Wells Fargo Advisors LLC v. Tucker
Wells Fargo Advisors LLC v. Tucker
Opinion of the Court
Before the Court is a petition by Wells Fargo Advisors LLC ("Wells Fargo") to *422vacate an arbitrator's partial final clause construction arbitral award (the "Award"), which held that the parties to an arbitration agreement consented there to class-wide arbitration. Dkt. 1.
The Award arises out of a dispute in which three former Wells Fargo financial advisors-Reagan Tucker, Benjamin Dooley, and Marvin Glasgold (collectively "Respondents")-claim that Wells Fargo failed to pay them, and a putative class and collective, overtime pay required by the Fair Labor Standards Act ("FLSA"),
Having failed in its chosen arbitral forum to limit the scope of the arbitral proceedings authorized by the Agreement to individual (non-class) proceedings, Wells Fargo now asks this Court to intervene. It asks, inter alia , that the Court vacate the arbitrator's construction of the Agreement and "[i]ssue an Order directing Respondents that they must arbitrate their claims" individually, on a non-class basis. Dkt. 1.
For the reasons that follow, the Court denies Wells Fargo's petition.
I. Background
A. Factual Background and Procedural History
Respondents were all financial advisors working at Wells Fargo branch offices in either New York or Texas. See Dkt. 3 at 2 ("Pet'r Mem."); Dkt. 20 at 2 ("Resp't Mem."). In 2011 and 2013, Respondents and Wells Fargo entered into employment agreements. See Award at 1. Each Agreement contains an alternate dispute resolution provision that requires the parties to resolve any dispute, with certain exceptions, through arbitration. See Tucker Agreement ¶ 14. Each Agreement provides for mandatory arbitration before either the Financial Industry Regulatory Authority ("FINRA") or the American Arbitration Association ("AAA"), pursuant to its May 1, 1993 rules. See
Respondents claim that Wells Fargo, in violation of the FLSA and NYLL, failed to pay them for overtime work. See Award at 2. Respondents assert that Wells Fargo, per policy, did not correctly tabulate the hours worked by employees like Respondents in its Financial Advisor Training Program, in that it "fail[ed] to use appropriate *423forms of wage statements for such employees" and "misclassif[ied] ... employees in the 'Apprentice Phase' of the Program as [being] exempt from overtime requirements." See
Respondents sought to pursue their claims on a class-wide basis before FINRA. Award at 2; see Tucker , 195 F.Supp.3d at 545. Rule 13204 of the FINRA Code of Arbitration Procedure for Industry Disputes, however, prohibits FINRA from presiding over class arbitration actions. For that reason, FINRA declined to hear this dispute. The arbitration, therefore, has proceeded before the AAA. See Award at 2; see also Tucker , 195 F.Supp.3d at 546.
On September 30, 2015, Wells Fargo filed an action in this District seeking a stay of the arbitration to the extent brought on a class basis and an order compelling arbitration to proceed on an individual basis. In Tucker , Judge Caproni, to whom that action was assigned, denied Wells Fargo's application. She held that, under the Agreement, it was for the arbitrator, not a court, to decide whether the Agreement provided for class arbitration. See Tucker , 195 F.Supp.3d at 553 ; Award at 2. Wells Fargo appealed that decision.
On March 7, 2018, the Second Circuit affirmed. It held that the Agreement "clearly and unmistakably expresses [the parties'] intent to let an arbitrator decide whether they agreed to authorize class arbitration." Sappington I , 884 F.3d at 394 ; Award at 4.
On June 28, 2018, the arbitrator assigned to the Tucker arbitration, Edith N. Dineen (the "Arbitrator"), issued a Partial Final Clause Construction Award, the decision at issue here. She construed the Agreement to allow Respondents "to pursue class claims in this arbitration." Award at 21.
On July 27, 2018, Wells Fargo filed a petition in this Court to vacate the Arbitrator's clause construction award insofar as it construed the Agreement to allow Respondents to permit class arbitration, Dkt. 1, and an accompanying memorandum of law, Pet'r Mem. On August 23, 2018, Respondents filed a memorandum of law in opposition to the motion to vacate. Resp't Mem. On September 6, 2018, Wells Fargo filed a reply. Dkt. 21 ("Pet'r Reply").
II. Applicable Legal Standards
The Federal Arbitration Act ("FAA") authorizes a district court to review an arbitral award and to "confirm and/or vacate the award, either in whole or in part." D.H. Blair & Co. v. Gottdiener ,
*424The Second Circuit has held that "[a]n arbitrator exceeds [her] authority only by (1) 'considering issues beyond those the parties have submitted for [her] consideration,' or (2) 'reaching issues clearly prohibited by law or by the terms of the parties' agreement.' " Anthony v. Affiliated Computer Servs., Inc. ,
An arbitral award may also be vacated if it exhibits a "manifest disregard" of the law. Tully Constr. Co. v. Canam Steel Corp. ,
Under either standard, the petitioner must do more than show "that the [arbitrator] committed an error-or even a serious error."
This case calls for application of these principles in the context of a contract dispute. In this context, the Supreme Court has instructed, "[i]t is only when an arbitrator strays from interpretation and application of the agreement and effectively dispenses his own brand of industrial justice that his decision may be unenforceable." Stolt-Nielsen , 559 U.S. at 671,
III. Discussion
The arbitration provision construed here, Paragraph 14 of the Agreement, reads in relevant part:
You are agreeing to arbitrate any dispute, claim, or controversy that may arise between you and Wells Fargo advisors, or a client, or any other person ... and are giving up the right to sue Wells Fargo Advisors, its subsidiaries or employees or any client or any other person in court concerning matters relating to or arising from your employment.
Agreement ¶ 14. The provision states that "[s]pecifically EXCLUDED from this obligation to arbitrate are any claims for State unemployment insurance ("i.e., unemployment compensation, workers' compensation, work disability compensation or claims under the National Labor Relations Act")."
The Arbitrator's Award construing Paragraph 14, which followed four rounds of briefing and the submission of approximately 200 judicial and arbitral authorities, Award at 4, contains 17 pages of analysis. In them, the Arbitrator explains at length the basis for her determination that Paragraph 14 permits Tucker, Dooley, and Glasgold to pursue class claims on behalf of other Wells Fargo financial advisors. See id. at 4-21.
The Arbitrator first reviewed the legal standards governing construction of an arbitration clause. The Arbitrator drew on decisions applying the FAA from the Supreme Court, including Stolt-Nielson and Oxford Health Plans LLC v. Sutter ,
The Arbitrator then interpreted the arbitration clause at issue. She inquired "whether there are contractual grounds for class arbitration," while observing that there is "no definitive Supreme Court guidance as to exactly what is needed to constitute an adequate contractual basis for class arbitration," and that each side had marshaled lower-court authorities in support of its construction. Id. at 7. The Arbitrator closely parsed the text of Paragraph 14, including examining dictionary definitions of the words "dispute," "controversy," and "claim." Id. at 9-10. The Arbitrator considered Respondents' arguments, including that the Agreement's use of the word "any" in preface to these terms signified a "comprehensive and all-encompassing" obligation to arbitrate that included "both individual and class-based claims," id. at 10, and that the arbitral clause's express exclusion of certain claims, but not representational claims, was to the same effect, id. The Arbitrator also considered Wells Fargo's competing arguments. These included the following: that the absence of an express reference to class arbitration indicates the lack of mutual assent to such arbitration; that there is a distinction between a class action as a procedural mechanism to resolve "any dispute, claim or controversy" and the "dispute, claim, or controversy itself"; and that the words "you" and "your" in Paragraph 14 refer solely to the person who signed the Agreement at issue, therefore limiting the arbitration *426commitment "to individual bilateral disputes." Id. at 10-11.
The Arbitrator ultimately found Respondents' "interpretation of the Agreements to be in closer keeping with the properly understood principles of Stolt-Nielson and other governing authorities." Id. at 11. The Arbitrator recited three reasons for this determination.
First, the language of the agreement, considered in light of case law applying such provisions, was "sufficient to conclude that there was implicit consent to assertion of class claims in arbitration even though the word 'class' was not expressly used in the Agreements." Id.; see also id. at 11-15. Second, "other factors" identified as relevant in Stolt-Nielson and ensuing precedents to arbitral clause construction reinforced that there had been an agreement to arbitrate class claims. Id. at 15. These included the relative sophistication of the parties, Wells Fargo's authorship of the Agreement, and evidence that the pursuit of class claims in arbitration was "by no means novel" at the time Wells Fargo "required Claimants to sign the Agreement in 2011-2013." Id. at 15-17. Third, the Agreement did not include any mention or warning of a waiver of class claims. Instead, it overtly waived only "suing in court and having a jury trial." Id. at 18; see also id. at 19 ("Nothing in the Agreements would have reasonably caused someone being asked to sign them to expect the interpretation and result now urged by [Wells Fargo]-namely[,] a total waiver of the right to pursue a claim on behalf of oneself and others similarly situated."). The Arbitrator concluded by considering, but not finding dispositive, various decisions cited by Wells Fargo. Id. at 19-20.
In now pursuing vacatur of the Award, Wells Fargo makes two broad arguments.
First, Wells Fargo contends that the Arbitrator exceeded her authority by (1) allowing an agreement to permit class arbitration to be inferred, rather than textually explicit, and, ostensibly, requiring a party seeking to preclude class arbitration to include a provision explicitly waiving class arbitration; (2) in interpreting the Agreement, considering evidence beyond the four corners of the Agreement; and (3) issuing a clause construction award that, ostensibly, binds the absent members of the purported class.
Second, Wells Fargo argues that the Arbitrator manifestly disregarded the law in reaching her decision, specifically by ignoring holdings of the Supreme Court in Stolt-Nielsen. The Court addresses each argument in turn.
A. The Arbitrator Did Not Exceed Her Powers
1. The Arbitrator's Construction of the Agreements Under Stolt-Nielsen
Wells Fargo argues, first, that the Agreements did not provide a contractual basis for the Arbitrator to find that the Agreements implicitly allowed for class arbitration. See Pet'r Mem. at 6. The Arbitrator, therefore, exceeded her authority, according to Wells Fargo, by "requiring that the Agreements affirmatively exclude class procedures or else be presumed to include them." Id. at 7. Wells Fargo argues that such a requirement conflicts with the Supreme Court's holding in Stolt-Nielsen.
Wells Fargo misreads Stolt-Nielsen and, therefore, mischaracterizes the Arbitrator as having exceeded her authority under that decision. Although Wells Fargo correctly observes that Stolt-Nielsen "require[s] that class arbitration procedures only be allowed where there is a contractual basis for doing so," id. at 4, it overreaches in reading "contractual basis"
*427to mean only "expressly allowed." Wells Fargo portrays Stolt-Nielsen to bar finding an agreement to allow class arbitration except where an explicit statement to that effect appears in an arbitral agreement. However, as the Arbitrator rightly explained, Stolt-Nielsen does not say that. Stolt-Nielson does not preclude the possibility that an agreement to permit class arbitration could be found based on implicit evidence of agreement. See Award at 5. The Supreme Court instead held that "[a]n implicit agreement to authorize class action arbitration ... is not a term that the arbitrator may infer solely from the fact of the parties' agreement to arbitrate." Stolt-Nielsen , 559 U.S. at 685,
As a result of its misreading of Stolt-Nielson to categorically preclude finding agreements to class arbitration in the absence of explicit language, Wells Fargo depicts the Arbitrator as having flouted a limit on her authority imposed by Stolt-Nielson . That is wrong. In fact, the Arbitrator addressed a question not squarely resolved by Stolt-Nielson : Whether assent to class arbitration, in the absence of an explicit textual command, can be inferred from implicit textual cues. The Arbitrator found the answer to be yes, while recognizing the divided lower-court case authority on this point, and she made implicit evidence of such intent in the Agreement's text the primary basis for her construction of Paragraph 14 to permit class arbitration. Award at 11. None of this flouted any restriction imposed by Stolt-Nielson so as to exceed the Arbitrator's authority.
To be sure, Wells Fargo was at liberty before the Arbitrator to argue that the principles of Stolt-Nielson would be most persuasively vindicated were that decision extended to categorically bar courts and arbitrators from ever inferring agreements to class arbitration. But, in the absence of controlling case authority, the Arbitrator was within her authority to take a different view. Far from violating limits imposed by Stolt-Nielsen , the Arbitrator carefully analyzed that decision (and the ensuing body of law addressing the bases on which to find class arbitration), permissibly arrived at the opposite conclusion (that an agreement as to this point can be express or implied), and found on the facts here an implied agreement to permit class arbitration. Wells Fargo may now rue that the arbitral forum it chose has reached this outcome, and that this Court's review is limited to determining only whether the Arbitrator exceeded her broad authority, not whether she was right or wrong. But that was a risk that Wells Fargo accepted when it selected arbitration as the forum in which it would litigate employment disputes with the respondent financial advisors.
Relatedly, Wells Fargo misrepresents the manner in which the Arbitrator interpreted the parties' Agreement en route to finding an implicit agreement to permit class arbitration. Wells Fargo casts the Arbitrator as "impos[ing] upon the parties an obligation to affirmatively disclaim class action procedures," Pet'r Mem. at 8, and urges that imposing such an obligation in order to avoid class arbitration would exceed an arbitrator's authority.
The Arbitrator, however, did not so hold. She did not require an express waiver of class procedures for Wells Fargo to prevail in defeating an inference of assent to class arbitration. She merely found that where the Agreement did not speak expressly to the subject of class arbitration, including by means of a waiver provision, state and federal law authorized her to analyze holistically the Agreement's text to *428gauge the parties' intentions as to class arbitration. She explained that "the FAA and state law principles of contractual interpretation[ ] ... call for the words of the contract to be given their plain and ordinary meaning, and for the Agreements to be interpreted as a whole, in accordance with their own terms and the intent of the parties." Award at 8 (citing Stolt-Nielsen , 559 U.S. at 682,
Because the Arbitrator did not require an express waiver to defeat a construction of the Agreement to permit class arbitration, Wells Fargo's claim that the Arbitrator exceeded her authority in so requiring necessarily fails.
2. The Arbitrator's Construction of the Agreements Under Missouri Law
Wells Fargo next argues that the Arbitrator exceeded her authority by "rel[ying] on evidence extrinsic to the Agreements themselves," in alleged violation of governing Missouri law and by, allegedly, misconstruing the Agreements. Pet'r Mem. at 9.
The Court emphasizes at the outset the narrow scope of its review. The question is not whether the Arbitrator's conclusion was correct. It is whether she exceeded her powers "by (1) considering issues beyond those the parties have submitted for h[er] consideration, or (2) reaching issues clearly prohibited by law or by the terms of the parties' agreement." Anthony ,
To the extent Wells Fargo faults the Arbitrator for considering extrinsic factors, as the Court's earlier summary reflects, the Award itself reflects that it was rooted in the text of the Agreement. The Arbitrator devoted her initial analysis to the text, carefully considering a range of potential inferences. See Award at 7-15. She found the text ultimately determinative. In fact, the header of the Award's first point, which contained the Arbitrator's textual analysis, reads: "The language of the Agreements allows pursuit of class claims in arbitration." Award, at 11. To be sure, the Arbitrator went on to note that "other factors" supported this conclusion, namely, "the inequality-in terms of both sophistication and bargaining power-between these employees and their employer" and the prevalence of class claims in arbitration at the time of the Agreement. Id. 15-18. Wells Fargo faults the arbitrator for addressing these matters. Pet'r Mem. at 9. But even assuming that these factors were not properly considered, the Arbitrator discussed them only after she had engaged in a thoroughgoing analysis of the Agreement's text, and announced her conclusion that the text-the four corners of the Agreement-was dispositive and revealed mutual agreement to class arbitration. The Award makes clear that the Arbitrator viewed these "other factors" as reinforcing-confirming-her text-based determination, rather than as the source of her substantive ruling.
Wells Fargo's reliance on this aspect of the Arbitrator's discussion is misplaced for other reasons. It is far from clear that it was impermissible for the Arbitrator to consider these other factors. The Arbitrator, in fact, cited Stolt-Nielson itself as *429authority to do so. See Award at 15 ("In Stolt-Nielson , the Supreme Court confirmed that factors concerning how the arbitration contract was formed are relevant to a clause construction determination. 559 U.S. at 684,
And it is by no means clear that Missouri law, on which Wells Fargo relies in claiming error by the Arbitrator, precluded consideration of these factors. Judge Caproni thoughtfully analyzed this question in Sappington II, supra. There, Wells Fargo, in a FLSA case brought by other financial advisors, challenged a different arbitrator's construction of the same arbitral provision to imply an agreement to permit class arbitration. The arbitrator there had cited a Missouri appellate decision, Phipps v. School District of Kansas City ,
Finally, as Judge Caproni also recognized, "even if Wells Fargo were correct that the Arbitrator misapplied Missouri law relative to interpretation of an unambiguous contract, that does not provide a basis to vacate the [a]rbitrator's decision."
Wells Fargo separately protests various aspects of the Arbitrator's textual analysis. The Court summarizes four.
Wells Fargo first argues that the Arbitrator wrongly viewed the parties' agreement to "arbitrate any dispute, claim or controversy" as signifying that class claims were included, Award at 11. Wells Fargo contends that "a 'class-based claim' is not a type of substantive claim at all, but a shorthand description for a claim that is brought pursuant to class action procedures." Pet'r Mem. at 13. "In other words," Wells Fargo argues, "while the Agreements are plainly referring to any substantive type of 'dispute, claim, or controversy,' the arbitrator reads this language to cover any form of dispute, claim, or controversy."
Similarly, Wells Fargo faults the Arbitrator for concluding that, while the Agreements use the singular pronouns "you" and "your," they reflect a commitment "to arbitrate 'any dispute, claim or controversy' even if the claim may effect more than one employee," Award at 13. Wells Fargo faults the Arbitrator for, relatedly, opining that "[a]n employee's claim against [Wells Fargo] does not cease to be a dispute or controversy related to [his or her] employment simply because the disagreement may also implicate[ ] similarly situated [persons]." Award at 13 (citing Mork v. Loram Maintenance of Way, Inc. ,
Third, the Arbitrator reasoned that by including the AAA as a permissible forum for conducting this arbitration, the parties manifested their intent to allow class arbitration. The Arbitrator cited the AAA's Employment Rule 39(d), which states that the "arbitrator may grant any remedy or relief that would have been available to the parties had the matter *431been heard in court ... in accordance with applicable law." Award at 13. Wells Fargo contends that the Arbitrator errantly viewed class actions as "a type of remedy or relief," when in fact they are procedural mechanism. Pet'r Mem. at 13 (emphasis removed). But the Arbitrator's analysis could also fairly be read to convey that certain remedies and forms of relief protected by the AAA's Employment Rules require the availability of class procedures. The Arbitrator found that the language in the Agreements was similar to the contractual language at issue in the Jock v. Sterling Jewelers, Inc. , litigation, in which, in a series of decisions, the Second Circuit has upheld the finding that the "entitlement to bring class claims was an integral part of what the contract offered the they would otherwise be entitled to seek in court." Award at 14 (citing Jock IV ,
Fourth, Wells Fargo faults the Arbitrator for inferring, based on the Agreement's express exclusion of certain types of claims (e.g., disability and ERISA claims), from the arbitral duty implies that the parties did not intend to similarly exclude class arbitration. See Award at 15 ("[T]hat the important subject of representational claims was not expressly contained in the list of excluded matters points to the conclusion that they were meant to be included."). Wells Fargo contends that this logic would force a party seeking to avoid class arbitration to include an express waiver of such procedure, in violation of Stolt-Nielsen 's teaching that an agreement to arbitrate class claims cannot be inferred from the bare fact of an arbitral agreement itself. See Pet'r Mem. at 8. But Wells Fargo errantly portrays the Arbitrator's reasoning. The Arbitrator did not hold that a party seeking to avoid class arbitration was required to expressly exclude it. Instead, as one part of her construction of the Agreement, she reasoned that, when the parties have made the affirmative decision to exclude certain areas of litigation from the arbitration obligation, a contrary inference may arise to non-excluded areas.
The broader response to Wells Fargo's critiques of the Arbitrator's construction of the parties' agreement is this: Whether the Arbitrator's construction or Wells Fargo's would prevail on de novo review is beside the point. See Benihana ,
The potential for [ ] mistakes is the price of agreeing to arbitrate. As we have held before, we hold again: "It is the arbitrator's construction of the contract which was bargained for; and so far as the arbitrator's decision concerns construction of the contract, the courts have no business overruling him because their *432interpretation of the contract is different from his." The arbitrator's construction holds, however good, bad, or ugly.
Oxford Health Plans ,
3. The Effect of the Arbitrator's Decision on Absent Class Members
Wells Fargo next attacks the Award by arguing that the Arbitrator exceeded her authority by "purporting to issue an award which extends to absentee class members." Pet'r Mem. at 6. In support, Wells Fargo cites Judge Rakoff's recent decision in Jock v. Sterling Jewelers, Inc. ,
This argument also fails. As Respondents recognize, Resp't Mem. at 9, Jock VII arose in a far different, and later, procedural posture. The issue there involved the arbitral certification of an opt-out class, such that members of that class who had not affirmatively opted out stood to be bound by the arbitrator's decision. Judge Rakoff held that the arbitrator lacked authority to bind persons other than the named parties and others who chose to opt in to the proceeding. Jock VII ,
B. The Arbitrator Did Not Manifestly Disregard the Law
The Court turns now to Wells Fargo's final argument-that the Arbitrator manifestly disregarded the law.
As reviewed earlier, the Arbitrator identified and discussed the applicable law at the outset of the Award. She explained that two Supreme Court cases ( Stolt-Nielsen and Oxford Health Plans ) were centrally important as to the "legal standard for determining if an arbitration contract allows for class or collective arbitration." Award at 4. Parsing those and other decisions, the Arbitrator recognized that the Supreme Court had never held that a clause must explicitly mention that the parties agree to class arbitration "for a decision-maker to conclude that the parties consented to class arbitration." Award at 5 (quotation and internal citations omitted). The Arbitrator further recognized that Stolt-Nielsen does not foreclose the possibility that a contract may implicitly reveal the parties' agreement to class arbitration. Award at 6, citing Stolt-Nielsen , 559 U.S. at 685,
As this synopsis and the preceding account reflects, the Arbitrator did not manifestly disregard the law. Instead, she explicitly acknowledged and sought to apply it, and Wells Fargo's claim that she manifestly disregarded the law borders perilously on the frivolous. As in Sappington II , where Judge Caproni rejected a similar argument, Wells Fargo does not offer any "evidence that the Arbitrator committed more than error or misunderstanding with respect to the law, if any error was committed at all." Sappington II ,
Although camouflaged to a degree by its briefs, Wells Fargo's grievance is, at bottom, not that clear and explicitly applicable law was ignored, as required to show manifest disregard. See Duferco Int'l Steel Trading ,
The Arbitrator acknowledged the uncertain state of the law in this area. See Award at 7 ("Unfortunately, ... there is currently no definitive Supreme Court guidance as to exactly what is needed to constitute an adequate contractual basis for class arbitration." (emphasis added) ).
Thus, far from manifestly disregarding clearly applicable law, the Arbitrator identified the relevant law, parsed it thoughtfully, and endeavored to apply it with considerable care. The Court, therefore, *434rejects Wells Fargo's claim of manifest disregard as baseless.
CONCLUSION
For the foregoing reasons, in construing the Agreement to permit class arbitration, the Arbitrator neither exceeded her powers nor manifestly disregarded the law. Accordingly, the Court denies Wells Fargo's motion to vacate the arbitral Award. The Court respectfully directs the Clerk of Court to terminate the motions pending at Dkts. 1 and 2 and to close this case.
SO ORDERED.
Respondents also brought claims against Wells Fargo & Company, which is not a party to this lawsuit. See Dkt 7 ("Turnbull Decl.") Ex. 9 ("Award") at 11.
The Court cites here to the Tucker Agreement as exemplary of the Agreement because the relevant portion of each of the three signed agreements, Paragraph 14, is identical.
The Court draws these background facts principally from the Award, Dkt. 7 Ex. 9, the Tucker Agreement, and two decisions involving these arbitral proceedings: Wells Fargo Advisors, L.L.C. v. Tucker ,
The Arbitrator further depicted this aspect of her textual analysis as confirming an outcome independently reached. See Award at 15 (failure to exclude class claims while excluding substantive areas of litigation "[a]dd[s] weight to the conclusion that [the] language of the Agreements does allow for class claims in arbitration.").
The Arbitrator, as noted, also acknowledged what is clear from Stolt-Nielsen : that consent to class arbitration will not be implied where the parties' agreement is silent regarding class arbitration and where the parties stipulate that they did not make any agreement, one way or the other, on the subject. Award at 6 (citing 559 U.S. at 687,
To the extent that Wells Fargo separately suggests that the Arbitrator manifestly disregarded the law in considering extrinsic evidence, that argument, too, cannot secure it relief. Challenges to an award based on the arbitrator's alleged inappropriate consideration of extrinsic evidence, even where such is found, do not warrant vacatur for manifest disregard of the law. See Perry v. Kingsland Capital Mgmt. LLC , No. 16 Civ. 4305 (DAB),
Reference
- Full Case Name
- WELLS FARGO ADVISORS LLC v. Reagan TUCKER, Benjamin Dooley, and Marvin Glasgold
- Cited By
- 11 cases
- Status
- Published