Alan Lee Berryman v. State of Indiana
Alan Lee Berryman v. State of Indiana
Opinion
[1] Alan Lee Berryman appeals the trial court's denial of his petition to expunge the record of a case in which a jury found him not responsible by reason of insanity ("NRRI"). Berryman raises one issue on appeal, whether a judgment of NRRI is a "conviction" as the term is used in Indiana Code section 35-38-9-1. We affirm.
Facts and Procedural History
[2] On November 3, 2001, Berryman approached a man and his wife in a mall parking lot.
State v. Berryman
,
[3] On an undisclosed date thereafter, Berryman was released from his commitment, and he filed a Petition to Expunge/Seal Records pursuant to Indiana Code section 35-38-9-1 in late 2017. The State filed an objection, and the trial court held a hearing on June 14, 2018. On July 17, 2018, the trial court issued an order denying Berryman's petition. 2 Berryman filed a motion to correct error on August 8, 2018. Pursuant to Trial Rule 53.3, the motion was deemed denied on September 24, 2018.
Discussion and Decision
[4] Indiana Code section 35-38-9-1 allows an individual arrested for a crime, but not convicted, to seek expungement of the records related to the arrest and charge. The statute applies "to a person who has been arrested, charged with an offense, or alleged to be a delinquent child, if: (1) the arrest, criminal charge, or juvenile delinquency allegation: (A) did not result in a
conviction
or juvenile adjudication."
*1248
[5] While the question Berryman presents about Indiana Code section 35-38-9-1 is one of first-impression in Indiana, our standard for reviewing this class of questions is well settled. "Statutory interpretation is a question of law reserved for the court and is reviewed
de novo
.
De novo
review allows us to decide an issue without affording any deference to the trial court's decision."
Shaffer v. State
,
[6] At issue is the meaning of the term "conviction" in Indiana Code section 35-38-9-1 and, as former Chief Justice Shepard explained, "[t]he word 'conviction' is not a term of art, and its multiple definitions create some confusion."
Carter v. State
,
[7] Black's Law Dictionary defines "conviction" as: " 1. The act or process of judicially finding someone guilty of a crime; the state of having been proved guilty. 2. The judgment (as by a jury verdict) that a person is guilty of a crime." Conviction , BLACK'S LAW DICTIONARY (10th ed. 2014) (emphases in original). Webster's Dictionary defines "conviction" as "the act of proving, finding, or adjudging a person guilty of an offense or crime." Conviction , WEBSTER'S THIRD NEW INTERNATIONAL DICTIONARY OF THE ENGLISH LANGUAGE UNABRIDGED (1st ed. 1976); see also Conviction , MERRIAM-WEBSTER ONLINE DICTIONARY (available at https://www.merriam-webster.com/dictionary/conviction) ("the act or process of finding a person guilty of a crime especially in a court of law") (last visited May 17, 2019). Thus, in common vernacular, "conviction" is used to mean either a finding of guilt of a crime or a court judgment that leads to criminal punishment.
[8] Where, as here, there is more than one reasonable interpretation of a term in a statute, we must construe the statute to give effect to the General Assembly's intent.
See
Nash
,
[9] Applying these principles of statutory construction, we must conclude the legislature intended "conviction" as used in Indiana Code section 35-38-9-1 to encompass a NRRI judgment because to hold otherwise would be absurd and unjust, which could not have been the legislature's intent. As we have previously observed, the intent of Indiana Code section 35-38-9-1 is to allow an individual who satisfies certain criteria to escape the stigma associated with an overturned conviction or an arrest that does not result in a conviction.
B.S. v. State
,
[10] Other states have interpreted their expungement statutes to not extend to NRRI or similar judgments because those defendants are institutionalized in mental health facilities after committing the criminal acts for which they are found not responsible due to insanity. For example, in
Commonwealth v. B.C.
, Pennsylvania authorities arrested B.C. and charged him with aggravated assault, simple assault, and recklessly endangering another person.
[11] Similarly, in
Eastlack v. Commonwealth
, Virginia charged Eastlack with malicious wounding and the trial court found him to be not guilty by reason of insanity.
[12] Likewise, the New Hampshire Supreme Court held an individual found not guilty by reason of insanity was not entitled to have his record annulled.
State v. Bulcroft
,
[13] These policy concerns apply equally in Indiana, and we find them persuasive. A NRRI verdict is not equivalent to a "not guilty" verdict. If the State fails to prove each element of the criminal offense beyond a reasonable doubt, then the jury must render a verdict of not guilty.
[14] People have a right to know if their neighbors have committed violent acts and to use this knowledge to ensure their own safety.
See
*1250
Wallace v. State
,
[15] Additionally, if we were to accept Berryman's interpretation of the statute, an individual found NRRI could petition for expungement much earlier than a person convicted of a crime. Indiana Code section 35-38-9-1 provides an individual is eligible to petition for expungement "[n]ot earlier than one (1) year after the date of arrest, criminal charge, or juvenile delinquency allegation (whichever is later), if the person was not convicted or adjudicated a delinquent child, or the date of the opinion vacating the conviction or adjudication becomes final." In comparison, individuals convicted of crimes eligible for expungement must wait 5 years to have the conviction expunged if it was a misdemeanor, eight years if the conviction was a felony, and ten years if the conviction was a felony resulting in serious bodily injury or committed by an elected official or candidate for public office.
See
[16] At the hearing, Berryman argued he has trouble obtaining housing and employment because of the record of his charge. This is like B.C.'s argument that his arrest and his subsequent not guilty by reason of insanity verdict interfered with his ability to obtain better employment.
B.C.
,
Conclusion
[17] In solidarity with our sister states, we hold that an individual adjudicated NRRI may not have that finding expunged pursuant to Indiana Code section 35-38-9-1. To hold otherwise would be contrary to public policy, absurd, and unjust, which our legislature could not have intended. Accordingly, the trial court is affirmed.
[18] Affirmed.
Mathias, J., and Brown, J., concur.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.