Sapia v. Bd. of Educ. of Chi.
Sapia v. Bd. of Educ. of Chi.
Opinion of the Court
The defendant, Board of Education of the City of Chicago, has moved for a protective *1127order [Dkt. # 209] barring plaintiffs' counsel from asserting the attorney-client privilege to prevent discovery of documents and to limit testimony from a witness, Adelfio Garcia. The most troubling aspect of this current discovery dispute is that it is over an amendment to a Declaration that seemingly takes the assertions in the Declaration out of the relevant time frame of the events in this case. That amended Declaration was already the subject of a motion to strike - which was denied - and a motion to substitute - which was granted. Yet, here we are.
Mr. Garcia is a special education teacher with the Chicago Public Schools and was formerly a principal from 2006 through 2015, when he resigned his position as principal in lieu of a "warning resolution antecedent to his termination." Also involved in that dispute were "belated" allegations from Mr. Garcia that he had been sexually harassed by the network chief, Luis Soria. On July 6, 2018, he provided a declaration for plaintiff and counsel in which he stated that Mr. Soria told him to use an unsatisfactory rating to get rid of teachers he didn't like and that that was "the way it is done at CPS." [Dkt. # 209-1]. The Declaration was not filed until 11 days later. But, as has been the case throughout the history of discovery in this litigation, there was a problem. Defendants accused plaintiffs' counsel of three overlapping forms of misconduct: 1) soliciting Mr. Garcia which was claimed to be unethical; 2) unethical conduct; and 3) witness tampering. In light of these allegations, I allowed a limited deposition of Mr. Garcia. [Dkt. # 217]. I also told counsel, as I do in every case, to call chambers if either side experienced problems. That oft-repeated injunction appeared, for example, in the Order of 7/24/18. [Dkt. # 217].
Unfortunately, the lawyers in this case never called. As it turned out, not much of consequence was revealed, and the deposition was little more than another opportunity for counsel to attack each other - proving again that "protracted pretrial discovery is indeed the bane of modern federal litigation." Rossetto v. Pabst Brewing Co., Inc. ,
Plaintiffs' counsel then improperly objected a minute or so later when defense counsel asked if Mr. Garcia brought any documents with him in response to the subpoena. [Dkt. # 248-2, at 10]. Defense counsel next asked to see Mr. Garcia's phone. [Dkt. # 248-2, at 12]. The deposition then broke down for a while over whether defense counsel could ask whether plaintiffs' counsel had sent Mr. Garcia any texts. The fact of INSERT has not protected Presumably, this was designed as a necessary predicate to determining whether evidence of possible solicitation by counsel might exist. Plaintiffs' counsel blocked that line of questioning, first by saying it was beyond the scope of the deposition - it was not - and then by improperly asserting the attorney-client privilege. [Dkt. # 248, at 12-16].
Things calmed down for a brief period until defense counsel brought up - and out - the settlement agreement Mr. Garcia signed in the wake of his earlier dispute with the Board of Education. [Dkt. # 248-2, at 20]. Defense counsel then tried to ask just when Mr. Garcia had been under Mr. Soria's supervision; plaintiffs' counsel objected repeatedly that this was beyond the scope of the deposition. [Dkt. # 248-2, at 22-24]. No one called chambers, and the objection was improper. The whole thing broke down and the attorneys went off the record to argue just twenty minutes into the proceedings. [Dkt. # 248-2, at 26-28]. From there, things continued in the same vein. There were questions about Mr. Garcia's laptops and objections. [Dkt. # 248-2, at 30]. There were questions about Mr. Garcia's computers and objections. [Dkt. # 248-2, at 31]. No one called the court as they were instructed to do. See, e.g, Dkt. # 217.
Finally, the deposition got around to when Mr. Garcia met plaintiffs' counsel, which was in January 2017, when he emailed her some documents relating to his dispute with mr. Soria. [Dkt. # 248-2, at 33-34]. Later, Mr. Garcia contradicted himself - confusingly - and said he "did not produce any documents for [plaintiffs' counsel],... did not e-mail any documents to [plaintiffs' counsel],... had no understanding what the documents were for." [Dkt. # 248-2, at 45-46]. So he didn't send any documents but, at the same time, he didn't know what the documents were for.
Mr. Garcia wanted to talk to her about his difficulties with Mr. Soria, but didn't seek legal advice at that time. His case was over. [Dkt. # 248-2, at 40]. Plaintiffs' counsel, for her part, was interested in the Board's disciplinary policies. [Dkt. # 248-2, *1129at 44-45]. When she asked him if he would provide a witness statement about the "unsatisfactory rating policy" in the instant case, he agreed to if she would represent him. As he testified at a limited deposition on this matter, plaintiffs' counsel asked him for a statement, and he asked her firm "to represent him." [Dkt. # 248-2, at 62-64]. He said he was afraid of retaliation and if he was going to provide a statement, he would need legal representation. [Dkt. # 248-2, at 48-49, 61]. He claimed he felt retaliated against just by being deposed [Dkt. #2 48-2, at 50], although that's generally (if not invariably) part and parcel of providing a sworn Declaration, see, e.g. , Tellabs Operations, Inc. v. Fujitsu Ltd. ,
Further difficulties arose when defense counsel began to ask about Mr. Garcia writing to plaintiffs' counsel to accept her legal representation in July 2018. Plaintiffs' counsel argued incorrectly that the timing was privileged and instructed Mr. Garcia not to answer. Another argument ensued. [Dkt. # 248-2, at 65-72]. Of course, no one called the court. Defense counsel tried to find out about the process of putting together Mr. Garcia's Declaration and asked if plaintiffs' counsel sent him a draft Declaration for his signature. Mr. Garcia first said, no. Then he said, "[i]f she did, it would be a communication between she [sic] and I [sic]." [Dkt. # 248-2, at 72]. Finally, after denying that she did, he claimed that she did, "approximately after July 5th." [Dkt. # 248-2, at 72].
But that Declaration was amended before the end of that month. When defense counsel asked how many conversations Mr. Garcia had with plaintiffs' counsel between the original and the amended Declaration, plaintiffs' counsel again objected. [Dkt. # 248-2, at 79]. Defense counsel quite rightly pointed out that she had not asked about the content of the conversations, but plaintiffs' counsel oddly, but predictably, switched grounds, saying "[i]t doesn't matter" because it was outside the scope of the deposition. [Dkt. # 248-2, at 79]. She characterized that as a violation of the July 24th court Order. [Dkt. # 248-2, at 81]. Thereafter, her objections, near constant, turned to arguing that anything that happened after the formation of the claimed attorney-client relationship was privileged. [Dkt. # 248-2, at 82-83, 87]. Of course that wasn't accurate.
At that point, defense counsel wanted to stop the deposition because she believed she had proved that Mr. Garcia and plaintiffs' counsel had never formed an attorney-client relationship. [Dkt. # 248-2, at 91]. She then wanted to call me about it *1130but plaintiffs' counsel astonishingly refused to participate in the phone call, despite my prior urgings to counsel to call if they had concerns about any issue that arose during the depositions. Plaintiffs' counsel insisted the court wouldn't be deciding the issue in a phone call. [Dkt. # 248-2, at 91]. But that self-serving prediction did not justify the refusal even to place a phone call to the court to discuss the issue - a call invited and urged by the court Order.
Based on the deposition testimony, an attorney-client relationship existed and there was no solicitation on plaintiffs' counsel's part. Mr. Garcia had had run-ins with the Board before, and while he might have had thin skin with regard to what constitutes retaliation, he is entitled, at least as a general matter, to representation of his choosing. And given the vitriol on display at his limited deposition, having representation was a good idea. But that does not mean that there are not concerns about plaintiffs' counsel's representation of both witness and plaintiff. There most assuredly are. For one, there is the change in Mr. Garcia's story, under plaintiffs' counsel's supervision, of course - from the July 6th version to the July 26th version. In the original, Mr. Garcia swore that Mr. Soria instructed him about using the unsatisfactory rating to get rid of teachers in 2011 or early 2012. [Dkt. # 206-9]. Three weeks later, his story was that this actually began 'in about 2014." [Dkt. # 249-1]. But the plaintiffs' layoffs all were completed before that: Sapia in 2012-13, Passmore in 2012-13, Hall in 2012-13. Yet, plaintiff employed Mr. Garcia's earlier, Declaration to obtain from Judge Coleman permission for a fourth attempt at pleading a case. [Dkt. # 206]. That Third Amended Complaint was filed on July 20th with the original Declaration attached. [Dkt. # 212].
Defendants raised their solicitation and tampering concerns before me on the 24th. Mr. Garcia changed his story on the 26th. Of course, attorneys routinely draft statements for witnesses. And such statements, if unsupported by any evidence, are of limited real value as they tend to be (understandably) partisan.
Still, it cannot be said, certainly not without more factual development from defendants, that the simultaneous representation of a party and a non-party witness is prohibited. See, e.g., Adkisson v. Jacobs En'g Grp., Inc. ,
Whether the practice in any given case is wise is, however, another matter. "No matter how pure a lawyer's motives might be, whenever a lawyer for a party solicits a nonparty witness to be his client, the appearance will be given, whether justified or not, that the lawyer is trying to influence the witness's testimony." Mid-State ,
Contrary to defendants' apparent stance in its motion, the privilege attaches to any request to a lawyer or the giving of any legal advice by a lawyer to a client, not just legal advice for litigation. Sandra T.E. v. S. Berwyn Sch. Dist. 100 ,
It is also basic that the existence of an attorney-client relationship does not make all communications between client and attorney privileged. See cases cited supra. So, plaintiffs' counsel was wrong at Mr. Garcia's deposition when she claimed the privilege applied to whether she responded to Mr. Garcia's request for legal representation. [Dkt. # 248-2, at 68-69]. "The privilege does not foreclose inquiry into the fact of representation itself or the dates upon which services are rendered as long as the substance of the attorney-client relationship is shielded from disclosure." Condon v. Petacque ,
In the end, given the broad assertions made at the deposition, plaintiffs' counsel are reminded that;
A witness is not the property of either party to a suit and simply because one party may have conferred with a witness and even paid him for his expert advice does not render him incompetent to testify for the other party. The attorney-client privilege protects only communications and is not a wholesale bar to a witness' [sic] accessibility, ... Because the privilege protects only the attorney-client communication itself, opposing counsel is free to question a member of the control group about the underlying facts which were communicated.
Favala v. Cumberland En'g Co., a Div. of John Brown, Inc. ,
While the amended Declaration seems to have little to do with the Third Amended Complaint - whether it does or does not is a matter for Judge Wood and she has already allowed it, albeit without prejudice *1133to further challenges - the parties have taken up this cause with all the vigor of a substantive issue. As I indicted in my original order, Mr. Garcia is now subject to deposition as to facts, which, as discussed above, are never protected by the attorney-client privilege. See also Native American Arts, Inc. v. Peter Stone Co., U.S.A., Inc. ,
Presumably, all this consternation will somehow lead to the defendant filing another motion to strike the Declaration before Judge Wood. But Judge Wood already knew the Declaration was changed and that the change arguably put it outside the relevant time frame. Obviously, she had other cause beyond Mr. Garcia's snippet of testimony to allow plaintiffs' Third Amended Complaint to be filed. Before the parties attempt to spin themselves and the court off into a satellite discovery dispute over a peripheral matter - especially at this late date - they would do well to refocus themselves on the substance of this case. Mr. Garcia and his vacillating recollection of dates may not be worth the candle. In any event, "all 'good' things must come to an end," United States v. Brown ,
The defendants' motion for protective order [Dkt. # 209] is denied.
The general problems of discovery excesses and abuses are not new. See Bell Atl. Corp. v. Twombly ,
The "question" appears in depositions. See, e.g., Allstate Ins. Co. v. Plambeck ,
Merely because a communication passes from lawyer to client or vis-a-versa does not make the fact of its communication privileged. Indeed, that fact does not even make an otherwise non-privileged communication privileged. Whether the privilege exists is a fact-intensive inquiry, In re Grand Jury Proceedings ,
Three months later, once Mr. Garcia had testified at his deposition, the defendant filed a motion to strike the original Declaration and all allegations supported by it given that the dates in that document were wrong. [Dkt. # 234, at 6-8]. The defendant also asked Judge Wood to bar the plaintiffs from filing an amended Declaration and testifying in this case, although the reasons for that are not clear. [Dkt. # 234, at 6-9]. In response, plaintiff sought leave from Judge Wood to file the amended Declaration changing the date. [Dkt. # 237]. Judge Wood denied the defendant's motion to strike without prejudice and granted plaintiffs' motion to substitute the amended Declaration. [Dkt. # 244]. So, it would seem, the amended Declaration is now part of the record in support of the Third Amended Complaint even though the time frame in that Declaration is after the events alleged in the Third Amended Complaint.
See, e.g., Philips medical Systems Intern. B.V. v. Bruetman ,
This is not to say that dual representation is necessarily a wise tactic or to conclude a priori that a jury would not consider the dual representation in assessing the credibility of the witness who is being represented by the same lawyer as a party.
Reference
- Full Case Name
- Bennett SAPIA, Joel Passmore and Annette Hall v. BOARD OF EDUCATION OF the CITY OF CHICAGO
- Cited By
- 2 cases
- Status
- Published