Riverkeeper, Inc. v. Wheeler
Riverkeeper, Inc. v. Wheeler
Opinion of the Court
Plaintiffs Riverkeeper, Inc., Connecticut Fund for the Environment, Natural Resources Defense Council, Inc., Waterkeeper Alliance, Inc., Raritan Baykeeper, Inc., Bronx Council for Environmental Quality, Newtown Creek Alliance, Jamaica Bay Ecowatchers, and Hudson River Watertrail Association (collectively, "Plaintiffs")-a group of non-profit organizations engaged in environmental advocacy on behalf of communities in and around New York-bring this citizen action pursuant to the Clean Water Act (the "CWA") and the Administrative Procedure Act (the "APA"). (Compl. ¶¶ 42-58).
Before me is Plaintiffs' motion for judgment on the pleadings as to the first-and only remaining-cause of action.
I. Background and the Clean Water Act
Section 303 of the Clean Water Act requires states to submit new or revised water quality standards to the EPA for review.
On November 4, 2015, NYSDEC adopted revised standards for its Class I and SD waters, which are generally defined as "saline surface waters" and are used for a variety of purposes, including swimming, boating, and recreational fishing. (Coplan Decl. Ex. A, at 1-2).
On May 9, 2016, the EPA responded with a letter ("2016 Letter") notifying NYSDEC that it was approving the designate-use revisions and "not taking action" on the Water Quality Standards. (Id. at 2.) Regarding the Water Quality Standards, the EPA indicated that it had "not supported" a component of the proposed standard *447since 1986,
II. Procedural History
Plaintiffs filed their Complaint on June 29, 2017, alleging that the EPA had failed to comply with the mandatory requirements of the CWA. (Compl. ¶¶ 42-58.) On November 30, 2017, the EPA filed a motion to stay the litigation. (Docs. 39-41.) Plaintiffs opposed the motion on December 8, 2017, (Docs. 51-52), and the EPA filed its reply on December 15, 2017, (Doc. 55). On February 20, 2018, I denied the motion to stay. (Doc. 60.) The following day, the City and NYSDEC moved to intervene in the case as Defendants. (Docs. 66, 72.) On April 2, 2018, I granted the motions to intervene. (Doc. 83.)
On March 16, 2018, Plaintiffs filed a motion for judgment on the pleadings as to their first cause of action, pursuant to Federal Rule of Civil Procedure 12(c). (Doc. 76.) On April 16, 2018, the EPA filed: (i) its opposition to Plaintiffs' motion; (ii) a cross-motion for judgment on the pleadings, pursuant to Rule 12(c) ; (iii) a cross-motion to dismiss the first cause of action for lack of subject matter jurisdiction, pursuant to Rule 12(b)(1) ; and (iv) a cross-motion to dismiss the second cause of action for lack of subject matter jurisdiction, pursuant to Rule 12(b)(1), on the basis of mootness. (Docs. 87-88.) On the same day, the City filed: (i) its opposition to Plaintiffs' motion; (ii) a cross-motion for judgment on the pleadings pursuant to Rule 12(c) ; and (iii) a cross-motion for judgment on the pleadings pursuant to Rule 12(b)(1),
On May 22, 2018, after fully briefing their motions, all parties filed a joint stipulation of dismissal of the second cause of action, pursuant to Federal Rule of Civil Procedure 41(a)(1)(A)(ii). (Doc. 99.) Accordingly, Defendants' motions to dismiss Plaintiffs' second cause of action are DENIED as moot.
III. Legal Standards
Rule 12(c) provides that "[a]fter the pleadings are closed-but early enough not to delay trial-a party may move for judgment on the pleadings." Fed. R. Civ. P. 12(c). In deciding a motion for judgment on the pleadings, a district court must "employ the same standard applicable to Rule 12(b)(6) motions to dismiss." Vega v. Hempstead Union Free Sch. Dist. ,
Under Rule 12(c), a party is entitled to judgment on the pleadings "only if it has established that no material issue of fact remains to be resolved." Juster Assocs. v. City of Rutland, Vt. ,
A claim may be "properly dismissed for lack of subject matter jurisdiction under Rule 12(b)(1) when the district court lacks the statutory or constitutional power to adjudicate it." Makarova v. United States ,
*449In deciding a Rule 12(b)(1) motion to dismiss, "the district court must take all uncontroverted facts in the complaint ... as true, and draw all reasonable inferences in favor of the party asserting jurisdiction." Tandon v. Captain's Cove Marina of Bridgeport, Inc. ,
IV. Discussion
Plaintiffs' first cause of action alleges that: (i) the 2016 Letter notified NYSDEC that the revised Water Quality Standards were not consistent with the CWA; (ii) after the notification, NYSDEC was obligated to update the Water Quality Standards within ninety days to address the deficiencies identified in the letter; (iii) because NYSDEC did not update the Water Quality Standards within ninety days, the EPA had a duty to prepare and publish proposed regulations for the Class I and Class SD waters; and (iv) the EPA has failed to take that action. Plaintiff seeks an injunction requiring the EPA to promulgate those regulations. (Compl. at 17.) Defendants raise several arguments in their opposition to Plaintiffs' motion for judgment on the pleadings, cross-motions to dismiss, and cross-motions for judgment on the pleadings, including that: (i) the 2016 Letter explicitly did not take any action, and so did not trigger NYSDEC's alleged duty to adopt any changes to the Water Quality Standards or EPA's alleged subsequent duty to prepare and publish proposed regulations for the Class I and Class SD waters; and (ii) in the alternative, the CWA only authorizes citizens to bring law suits to enforce non-discretionary duties, and the duty at issue is discretionary.
Because "a federal court generally may not rule on the merits of a case without first determining that it has jurisdiction over the category of claim in suit (subject-matter jurisdiction) and the parties (personal jurisdiction)[,]" Sinochem Int'l Co. v. Malaysia Int'l Shipping Corp. ,
Under the citizen-suit provision of the CWA, "any citizen may commence a civil action ... against the [EPA] where there is an alleged failure of the [EPA] to perform any act or duty under this chapter which is not discretionary with the [EPA]."
Specifically, as discussed above, the 2016 Letter informed the NYSDEC that the Water Quality Standards were inconsistent with the requirements of the CWA. According to Plaintiffs, the NYSDEC was obligated under § 1313(c)(3) to make the changes described in the letter by August 7, 2016 (i.e., adopt the 2012 RWQC or other scientifically defensible water quality standards). There is no evidence in the record that NYSDEC adopted the 2012 *450RWQC or any other standards that the EPA has found to be scientifically defensible. Therefore, Plaintiffs allege that, since August 7, 2016, the EPA has been under a non-discretionary duty to "promptly prepare and publish proposed regulations setting forth a revised or new water quality standard for the navigable waters involved." (See Compl. ¶¶ 39-40; see also
When interpreting a statute, the starting point is to "begin with the text ... to determine whether its language is clear or ambiguous." Daniel v. Am. Bd. of Emergency Med. ,
Defendants urge me to follow the "date-certain" rule of interpretation, under which a mandatory duty exists only if a statute imposes a bright-line deadline for a specified action. This rule was first announced and applied by the District of Columbia Circuit Court, in the context of interpreting the Clean Air Act. See Sierra Club v. Thomas ,
Shortly after Sierra Club was decided, the Second Circuit adopted the distinction "between those revision provisions in the [Clean Air] Act that include stated deadlines and those that do not, holding that revision provisions that do include stated deadlines should, as a rule, be construed as creating non-discretionary duties." Envtl. Def. Fund v. Thomas ,
Many of the actions that § 1313 of the CWA requires of both states and the EPA have specific deadlines. See
With no specific, statutory deadline I must conclude under the current case law in this Circuit that the Subparagraph (4) duty to prepare and publish proposed regulations is discretionary under the date-certain rule, and therefore I do not have jurisdiction under § 1365 to direct the EPA to perform any act or duty.
I note, however, that courts in other districts have held that the duty imposed under Subparagraph (4) is non-discretionary.
*452First, among the purposes of the [CWA] are to "restore and maintain the chemical, physical, and biological integrity of the Nation's waters" and to attain "water quality which provides for the protection and propagation of fish, shellfish, and wildlife."33 U.S.C. § 1251 (a)(1), (2). These congressional goals simply cannot be satisfied when neither the EPA nor the state has promulgated a water quality standard that complies with federal law. This is so because discharges that would be unacceptable under federal law are presently being allowed under the less stringent Pennsylvania rules.
Second, § 1313(c)'s procedure for approval of a state water quality standard is persuasive evidence that Congress provided for the situation in which the [EPA] had rejected the state's water quality standard and the state was then unwilling or unable to promulgate standards that complied with the [CWA]. In this situation, Congress has stated that the [EPA]-and nobody else-must promptly prepare and promulgate an acceptable water quality standard. Congress could have solved this problem by permitting the [EPA], in her discretion, to either prepare the regulations or permit a state reg-neg process to do so. But Congress placed the burden on the [EPA] to achieve the goals of the [CWA].
Raymond Proffitt Foundation v. EPA ,
V. Conclusion
For the foregoing reasons, Defendants' cross-motions to dismiss the first cause of action for lack of subject matter jurisdiction are GRANTED, and all other motions and cross-motions are DENIED as moot.
The Clerk of Court is respectfully directed to enter judgment for Defendants and close the case.
SO ORDERED.
"Compl." refers to the Complaint, filed by Plaintiffs on June 29, 2017. (Doc. 1.)
Plaintiffs' second cause of action was voluntarily dismissed pursuant to Federal Rule of Civil Procedure 41(a)(1)(A)(ii) on May 22, 2018. (Doc. 99.)
Andrew Wheeler is automatically substituted as a defendant for Scott Pruitt pursuant to Fed. R. Civ. P. 25(d).
Defendant EPA, Intervenor Defendant City of New York, and Intervenor Defendant NYSDEC are collectively referred to as "Defendants."
"Subparagraph 4" refers to
"Coplan Decl." refers to the Declaration of Karl S. Coplan in Support of Plaintiffs' Motion for Judgment on the Pleadings, filed on March 16, 2018. (Doc. 78.)
Specifically, the EPA stated that it "is not taking action on the above total and fecal coliform standards because the agency has not supported these fecal indicator bacteria (FIB) since 1986 ...." (Coplan Decl. Ex. A, at 2.)
On March 7, 2018, the EPA sent a letter to NYSDEC, explicitly "disapproving the NYSDEC's revised criteria for Class I and Class SD saline surface waters." (Doc. 78-2.) That letter did not exist when the complaint was filed, and it is not referenced in any of Defendants' answers. (See Docs. 1, 57, 84, 86.) Therefore, its inclusion in the Defendants' motion for judgment on the pleadings would compel me to convert their motions to motions for summary judgment. Fed. R. Civ. P. 12(d) ("If, on a motion under Rule 12(b)(6) or 12(c), matters outside the pleadings are presented to and not excluded by the court, the motion must be treated as one for summary judgment ...."). Because I dismiss Plaintiffs' first cause of action for lack of subject matter jurisdiction, and the parties voluntarily dismissed Plaintiffs' second cause of action, I do not reach and have not considered whether to include or exclude the May 7, 2018 letter from consideration, and I do not need to determine whether to treat Defendants' motions as filed under Rule 12(c) or Rule 56.
Because the City filed this cross-motion pursuant to Rule 12(b)(1), I will treat it as a cross-motion to dismiss. The City incorporates by reference the EPA's jurisdictional arguments related to
NYSDEC filed its cross-motion to dismiss for failure to state a claim upon which relief can be granted pursuant to Federal Rule of Civil Procedure 12(b)(6). Because NYSDEC had already filed its answer to Plaintiffs' complaint, it should have moved for judgment on the pleadings pursuant to Federal Rule of Civil Procedure 12(c). See Fed. R. Civ. P. 12(b), (c), (h)(2)(B). Accordingly, I will treat NYSDEC's motion to dismiss for failure to state a claim as a cross-motion for judgment on the pleadings, pursuant to Federal Rule of Civil Procedure 12(c).
I note that, while the longest stated deadline in § 1313 is ninety days, more than two and a half years have passed since NYSDEC received the 2016 Letter.
See, e.g. , CORALations v. EPA ,
Reference
- Full Case Name
- RIVERKEEPER, INC. Connecticut Fund for the Environment, d/b/a Save the Sound Natural Resources Defense Council, Inc. Waterkeeper Alliance, Inc. Raritan Baykeeper, Inc., d/b/a NY/NJ Baykeeper Bronx Council for Environmental Quality Newtown Creek Alliance Jamaica Bay Ecowatchers Hudson River Watertrail Association v. Andrew WHEELER, Administrator of the United States Environmental Protection Agency Peter D. Lopez, Regional Administrator, Environmental Protection Agency, Region 2 and The United States Environmental Protection Agency, City of New York, Intervenor New York State Department of Environmental Conservation, Intervenor
- Status
- Published