People v. Ringland
People v. Ringland
Opinion
¶ 1 Defendants, Cara Ringland, Steven Pirro, James Saxen, Steven Harris, and Matthew Flynn, were separately charged with felony drug offenses in the circuit court of La Salle County. In each case, a controlled substance was discovered during a traffic stop. These traffic stops were conducted by a special investigator appointed by Brian Towne, then State's Attorney of La Salle County, pursuant to section 3-9005(b) of the Counties Code ( 55 ILCS 5/3-9005(b) (West 2012)).
¶ 2 The circuit court granted each defendant's motion to quash arrest and suppress evidence. The appellate court affirmed, holding that the conduct of the special investigator exceeded the scope of section 3-9005(b).
*738 ¶ 3 I. BACKGROUND
¶ 4 Jeffrey Gaither, a special investigator for the La Salle County State's Attorney, conducted a traffic stop against each defendant, beginning with Ringland on January 31, 2012, and continuing through Flynn on March 12, 2013. Each traffic stop occurred on Interstate 80 in La Salle County and resulted in the discovery of a controlled substance. Defendants Ringland, Pirro, and Flynn were each charged with felony possession with intent to deliver cannabis, and defendants Harris and Saxen were respectively charged with felony possession with intent to deliver cocaine and methamphetamine.
¶ 5 Each defendant filed a motion to quash arrest and suppress evidence contending, inter alia , that Gaither lacked the authority to conduct a traffic stop. Defendants Ringland, Harris, and Saxen specifically argued that Gaither lacked such authority because Towne failed to comply with section 3-9005(b)' s mandatory procedures in hiring Gaither and, alternatively, that section 3-9005(b) did not authorize Gaither to conduct traffic stops.
¶ 6 The circuit court held a hearing on each motion to suppress. Ringland called Towne and Gaither as witnesses. The other defendants and the State stipulated to the following testimony. Towne testified that in late 2011, he formed a team of special investigators, which he named the State's Attorney's Felony Enforcement (SAFE) unit. According to Towne: "Basically I was looking to have a drug interdiction team primarily on Interstate 80 with officers who had previous extensive experience in drug interdiction on Interstate 80 ***." Towne authorized the SAFE unit to operate on the Interstate "[t]hrough the statute for the duties and powers of the State's Attorney." On January 21, 2012, Towne swore in Gaither as a SAFE investigator and "then authorize[d] him to go out and enforce the law." Gaither testified that SAFE investigators "were hired to work on *** I-80 and look for narcotics traffickers and criminals" and "[t]o arrest people who were smuggling narcotics or proceeds from narcotics up and down the interstates in Illinois in La Salle County." Gaither received his paychecks from La Salle County, and he viewed himself "as an employee of the State's Attorney of La Salle County." He never took an oath as a deputy sheriff of La Salle County, and he never took an oath from the county sheriff in any regard. Gaither was provided a Ford Explorer equipped with emergency lights and a video camera. When asked what the purpose of that vehicle was, Gaither answered: "To make traffic stops."
¶ 7 At the suppression hearings for defendants Ringland and Pirro, Gaither further testified that, by prearranged plan, when a SAFE investigator would broadcast the initiation of a traffic stop, a drug-detection canine unit would automatically proceed to that location. Gaither also testified as to the factual circumstances surrounding the traffic stops for defendants Ringland, Pirro, and Saxen at their respective suppression hearings. 1
¶ 8 The circuit court granted each defendant's motion to suppress. The court ruled that section 3-9005(b) required strict compliance with its background verification procedures prior to Gaither's appointment. According to the court, the statute unequivocally *739 required that Gaither's fingerprints be taken and transmitted to the Illinois State Police, which would examine its records and relate any conviction information to the State's Attorney. The court found that these requirements were not met. For this reason, the court concluded that Gaither lacked the authority to conduct these traffic stops.
¶ 9 The State filed a notice of appeal from each suppression order ( Ill. S. Ct. R. 604(a)(1) (eff. July 1, 2006)), and the appellate court consolidated the cases for review.
¶ 10 On August 16, 2015, the Illinois Attorney General, the State's Attorneys Appellate Prosecutor, and Towne filed a petition for leave to appeal on behalf of the State, which we allowed on November 25, 2015. 2 During briefing in this court, Karen Donnelly defeated Towne in the November 2016 general election. On December 1, 2016, Donnelly took office as La Salle County State's Attorney. Additional pertinent background will be discussed in the context of our analysis of the issues.
¶ 11 II. ANALYSIS
¶ 12 Before this court, the State assigns error to the appellate court's affirmance of the circuit court's suppression orders. The State contends,
inter alia
, that section 3-9005(b) authorized Towne to create his SAFE unit and empower his special investigators to conduct traffic stops. We apply the two-part standard of review adopted by the United States Supreme Court in
Ornelas v. United States
,
¶ 13 The primary objective in construing a statute is to ascertain and give effect to the intent of the legislature. The most reliable indicator of legislative intent is the language of the statute, given its plain and ordinary meaning. A court must view the statute as a whole, construing words and phrases in light of other relevant statutory provisions and not in isolation. Each word, clause, and sentence of a statute must be given a reasonable meaning, if possible, and should not be
*740
rendered superfluous. The court may consider the reason for the law, the problems sought to be remedied, the purposes to be achieved, and the consequences of construing the statute one way or another. Also, a court presumes that the General Assembly did not intend to create absurd, inconvenient, or unjust results.
People v. Perez
,
¶ 14 Section 3-9005(b) of the Counties Code provides in relevant part: "The State's Attorney of each county shall have authority to appoint one or more special investigators to [ (1) ] serve subpoenas, [ (2) ] make return of process and [ (3) ] conduct investigations which assist the State's Attorney in the performance of his duties." 55 ILCS 5/3-9005(b) (West 2012). Section 3-9005(b) expressly limits its investigation authorization to those investigations that assist a State's Attorney in the performance of his or her duties.
¶ 15 Towne and Gaither each testified that SAFE investigators did not serve subpoenas, make return of process, or investigate pending cases. Towne further testified that his office had not opened any investigation concerning Ringland and that she did not come to Towne's attention until after she was arrested. 3 Thus, to be valid, the instant traffic stops, by themselves, must constitute investigations that assist a State's Attorney in the performance of his or her duties.
¶ 16 The appellate court could not understand "how patrolling Interstate 80, issuing warning tickets, and confiscating contraband can be realistically viewed as 'conducting investigations that assist the State's Attorney with his duties.' The prosecution of drug dealers and traffickers is indisputably a duty of the State's Attorney; outfitting his own drug interdiction unit is not." Id. ¶ 42.
¶ 17 Before this court, the State contends that section 3-9005(b) authorizes the SAFE unit to conduct traffic stops because "State's Attorneys have a duty to investigate suspected illegal activity." In response, defendant Harris contends that the SAFE unit exceeded the scope of its section 3-9005(b) authorization to investigate because the duties of a State's Attorney "involve working in the court system to prosecute offenders, and do not involve acting as a police agency." Resolution of this issue requires discussion of the powers and duties of a State's Attorney.
¶ 18 The office of State's Attorney is constitutionally established. Ill. Const. 1970, art. VI, § 19 ; see Ill. Const. 1870, art. VI, §§ 22, 32. 4 A State's Attorney is a state, rather than a county, official.
*741
County of Cook ex rel. Rifkin v. Bear Stearns & Company., Inc.
,
¶ 19 The State's Attorney provision contains no reference to the powers and duties of the office. Ill. Const. 1970, art. VI, § 19 ;
Rifkin
,
¶ 20 Section 3-9005(a) prescribes certain powers and duties of the State's Attorney. "The duty of each State's attorney shall be" ( 55 ILCS 5/3-9005(a) (West 2012)): to commence and prosecute all actions, suits, indictments, and prosecutions, civil and criminal, in the circuit court for his or her county, in which the people of the State or county may be concerned; all actions and proceedings brought by any county officer in his or her official capacity ( 55 ILCS 5/3-9005(a)(1), (a)(3) (West 2012)); to prosecute charges of felony or misdemeanor, for which the offender is required to be recognized to appear before the circuit court ( 55 ILCS 5/3-9005(a)(6) (West 2012)); to prosecute all forfeited bonds and recognizances and all actions and proceedings for the recovery of debts, revenues, moneys, fines, penalties, and forfeitures accruing to the State or his or her county or to any school district or road district in the county; to prosecute all suits in the county against railroad or transportation companies, which may be prosecuted in the name of the People of the State of Illinois ( 55 ILCS 5/3-9005(a)(2) (West 2012)); to defend all actions and proceedings brought against his or her county, or against any county or State officer, in an official capacity, within the county ( 55 ILCS 5/3-9005(a)(4) (West 2012)); to attend the examination of all persons brought before any judge on
habeas corpus
, when the prosecution is in his or her county ( 55 ILCS 5/3-9005(a)(5) (West 2012)); to give his or her opinion, without fee or reward, to any county officer in the county, upon any question or law relating to any criminal or other matter, in which the people or the county may be concerned ( 55 ILCS 5/3-9005(a)(7) (West
*742
2012)); to assist the Attorney General whenever necessary ( 55 ILCS 5/3-9005(a)(8) (West 2012)); to pay, without delay, all moneys received in trust to the officer who by law is entitled to the custody thereof ( 55 ILCS 5/3-9005(a)(9) (West 2012)); to notify, by first class mail, complaining witnesses of the ultimate disposition of cases arising from an indictment or an information and to notify various school officials upon the felony conviction of a teacher or educator ( 55 ILCS 5/3-9005(a)(10), (a)(13) (West 2012)); to appear in all proceedings by tax collectors against delinquent taxpayers for judgments to sell real estate and see that all the necessary preliminary steps have been legally taken to make the judgment legal and binding ( 55 ILCS 5/3-9005(a)(12) (West 2012)); and "[t]o perform such other and further duties as may, from time to time, be enjoined on him by law" ( 55 ILCS 5/3-9005(a)(11) (West 2012)). We have recognized that "the enumeration of a State's Attorney's duties in section 3-9005 is not meant to be all-inclusive or restrictive, as evinced by subsection (a)(11)'s broad, catchall language."
Gaughan
,
¶ 21 In the case at bar, defendants Harris and Saxen correctly observe that nowhere does section 3-9005(a) prescribe that a State's Attorney patrol the highways, engage in law enforcement, and conduct drug interdiction. However, the State argues that a State's Attorney's duty to investigate is found in common law. We now look to common law for this duty and any attendant conditions or limitations.
¶ 22 Illinois case law prescribes duties of a State's Attorney in addition to those enumerated in section 3-9005(a).
Ware v. Carey
,
¶ 23 At Ringland's suppression hearing, Towne testified that the conduct of the SAFE unit helped him in the performance of his duties, pursuant to section 3-9005(b), because one of his duties was "the eradication of narcotic trafficking *743 here in La Salle County." Before this court, the State argues that the execution of traffic stops by the SAFE unit assists the State's Attorney in his or her common-law duty to investigate suspected illegal activity. According to the State: "Where State's Attorneys have resources that can contribute to law enforcement efforts to fight crime, neither Section 3-9005(b) nor the common law bars them from contributing those resources in service of the law enforcement community's shared duty to maintain the rule of law."
¶ 24 Close analysis of the State's Attorney's common-law duty to investigate suspected illegal activity reveals a significant limitation on its exercise. The State's Attorney's duty to investigate suspected illegal activity acknowledges that a prosecutor ordinarily relies on police and other agencies for investigation of criminal acts. See
Williams
,
"[A State's Attorney's] duty to investigate is not exclusive and necessarily involves him with other investigative agencies. Justice is not served when the State's Attorney's duty to investigate collides with the duty of the police to investigate. The State's Attorney does not possess the technical facilities nor the manpower that the police have. Consequently, it is the recognized practice that the State's Attorney sensibly defers to the investigative duties of the police. It is also the general practice that the State's Attorney stands ready to provide assistance to the police." (Emphases added.) People v. Wilson ,254 Ill. App. 3d 1020 , 1039,193 Ill.Dec. 731 ,626 N.E.2d 1282 (1993).
For example, a former Cook County State's Attorney observed: "Although it may seem axiomatic, it cannot be left unsaid that the state's attorney should not involve himself in 'policing.' " Bernard T. Carey, Rights, Powers and Duties of the State's Attorney , in Prosecution of a Criminal Case § 27.33, at 27-19 (Ill. Inst. for Cont. Legal Educ. 1979). A former Will County State's Attorney similarly observed: "The prosecutor must always remember that his primary role is not that of investigator." Edward F. Petka, Rights, Powers and Duties of the State's Attorney , in Prosecution of a Criminal Case § 1.24 (Ill. Inst. for Cont. Legal Educ. 1983 Supp.). Indeed, Professor LaFave reminds us that substantive differences do exist between the prosecutor and the police:
"Although the police and prosecutor share a common goal in the effective enforcement of the criminal law, they come at that goal with differences that create a real potential for conflict. They approach the task of enforcement from the outlooks of different professional backgrounds, while performing different roles and viewing the offense, the offender and the victim from different vantage points." 1 Wayne R. LaFave et al. , Criminal Procedure § 1.4(c), at 157 (4th ed. 2015).
Clearly, the State's Attorney's common-law duty to investigate suspected illegal activity is premised on a deference to law enforcement agencies.
¶ 25 Based on this premise, we have recognized that a State's Attorney has an affirmative duty to investigate suspected
*744
illegal activity "
when it is not adequately dealt with by other agencies
." (Emphasis added and internal quotation marks omitted.)
Williams
,
"The bulk of a prosecutor's work consists of cases in which a complaint has been made by a citizen or by a public agency or cases that develop subsequent to an arrest made by the police. But there are instances in which a citizen is reluctant to prosecute, from ignorance, fear, inertia, or other motive, or in which the police have not taken the initiative. This may be because the area of illegal activity in question is not one that attracts law enforcement interest *** or where law enforcement officials are themselves involved.
It is important, therefore, that in some circumstances the prosecutor take the initiative to investigate suspected criminal acts independent of citizen complaints or police activity." (Emphases added.) ABA Standards for Criminal Justice, Standard 3-3.1(a), Commentary (3d ed. 1993).
Accord
¶ 26 Our dissenting colleagues contend that the State's Attorney's duty to investigate suspected illegal activity is boundless and unrestricted. We disagree. The dissent accepts the State's argument that the State's Attorney's deference to the investigative duties of law enforcement agencies "is a product of pragmatism rather than principle." However, "the common law is at bottom the philosophy of pragmatism." Benjamin N. Cardozo, The Nature of the Judicial Process 102 (1921). The earlier-quoted ABA Standard does not declare the prosecutor's duty to investigate suspected illegal activity in absolute or abstract terms. Rather, the Standard explains that the duty arises in specific, real-world "instances" and "circumstances." ABA Standards for Criminal Justice, Standard 3-3.1(a), Commentary (3d ed. 1993). Our case law reflects this settled understanding.
¶ 27 The dissent raises two additional points. First, the dissent contends that "imposing" this limitation on the State's Attorney's duty to investigate suspected illegal activity is "unworkable." We disagree. Our dissenting colleagues overlook that the limitation we are applying, which is grounded in specific real-world circumstances, is part and parcel of the duty on which they rely. Further, we observe that defendants raised this issue in their motions to suppress evidence pursuant to section 114-12(a)(1) of the Code of Criminal Procedure of 1963 ( 725 ILCS 5/114-12(a)(1) (West 2010)).
Any
motion to suppress evidence obtained without a warrant alleges that the search and seizure was conducted without authority. Courts regularly decide such issues, including the appellate court in the case at bar. The
*745
"incremental pragmatism and seasoned skepticism of the common law process [is] uniquely suited to these unparalleled cases." (Internal quotation marks omitted.) Judith S. Kaye,
Forward: The Common Law and State Constitutional Law as Full Partners in the Protection of Individual Rights
,
¶ 28 Second, the dissent questions the impact of our decision on the investigatory powers of the grand jury. This concern is unfounded. Our case law discusses the State's Attorney's common-law duty to investigate suspected illegal activity in the context of the State's Attorney's relationship with law enforcement agencies-not the State's Attorney's relationship with the grand jury. 5
¶ 29 Before this court, the State argues that Towne created the SAFE unit to act "in cooperation" with local police departments. 6 Further, the State characterizes the traffic stops conducted by the SAFE unit as "joint investigations."
¶ 30 The record belies this argument. At Ringland's suppression hearing, Towne did not refer to any inadequacy on the part of any law enforcement agency to investigate suspected illegal activity. Further, Towne did not refer to any request for assistance from any law enforcement agency. Also, the circuit court made the following undisputed findings of fact:
"They [SAFE investigators] must make their stop before the dog can walk or they can make a [detection]. In other words, this is not aiding some other investigation that normally you would have where the State's Attorney in this county got somebody, came in, made a complaint, conducted and sent out an investigator to follow-up. They are actually going out and seeking complaints by making petty traffic stops and petty offenses."
The court found that Gaither was "not getting his information from some other agency or aiding some other agency. *** He's initiating these traffic stops and the investigation." Clearly, SAFE investigators independently initiated the instant traffic stops without cooperation with or input from other law enforcement agencies. The conduct of the SAFE unit stands in stark contrast to cases such as
People v. Alcala
,
¶ 31 Also, the State's proffered construction of section 3-9005(b) would potentially allow the formation of 102 additional police forces statewide, each directed by a State's Attorney, rendering superfluous the three statutory functions of State's Attorney special investigators. For example, in defendant Ringland's case, Gaither additionally testified that he was provided with a booklet of written traffic warnings to issue to the motorists that he detained. The warning tickets bore the legend "La Salle County SAFE Unit." Towne acknowledged that his office provided Gaither and other SAFE unit members with booklets of written traffic warnings. When asked whether he relied on any statutory authority for *746 obtaining these ticket books and directing SAFE unit members to use them, Towne answered: "Not that I recall." Based on Towne's exhortation to "go out and enforce the law," the SAFE unit essentially operated as a county police force at the direction of Towne, generating its own cases. The legislature could not have intended such a far-reaching result. 7
¶ 32 Additionally, we consider the consequences of the State's position. During Towne's direct examination at Ringland's suppression hearing, Towne testified that after Ringland was arrested, his office filed a criminal information against her. Defense counsel asked Towne: "So your office in substance and sum performed both functions of arresting, processing and then prosecuting?" Towne answered: "Yes." Further, during cross-examination, the following colloquy occurred:
"[Prosecutor]: You swore Jeff Gaither in as a police officer pursuant to the State's Attorney's Act on January 21st of 2012; is that correct?
[Defense Counsel]: Objection. His title is not police officer. It's investigator of the State's Attorney's Office.
THE COURT: Rephrase your question."
This is exactly the point. To construe section 3-9005(b) as the State urges would promote confusion between the distinct functions of general law enforcement and assisting a State's Attorney in the performance of his or her duties.
¶ 33 We hold that the State's Attorney's common-law duty to investigate suspected illegal activity did not apply to Towne because he made no showing that law enforcement agencies inadequately dealt with such investigation or that any law enforcement agency asked him for assistance. Absent this duty, the conduct of the SAFE unit fell outside of the scope of section 3-9005(b).
¶ 34 We observe that the parties disagree whether the instant traffic stops constituted an appropriate form of assistance for Towne to provide. According to the State, the assistance that the State's Attorney can provide to law enforcement agencies "can take a variety of forms." In response, defendant Saxen argues that "the common-law duty of state's attorneys to investigate does not encompass the patrol of highways to look for the occurrence of crime for purposes of drug interdiction."
¶ 35 We need not and do not address this issue. We have held that Towne's common-law duty to investigate suspected illegal activity did not cover the situation before us and, absent this duty, the conduct of the SAFE unit fell outside of the scope of section 3-9005(b). Thus, any discussion of whether a traffic stop is an appropriate means of exercising this duty can in no way affect the outcome of this case. Generally, a court of review will not consider an issue where it is not essential to the disposition of the case or where the result will not be affected regardless of how the issue is decided; nor will a reviewing court decide abstract questions or render advisory opinions.
People v. Campa
,
*747 ¶ 36 The State additionally contends that "even if Gaither's appointment was invalid due to procedural errors, defendants cannot exclude the evidence obtained incident to their arrests on that basis." The State offers three reasons: (1) the exclusionary rule is not available based solely on the alleged invalidity of Gaither's appointment, (2) the traffic stops were valid citizen's arrests, and (3) the de facto officer doctrine precluded defendants from challenging the validity of Gaither's appointment at their suppression hearings.
¶ 37 We will not address this contention for two reasons. First, the State failed to raise it in both the circuit and appellate courts, and it is thereby forfeited.
8
See,
e.g.
,
People v. Washington
,
¶ 38 Defendants alternatively invite us to declare these traffic stops invalid pursuant to the search and seizure provision in the Illinois Constitution ( Ill. Const. 1970, art. I, § 6 ). "This court will not consider a constitutional question if the case can be decided on other grounds."
People v. Lee
,
¶ 39 III. CONCLUSION
¶ 40 For the foregoing reasons, the judgment of the appellate court is affirmed.
¶ 41 Affirmed.
Chief Justice Karmeier and Justices Thomas, Burke, and Theis concurred in the judgment and opinion.
Justice Garman dissented, with opinion, joined by Justice Kilbride.
¶ 42 JUSTICE GARMAN, dissenting:
¶ 43 The majority opinion restricts the State's Attorney's duty to investigate suspected illegal activity to situations in which "other law enforcement agencies inadequately deal with such investigation [citation] or where a law enforcement agency asks the State's Attorney for assistance." Supra ¶ 25. There is no support for this restrictive interpretation of the State's Attorney's duties in our common law or the Counties Code. Therefore, I respectfully dissent.
¶ 44 Section 3-9005(b) of the Counties Code provides State's Attorneys with the authority to appoint special investigators to "conduct investigations which assist the State's Attorney in the performance of his duties." 55 ILCS 5/3-9005(b) (West 2012). The powers of the State's Attorneys are derived from the constitution and include both common-law and statutory duties.
*748
County of Cook ex rel. Rifkin v. Bear Stearns & Company
,
Inc.
,
¶ 45 One duty of the State's Attorney is to investigate suspected illegal activity. See
People v. Williams
,
¶ 46 The majority cites several cases in support of its claim that the duty to investigate is limited. None of these cases directly address the scope of the State's Attorney's duty to investigate suspected illegal activity. In
Williams
, this court addressed the duty of the State's Attorney to investigate information implicating other persons when prosecuting a case.
¶ 47 In
Williams
,
Nohren
, and
Ware
, the court quoted an edition of the ABA Standards for Criminal Justice, Standard 3-3.1(a). "A prosecutor ordinarily relies on police and other investigative agencies for investigation of alleged criminal acts, but the prosecutor has an affirmative responsibility to investigate suspected illegal activity when it is not adequately dealt with by other agencies." ABA Standards for Criminal Justice, Standard 3-3.1(a), at 47 (3d ed. 1993). Similarly, in
Wilson
, the court discussed the State's Attorney's duty to investigate and noted that it is the general practice of the State's Attorney to defer to the police in investigations.
¶ 48 Imposing such a restriction as a matter of law, however, is unworkable. It is not clear who will be expected to determine that no other agency has adequately addressed a particular situation, how inadequacy should be measured, or how a court should review that determination retroactively.
¶ 49 Additionally, the majority opinion fails to address how these restrictions would impact the ability of the State's Attorney to rely on the investigatory powers of the grand jury. 1 Wayne R. LaFave
et al.
, Criminal Procedure § 1.5(b), at 216-17 (4th ed. 2015) ("The prosecutor is granted investigative authority that is even broader in some respects [than that of the police] through the use of the investigative grand jury."); see generally 3 Wayne R. LaFave
et al.
, Criminal Procedure §§ 8.1 to 8.14 (4th ed. 2015) (discussing the investigatory powers of the grand jury);
¶ 50 To the extent the majority suggests its novel restriction applies only in circumstances involving law enforcement or the exercise of peace officer powers, there is no support in our common law for restraining the common-law duties of the State's Attorney based on different types of investigations. Nor is there any support in section 3-9005(b), which spells out the powers of special investigators, for limiting the exercise of peace officer powers based on the request or failure of other agencies.
¶ 51 The majority insists that without such restrictions, each State's Attorney would be able to create his or her own police force. This concern is baseless. The consolidated cases at issue involved only stops within the scope of the SAFE unit's assignment to investigate trafficking on the highways of La Salle County. Holding that the stops were valid would not authorize State's Attorneys to create police forces with broad powers. The facts suggested by the majority in a footnote ( supra ¶ 31 n.7) are not before the court, and therefore any analysis of whether the State's Attorney could "declare" such a broad duty is speculative.
¶ 52 For these reasons, I would conclude that the State's Attorney has authority to investigate suspected illegal activity regardless of how other agencies have addressed the activity and in the absence of any request for assistance. The special investigators here were appointed to conduct *750 investigations to assist the State's Attorney with this duty.
¶ 53 Defendants also argued that their motions to suppress evidence should have been granted because the special investigators were not authorized to conduct the traffic stops that led to their arrests. Section 3-9005(b) provides that, subject to qualifications, "special investigators shall be peace officers and shall have all the powers possessed by investigators under the State's Attorneys Appellate Prosecutor's Act." 55 ILCS 5/3-9005(b) (West 2012). The State's Attorneys Appellate Prosecutor's Act provides that special investigators "shall have all the powers possessed by policemen in cities and by sheriffs; provided, that investigators shall exercise such powers anywhere in the State only after contact and in cooperation with the appropriate local law enforcement agencies." 725 ILCS 210/7.06(a) (West 2012). As soon as a SAFE investigator initiated a traffic stop, he called the stop in to the police department, which immediately dispatched an officer with a drug-detection dog. Officer Brown of the Peru police department testified about his experience stopping defendant Ringland with Gaither. Thus, the SAFE unit investigators were in contact with and acting in cooperation with the Peru and La Salle police departments, and the investigators were entitled to peace officer powers.
¶ 54 Peace officers have the authority to make a traffic stop, so long as the stop does not violate the driver's constitutional rights. See
Whren v. United States
,
¶ 55 Nor did the use of a drug-detection dog violate defendants' rights. "[T]he use of a well-trained narcotics-detection dog *** during a lawful traffic stop generally does not implicate legitimate privacy interests."
Illinois v. Caballes
,
¶ 56 Alternatively, defendants assert that Gaither was never properly appointed as a special investigator as required by the Code. Section 3-9005(b) states:
"Before a person is appointed as a special investigator, his fingerprints shall be taken and transmitted to the Department of State Police. The Department shall examine its records and submit to the State's Attorney of the county in which the investigator seeks appointment any conviction information concerning the person on file with the Department. No person shall be appointed as a special investigator if he has been convicted of a felony or other offense involving moral turpitude." 55 ILCS 5/3-9005(b) (West 2012).
*751 State's Attorney Towne testified that, because Gaither had been a police officer, his fingerprints were already on file with the Illinois State Police. Towne further testified that he was familiar with Gaither's record as a member of the Illinois State Police and that Gaither had been through all of the required police trainings. He testified that his office had been in communication with the Illinois Law Enforcement Training and Standards Board to ensure that all requirements were satisfied, although no written waiver had been granted at the time Gaither was appointed. He testified that, "through [his] investigation and [his] knowledge," he was certain that Gaither had never been convicted of a felony or crime of moral turpitude. Furthermore, the parties stipulated that if Laura Baker, an employee of the Illinois Law Enforcement Training and Standards Board, were called to testify, she would state under oath that a background check was performed on Jeffrey Gaither, that there were no felony convictions or crimes of moral turpitude found on the background check, and that there was no information gained from the background check that would have interfered with the issuance of Gaither's waiver request. Regardless, defendants contend that because the State's Attorney's office did not submit Gaither's fingerprints and because no background check information was relayed to Towne, Gaither's appointment was invalid.
¶ 57 The fingerprint and background check requirements of section 3-9005(b) are directory, not mandatory. A statute is mandatory "if the intent of the legislature dictates a particular consequence for failure to comply with the provision."
People v. Delvillar
,
¶ 58 "[A] defendant must show he was prejudiced to be entitled to relief for violation
*752
of a directory rule."
People v. Geiler
,
¶ 59 In sum, the State's Attorney has the duty to investigate suspected illegal activity, and until today, that duty had not been limited to circumstances in which a law enforcement agency has failed to adequately address the situation or in which a law enforcement agency requests assistance. Neither our common law nor our statutory law supports these restrictions. For this reason, I respectfully dissent.
¶ 60 Because State's Attorney Towne had a duty to investigate suspected illegal activity, he had the authority under section 3-9005(b) to appoint special investigators to assist in his investigation of drug trafficking on the highways in La Salle County. The SAFE investigators cooperated with local law enforcement and, as duly authorized peace officers, conducted constitutional traffic stops within the scope of the investigation. Gaither, the investigator involved, was a recently retired police officer, so the Department of State Police already had his fingerprints and was able to search for any conviction information. Towne and an employee of the Law Enforcement Training and Standards Board testified that Gaither had not been convicted of any felonies or other crimes of moral turpitude. Any procedural error made in Gaither's appointment did not render the arrests invalid or justify suppressing evidence of illegal narcotics. I would reverse the judgment of the appellate and circuit courts.
¶ 61 JUSTICE KILBRIDE joins in this dissent.
Also, Towne and Gaither each testified that the state police already had Gaither's fingerprints on file because Gaither had been employed by the Illinois State Police from 1987 to his retirement in July 2011. Further, the parties in the cases against Pirro, Saxen, Harris, and Flynn stipulated that Gaither's fingerprints had been on file with the Illinois State Police prior to Gaither's appointment and that a background check of Gaither revealed no felony convictions or crimes of moral turpitude. See 55 ILCS 5/3-9005(b) (West 2012).
We granted Freddy Sizemore, an individual charged under similar circumstances, leave to submit an amicus curiae brief in support of defendants. Ill. S. Ct. R. 345 (eff. Sept. 20, 2010).
Gaither further testified that Ringland's arrest had nothing to do with serving subpoenas, making return of process, or investigating pending cases.
The office of State's Attorney was first established in the 1848 Illinois Constitution (Ill. Const. 1848, art. V, §§ 21, 22, 28). However, the 1848 Constitution indicated "an uncertainty as to the nature and scope of the office by providing for an election in each judicial circuit with authorization in the legislature to substitute for that office the office of county attorney in each county, an authority which was never exercised." George D. Braden & Rubin G. Cohn, The Illinois Constitution: An Annotated and Comparative Analysis 379 (1969). "The 1870 Constitution established the present pattern of the election of a state's attorney in each county with a four-year term."
Further, this concern overlooks the obvious qualitative difference between a State's Attorney requesting a grand jury subpoena and a State's Attorney forming his or her own drug interdiction team to perform the law enforcement function of conducting traffic stops to search for illegal drugs.
The dissent agrees with this argument.
The dissent views this concern as "baseless," reasoning that the authority of the SAFE unit is limited to the scope of Towne's assignment to search for illegal drug traffickers on Interstate 80. This is obviously no meaningful limitation. A State's Attorney could declare a common-law duty to investigate any suspected illegal activity anywhere in the county and authorize section 3-9005(b) special investigators to conduct investigations that assist in the performance of that duty. Such an authorization would create the functional equivalent of a county police force.
Defendants filed several motions to strike this portion of the State's appellant and reply briefs. We took these motions with the case. They are hereby denied as moot.
Reference
- Full Case Name
- The PEOPLE of the State of Illinois, Appellant, v. Cara M. RINGLAND Et Al., Appellees.
- Cited By
- 11 cases
- Status
- Unpublished