People v. Pepitone
People v. Pepitone
Opinion
¶ 1 Section 11-9.4-1(b) of the Criminal Code of 2012 provides, "It is unlawful for a sexual predator or a child sex offender to knowingly be present in any public park building or on real property comprising any public park." 720 ILCS 5/11-9.4-1(b) (West 2016). The sole issue in this case is whether that statute is facially violative of substantive due process. The trial court rejected defendant Marc Pepitone's due process claim, but the appellate court majority accepted it and reversed his conviction.
¶ 2 BACKGROUND
¶ 3 In 1998, the defendant was charged with predatory criminal sexual assault of a child, criminal sexual assault, and aggravated criminal sexual abuse. He pleaded guilty to predatory criminal sexual assault of a child. 1 The trial court sentenced him to six years' imprisonment.
*987 ¶ 4 Fourteen years later, in 2013, Village of Bolingbrook police officer Steven Alexander was patrolling a municipal park around 4:30 p.m. when he observed a van improperly parked across three spaces. Officer Alexander checked the van's plates and learned that it was registered to the defendant. While Officer Alexander was standing near the van, the defendant approached with his dog. The defendant asked Officer Alexander if there was a problem with the van. The defendant related that he was a child sex offender but that his registration requirement had expired in 2010. Officer Alexander informed the defendant that, as a child sex offender, he was forbidden to be on park property. Though the defendant was unaware of such a ban, he was arrested for violating section 11-9.4-1(b).
¶ 5 The defendant filed a motion to dismiss the charge, arguing that the statute is facially unconstitutional under the federal and state due process clauses ( U.S. Const., amend. XIV ; Ill. Const. 1970, art. I, § 2 ) and unconstitutional as applied under the federal and state ex post facto clauses (U.S. Const., art. I, § 10; Ill. Const. 1970, art. I, § 16 ). The trial court denied that motion, and the case proceeded to a one-day jury trial. The parties stipulated that the defendant is a child sex offender under section 11-9.4-1(b). At the close of the State's evidence, the defendant made a motion for a directed verdict, again arguing that the statute was unconstitutional. The trial court denied that motion, and the jury found the defendant guilty of violating the statute. The trial court entered judgment on the jury's verdict and later sentenced the defendant to 24 months' conditional discharge and 100 hours of community service and fined him $400. The defendant filed a motion for a new trial, asserting that the trial court erred in denying his motion to dismiss. The court denied the defendant's motion for a new trial, and he appealed.
¶ 6 A divided appellate court panel reversed, holding that section 11-9.4-1(b) is facially violative of substantive due process.
¶ 7 Further, the majority noted that, unlike its repealed predecessor (see 720 ILCS 5/11-9.4(a) (West 2010) ), which "actually attempted to tie the child sex offender's presence to times when children were
*988
also present" (
¶ 8 The appellate court majority highlighted the "overly broad sweep" of section 11-9.4-1(b) and provided an "extensive" list of activities that occur on public park property, in which persons like the defendant cannot participate. Id. ¶ 23. The majority concluded that the statute violated due process because "it is not reasonably related to its goal of protecting the public, especially children," from individuals fitting the definition of a child sex offender and because it is not "drafted in such a way as to effect that goal without arbitrarily stripping a wide swath of innocent conduct and rights" from such individuals who have already "paid the penalty" for their crimes. Id. ¶ 24.
¶ 9 Justice Carter dissented. He would have followed Avila-Briones and Pollard and held that "the means adopted in * * * section 11-9.4-1(b) are a reasonable method of accomplishing the legislature's desired objective of protecting the public from sex offenders." Id. ¶ 31 (Carter, J., dissenting). Justice Carter surmised that "[b]y keeping sex offenders who have committed sex offenses against children away from areas where children are present, the legislature could have rationally sought to avoid giving those sex offenders an opportunity to reoffend." Id. ¶ 32.
¶ 10 This court allowed the State's petition for leave to appeal. Ill. S. Ct. R. 315(a) (eff. Mar. 15, 2016). We also allowed both Illinois Voices for Reform and the National Association for Rational Sexual Offense Laws to file amicus curiae briefs in support of the defendant. Ill. S. Ct. R. 345 (eff. Sept. 20, 2010).
¶ 11 ANALYSIS
¶ 12 The analysis in this case is guided by familiar principles. All statutes carry a strong presumption of constitutionality.
People v. Hollins
,
¶ 13 The defendant continues to assert that section 11-9.4-1(b) is facially violative of substantive due process. The fourteenth amendment to the United States Constitution ( U.S. Const., amend. XIV ) and article I, section 2, of the Illinois Constitution ( Ill. Const. 1970, art. I, § 2 ) both provide that no person shall be deprived of life, liberty, or property without due process of law. There are two aspects to that guarantee-procedural and substantive. Procedural due process bars governmental action that infringes upon a
*989
protected interest when such action is arbitrary because it was not preceded by procedural safeguards. Substantive due process bars governmental action that infringes upon a protected interest when such action is itself arbitrary. See
People v. Cardona
,
¶ 14 Where a statute is challenged on due process grounds, the initial step of our analysis is to determine whether the statute restricts or regulates a liberty interest and whether that liberty interest is a fundamental right.
In re J.W.
,
¶ 15
Johnson
states the most common version of the rational basis test, but there is another version of it in our case law. The defendant refers to that alternative version and insists that it presents a three-part test where the court must determine whether there is a legitimate state interest, whether there is a reasonable relationship between that interest and the statute, and whether "the means adopted are a reasonable method of accomplishing the desired objective."
People v. Adams
,
¶ 16 Both versions of the rational basis test are essentially the same. If a statute is reasonably related to a legitimate state interest, the means or method that the legislature has chosen to serve that interest will also be reasonable. See
Jacobson v. Department of Public Aid
,
¶ 17 While the rational basis test is not " 'toothless' " (
People v. Jones
,
¶ 18 To review, section 11-9.4-1(b) provides, "It is unlawful for a sexual predator or a child sex offender to knowingly be present in any public park building or on real property comprising any public park." 720 ILCS 5/11-9.4-1(b) (West 2016). Section 11-9.4-1(a) adopts the definition of "child sex offender" in section 11-9.3(d) of the Criminal Code (
id.
§ 11-9.4-1(a) ), which includes a person charged and convicted under Illinois law with predatory
*991
criminal sexual assault of a child and various other sex offenses against minors (
id.
§ 11-9.3(d)(1), (d)(2)(i) ). The statute further adopts the definition of "sexual predator" in the Sex Offender Registration Act ( 730 ILCS 150/2(E) (West 2016) ), which includes a person convicted of various sex offenses against minors. A "public park" is "a park, forest preserve, bikeway, trail, or conservation area under the jurisdiction of the State or a unit of local government." 720 ILCS 5/11-9.4-1(a) (West 2016). The statute, then, completely bars sex offenders who have targeted children from public parks. A violation of section 11-9.4-1(b) is a Class A misdemeanor.
¶ 19 The defendant concedes that the legislature has a legitimate interest in protecting patrons of public parks from child sex offenders and sexual predators. See
People v. Minnis
,
¶ 20 The State argues that there is a rational relation between protecting the public and barring certain sex offenders from public parks. The State offers two links. First, the State asserts that "it is not mere conjecture that child sex offenders might seek victims in public parks" and quotes a federal appeals court opinion that noted "children, some of the most vulnerable members of society, are susceptible to abuse in parks."
Doe
, 377 F.3d at 773. In support, the State refers to cases where parks in Illinois have previously been locations for sexual assaults against minors (see,
e.g.
,
People v. Garner
,
¶ 21 The State also refers to statements by Senator Althoff, one of the sponsors of the bill that became section 11-9.4-1(b), who declared, "This legislation is necessary to protect users of public parks from child sex offenders and sexual predators who use the attributes of a park to their advantage to have access to potential victims." 96th Ill. Gen. Assem., Senate Proceedings, Mar. 16, 2010, at 55 (statements of Senator Althoff). Senator Althoff explained:
"Public parks offer many opportunities for sexual predators and child sex offenders to have easy access to potential victims. Children and lone adults frequently use parks for recreational activities. By their nature, parks have many obscured views and other distractions * * * that offer opportunities for sex offenders to access potential victims."Id.
*992
¶ 22 Second, the State asserts that sex offenders have high rates of recidivism. Those rates have been widely accepted by courts across the country, including the United States Supreme Court, which has mentioned "a frightening and high risk of recidivism" for convicted sex offenders.
McKune v. Lile
,
¶ 23 The defendant responds that "empirical studies" rebut the State's argument on both counts. Regarding recidivism rates, the defendant insists that the
McKune
plurality's "frightening and high" comment has been debunked. See
Does v. Snyder
,
¶ 24 The problem for the defendant is that, regardless of how convincing that social science may be,
3
"the legislature is
*993
in a better position than the judiciary to gather and evaluate data bearing on complex problems."
Minnis
,
¶ 25 The defendant then shifts his argument to overbreadth. Typically, overbreadth is an issue that appears in a first amendment context. See
Minnis
,
¶ 26 The defendant misapprehends the statute. Section 11-9.4-1(b) does not criminalize dog walking or punish any other innocent conduct. It punishes conduct by sex offenders. As the State cogently observes, "the conduct being criminalized is a convicted child sex offender's knowing presence in a public park-that defendant was walking a dog was merely incidental to that conduct." Like the statute outlawing possession of any firearm or any firearm ammunition by a convicted felon ( 720 ILCS 5/24-1.1(a) (West 2016) ), the statute here makes the status of the defendant an element of the offense. Consequently, conduct that is innocent for most people is not innocent for those who have been convicted of certain offenses. Madrigal and its "innocent conduct" predecessors are inapposite.
*994 ¶ 27 The defendant also relies upon the repealed predecessor statute to section 11-9.4-1(b) as support for his constitutional claim. That statute, formerly section 11-9.4(a) of the Criminal Code, provided:
"It is unlawful for a child sex offender to knowingly be present in any public park building or on real property comprising any public park when persons under the age of 18 are present in the building or on the grounds and to approach, contact, or communicate with a child under 18 years of age, unless the offender is a parent or guardian of a person under 18 years of age present in the building or on the grounds." 720 ILCS 5/11-9.4(a) (2010) (repealed by Pub. Act 96-1551 (eff. July 1, 2011) ).
Section 11-9.3(a-10) of the Criminal Code now contains an almost identical prohibition. See 720 ILCS 5/11-9.3(a-10) (West 2016). A violation of the former section 11-9.4(a) was a Class 4 felony. 720 ILCS 5/11-9.4(e) (West 2010). Similarly, a violation of the current section 11-9.3(a-10) is a Class 4 felony. 720 ILCS 5/11-9.3(f) (West 2016).
¶ 28 Section 11-9.4(a) did not criminalize sex offenders' mere presence in public parks but rather specific conduct by sex offenders-approaching, contacting, or communicating with minors. The defendant insists that those "narrowing parameters" led the appellate court to uphold that statute against a substantive due process challenge. See
Diestelhorst
,
¶ 29 Contrary to the defendant's contention, the legislature clearly attempted to limit the application of section 11-9.4-1(b) and its penalty. Section 11-9.4-1(b) does not include in its definition of "child sex offender" persons convicted of "Romeo and Juliet" criminal sexual abuse under sections 11-1.50(b) and (c). See 720 ILCS 5/11-9.4-1(a) (West 2016); 96th Ill. Gen. Assem., Senate Proceedings, Mar. 16, 2010, at 55 (statements of Senator Althoff) (stating that the bill that became section 11-9.4-1 "excludes those convicted of criminal sexual abuse involving consensual sex when the accused is under seventeen and the victim is between nine and sixteen years of age and when the victim is thirteen to sixteen years of age and [the] accused is less than five years older"). And a violation of section 11-9.4-1(b) is a Class A misdemeanor, while a violation of section 11-9.3(a-10) is a Class 4 felony.
¶ 30 More fundamentally, the rational basis test does not require narrow tailoring; it only requires rationality. That is, the means chosen by the legislature need not be the best; they need only to be reasonable. See
J.W.
, 204 Ill. 2d at 72,
¶ 31 We conclude that there is a rational relation between protecting the public, particularly children, from sex offenders
*995
and prohibiting sex offenders who have been convicted of crimes against minors from being present in public parks across the state.
Avila-Briones
and
Pollard
correctly identified a constitutional nexus. In
Avila-Briones
,
¶ 32 In the conclusion of his response brief, the defendant requests that, if this court rejects his facial substantive due process claim, we remand to the appellate court for consideration of his as-applied
ex post facto
clause claim, which that court declined to address. See
¶ 33 CONCLUSION
¶ 34 For the reasons that we have stated, the judgment of the appellate court is reversed, and the cause is remanded for consideration of defendant's claim under the ex post facto clause.
¶ 35 Appellate court judgment reversed and remanded.
Chief Justice Karmeier and Justices Freeman, Thomas, Kilbride, Garman, and Burke concurred in the judgment and opinion.
Section 11-1.40(a)(1) of the Criminal Code sets out the basic offense of predatory criminal sexual assault of a child:
"(a) A person commits predatory criminal sexual assault of a child if that person is 17 years of age or older, and commits an act of contact, however slight, between the sex organ or anus of one person and the part of the body of another for the purpose of sexual gratification or arousal of the victim or the accused, or an act of sexual penetration, and:
(1) the victim is under 13 years of age[.]" 720 ILCS 5/11-1.40(a)(1) (West 2016). Predatory criminal sexual assault of a child is a Class X felony, and the sentencing range for that offense is 6 to 60 years. 720 ILCS 5/11-1.40(b)(1) (West 2016).
The State in its opening brief offers yet another formulation of the rational basis test. According to the State, a statute will be upheld "as long as it bears a rational relationship to a legitimate legislative purpose and is neither arbitrary nor unreasonable."
In re M.A.
,
One of the amicus briefs reminds us that it is "perhaps subjective" whether recidivism rates are low or high. Further, as the State observes, "[n]obody knows the true re-offense rate for child sex offenders" because only a small percentage of sex offenses are reported and only a small percentage of reported offenses result in arrests. However, "researchers widely agree that observed recidivism rates are underestimates of the true reoffense rates of sex offenders." (Emphasis omitted.) Sex Offender Management Assessment and Planning Initiative , Chris Lobanov-Rostovsky & Roger Przybylski, eds., Office of Sex Offender Sentencing, Monitoring, Apprehending, Registering, & Tracking 91 (2014), https://smart.gov/SOMAPI/pdfs/SOMAPI_Full% 20Report.pdf.
Reference
- Full Case Name
- The PEOPLE of the State of Illinois, Appellant, v. Marc A. PEPITONE, Appellee.
- Cited By
- 12 cases
- Status
- Unpublished