Davis v. N.Y.C. Hous. Auth.
Davis v. N.Y.C. Hous. Auth.
Opinion of the Court
*243Plaintiff Chiffon Davis brings this putative class action against Defendants the New York City Housing Authority ("NYCHA") and the Chairperson of NYCHA, Oyeshola Olatoye, in connection with their alleged failure to provide adequate heating to residents of NYCHA public housing buildings.
Defendants now move to dismiss the operative complaint, asserting that this action is essentially "an attempt to enforce the 'warranty of habitability,' " which cannot be done through federal law. (Dkt. No. 23 at 3.) For the reasons that follow, the motion to dismiss is granted in part and denied in part.
I. Background
The following facts are taken from the First Amended Complaint (Dkt. No. 16 ("FAC")) and are presumed true for the purposes of this motion.
Defendant NYCHA is the City of New York's public housing agency. With the assistance of federal funds from the U.S. Department of Housing and Urban Development ("HUD"), NYCHA provides subsidized housing to over half a million residents of New York City in over 2600 buildings. (FAC ¶ 12.) Plaintiff Chiffon Davis ("Davis") "lives in an apartment in the Andrew Jackson Houses, a NYCHA-owned and operated public-housing development in the Bronx." (FAC ¶ 14.)
In the winter of early 2018, New York City "suffered multiple 'arctic blasts' of freezing temperatures." (FAC ¶¶ 15, 18, 27.) Due to inadequate heating, the "temperature in [Davis's] apartment seldom exceeded 50 degrees" for weeks during this period, and "was often freezing or below freezing." (FAC ¶¶ 15-16.) Specifically, during and after the storms of March 2 and March 7, 2018, the estimated temperature within her apartment was "approximately 40 degrees Fahrenheit." (FAC ¶ 18.) During this period, Davis's apartment would also occasionally be left without hot water, including for a four-day stretch in February of 2018. (FAC ¶ 19.)
Davis alleges that the heating system in her apartment complex cannot maintain adequate heat in her apartment during periods of sub-freezing outdoor temperatures, and NYCHA has not made reasonable efforts to ensure that the temperature in her apartment "remains above minimum standards of habitability." (FAC ¶¶ 22-23.) Furthermore, Davis alleges that this is a recurring problem in NYCHA's buildings, and causes "hundreds of thousands" of residents in public housing complexes to "suffer[ ] physical discomfort, emotional distress, increased illness, and decreased hygiene, as well as deprivation of rent paid for living conditions that do not meet minimum standards of habitability." (FAC ¶¶ 21, 24-25, 37.)
According to Davis, certain policies and practices of Defendants have caused this public-housing heating crisis, specifically insufficient levels of boiler maintenance staff, a "policy of prematurely closing heating maintenance request tickets" to create the appearance that NYCHA is effectively handling the crisis, and failure to properly train employees. (FAC ¶ 45; see FAC ¶¶ 38-53.)
On January 18, 2018, Davis initiated this action against NYCHA and its Chairperson, Oyeshola Olatoye ("Olatoye"). (Dkt. No. 1.) The operative complaint was filed on March 8, 2018, on behalf of a putative class of residents of NYCHA-owned public housing. (FAC ¶ 54.) The First Amended Complaint asserts three claims for relief, alleging: (1) deprivation of rights under
Defendants subsequently moved to dismiss the First Amended Complaint under Federal Rules of Civil Procedure 12(b)(6) and 12(b)(1). (Dkt. Nos. 18 & 22.)
II. Legal Standards
In order to survive a Rule 12(b)(6) motion to dismiss, a plaintiff must plead sufficient factual allegations "to state a claim to relief that is plausible on its face." Bell Atl. Corp. v. Twombly ,
The burden is on the plaintiff to prove by a preponderance of the evidence that subject matter jurisdiction exists. See Makarova v. United States ,
III. Discussion
Defendants seek dismissal of Davis's First Amended Complaint in its entirety. The Court addresses Defendants' motion in five parts, delineated by the specific claim or demand at issue: (A) the § 1983 claim premised on the violation of rights under federal law; (B) the § 1983 claim premised on violations of substantive due process; (C) the declaratory judgment claim; (D) claims against individual Defendant Olatoye; and (E) the demand for punitive damages.
A. Section 1983 Claim Premised on Right Under Federal Law
In her first claim, Davis alleges that "NYCHA and Olatoye have deprived Plaintiff and class members of the right to a safe and habitable heated home in compliance with federal law and federal regulations," actionable under § 1983. (FAC ¶ 63.) Section 1983 provides a cause of action against persons who, acting under color of state law, subject individuals to the "deprivation of any rights, privileges, or immunities secured by the Constitution and laws" of the United States.
The federal law securing the right that has been violated, according to Davis, is supplied by the United States Housing Act of 1937,
Defendants argue that this first claim must be dismissed because the statutory and regulatory provisions invoked "do not create a statutory right to adequate housing which can be enforced in federal court through an action" under § 1983. (Dkt. No. 23 at 4; see
"[ Section] 1983 actions may be brought against state actors to enforce rights created by federal statutes as well as by the Constitution." Gonzaga Univ. v. Doe ,
Courts traditionally employ three factors "to determine the existence of a federal right enforceable under Section 1983":
First, Congress must have intended that the provision in question benefit the plaintiff. Second, the plaintiff must demonstrate that the right assertedly protected by the statute is not so "vague and amorphous" that its enforcement would strain judicial competence. Third, the statute must unambiguously impose a binding obligation on the States. In other words, the provision giving rise to the asserted right must be couched in mandatory rather than precatory terms.
Torraco v. Port Auth. of N.Y. & N.J. ,
To determine whether Davis is properly suing under § 1983 for the deprivation of a right secured by federal law, the Court applies this standard to each statutory and regulatory provision invoked by Davis-
1. Federal Right Under § 1437(a)(1)(A)
Davis first relies on
It is the policy of the United States ... to promote the general welfare of the Nation by employing the funds and credit of the Nation, as provided in this *246chapter ... to assist States and political subdivisions of States to remedy the unsafe housing conditions and the acute shortage of decent and safe dwellings for low-income families.
This provision pertains to the general policy of the federal government,
Furthermore, a number of courts to have considered this provision have concluded that it does not create a federal right enforceable under § 1983.
In light of this persuasive authority and the analysis above, the Court holds that § 1437(a)(1)(A), by itself, does not create a federal right to adequately heated public housing that can give rise to an action under § 1983.
2. Federal Right Under § 1437d(l)(3)
Next, Davis relies on 42 U.S.C. § 1437d(l)(3) to supply the federal right *247that is the basis for her § 1983 claim. Section 1437d(l)(3) provides: "Each public housing agency shall utilize leases which ... obligate the public housing agency to maintain the project in a decent, safe, and sanitary condition." 42 U.S.C. § 1437d(l)(3).
Applying the Blessing factors here would appear to provide Davis with a good argument that this provision gives residents of public housing an actionable individual right to a lease that contains language requiring NYCHA to maintain its buildings up to certain standards. See Davis v. City of New York ,
Here, Davis claims deprivation of the "right to a safe and habitable heated home." (FAC ¶ 63.) While § 1437d(l)(3) arguably creates the right to a lease with terms that obligates NYCHA to maintain housing that is safe, habitable, and adequately heated, the text of this provision on its face does not create a right for residents to enforce the violation of such lease terms against NYCHA in federal court. Indeed, "[e]very court to address this issue has determined that a habitable residence is not a right guaranteed by § 1437(d)(l)(3) [sic ]." Paige v. N.Y.C. Hous. Auth. , No. 17 Civ. 7481,
Recognizing the countervailing weight of precedent, Davis asks the Court to "decline to adopt the faulty reasoning of [c]ourts who have foreclosed claims by public housing residents under Section 1983 for safe, decent and sanitary housing." (Dkt. No. 21 at 20.) But Davis has not provided a persuasive basis for distinguishing the cases that have declined to find an enforceable right to a habitable residence in § 1437d(l)(3). (See Dkt. No. 21 at 12-21 (arguing that the provisions at issue create an enforceable right without citing or attempting to specifically distinguish the precedent on which Defendants rely).)
Instead, relying on Wright v. City of Roanoke Redevelopment & Housing Authority ,
In Wright , the plaintiffs claimed the deprivation of a federal right under the Brooke Amendment to the Housing Act, which provided that a low income "family shall pay as rent for a dwelling unit assisted under this chapter" a certain percent of the family's income.
Section 1437d(l)(3) creates a similarly unambiguous contractual right: a "mandatory limitation" on the types of leases that public housing authorities may utilize.
In reaching this result, the Court is mindful of the principle that, in general, "claims arising from deficient housing conditions do not involve a uniquely federal interest since the area[ ] of landlord-tenant law" is typically "the province of state courts and legislatures." Williams v. N.Y.C. Hous. Auth. , No. 07 Civ. 7587,
Accordingly, where "[p]laintiffs do not claim that NYCHA failed to utilize [the] leases" required by § 1437d(l)(3), but instead "allege that NYCHA failed to comply with the covenants in those lease agreements," Paige ,
3. Federal Right Under
Finally, Davis's first claim relies on
As the Second Circuit has made clear, however, a federal regulation is privately enforceable under § 1983 only "if it invoke[s] a private right ... that Congress through statutory text created" and the right recognized by the regulation "extend[s] no further than the personal right conferred by the plain language of the statute." Taylor ex rel. Wazyluk v. Hous. Auth. of City of New Haven ,
Here, the Court held above that the statutory provisions invoked by Davis- § 1437(a)(1)(A) and § 1437d(l)(3) -do not create an individual federal right to adequately heated housing enforceable in federal court under § 1983. The federal regulation at issue therefore has no corresponding "personal right conferred by the plain language of the statute" that it could supplement. Taylor ,
* * *
Overall, Davis has failed to identify an individual right to adequately heated housing in the Housing Act or its implementing regulations. Her § 1983 claim premised on the violation of a right under federal law must be dismissed.
B. Section 1983 Claim Premised on Constitutional Rights
In addition to rights under federal law, as discussed above, § 1983 creates a right of action against anyone who, under color of state law, causes a person to be "depriv[ed] of any rights, privileges, or immunities secured by the Constitution."
Defendants seek dismissal of this claim on three grounds: (1) the existence of a bar against § 1983 claims under the Constitution being used to enforce statutes which themselves do not provide a cause of action; (2) the failure to challenge affirmative acts on the part of the state actors; and (3) the absence of any violation of a constitutional right. (Dkt. No. 23 at 11-18.)
1. Lack of Relief Under Corresponding Federal Statutes
First, Defendants argue that the lack of an actionable federal right under § 1437 and § 1437d forecloses Davis from challenging the same underlying state action through a § 1983 claim premised on the deprivation of a constitutional right. (Dkt. No. 23 at 11-13.) Though somewhat confused, this argument seems to proceed in two steps: (a) the relief sought by Davis demonstrates that any claimed violation of due process is really an attempt to enforce
On the first step, however, the Court is not persuaded that the relief Davis seeks in her second claim is the "enforcement of a federal statute." (Dkt. No. 23 at 12.)
*250Rather, the First Amended Complaint states that, as a result of the violation of the constitutional rights of Davis and the rest of the putative class, she and the putative "class members have been damaged in the form of economic loss of value of rent and pain and suffering from exposure to extreme cold within their residences." (FAC ¶ 94.) Subsequently, in the demand for relief, the complaint seeks in relevant part "[a]n award of back rent and other damages as proved at trial," and "[a]n award of punitive damages." (FAC at 17.)
This requested relief goes beyond the mere enforcement of § 1437 or § 1437d. And such damages are potentially both available and appropriate remedies for the deprivation of a constitutional right under § 1983. See Memphis Cmty. Sch. Dist. v. Stachura ,
Furthermore, Defendants are also tripped up by the second step of their argument. As Davis recognizes, the cases on which Defendants rely stand for the proposition that a plaintiff "cannot circumvent the remedial schemes provided for" in a statute "by artfully pleading the case only [under] Section 1983." (Dkt. No. 21 at 21.) In other words, these cases demonstrate the second condition for bringing suit under § 1983 : Congress must not have "specifically foreclosed a remedy under § 1983," such as "by creating a comprehensive enforcement scheme that is incompatible with individual enforcement." Blessing ,
Here, however, Defendants have not even attempted to show that the Housing Act created the kind of comprehensive enforcement scheme that would indicate Congress's intent to foreclose any challenges to the underlying conduct under § 1983-whether invoking statutory or constitutional rights. There is thus no demonstrated "limitation" in the statute that Davis is trying to "bypass" through a § 1983 claim premised on the deprivation of constitutional rights. (Dkt. No. 23 at 12.)
2. Affirmative Conduct of State Actors
Defendants next argue that Davis fails to allege a substantive due process violation because this claim is premised on NYCHA's failure to act, rather than any affirmative actions. (Dkt. No. 23 at 15.)
As the Second Circuit has recognized, "[o]nly an affirmative act can amount to a violation of substantive due process, because the Due Process Clause 'is phrased as a limitation on the State's power to act, not as a guarantee of certain minimal levels of safety and security.' " Lombardi v. Whitman ,
To determine whether Davis has adequately challenged Defendants' affirmative acts, the Court looks to the allegations in the First Amended Complaint. The complaint alleges that NYCHA engages in three policies or practices that caused the heating crisis. First, NYCHA "maintain[s] boiler maintenance staffing at levels that are woefully insufficient to meet seasonal emergency repair demand" (FAC ¶ 39), which involved reassigning "more than 100 boiler maintenance staff to other positions without replacement" and failing to "respond[ ] to emergency heating repair requests" (FAC ¶¶ 40-42). Second, the complaint alleges that "Olatoye and NYCHA maintain a policy of prematurely closing heating maintenance request tickets in order to create the appearance that NYCHA is far more responsive to such emergency requests than it actually is, obscuring the full extent of the crisis from the public and lawmakers." (FAC ¶ 45.) Under this "code of silence," Olatoye and NYCHA are alleged to have "instruct[ed] their employees to mark heating maintenance request tickets as closed within hours of being opened, with a notation that heat was restored, when in fact heat was not restored and no effort was made to address the complaint." (FAC ¶ 46.) Third, the complaint alleges that "NYCHA and Olatoye engage in a policy of failing to adequately train employees at all levels to respond to complaints of inadequate heat." (FAC ¶ 50.)
Defendants contend that these allegations fail to adequately allege affirmative acts on the part of NYCHA and Olatoye, or to satisfy the "state created danger" or "special relationship" exceptions to the rule that the state's failure to protect an individual from harm does not ordinarily implicate substantive due process. (Dkt. No. 23 at 15-17.)
With respect to whether Davis alleges that NYCHA and Olatoye engaged in affirmative acts to infringe her constitutional rights, Defendants acknowledge that the complaint alleges certain affirmative acts in the form of a "code of silence." (Dkt. No. 23 at 15.) But they contend that the "code of silence" allegations are insufficient to support liability for substantive due process violation for two reasons: first, because the "code of silence" allegations are "conclusory" and "devoid of any pleaded foundation in fact" (id. ); and second, because any deprivation of a right was caused by the failure to act to repair boilers and maintain heat, not by the existence of a cover-up (id. ).
As to the first argument, the Court disagrees. Although Davis pleads the existence of this policy "on information and belief" (FAC ¶ 46), such allegations can satisfy the pleading threshold when the facts alleged are "peculiarly within the possession and control of the defendant or where the belief is based on factual information that makes the inference of culpability plausible." Arista Records, LLC v. Doe 3 ,
On the second point, Davis argues that "[b]ut for Defendants' cover-up and 'Code of Silence,' the heating systems associated with the homes of Plaintiff and other class members would have been timely repaired, and they would not have been subjected to such harm." (Dkt. No. 21 at 9.) And the complaint itself alleges that the practice of "mark[ing] heating maintenance request tickets as closed" without actually restoring heat had the effect of "depriving residents like Plaintiff the actual repair services they require." (FAC ¶ 46; see FAC ¶ 88.) These allegations are sufficiently plausible to survive a motion to dismiss. If requests for heating repairs were prematurely closed, the ticket would not be pending in the request system to be addressed in due course; and the lack of pending requests in the system, coupled with artificially short turn-around times, would obscure the problem from city officials who could have stepped in to ensure that heating was restored. (See FAC ¶¶ 48-49.)
Defendants respond by briefly questioning whether the alleged "cover up" actions will ultimately be able to satisfy the requirement that the affirmative acts challenged were the cause of the complained-of constitutional deprivations. (Dkt. No. 25 at 8.) The Court recognizes that Davis may face a heavy burden of demonstrating causation at a later stage of this litigation. However, for the purposes of the motion to dismiss, Davis has sufficiently pleaded both affirmative acts on the part of state actor Defendants, and that those acts caused the claimed deprivation of rights, which the Court now turns to.
3. Violation of Constitutional Rights
Finally, Defendants argue that Davis has failed to establish the violation of any constitutional rights, as is required for a § 1983 claimed premised on the deprivation of rights secured under the Constitution. (Dkt. No. 23 at 13-14.) In the First Amended Complaint, Davis premises this claim on the violation of her substantive due process rights under the Fourteenth Amendment. (FAC ¶ 83.) To adequately plead a substantive due process violation, a plaintiff must allege: (1) the infringement of a right protected by substantive due process; and (2) that the conduct of the state actor was sufficiently "egregious" or "outrageous" to rise to the level of a constitutional violation. See Masciotta v. Clarkstown Cent. Sch. Dist. ,
Here, Davis alleges the infringement of two sets of rights that she alleges to be protected by substantive due process: "property interests" and "rights to bodily safety, integrity and liberty." (FAC ¶¶ 83-84, 89, 92.) The Court discusses each in turn.
a. Property Interests
To show that the inadequate heating of her home "rises to the level of a substantive due process violation" vis-à-vis her property interests, Davis "must show that (1) [she] had 'a valid property interest' ..., and that (2) the 'defendants infringed *253on the property right in an arbitrary or irrational manner.' " 49 WB, LLC ,
"To have a property interest in a benefit, a person ... [must] have a legitimate claim of entitlement to it." Bd. of Regents of State Colls. v. Roth ,
In response to the First Amended Complaint's allegation of infringed property interests, Defendants cursorily argue that there is "no constitutional right of access to housing of a certain quality." (Dkt. No. 23 at 13 (quoting Citizens Comm. for Faraday Wood v. Lindsay ,
The only other effort Defendants make to contest Davis's claimed property-right-based substantive due process violation is to cite Paige v. New York City Housing Authority ,
As Davis notes (Dkt. No. 21 at 10-11), the Housing Act requires public housing authorities to enter into leases with tenants, and leases are contracts that give rise to property interests. See Dishi & Sons v. Bay Condos LLC ,
Importantly, Defendants do not dispute that Davis's lease gives rise to property interests, that these interests are constitutionally cognizable under substantive due process, or that the interests were infringed by inadequate heating of Davis's home.
To satisfy the second element of this claim, Davis must plausibly allege that her property right was infringed "in an arbitrary or irrational manner." Cine SK8, Inc. ,
As relevant here, the First Amended Complaint alleges that the infringement of Davis's property interests was done "intentionally," "deliberately[,] and knowingly." (FAC ¶¶ 92-93.) Defendants argue that the complaint's bare allegation of intentional deprivation of property interests (FAC ¶ 92) is "unsupported by any facts pleaded in the Complaint and is insufficient" (Dkt. No. 23 at 17).
Focusing on the "code of silence" cover-up alone, the complaint plausibly alleges that "Olatoye and NYCHA instruct[ed] their employees to mark heating maintenance request tickets as closed within hours of being opened, with a notation that heat was restored, when in fact heat was not restored and no effort was made to address the complaint, thus depriving residents like Plaintiff the actual repair services they require." (FAC ¶ 46.) These actions were taken "in order to create the appearance that NYCHA is far more responsive to such emergency requests than it actually is," and had the effect of causing tenants' homes to remain in "an unheated, uninhabitable condition." (FAC ¶¶ 45, 92.)
Based on these allegations, the Court concludes that Davis has adequately pleaded conduct from which a reasonable jury could find that Defendants "transgress[ed] the 'outer limit' of legitimate governmental action." Harlen Assocs. ,
b. Bodily Safety, Integrity, and Liberty
"Substantive due process protections extend only to those interests that are 'implicit in the concept of ordered liberty,' which are rights 'so rooted in the traditions and conscience of our people as to be ranked as fundamental.' " Smith v. Hogan ,
In seeking dismissal of this half of the claim as well, Defendants repeat their argument that "there is no constitutional right to a heated apartment." (Dkt. No. 23 at 13; see Dkt. No. 25 at 5-6.) But again, the absence of such a right is beside the point.
Davis characterizes the right at issue as her right to bodily integrity, violated "by exposure to extreme cold in [her] home," which aggravated her "asthma [ ] and permanent injuries to her leg and hip." (FAC ¶¶ 89-91.) Defendants fail to explain why the Court should accept their general, affirmative formulation of the right at stake over Davis's negative formulation that corresponds more closely to the circumstances challenged and the injuries alleged. See Guertin v. Michigan ,
Furthermore, assuming that NYCHA's affirmative acts indeed caused the "extreme cold" in Davis's apartment, Defendants do not attempt to argue that the imposition of such freezing temperatures would not constitute an interference with bodily integrity. And there is a non-frivolous argument supporting Davis's position that subjecting individuals to extreme cold in their homes interferes with their bodily integrity. Cf. Guertin ,
*256As this is Defendants' motion to dismiss, the Court declines to construct arguments that they have not raised themselves. See Vasquez v. N.Y.C. Dep't of Educ. , No. 11 Civ. 3674,
Under the second element, in order for the interference with Davis's bodily integrity to constitute a substantive due process violation, the state action at issue must "fairly be said to shock the contemporary conscience." Lombardi ,
Davis argues that the conduct here shocks the conscience due to three factors: (i) the "inhumane" conditions to which residents without adequate heating are subjected, with reference to statements of public officials and news articles decrying the conditions (Dkt. No. 21 at 7; FAC ¶¶ 33-36); (ii) the fact that Defendants were previously sued and recently reached a settlement on the issue of heating in public housing, and yet have failed to correct the issue (Dkt. No. 21 at 7; FAC ¶¶ 29-31); and (iii) the fact that Defendants' actions were not the short-term product of an emergency, but rather were deliberate and have subjected Davis to habitation in freezing temperatures for years (Dkt. No. 21 at 7; FAC ¶¶ 25-26).
In response, Defendants contend that the minimal physical injuries suffered by Davis are not of "constitutional proportions." (Dkt. No. 23 at 14.) The severity of the physical injury sustained, however, is not dispositive; rather, courts must engage in an "exact analysis of [the] circumstances," with a concentration on the "official conduct" being challenged. Lombardi ,
Defendants also briefly assert that any alleged harm was only "negligently inflicted." (Dkt. No. 23 at 18.) The Court disagrees.
The First Amended Complaint plausibly alleges that "NYCHA was previously the subject of home heating litigation, ending in an agreement by NYCHA to maintain adequate heating standards and retrain employees." (FAC ¶ 29.) Nevertheless, the winter "after the expiration of that agreement," another heating crisis occurred (FAC ¶ 31) due to insufficient staffing, inadequate training, and the agency's "code of silence" policy (FAC ¶¶ 39-53). The recurrent nature of the heating problems in the city's public housing, and NYCHA's awareness of the problems, demonstrate that the state actors here had "time to make unhurried judgments, upon the chance for repeated reflection, largely uncomplicated by the pulls of competing obligations." Lombardi ,
Moreover, in affirmatively acting to conceal the extent of the crisis, as alleged, NYCHA and Olatoye did not "choose the least of evils" while beset with "conflicting obligations."
Making such a choice and engaging in the alleged cover-up, in the face of a long-standing heating problem-knowing that the conduct contributed to the continuation of conditions that would constitute cruel and unusual punishment if imposed on incarcerated persons, Bristol v. Prob. Dep't of Nassau Cty. , No. 14 Civ. 6647,
* * *
In summary, Davis has adequately pleaded the second claim in the First Amended Complaint-the deprivation of constitutional rights actionable under § 1983-as to the alleged violation of substantive due process regarding both her property interests and her right to bodily integrity. Defendants' motion to dismiss this claim is thus denied.
C. Declaratory Judgment Claim
In her third and final claim in the First Amended Complaint, Davis seeks a "declaration that [her] federal right[ ] to public housing in compliance with applicable local and federal regulations regarding minimum temperature [has] been violated," and that she is entitled to withhold rent to be used for repairs. (FAC ¶ 99.) Defendants argue that this claim must be dismissed for lack of subject matter jurisdiction if the Court concludes, in assessing Davis's first § 1983 claim, that there is no private right to enforce § 1437 or § 1437d of the Housing Act in federal court. (Dkt. No. 23 at 10.)
Davis does not address this argument in her response brief, or mention her declaratory judgment claim in any capacity. "Courts may, and generally will, deem a claim abandoned when a plaintiff fails to respond to a defendant's arguments that the claim should be dismissed." Felix v. City of New York ,
D. Claims Against Defendant Olatoye
Defendants also seek the dismissal of Davis's claims against Defendant Olatoye in her personal capacity. (Dkt. No. 23 at 18-19.) "It is well settled in this Circuit that personal involvement of defendants in alleged constitutional deprivations is a prerequisite to an award of damages under § 1983." Farid v. Ellen ,
evidence that: (1) the defendant participated directly in the alleged constitutional violation, (2) the defendant, after being informed of the violation through a report or appeal, failed to remedy the wrong, (3) the defendant created a policy or custom under which unconstitutional practices occurred, or allowed the continuance of such a policy or custom, (4) the defendant was grossly negligent in supervising subordinates who committed the wrongful acts, or (5) the defendant exhibited deliberate indifference ... by failing to act on information indicating that unconstitutional acts were occurring.
Back ,
Defendants argue in cursory fashion that the claims against Defendant Olatoye must be dismissed because "the only allegations regarding Ms. Olatoye's personal conduct are entirely conclusory." (Dkt. No. 23 at 18.) Davis counters that the First Amended Complaint contains sufficient allegations pertaining to Olatoye's personal involvement in the conduct underlying the § 1983 claims. (Dkt. No. 21 at 23-24; see FAC ¶¶ 41, 45-49, 77.)
Indeed, the complaint alleges at various points that Olatoye "participated directly in the alleged constitutional violation," or "created a policy or custom under which unconstitutional practices occurred." Colon ,
E. Punitive Damages
Finally, Defendants seek dismissal of the demand for punitive damages in the First Amended Complaint. (Dkt. No. 23 at 19; FAC at 17.) Defendants are correct that the Supreme Court has foreclosed the possibility of receiving punitive damages from a municipality defendant in an action under § 1983. See Smith ,
IV. Conclusion
For the foregoing reasons, Defendants' motion to dismiss is GRANTED in part and DENIED in part.
Defendants shall file an answer to the remaining claims within 14 days of the date of this Opinion and Order.
The Clerk of Court is directed to close the motions at Docket Numbers 18 and 22.
SO ORDERED.
Due to docketing issues, Defendants' motion to dismiss was filed twice, and the briefing on the docket was filed out of order. The Court is treating Docket Numbers 18 and 22 as a single motion and disregarding the order in which the briefs were filed.
Indeed, Davis specifically recognizes that § 1437 sets forth the "broad policy goals" of the Housing Act. (Dkt. No. 21 at 14.) Furthermore, the Court notes that she relies on this provision primarily to establish that "lower-income families ... are the intended beneficiaries of the Housing Act" (Dkt. No. 21 at 15), without demonstrating how this provision alone could be read to create an unambiguous, enforceable federal right to adequately heated housing.
In Gonzaga , the Supreme Court explained that "the initial inquiry" in statutory right cases under § 1983 -"whether the statute confers any right at all-is no different from the initial inquiry in an implied right of action case."
Defendants made the point in their moving brief that "there is no private right of action to enforce a regulation that creates obligations that are not imposed by the regulation's controlling statute." (Dkt. No. 23 at 8.) In response, Davis disputed the state of the law, contending that it is an open question in the Second Circuit whether a federal regulation alone can create a federal right enforceable under § 1983. (Dkt. No. 21 at 17.) Although this was previously an open question in the Circuit, see D.D. v. N.Y.C. Bd. of Educ. ,
Because Davis's substantive due process claims sufficiently challenge affirmative conduct of Defendants, the Court need not address the parties' arguments (Dkt. No. 23 at 16; Dkt. No. 21 at 5-10) regarding the application of the "state created danger" or "special relationship" exceptions to the rule that the state does not have a duty to protect individuals from private harm to Davis's allegations. See Pena v. DePrisco ,
Defendants' only argument against Davis's property-interest-based due process claim is made in one paragraph of their moving brief. (Dkt. No. 23 at 13.) Although Davis devoted over a page to the property-rights argument in her response (Dkt. No. 21 at 10-11), Defendants notably did not mention it in their reply (Dkt. No. 25).
Additionally, municipal law requires landlords to maintain certain minimum temperatures in dwellings from October through May. N.Y.C. Admin. Code § 27-2029 ; N.Y.C. Health Code § 131.07(c). But although Davis relies on these provisions elsewhere in her complaint (FAC ¶¶ 69-74), she does not specifically identify them as contributing to her claimed property interest (Dkt. No. 10-11).
A number of courts in this Circuit have recognized a principle whereby certain property interests, particularly certain contractual rights, do not rise to the level of constitutionally cognizable interests under the doctrine of substantive due process. See, e.g. , Leder v. Am. Traffic Sols., Inc. ,
As support for the argument that any deprivation of rights was not intentional, Defendants rely on the contents of the settlement between the New York City Public Advocate and Defendants that resolved an earlier litigation over inadequate heating in public housing. (Dkt. No. 23 at 17 & n.3.)
However, courts cannot "consider matters outside the pleadings in deciding a motion to dismiss for failure to state a claim." Nakahata v. New York-Presbyterian Healthcare Sys., Inc. ,
Reference
- Full Case Name
- Chiffon DAVIS, on behalf of herself and a class of those similarly situated v. NEW YORK CITY HOUSING AUTHORITY and Oyeshola Olatoye, in her personal capacity, and in her official capacity as Chairperson of the New York City Housing Authority
- Cited By
- 16 cases
- Status
- Published