People v. Encalado
People v. Encalado
Opinion
¶ 1 The defendant in the case at bar, Theophil Encalado, asked the trial court during voir dire to question the venire about whether evidence that he had engaged the services of a prostitute would influence the prospective jurors' judgment in any way. The circuit court of Cook County refused defendant's request, and he was subsequently found guilty on three counts of aggravated criminal sexual assault.
¶ 2 On appeal, the appellate court, with one justice dissenting, reversed defendant's convictions and remanded for a new trial, holding that the trial court "abused its discretion when it refused to ask venire members questions about potential bias against persons who participate in prostitution."
¶ 3 For the reasons that follow, we reverse the judgment of the appellate court.
¶ 4 Background
¶ 5 Defendant was indicted on 15 charges of aggravated criminal sexual assault and 3 charges of criminal sexual assault. In the indictment, it was alleged that, on the morning of March 5, 2006, defendant knowingly, and by the use of force or threat of force, committed acts of oral, vaginal, and anal sexual penetration upon Y.C.
¶ 6 Prior to defendant's trial, the State filed a motion to admit other crimes evidence to show that defendant committed similar sexual assaults against J.H., C.C., and S.A. Following a hearing, the trial court granted the State's request with respect to C.C. and S.A., allowing admittance of other crimes evidence to show intent, lack of consent, and propensity. The court denied the State's request with respect to J.H. but ruled that the State could impeach defendant with his conviction for predatory criminal sexual assault against J.H. if he chose to testify.
¶ 7 After the trial court ruled to allow the admission of other crimes evidence, defense counsel advised the court that defendant intended to testify that Y.C., C.C., and S.A. all consented to having sex with defendant in exchange for the payment of cash and drugs but that, after they provided the agreed services, defendant took back the payments he made. Counsel stated that the jurors "are going to hear evidence that [defendant] did engage in soliciting and using prostitutes." Accordingly, defense counsel asked the court to inquire of the venire whether "[t]he fact that you will hear evidence about-and just put it mildly-to not try to indoctrinate them at all-you will hear evidence about prostitution. Would that fact alone prevent you from being fair to either side?" The court refused the request, finding that the question was improper because it would be "asking them to comment on particular types of evidence that they may hear."
¶ 8 The matter proceeded to trial on 6 of the 18 counts of aggravated criminal sexual assault committed against Y.C. At trial, Y.C. testified that around 6 a.m. on March 5, 2006, as she was walking on Sawyer Street in Chicago to go to a bakery, she saw a car parked across the street with a man inside. The man, whom she did not recognize but later identified as defendant, called to her. Y.C. crossed the street on her way to the bakery, bringing her closer to the car. Defendant then called out to her again, saying "[Y]o, your cousin Jose, he was looking for you." Because Y.C. had a cousin Jose who lived a few blocks away, she went over to the car and asked what Jose wanted. Defendant, said, "He needs you." Y.C. then got into defendant's car.
¶ 9 Once Y.C. was in defendant's car, he began driving in the opposite direction. Y.C. asked where they were going and defendant said, "[Y]ou know what this is." Y.C. testified she did not know what he meant but thought perhaps she was going to be robbed. Defendant then proceeded to an alley where there were no other cars or people. At this point, Y.C. testified, she became very frightened. She told defendant that she was pregnant and begged defendant not to do anything to harm her or her unborn child. Defendant, however, cursed at her and told her to shut up.
¶ 10 Y.C. testified that she tried to open the car door, but it was locked. Defendant became angry and began to strike her repeatedly in the face. Also, he opened the glove compartment, showed her a pistol, and threatened to kill her. Defendant then forced Y.C. to perform oral sex on him, after which he sexually penetrated her vaginally and anally. When defendant was finished, he ordered Y.C. out of the car. As Y.C. tried to "fix" herself because her pants and underwear fell off her feet, defendant threw her shoe and underwear out of the car. Also, defendant began pushing Y.C. out of the car and told her that if she did not leave his car immediately, he would kill her.
¶ 11 After defendant drove away, Y.C. ran into the street and tried to wave down cars. At this point, Deputy Fernando Rodriguez of the Cook County Sheriff's Office happened along, saw Y.C., and stopped to help her. He took Y.C. to the police station and then to the hospital where a sexual assault kit was collected. Subsequent analysis of the kit showed the presence of semen in the vaginal and anal swabs. Forensic testing matched defendant's DNA to the vaginal sample but not to the anal sample.
¶ 12 Y.C. testified that she moved to South Carolina in 2007 and, in 2009, she went to a South Carolina police department to view a photo array. From this photo array, she was able to identify defendant as her assailant. In addition, in May 2009, she came to Chicago to view a physical lineup. Again, she identified defendant as her attacker.
¶ 13 Deputy Rodriguez testified, confirming that, on March 5, 2006, as he was driving northbound on Kedzie Avenue near Moffat Street, he saw Y.C. in the middle of the street, frantically waving her arms and trying to persuade passing cars to stop. Deputy Rodriguez described Y.C. as very distressed. He said she had blood on her mouth, was crying hysterically, was shaking, and was unable to speak at times. He took Y.C. to the police station and then to the hospital.
¶ 14 The State then presented evidence that defendant had committed similar acts of sexual assault against C.C. C.C. testified that on the evening of September 1, 2002, she had gone to the Red Dog Club on North Avenue in Chicago with her sister. C.C. said she decided to leave the club to get some fresh air and sit in her sister's car. As she walked toward the car, a man 1 drove up and asked if she needed a ride. Initially, she said no. However, when she could not find her sister's car and because it was very cold outside, when defendant drove up again, she got into his car. C.C. testified that she did not recognize the man and that, after she entered the car, he put a bandana on his face, which kept her from getting a good look at him.
¶ 15 When the man put the bandana on, C.C. asked him what he was doing. The man punched her in the mouth, displayed a knife, and told her to shut up. Because C.C. began screaming, the man punched her again. C.C. tried to get out of the car, but the door was locked. Defendant then told her to take her clothes off and that "it was going to happen whether [she] liked it or not." C.C. testified that she started crying but defendant ignored her cries, jumped on top of her, and sexually assaulted her, penetrating her vaginally. When he was done, he told her to put her clothes on as he drove back to the club. At the club, he told C.C to get out of the car. But before she did, he tore her jewelry off.
¶ 16 C.C. testified that when she got back to the club she contacted the police, who were already at the club because they provided security at closing time. C.C. was taken to the hospital, where a sexual assault kit was collected. Evidence was presented to show that defendant's DNA matched the swab taken at the hospital. The State then rested its case.
¶ 17 Defendant testified in his own defense. He admitted that he had sex with Y.C. and C.C. and also admitted he had a prior conviction for predatory criminal sexual assault. However, defendant claimed that, on March 5, 2006, he had gone to the area near Armitage Road and Kedzie Avenue because it was an area known for prostitution. He said he saw Y.C., pulled up next to her, and asked her for a date, "if she was working." According to defendant, Y.C. said "Yes" and immediately got into his car. Defendant said he offered Y.C. money and marijuana in exchange for oral and vaginal sex and she agreed. He then parked in an alley, where they engaged in consensual oral and vaginal intercourse.
¶ 18 Defendant further testified that, because he was not able "to finish," he decided to grab the money and marijuana back. He said this enraged Y.C., who began swinging at him and yelling at him, demanding the money back. Defendant said he then opened the door, grabbed Y.C.'s pants and underwear, threw them out of the car, and told Y.C. to get out. Defendant admitted threatening Y.C. that she "better not be here when I get back." Defendant denied punching Y.C. and denied having a gun. On cross-examination, defendant admitted that he penetrated Y.C.'s anus "accidentally." Defendant claimed he immediately stopped and apologized.
¶ 19 With regard to C.C., defendant testified that he picked her up on September 1, 2002, around North Avenue and Wood Street, another area known for prostitution. Defendant said he saw C.C. on the street and honked at her and she came over to his car. He then negotiated with her, offering her $60 and some cocaine in exchange for oral and vaginal sex. When she agreed, she got into his car, and he drove to a parking lot, where they engaged in sex. He testified further that, after having sex, he "did the same stupid act. I took-I went and took my money back from her." Defendant claimed that when he took the money back, C.C. slapped him and pulled his hair. He then reached over and pushed her out of the car and drove away. Defendant denied forcing C.C. to have sex, punching her, having worn a bandana, having a knife, or taking C.C.'s jewelry. Defendant admitted he had been convicted of predatory criminal sexual assault but denied sexually assaulting either Y.C. or C.C. Defendant then rested.
¶ 20 The jury found defendant guilty on three counts of aggravated criminal sexual assault. In a motion for a new trial, defendant again raised the issue of the court's refusal to question the venire about prostitution. The trial court denied the motion for a new trial. Defendant was sentenced to 20 years' imprisonment on each of the three counts of aggravated criminal sexual assault, with each sentence to run consecutive to each other and consecutive to defendant's sentence in the predatory criminal sexual assault case.
¶ 21 The appellate court, with one justice dissenting, reversed defendant's convictions and remanded for a new trial.
¶ 22 We granted the State's petition for leave to appeal. Ill. S. Ct. R. 315(a) (eff. Mar. 15, 2016). We also allowed The John Marshall Law School's Pro Bono Program & Clinic to file an amicus curiae brief in support of the State. Ill. S. Ct. R. 345 (eff. Sep. 20, 2010).
¶ 23 Analysis
¶ 24 A criminal defendant has a constitutional right to trial by an impartial jury.
Morgan v. Illinois
,
¶ 25 The manner, extent, and scope of
voir dire
examination rests within the discretion of the trial court.
¶ 26 The appellate court below observed that various courts have noted that certain sexual behaviors, including prostitution, can evoke "strong responses."
¶ 27 The relevant question in this case is not whether patrons of prostitutes can be made to feel ashamed if their behavior is publicized or whether prostitution evokes "strong responses" in the minds of the public. Rather, the question is whether prospective jurors harbor such bias against those people who patronize prostitutes that the jurors will not believe the testimony of such a person or be able to give that person a fair hearing. It is the jurors' ability to fairly consider the evidence before them that is the critical issue. See,
e.g.
,
Cloutier
,
¶ 28 This point was made clear in
Strain
. In
Strain
, the defendant was charged with first degree murder. The State's theory of the case, which was advanced before trial, was that the murder victim was an innocent bystander who was killed during an attempted retaliation for a previous gang shooting.
Strain
,
¶ 29 In affirming the judgment of the appellate court, this court in
Strain
made clear that gang-related testimony was pervasive throughout the trial, being offered not only by detectives and police officers assigned to gang units but also by gang members themselves.
Id. at 477-78,
¶ 30 The voir dire questions in Strain were not required because gang members feel ashamed of being in a gang, or simply because gang membership provokes strong feelings in the public. Instead, the questions were required because the public views the testimony of gang members with skepticism and may, therefore, fail to consider the testimony of a gang member without prejudice. And, importantly, this fact was established by a substantial body of case law.
¶ 31 There is no similar body of law here. None of the articles or decisions cited by the appellate court below discuss how members of the general public treat the testimony of those who patronize prostitutes. And none of the authorities establish that the public harbors bias against the patrons of prostitutes to the extent that such a person's testimony cannot be considered fairly. See
¶ 32 Our decision in
Strain
is distinguishable from the present case in another important respect. In
Strain
, there was no dispute that the majority of the witnesses who testified were gang members. The defendant himself, although he denied being a gang member at the time of the offense, admitted to being a gang member for many years.
People v. Strain
,
¶ 33 In this case, in contrast, it was disputed whether Y.C. and C.C. were, in
fact, prostitutes. Thus, defendant's proffered question did not involve a matter that was indisputably true and inextricably a part of trial. Rather, the question amounted to a preliminary argument regarding a disputed question of fact. This type of questioning during
voir dire
is generally not permitted. See,
e.g.
,
Rinehart
,
¶ 34 Further, defendant's proffered question must be considered in the context of the charges made against him. Defendant was charged with, inter alia , intentionally committing acts of sexual penetration upon the victim's vagina, anus, and mouth while armed with a firearm. The members of the venire were informed of these charges and were asked by the trial court during voir dire whether there was anything about the nature of the charges that would prevent them giving both sides a fair and impartial trial. Some members of the venire were excused when they informed the court that, because of personal experiences with sexual assault, they could not fairly consider the evidence and remain impartial. The remaining members of the jury were accepted by both sides and deemed capable of considering the evidence fairly and without prejudice. Thereafter, at trial, the jury heard extensive, explicit testimony regarding the sexual conduct committed by defendant, much of which was given by defendant himself. Even if it were true that Y.C. and C.C. were prostitutes, it is difficult to conceive how a juror who could fairly judge the explicit sexual conduct would be rendered incapable of fairly judging defendant based on the fact he patronized prostitutes.
¶ 35 The trial court in the case at bar conducted a thorough voir dire , asking all members of the venire, among other things, whether they could follow the law and obey the instructions given by the court and whether they would use sympathy, bias, or prejudice in reaching a decision. Further, there is no body of law that holds that the testimony of patrons of prostitutes is treated with skepticism by the public. In addition, allowing defendant's proffered question would have permitted defendant to preargue a disputed issue of fact. Given these circumstances, we cannot say that refusing defendant's proffered question regarding prostitution rendered the voir dire proceeding fundamentally unfair. Accordingly, we hold that the trial court did not abuse its discretion in denying defendant's question.
¶ 36 Conclusion
¶ 37 For the foregoing reasons, the judgment of the appellate court is reversed.
¶ 38 Appellate court judgment reversed.
Chief Justice Karmeier and Justices Freeman, Thomas, Kilbride, Garman, and Theis concurred in the judgment and opinion.
C.C. was never able to identify defendant as her assailant, but DNA linked defendant to the attack.
Reference
- Full Case Name
- The PEOPLE of the State of Illinois, Appellant, v. Theophil ENCALADO, Appellee.
- Cited By
- 4 cases
- Status
- Unpublished