Br. 13-15). But Plaintiff's citations only instantiate Defendant's indefiniteness challenge. What the specification provides is a list of factors-not examples of convenient operative positions. Were a person skilled in the art to read Claims 1 and 2 together with the patent specification, this person would understand the factors that may make a position more or less convenient to a given user, but would have no objective means of measuring what position is most convenient to any given user, and would not be able to understand with reasonable certainly how to construct a noninfringing device.
On this score, the Court is persuaded by Defendant's argument at the Markman hearing regarding the Federal Circuit's guidance about the use of examples in a patent specification to define a claim term. (Oral Arg. Tr. 20:9-25:11). In Interval Licensing , the court was presented with a *465patent specification that contained several examples of how images could be displayed in an "unobtrusive manner that does not distract a user." Interval Licensing ,
Plaintiff's attempt to analogize this case to Sonix Technology Co., Ltd. v. Publications International, Ltd. ,
Finally, the prosecution history does not shed light on the contours of what is meant by "convenient." As discussed in more detail below, the phrase "operative position most convenient to the user" was added to overcome the patent examiner's rejection of Claims 1 and 2 on the basis of prior art. So while the phrase successfully overcame the prior art objection, there was no discussion of the definiteness of the phrase during prosecution. Plaintiff argues that this is persuasive evidence that the term is sufficiently definite; after all, a patent examiner reviewed the term and did not object on the basis of indefiniteness. (Pl. Br. 13; Oral Arg. Tr. 42:2-19). Plaintiff's point is well taken but ultimately unconvincing. Indeed, Plaintiff has conceded that this evidence is not dispositive: At oral argument, Plaintiff pointed to the Sonix case and argued that "[a]lthough ... application by the examiner and an expert do not, on their own, establish an objective standard, they nevertheless provide evidence that a skilled artisan did understand the scope of this invention with reasonable certainty." (Oral Arg. Tr. 53:16-22 (quoting Sonix ,
2. Extrinsic Evidence
The extrinsic evidence in the record does not move the needle in Plaintiff's favor. Defendant submitted a declaration from David McLellan-its expert before the Patent Trial and Review Board ("PTAB")-who states that "[i]n [his] opinion, [operative position most convenient to the user] does not convey the boundaries of what is claimed to a person of ordinary skill in the art with reasonable certainty," because there are "many scenarios in which positioning may be most convenient for one user, and completely inconvenient for another." (Dkt. # 61-6 ¶¶ 40-41). As evidenced by the foregoing discussion, the Court agrees with McLellan.
Plaintiff points to Defendant's petition for inter partes review at the PTAB, and argues that McLellan failed to argue indefiniteness as a basis to invalidate the patent in that forum despite Defendant's duty of candor and good faith to the PTAB. (Pl. Br. 11-13; see also Dkt. # 60-6). Plaintiff again argues, as it did with respect to the prosecution history, that this is evidence that a person skilled in the art reviewed the claim language and understood it. (Pl. Br. 11-13). As above, the Court does not believe this evidence overcomes its greater concern with the viability of the claim language.
3. Effect of Cox Communications, Inc. v. Sprint Communication Co.
Plaintiff's last refuge is its argument that Claims 1 and 2 should stand if a person skilled in the art could read the claims without the disputed term and understand their meaning with reasonable certainty. (Oral Arg. Tr. 59:23-60:20). This argument is grounded in the Federal Circuit's decision in Cox Communications, Inc. v. Sprint Communications Co. LP ,
In response to pointed criticism from the concurring judge, the Cox court expressly disclaimed any charge that it "creat[ed] a 'new protocol' that hinges on 'deleting the challenged term from the claims.' " Cox Commc'ns ,
Cox does not help Plaintiff's argument. Here, the phrase "operative position most convenient to the user" is critical to defining the scope of the invention, and with it the boundaries of the patentee's rights. As Defendant notes, the phrase was added to overcome a rejection based on prior art. (Oral Arg. Tr. 70:1-15). Accordingly, what makes this invention distinctive from others is that it is a device that can be moved into "at least one operative position most convenient to the user when pulling or pushing on [the] handle." ( '189 patent, col. 13:60-61, col. 14:12-14). In other words, the disputed claim term plays a discernible role in defining the scope of the claims *467such that a person of skill in the art could not understand the contours of the invention without it. The claim term is thus a possible-and, indeed, actual-source of indefiniteness in Claims 1 and 2 of the '189 patent. For this reason, these claims fail as indefinite.
CONCLUSION
For the foregoing reasons, Claims 1 and 2 of the '189 patent are invalid for indefiniteness. The parties are directed to submit a joint letter to the Court by May 25, 2018, stating whether they intend to proceed with summary judgment motion practice and, if so, proposing a briefing schedule.
SO ORDERED.
In resolving this claim construction motion, the Court considers the briefing submitted by the parties, and for convenience refers to Plaintiff's opening claim construction brief as "Pl. Br." (Dkt. # 60), Defendant's claim construction brief as "Def. Br." (Dkt. # 61), and Plaintiff's reply claim construction brief as "Pl. Reply" (Dkt. # 62). The Court also refers to the prosecution history of the '189 patent, which is attached as a composite exhibit to Plaintiff's brief. (Dkt. # 60-1 ("Prosecution") ). The Court will cite to the prosecution history by reference to the page numbers assigned by the Court's electronic case filing system, e.g., "Prosecution 1." The nature of the parties' dispute over the claim terms narrowed appreciably after the parties' briefs were submitted, and accordingly the Court will not address any portions of the parties' briefs rendered moot by their subsequent agreement. Finally, the Court thanks the parties for their very capable advocacy at the June 22, 2017 Markman hearing, which advocacy greatly aided the Court's resolution of this dispute. The Court will at times reference the transcript of the Markman hearing, and will refer to it as "Oral Arg. Tr." (See Dkt. # 71).
While patents may only be invalidated on clear and convincing evidence, "[m]any claims of invalidity rest ... not upon factual disputes, but upon how the law applies to facts as given," and thus "[w]here the ultimate question of patent validity turns on the correct answer to legal questions," the clear and convincing evidence standard "has no application." Microsoft Corp. v. i4i Ltd. P'ship ,
Reference
- Full Case Name
- AVENUE INNOVATIONS, INC. v. E. MISHAN & SONS INC.
- Cited By
- 3 cases
- Status
- Published