Whole Woman's Health Alliance v. Hill
Whole Woman's Health Alliance v. Hill
Opinion of the Court
Plaintiffs have sued Defendants under
Background
Plaintiffs are Whole Woman's Health Alliance (WWHA); All-Options, Inc. ("All Options"); and Dr. Jeffrey Glazer ("Glazer"). WWHA "is a nonprofit organization committed to providing holistic reproductive healthcare, particularly abortion care." Compl. ¶ 14. WWHA has applied for a license to operate an abortion clinic in South Bend, Indiana, a point discussed in greater detail below. Further, WWHA "engages in advocacy, education, and community outreach to eradicate abortion stigma."
All Options "is a nonprofit organization that ... promote[s] unconditional, judgment-free support for people in their decisions, feelings, and experiences with pregnancy, parenting, abortion, and adoption."
Glazer "is a board-certified obstetrician-gynecologist licensed to practice medicine by the State of Indiana. Dr. Glazer is an abortion provider. He intends to serve as the Medical Director of WWHA's prospective South Bend clinic, where he will provide abortion care."
Defendants are Curtis T. Hill. Jr., Attorney General of Indiana ("the Attorney General"); Dr. Kristina Box, Commissioner of the Indiana State Department of Health (ISDH); Kenneth P. Cotter, St. Joseph County, Indiana, Prosecutor; and Dr. John Strobel, President of the Medical Licensing Board of Indiana. All Defendants are sued in their official capacities only. Compl. ¶¶ 24-27.
On August 11, 2017, WWHA applied to ISDH for a license to open an abortion clinic in South Bend. See
ISDH regulations provide in applicable part that it "may deny a license to operate an abortion clinic for any of the following reasons: (1) If the licensee or licensees are not of reputable and responsible character.... (7) If the application for a license to operate an abortion clinic or supporting documentation provided inaccurate statements or information."
The Appeals Panel elaborated that WWHA had failed to be forthcoming about its "affiliates." Dkt. 67 Ex. 1, at 8. WWHA argued, and the ALJ had apparently agreed, that it had properly disclosed all of its "affiliates" as that term is used in the Indiana statutes governing nonprofit corporations like WWHA, Ind. Code art. 23-17. Dkt. 43 Ex. 2, at 3. Relying on those and other scattered statutes as well as a decision of the Indiana Court of Appeals, the Appeals Panel disagreed, finding that several undisclosed abortion providers were "affiliates" of WWHA. Dkt. 67 Ex. 1, at 9. Accordingly, the Appeals Panel held, "[WWHA] provided inaccurate statements to ISDH in [WWHA's] supporting documentation and its license application should be denied pursuant to 410 [Ind. Admin Code] 26-2-5."
*930This lawsuit was filed on June 21, 2018. The complaint attacks as violative of the First and Fourteenth Amendments to the Constitution virtually or actually the entire universe of Indiana abortion regulations, which, the complaint alleges, serve no medical or other legitimate regulatory goal but instead exist solely to burden provision of and access to abortions.
Defendants' motion to dismiss contends that Plaintiffs' complaint should be dismissed with prejudice "based on well-settled abstention doctrines"; because Plaintiffs "lack standing to bring their claims"; and because the Attorney General "is not a proper party and should be dismissed" under Ex parte Young ,
Standard of Decision
Defendants' argument that the Attorney General is not a proper party under Ex parte Young arises under Federal Rule of Civil Procedure Rule 12(b)(6). See Blagojevich v. Gates ,
Defendants' challenge to Plaintiffs' standing attacks the court's subject-matter jurisdiction and thus arises under Federal Rule of Civil Procedure 12(b)(1). See Apex Digital, Inc. v. Sears, Roebuck & Co. ,
Defendants' arguments for abstention or deference "do[ ] not fit neatly into Rule 12(b)(1) or Rule 12(b)(6)." Bolton v. Bryant ,
More importantly, as noted above, only Rule 12(b)(1) permits the court in appropriate circumstances to look past the complaint. Where as here the party invoking abstention moves to dismiss rather *931than to stay (almost always wrongly, as explained below), application of Rule 12(b)(6) is highly likely to prevent adjudication of the issue on the merits, for it is highly unlikely that the predicates for abstention will have been pleaded in the complaint. Accordingly, in keeping with our general preference for functional approaches, Empress Casino Joliet Corp. v. Balmoral Racing Club, Inc. ,
I. PULLMAN ABSTENTION AND COLORADO RIVER DEFERENCE
"[F]ederal courts have a 'virtually unflagging obligation to exercise the jurisdiction given them.' " Hammer v. U.S. Dep't of Health & Human Servs. ,
Under Pullman , a federal court will abstain from exercising its jurisdiction " 'only when (1) there is substantial uncertainty as to the meaning of the state law and (2) there exists a reasonable probability that [a] state court's clarification of state law might obviate the need for a federal constitutional ruling.' " Wis. Right to Life State Political Action Comm. v. Barland ,
Defendants urge us to abstain under Pullman from exercising our jurisdiction over this case in light of the administrative proceedings on WWHA's license application, or in the alternative, to defer to those proceedings under Colorado River .
As an initial matter, even if their application were merited, neither Pullman nor Colorado River would entitle Defendants to the relief they seek here, that is, dismissal of the entire complaint with prejudice. Mot., at 2. If Pullman or Colorado River apply, they apply by hypothesis only to so much of Plaintiffs' complaint as overlaps with the administrative proceedings before ISDH. But those proceedings, at most, relate only to the "reputable and responsible character" provision of Indiana's abortion-clinic licensing regulations.
Further, "a court abstaining under Pullman does not dismiss the action; it retains jurisdiction of the federal claim pending the state court's decision on the state law issue." Moses v. Kenosha County ,
Persisting in their demand for dismissal under Pullman , Defendants in reply raise a belated argument for a stay under Colorado River , but "[r]eply briefs are for replying, not for raising ... arguments that could have been advanced in the opening brief." Autotech Techs. Ltd. P'ship v. Automationdirect.com ,
That failure notwithstanding, neither Pullman nor Colorado River applies on the merits. As for Pullman , its second element is not satisfied because there is no reasonable probability that a state court ruling will obviate the need for a federal constitutional ruling. See Wis. Right to Life ,
Moreover, no part of ISDH's final order denying WWHA's license application rested on the challenged "reputable and responsible character" requirement. See Dkt. 67 Ex. 1, at 9. Thus, even if a petition for judicial review has been timely filed by WWHA (as noted above, we have found no record of one), any decision on such petition is highly unlikely to construe that requirement, narrowly or otherwise. And if the requirement were to be addressed at all, it is highly likely to be addressed only to the extent of determining, first, whether inaccuracies in documentation supporting a license application are sufficient to sustain a finding of no reputable and responsible character, and, second, whether WWHA actually submitted inaccurate documentation-which depends in turn on the meaning *933of "affiliates" as a matter of state corporations law. However these questions may be answered, their answers will in no wise obviate the constitutional questions presented by Plaintiffs' lawsuit.
As for Colorado River , assuming it may apply to administrative proceedings, its threshold requirement of parallelism is not met. "For a state court case to be parallel to a federal court case ... there must be 'a substantial likelihood that the state litigation will dispose of all claims presented in the federal case.' " Freed ,
As already noted, it is not clear on this record that the denial of WWHA's license application is still being litigated in the state forum. There may therefore be no concurrent state-federal litigation at all. Even if there is, the two actions are not parallel because substantially the same issues are not being litigated in the two fora. As explained above, the issue in the administrative case is whether WWHA submitted inaccurate documentation in support of its license application. See Dkt. 43 Ex. 2 (WWHA's petition for administrative review). That issue is no part of the federal lawsuit before us now.
As for weighing Colorado River 's"ten non-exclusive factors," Freed ,
II. ARTICLE III STANDING
Article III of the Constitution "limits the jurisdiction of federal courts to 'Cases' and 'Controversies[.]' " Lujan v. Defenders of Wildlife ,
"Injury in fact" is "an invasion of a legally protected interest which is (a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical."
*934
Defendants contend that Plaintiffs have not alleged injury-in-fact redressable by a favorable ruling. " 'Where at least one plaintiff has standing, jurisdiction is secure and the court will adjudicate the case whether the additional plaintiffs have standing or not.' " Korte v. Sebelius ,
As the Seventh Circuit has explained,
The cases are legion that allow an abortion provider, such as Planned Parenthood of Wisconsin or AMS [or Glazer here], to sue to enjoin as violations of federal law (hence litigable under42 U.S.C. § 1983 ) state laws that restrict abortion. These cases emphasize not the harm to the abortion clinic of making abortions very difficult to obtain legally, though that might be an alternative ground for recognizing a clinic's standing, but rather "the confidential nature of the physician-patient relationship and the difficulty for patients of directly vindicating their rights without compromising their privacy," as a result of which "the Supreme Court has entertained both broad facial challenges and pre-enforcement as-applied challenges to abortion laws brought by physicians [such as Glazer] on behalf of their patients."
Planned Parenthood of Wis., Inc. v. Schimel ,
Defendants contend that Glazer's "patients do not exist because he does not allege that he provides abortions in Indiana at this time." Br. Supp. 9. That is simply wrong. "Jeffrey Glazer, M.D., is a board-certified obstetrician-gynecologist licensed to practice medicine by the State of Indiana. Dr. Glazer is an abortion provider.... Dr. Glazer sues on behalf of himself and his patients." Compl. ¶ 23. If this leaves any room for doubt, obligating us to look into the truth of the matter, such doubt is swiftly dispelled: "I currently provide both surgical and medication abortions to patients at the Indianapolis Clinic for Women ... in Indianapolis, Indiana.... On average, I provide abortions to approximately twenty-five patients per week at the Indianapolis Clinic for Women." Glazer Decl. (Dkt. 43 Ex. 4) ¶¶ 5-6. As to the challenged licensing regulations, specifically, the complaint adequately alleges that new abortion clinics, which would operate in Indiana but for the challenged licensing regulations, would reduce the severity of the burdens on obtaining abortions for Glazer's patients and allow Glazer to expand his professional practice. Compl. ¶¶ 69, 70, 82-89, 187-88, 190-91, 194-95. Glazer's and his patients' injuries would be addressed by a ruling invalidating and enjoining the challenged statutes. Glazer thus clearly has standing to bring this lawsuit.
III. EX PARTE YOUNG
The Attorney General is sued here in his official capacity, which is equivalent to a suit against the state of Indiana, the entity of which the Attorney General is an agent. See Sow v. Fortville Police Dep't ,
*935An unconsenting state is immune from suit in federal court except, as relevant here, under the doctrine articulated by Ex parte Young ,
"The Ex parte Young doctrine 'allows private parties to sue individual state officials for prospective relief to enjoin ongoing violations of federal law.' "
In Doe , the Seventh Circuit held that the Attorney General did not have a connection with the enforcement of Indiana's name-change statute sufficient to bring a lawsuit challenging the statute on constitutional grounds within Ex parte Young . He "ha[d] not threatened to do anything, and [could] not do anything, to prosecute a violation" of the statute. Id. at 977.
The Attorney General, with limited exceptions, see
The name-change statute challenged in Doe carried "no criminal penalties" for its violation. Doe ,
We do not read Doe to hold that, because the Attorney General cannot initiate criminal prosecutions, the Attorney General is never a proper party to a lawsuit which, as here, see Compl. ¶¶ 83, 102, 115, 131, 149, 152-58, challenges the constitutionality of criminally enforceable statutes. If that were so, the Seventh Circuit's discussion would have begun and ended there. Rather, we read Doe to hold that possible participation in a collateral criminal prosecution is insufficient to establish a connection with the enforcement of the underlying civil regulatory statute. Many such statutes require submission to public authorities of statements under penalty of perjury. See, e.g.,
*9367.1-3-1-27(b) (affidavit of compliance with alcohol retailer regulations); 22-15-5-8(a)(6) (application for initial elevator contractor license); 31-19-5-21(c)(2) (application for copy of putative father's ISDH registration form). If the possibility of a collateral perjury prosecution were a sufficient connection to the enforcement of such statutes, it would indeed "extend Ex parte Young past its limits." Doe ,
Here, by contrast, the challenged statutes are directly criminally enforceable. And the Attorney General is intimately bound up with criminal enforcement at every stage after the initial charges are laid-at his option at trial, and by statutory command on appeal. We particularly emphasize the Attorney General's complete and exclusive control over the criminal appeals process, a point that was not raised or considered in Doe (unsurprisingly, since, as noted, there was nothing to prosecute there). It seems incredible and unsustainable to hold that the state officer responsible for defending criminal convictions secured under a statute does not have " 'some connection' " with the statute's enforcement. Doe ,
Thus, it is not the case that the Attorney General "would have no power to carry out" an injunction invalidating the challenged statutes. Br. Supp. 12-13. To the contrary, the Attorney General could "consult with and advise" local prosecuting attorneys not to bring a prosecution under the statutes,
Conclusion and Order
For the reasons given above:
Defendants' motion to dismiss, Dkt. 37, is DENIED.
IT IS SO ORDERED.
We understand Paragraph 203 to raise a facial challenge to the "reputable and responsible character" requirement, notwithstanding the "As applied by [ISDH]" incipit , because Plaintiffs appear to seek its general invalidation, see Six Star Holdings, LLC v. City of Milwaukee ,
Reference
- Full Case Name
- WHOLE WOMAN'S HEALTH ALLIANCE, All-Options, Inc., and Jeffrey Glazer, M.D. v. Curtis T. HILL, Jr., in his official capacity, Kristina Box, in her official capacity, John Strobel, M.D., in his official capacity, and Kenneth P. Cotter, in his official capacity
- Cited By
- 6 cases
- Status
- Published