United States v. Brown
United States v. Brown
Opinion of the Court
On July 2, 2018, this Court sentenced Jerome Brown for his conviction on one count of possession of a firearm by a prohibited person. In calculating Mr. Brown's base offense level, the Court declined to consider his 2008 conviction for attempted assault in the second degree pursuant to New York Penal Law section 120.05(1) as a "crime of violence" under U.S. Sentencing Guidelines section 2K2.1(a)(4)(A). The Court stated that it would issue an opinion explaining that ruling.
I. BACKGROUND
On October 6, 2017, Jerome Brown ("Defendant") was convicted after a one-week jury trial of one count of possession of a firearm by a prohibited person (a convicted felon) under
*461Gov't's Sentencing Submission, ECF No. 90, at 10.)
Prior to sentencing, defense counsel argued that the Prior Conviction was not a "crime of violence" under the Sentencing Guidelines. Counsel argued that, because section 120.05(1) criminalizes some omissions, it can be violated without the use of force, and thus it is not categorically a crime of violence. The Government disagreed, contending that section 120.05(1) is categorically a crime of violence, because committing the crime requires violent force.
On July 2, 2018, the Court sentenced Defendant. At sentencing, the Court ruled that the Prior Conviction was not a "crime of violence" under Sentencing Guidelines section 2K2.1(a)(4)(A).
II. Legal Standard
A. The U.S. Sentencing Guidelines
Under Guidelines section 2K2.1(a)(4)(A), a base offense level of 20 applies if "the defendant committed any part of the instant offense subsequent to sustaining one felony conviction of either a crime of violence or a controlled substance offense." Application Note 1 to section 2K2.1 states that the term "crime of violence" "has the meaning given that term in § 4B 1.2(a) and Application Note 1 of the Commentary to § 4B 1.2." Section 4B1.2(a) defines the term "crime of violence," in pertinent part, as "any offense under federal or state law, punishable by imprisonment for a term exceeding one year, that ... has as an element the use, attempted use, or threatened use of physical force against the person of another ...." Application Note 1 of the Commentary to section 4B1.2 provides that the terms " '[c]rime of violence' and 'controlled substance offense' include ... attempting to commit such offenses."
Where, as here, the underlying criminal statute contains multiple subsections and there is no dispute as to which subsection the defendant was convicted of violating, courts use a "categorical approach" to determine "whether a state conviction qualifies as a predicate offense for a federal sentence enhancement." See United States v. Jones ,
Courts employing the categorical approach "confine [their] inquiry to the legal elements of the state statute without at all considering the facts of the underlying crime."
"The government bears the burden of showing that a prior conviction counts as a predicate offense for the purposes of a sentencing enhancement." United States v. Savage ,
*462B. The Statute at Issue
Under New York Penal Law section 120.05(1), "[a] person is guilty of assault in the second degree when ... [w]ith intent to cause serious physical injury to another person, he causes such injury to such person or to a third person ...."
III. Discussion
The Prior Conviction is not a "crime of violence" for purposes of Sentencing Guidelines section 2K2.1(a)(4)(A), because there is a "realistic probability" that New York Penal Law section 120.05(1) criminalizes omissions.
Convictions under statutes that criminalize omissions are not convictions for crimes of violence. In Chrzanoski v. Ashcroft ,
The Government argues that Chrzanoski should not govern this case in light of the Supreme Court's decision in United States v. Castleman ,
Although the Government argues that Castleman 's rationale extends to omissions, there is nothing in the opinion that supports that contention. Castleman 's concept of "indirect force" focuses on acts (e.g., employing poison), not omissions.
id="p463" href="#p463" data-label="463" data-citation-index="1" class="page-label">*463
There is a realistic probability that New York Penal Law section 120.05(1) criminalizes omissions. Under New York criminal law, a defendant can be liable for omissions where the defendant had a duty to act. N.Y.P.L. § 15.10. Indeed, individuals have been prosecuted in New York for assault, in particular, on the basis of omissions. See People v. Miranda ,
Jurisprudence concerning New York's analogous manslaughter statute supports the Court's reading of section 120.05(1). In New York, "[a] person is guilty of manslaughter in the first degree when ... [w]ith intent to cause serious physical injury to another person, he causes the death of such person or of a third person" N.Y.P.L. § 125.20(1). Because "[t]he Penal Law provides that criminal liability may be based on an omission," and "[p]arents have a nondelegable affirmative duty to provide their children with adequate medical care," it follows that "the failure to obtain medical care can ... support a first degree manslaughter charge." People v. Steinberg ,
Accordingly, because someone can violate § 120.05(1) by an omission, it cannot categorically be a "crime of violence." See Grant v. United States , No. 06-CR-732 (DLI),
The Government cites to a ruling by Judge Sullivan that a different subsection of the statute at issue here constitutes a "crime of violence." That ruling is currently on appeal to the Second Circuit. United States v. Torres , 17-3454-cr. In that case, the defendant was convicted of second-degree assault under New York Penal Law section 120.05(10)(b), which criminalizes *464"caus[ing] physical injury" to students on school grounds under certain circumstances. Torres , Def.'s Br., Dkt. No. 17, at 4-6. Judge Sullivan found it implausible that this subsection would be used to prosecute an omission and, accordingly, held that this conviction was a "crime of violence." Torres , Def.'s App'x, Dkt. No. 18, at A119. Judge Sullivan noted, however, that it was "not a slam dunk either way" whether the statute at issue was a crime of violence. Def.'s App'x, at A118.
The Court has carefully considered all of the Government's remaining arguments and rejects them.
IV. CONCLUSION
The Court holds that, because there is a "realistic probability" that New York Penal Law section 120.05(1) criminalizes omissions, Defendant's conviction thereunder is not a "crime of violence" for purposes of United States Sentencing Guidelines section 2K2.1(a)(4)(A).
Castleman is inapposite here for another reason. In Castleman , the Court applied a different standard in interpreting the term "force." Id. at 1413. The Court decided, in particular, that the "requirement of 'physical force [was] satisfied, for purposes of § 922(g)(9), by the degree of force that supports a common-law battery conviction." Id. Indeed, the Court specifically acknowledged that "force" as used to define a "violent felony" under the Armed Career Criminal Act ("ACCA"), must be "violent force," as opposed to common-law battery "force." Id. at 1410. "The ACCA's definition of 'violent felony' is identical in all material respects to Guidelines section 4B1.2(a)'s definition of 'crime of violence.' " United States v. Reyes ,
The Government also cites to United States v. Hill ,
Reference
- Full Case Name
- United States v. Jerome BROWN
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- Published