Sullivan v. State
Sullivan v. State
Opinion of the Court
OPINION
Case Summary
John A. Sullivan appeals the sentence imposed following his plea of guilty to one count of child molesting, a class A felony. We affirm.
Issue
The restated issue we address is whether Sullivan was sentenced in violation of Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004).
On August 6, 1998, the State filed an information alleging Sullivan had committed twenty-three counts of child molesting on two of his children, C.S. and A.S. The trial court found probable cause to proceed on six of these charges; one of the counts was for class A felony child molesting and the remaining five were for class C felony child molesting. On November 830, 1998, Sullivan pled guilty to the class A felony charge, involving C.S., in exchange for dismissal of the remaining charges. Sentencing was left to the trial court's discretion. At the plea hearing, the State introduced the probable cause affidavit, without objection. The affidavit related numerous acts of molestation against C.S. and AS., as well as a third child of his, J.S.
At the sentencing hearing held on February 9, 1999, Sullivan stated that there was nothing inaccurate in the presentence report. 'The report indicated that C.S. was Sullivan's eight-year-old daughter at the time of the offense. Also introduced at the sentencing hearing was a letter from a counselor who had spoken with Sullivan. Sullivan's attorney agreed that there was no dispute about the contents of the letter. The trial court imposed the maximum possible sentence of fifty years. It noted as aggravating circumstances that C.S. was eight years old; that she was Sullivan's daughter and there had been a position of trust; that he had admitted that other offenses were perpetrated against C.S., AS., and J.S.;
On June 10, 1999, Sullivan filed a motion for modification of sentence, which the trial court denied. On August 23, 1999, he filed a petition for post-conviction relief. The petition languished for over five years with little or no activity until December 2004, when the petition was dismissed without prejudice on Sullivan's motion. On April 28, 2005, he filed a motion to initiate a belated appeal, which the trial court granted. We now consider that appeal, which solely challenges the sentence imposed by the trial court.
Discussion and Decision
Sullivan contends the trial court relied on aggravating cireumstances neither admitted by him nor proven to a jury beyond a reasonable doubt in enhancing his sentence, in violation of his Sixth Amendment rights as set forth in Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004), and applied in Indiana by Smylie v. State, 823 N.E.2d 679 (Ind. 2005), cert. pending. Under Blakely and Indiana's former sentencing scheme, trial courts could enhance a sentence above the presumptive based only on those facts that were established in one of several ways: (1) as a fact of prior conviction; (2) by a jury beyond a reasonable doubt; (8) when admitted by a defendant; and (4) in the course of a guilty plea where the defendant waived his or her Sixth Amendment rights and stipulated to certain facts or consented to judicial factfind-ing. Trusley v. State, 829 N.E.2d 923, 925 (Ind. 2005).
The procedural posture of Sullivan's case is unusual. He was sentenced over five years before Blakely was decided. He did not directly appeal his sentence at that time; it does not appear he was informed that he could do so. Instead, Sullivan sought to challenge it first by way of a motion for sentence modification, then by filing a petition for post-conviction relief.
The State does not argue that Sullivan cannot invoke Blakely with respect to a sentencing hearing that was conducted in 1999. It was correct not to make such an argument. The Indiana Supreme Court's rule that precludes retroactive application of new criminal rules to collateral proceedings does not apply to direct appeals brought pursuant to Post-Conviction Rule 2. Fosha v. State, 747 N.E.2d 549, 552 (Ind. 2001) (holding that defendant's claim based on Richardson v. State, 717 N.E.2d 32 (Ind. 1999), would be considered on the merits, where defendant was convicted in 1993 and did not originally timely file a direct appeal but in 1999 was granted permission to file a belated appeal). "New rules for the conduct of criminal prosecutions are to be applied retroactively to cases pending on direct review or not yet final when the new rules are announced." Powell v. State, 574 N.E.2d 331, 333 (Ind.Ct.App. 1991), trans. denied. Because Sullivan was given permission to file this belated direct appeal, he may rely on Blakely even though he was sentenced more than five years before it was decided because his case was "not yet final" when Blakely was decided. Additionally, Smylie holds that defendants sentenced before Blakely was handed down, but whose appeals were "on direct review" on that date, may raise a Sixth Amendment challenge to their sentences for the first time on appeal. Smylie, 823 N.E.2d at 690-91.
Turning to the merits of Sullivan's arguments, we observe that his prior conviction for one count of trespassing, although exempt from Blakely's jury-finding requirement, clearly is insufficient by itself to sustain a maximum sentence for class A felony child molesting and, indeed, may not qualify as a significant aggravating cireumstance at all. See, e.g., Cotto v. State, 829 N.E2d 520, 526 (Ind. 2005) (holding that criminal history consisting of five misdemeanor convictions was at best marginally significant in determining sentence for class A felony). There also appears to be no Blakely-permissible basis for the trial court's stated aggravator that Sullivan was a danger to society and unlikely to be rehabilitated. That leaves the focus on the following aggravators: C.S.'s age, her status as Sullivan's daughter, and the claim that he repeatedly molested her and his two other children, A.S. and J.S.
At the guilty plea hearing, Sullivan directly stated that C.S. was eight years old at the time of the offense to which he pled guilty. This was a clear admission to the fact of C.S.'s age and, thus, was properly utilized as an aggravating cireumstance under Blakely. The trial court in its oral sentencing statement also recognized that although C.S.'s age, or being under fourteen years old, was an element of child molesting, the fact that she was significantly less than fourteen made the erime "more heinous ...." Tr. at 28. This justified the use of C.S.'s age as an aggravating circumstance under general Indiana sentencing law. See Davis v. State, 796 N.E.2d 798, 807-08 (Ind.Ct.App. 2003), trans. denied.
Finally, we address the contention that Sullivan not only molested C.S., but had also molested J.S. and A.S., apparently all three repeatedly.
I know what I did's [sic] horrible and I just want to do what I can to fix what I broke without being locked away to the point where they ["my kids"] won't even know me when I get out or they will hate me for the rest of my life. Which they have every right to. I got a letter from my son not too long ago, my youngest son [J.S.] saying he forgives me and he hopes I get help.
Id. {emphases added). Sullivan had also said earlier, "I'm just sorry this all happened. I just wish I could turn it all back before any of it did happen. I wish I would've got help before it got as far as it did." Id. at 20 (emphases added).
When we consider these three factors together-the unobjected-to probable cause affidavit, the unobjected-to counsel- or's letter, and Sullivan's own statements regarding the harm he caused to "my
Thus, in this case Sullivan admitted to three clearly significant aggravating cireumstances-C.S.'s age, that she was his daughter, and that he had also repeatedly molested her and A.S. and J.S. as well-but did not admit to being a danger to society or incapable of rehabilitation. In a case where a trial court has relied on some Blakely-permissible aggra-vators and others that are not Blakely-permissible, the "sentence may still be upheld if there are other valid aggravating factors from which we can discern that the trial court would have imposed the same sentence." Edwards v. State, 822 N.E.2d 1106, 1110 (Ind.Ct.App. 2005). Here, we are confident that the trial court would have imposed an identical maximum sentence based solely on the facts that Sullivan had not only molested his eight-year-old daughter on one occasion, but that this occasion was part of a larger pattern of having regularly molested her as well as his two sons. See, e.g., Newsome v. State, 797 N.E.2d 293, 300 (Ind.Ct.App. 2003) ("Repeated molestations occurring over a period of time can be an aggravating factor supporting the maximum enhancement."), trans. denied.
Sullivan makes several related challenges to his sentence that he bases upon Blakely, including that he did not receive adequate notice of the aggravating cireumstances upon which the' State planned to rely, that the Indiana Rules of Evidence should have governed his sentencing hearing, and that the Separation of Powers doctrine precluded the probation department-a judicial ageney-from preparing the presentence report that played a role in determining Sullivan's sentence. We decline to address these arguments. Sullivan effectively admitted to three significant aggravating cireumstances, and he raised no arguments whatsoever regarding his sentencing procedure before the trial court. He cannot do so now, just because Blakely has been decided. Smylie allows Blakely challenges to sentences, regardless of whether there was a Sixth Amendment objection to the trial court, in situations where defendants did not admit to non-criminal history aggravators. See Smylie, 823 N.E.2d at 690-91. We do not believe, however, that Smylie gave defendants carte blanche to raise peripheral Blakely issues, such as those Sullivan makes, where they did make admissions to aggravating circumstances that were sufficient to support an enhanced sentence. In other words, defendants -can rely on Blakely retroactively, but they cannot retroactively retract admissions to sentencing ag-gravators just because Blakely might have altered the strategic consideration of whether to make such admissions. See Trusley, 829 N.E.2d at 926 n. 3.
Finally, Sullivan contends that the nature of his sentencing was such that it
Affirmed.
. In the written sentencing order, this was phrased as "The Defendant is alleged by all his children to have perpetrated sexual acts on them." Appellant's App. at 15.
. J.S. and A.S. also were clearly listed in the presentence report as Sullivan's children.
. Sullivan also invokes Article 1, Section 19 of the Indiana Constitution, and its guarantee that "In all criminal cases whatever, the jury shall have the right to determine the law and the facts." Even if we were to assume. that this provision applies to sentencing proceedings, as Sullivan wishes, we discern no reason for an analysis or outcome in this case different from what we have already arrived at in this case under Blakely.
Concurring Opinion
concurring in result.
I concur with the result reached by the majority that any Blakely error in this case was harmless. I disagree with the analysis the majority utilizes with regard to whether it is "confident" the error was harmless, citing to Edwards v. State, 822 N.E.2d 1106, 1110 (Ind.Ct.App. 2005). I have elsewhere stated my rationale for believing that we must review Blakely error according to the standard of whether such error was harmless beyond a reasonable doubt. See Davis v. State, 835 N.E.2d 1087 (Ind.Ct.App., 2005) (Barnes, J., concurring in result). I adhere to that belief in this case. Nonetheless, I conclude that any error in this case in relying on Blakely-impermissible aggravators was harmless beyond a reasonable doubt based on Sullivan's admission of having regularly molested his own children. Therefore, I concur in result.
Reference
- Full Case Name
- John A. SULLIVAN, Appellant-Defendant, v. STATE of Indiana, Appellee-Plaintiff
- Cited By
- 19 cases
- Status
- Published