Roark v. State
Roark v. State
Dissenting Opinion
dissenting.
I respectfully dissent from the majority opinion in their setting aside of the death penalty. As recited by the majority opinion, Judge Clement did an excellent job in complying with this Court's rules in overriding a jury's recommendation against the death penalty. Judge Clement had every fact considered by the majority opinion before him. He had before him the witnesses discussed in the majority opinion and could observe the demeanor of those witnesses, where as this Court had only the written record for reference. Under these circumstances, I cannot justify overruling Judge Clement's carefully drafted decision to order the death sentence.
I would affirm Judge Clement.
Opinion of the Court
We review and affirm the murder convie-tions of defendant Dennis R. Roark. We reverse defendant's death sentence and sentence defendant to 200 years in prison, consisting of three consecutive sentences of fifty years for each of the murder convictions, such terms to be served consecutively to the 50 year sentence for voluntary manslaughter already imposed by the trial court in this case.
Facts
The defendant, age 25, lived in Betty Wag-goner's home in Hammond, Indiana, with Betty Waggoner, Mary Waggoner, age 19, who was defendant's girlfriend, and defendant's and Mary Waggoner's two children, son Dennis Waggoner, age 20 months, and daughter Elizabeth Waggoner, age four months. The defendant recounted the following events in his statement to the police that was admitted at trial. On February 3, 1989, at about 5:00 a.m., the defendant returned home after a night of drinking. Mary Waggoner informed him that her mother would yell at him for staying out all night. The defendant told Mary Waggoner that he would rather leave than be yelled at by her mother. Mary Waggoner decided that she and her children would leave with him. Betty Waggoner approached the defendant and Mary Waggoner as they were about to leave, grabbed their son, and stated that she would kill herself if they left. She then lunged toward the defendant with a knife. The defendant wrestled the knife away from Betty Waggoner and stabbed her. He then stabbed Mary Waggoner and their two children multiple times each and left the house.
Later that same morning, firemen were called to the Waggoner home. The dead bodies of Betty, Mary, Dennis, and Elizabeth Waggoner were found in the home. Although the bodies of Betty and Mary Wag-goner were burned, autopsies revealed that they had been stabbed to death before the fire broke out. Dennis Waggoner died from smoke inhalation and internal injuries due to stab wounds. Elizabeth Waggoner died from burns suffered during the fire and external injuries due to stab wounds.
Defendant was charged with the knowing or intentional murders
At a subsequent sentencing hearing, the trial court reviewed and weighed aggravating and mitigating cireumstances, considered the jury's recommendation against death, and then sentenced defendant to death. Defendant appeals his convictions for Murder and his death sentence. He does not appeal his conviction for Voluntary Manslaughter.
Issues on Appeal
In addition to challenging the imposition of a sentence of death in this case, defendant contends that (1) the trial court erred in denying his motion to suppress his confession and (2) the evidence does not support beyond a reasonable doubt the verdict that he committed murder as opposed to voluntary manslaughter in the deaths of Mary Waggoner and the two children.
1. Motion to Suppress Confession.
Defendant contends that the trial court committed reversible error in when it denied the motion to suppress defendant's confession because defendant did not knowingly, intelligently, and voluntarily waive his Miranda rights. Following his arrest, defendant was interrogated by Officer Manciel-wicz. At the outset of the interrogation, Officer Mancielwies presented defendant with a waiver of rights form, which defendant read. After defendant read the form, Officer Mancielwiez told defendant, "Okay, what this means Denny, you're not waiving your rights." Defendant then signed the waiver form and gave a statement incriminating himself. The trial court denied defendant's motion to suppress this statement. At trial, the statement was read to the jury over defendant's objection.
In order for defendant to have waived or relinquished his right against self-incrimination, the record must show that he knowingly, intelligently, and voluntarily relinquished that right. Miranda v. Arizona, 384 U.S. 436, 444, 86 S.Ct. 1602, 1612, 16 L.Ed.2d 694 (1966); Edwards v. State (1980), 274 Ind. 387, 390-91, 412 N.E.2d 223, 225. The burden is on the State to prove beyond a reasonable doubt that the waiver was knowingly and voluntarily made. Miranda, 384 U.S. at 475, 86 S.Ct. at 1628; Burton v. State (1973), 260 Ind. 94, 105, 292 N.E.2d 790, 797-98. Such claims are reviewed considering the totality of the cireumstances, based on a review of the entire record. Blackburn v. Alabama, 361 U.S. 199, 206, 80 S.Ct. 274, 279-80, 4 L.Ed.2d 242 (1960). Here, defendant argues, there is insufficient proof that he appreciated both the gravity of the waiver and the meaning of the words. He points out that, while reading from a form with a correct statement of his rights, an authority figure was assuring him that he really would not be giving up any of his rights if he gave a statement. - This scenario, defendant contends, would be confusing to a person of average intelligence, let alone a man of defendant's limited intelligence.
'We first observe that defendant's limited intelligence alone does not render his confession involuntary. Indeed, in Colorado v. Connelly, 479 U.S. 157, 107 S.Ct. 515, 93 L.Ed.2d 473 (1986), the United States Supreme Court said that the purpose of the Fifth Amendment's testimonial privilege against self-incrimination and the requirements of Miranda are to protect against police misconduct. Although a person's mental condition is relevant to the issue of susceptibility to police coercion, where the person voluntarily makes a confession without police coercion the confession may be considered in spite of the mental condition. Connelly, 479 U.S. at 167, 107 S.Ct. at 522; Pettiford v. State (1993), 619 N.E.2d 925, 928. Thus the issue here really turns on whether Officer Mancielwiez's statement to defendant was coercive within the meaning of Connelly.
The State contends this situation is similar to that faced by this court in an earlier death penalty case, Wisehart v. State (1985), Ind., 484 N.E.2d 949 reh'g denied, cert. denied,
After carefully reviewing the record here, we find this situation is controlled by Wisechart. The defendant had a full advisement of his rights and acknowledged that he understood that he was agreeing to the use of his statements against him at trial. Even after receiving what defendant now terms a "mixed message," he showed no hesitancy or apprehension about proceeding. In this respect the case differs from our recent opinion in Lynch v. State (1994), Ind., 632 N.E.2d 341, 343, in which we held a confession inadmissible where, after defendant expressed reluctance about signing a waiver form, the interrogator misled defendant about the meaning and consequences of "waiver," and that behavior by the interrogator led to the subsequent statement. The confession here was properly admitted.
2. Sufficiency of Evidence of Murder.
As described above, following the stabbing death of Betty Waggoner, for which defendant was convicted of Voluntary Manslaughter, defendant went on to stab to death the other three victims. To find the defendant guilty of voluntary manslaughter, the jury was required to find that all of the elements of the crime of Murder existed except that the defendant acted under "sudden heat." Ind.Code § 35-42-1-8(a) (1988). Defendant contends that the subsequent three stabbings were part of a continuing reaction to the provocation caused by Betty Waggoner. The knife used in the stabbings was first produced by Betty Waggoner, and once defendant wrestled the knife away from Betty Waggoner, his subsequent actions were carried out in rapid succession while, he argues, still under the sudden heat triggered by Betty Waggoner's provocation. In defendant's view, there was no evidence presented at trial to support a finding that a cooling off period existed between the provocation by Betty Waggoner and defendant's chain of subsequent events. The significance of defendant's argument lies in the fact that if he is guilty of the voluntary manslaughter rather than the murder of all four victims, he is not eligible for a sentence of death.
We believe that the issue of whether the defendant continued to act under "sudden heat" was properly left for the jury to decide. With defendant's own statement to police made the same day as the killings, the jury had before it sufficient evidence from which it could infer that the killings of Mary Wag-goner, Dennis Waggoner, and Elizabeth Waggoner were not committed while defendant was acting under sudden heat.
Death Sentence Review
In Martinez Chavez v. State (1989), Ind., 534 N.E.2d 731, reh'g denied (1989), 539
Although we applied the Martinez Chaves standard to set aside death sentences in Jackson v. State (1992), Ind., 597 N.E.2d 950, reh'g denied, cert. denied, - U.S. -, 113 S.Ct. 1424, 122 L.Ed.2d 793 (1993) and Kennedy v. State (1993), Ind., 620 N.E.2d 17, reh'g denied, we have concluded that the obligation that standard places on the trial court is inconsistent with the independent sentencing authority which the trial court has under the death penalty statute.
Trial Court Sentencing
Our death penalty statute provides three distinct steps which the trial court must take in reaching its sentencing decision in cases in which the jury has found the defendant guilty of Murder and the State seeks the death penalty. First, the trial court must find that the State has proved beyond a reasonable doubt that at least one of the aggravating cireumstances listed in the death penalty statute exists. Ind.Code § 35-50-2-9(e)(1) (1988) (now Ind.Code $ 85-50-2-9(0)(1) (1998)). Second, the trial court must find that any mitigating cireumstances that exist are outweighed by the aggravating circumstance or cireumstances. - Ind.Code § 85-50-2-9(e)(2) (1988) (now Ind.Code § (1998)). This evaluating and weighing process should be described in the trial court's sentencing statement. Third, before making the final determination of the sentence, the trial court must consider the jury's recommendation. Ind.Code § 35-50-2-9(e) (1988).
However, the death penalty statute also provides that the trial court is not bound by the jury's recommendation. Id. We have come to the conclusion that to require the trial court to test a jury's recommendation against death by the Martinez Chavez standard interferes with the trial court's statutory freedom from being bound by the jury's recommendation.
We emphasize that the statute explicitly requires that before making the final determination of the sentence, the trial court must consider the jury's recommendation. Ind.Code § To facilitate appellate review, we will require in future cases that the trial court briefly summarize its consideration of the jury recommendation in its sentencing statement. When the trial court has a jury recommendation against death before it, the single essential feature of this part of the sentencing process is that at the point of final decision the court reflect upon the jury recommendation against imposing death. A judge who proceeds in this manner will have satisfied the requirement of due consideration of such jury recommendation. In cases where the jury recommends against death, this consideration reflects appreciation that the jury's recommendation is a statement by the "conscience of the community"
Article 7, Section 4 of the Indiana Constitution provides that "[the Supreme Court shall have, in all appeals of criminal cases, the power to review and revise the sentence imposed." Although our rules for appellate review of sentences require that great deference be given the judgment of the trial court, Ind.Appellate Rule 17, where the sentence is death, those rules "stand more as guideposts for our appellate review than as immovable pillars supporting a sentence decision." Spranger v. State (1986), Ind., 498 N.E.2d 931, 947 n. 2, reh'g denied (1986), 500 N.E.2d 1170, cert. denied, 481 U.S. 1033, 107 S.Ct. 1965, 95 L.Ed.2d 536 (1987). In fact, we have made clear that "this Court's review of capital cases under Article 7 is part and parcel of the sentencing process." Cooper v. State (1989), Ind., 540 N.E.2d 1216, 1218.
During appellate review of a death sentence where the jury has recommended against death, two separate and dis-tinet issues are always presented for our consideration: (1) whether the trial court sentencing statement demonstrates due consideration of the jury recommendation; and (M) whether this Court, upon independent reconsideration of a jury recommendation against death, nevertheless concludes that the death penalty is appropriate. In making the see-ond of these inquires, this Court will apply the Martinez Chaves test as our standard of appellate review. Before we affirm a sentence of death, it must appear to us that all the facts available in the record point so clearly to the imposition of the death penalty that the jury's recommendation is unreasonable. Martinez Chavez, 539 N.E.2d at 5 (on rehearing).
Review of Defendant's Death Sentence
In this case, the trial court sentenced defendant to death notwithstanding the jury's recommendation against death. In a comprehensive sentencing order with appendix setting forth "Reasons for Imposition of Death Penalty,"
We now proceed to our independent reconsideration of the jury recommendation against death to decide whether the death penalty is appropriate here. As discussed above, we conduct this inquiry by asking whether all the facts available in the record point so clearly to the imposition of the death penalty that the jury's recommendation is unreasonable. Certainly in the face of the multiple stabbings of a teenage woman and two very young children, that burden is very high. Yet after careful study of the facts related to defendant's mental condition, which point away from the imposition of the death penalty, and after considering the mitigating circumstances found by the trial court, it does not appear to us that all the facts in the record point so clearly to the imposition of the death penalty that the jury's recommendation was unreasonable.
At trial, the defense presented the testimony of Dr. Jack Arbit,
This testimony was offered in an effort to establish an insanity defense, but Dr. Arbit offered no opinion on defendant's sanity. Two court-appointed psychiatrists testified that in their opinion defendant was sane at the time of the killings,
Conclusion
We affirm defendant's convictions for Murder. We reverse the sentence of death and impose consecutive sentences of 50 years for each murder conviction. Each sentence shall be served consecutively to the sentence of 50 years imposed by the trial court for defendant's voluntary manslaughter conviction, for a total sentence of 200 years.
GIVAN, J., dissents with separate opinion.
. This appeal follows a new trial on the crimes charged following our reversal of the defendant's convictions in an earlier trial. Roark v. State (1991), Ind., 573 N.E.2d 881.
. Ind.Code § 35-42-1-1(1) (1988).
. Ind.Code § 35-50-2-9 (1988).
. Ind.Code § 35-50-2-9(b)(8) (1988).
. Ind.Code § 35-50-2-9(b)(12) (1988).
. Ind.Code § 35-42-1-3(a) (1988).
. Indeed, defendant may have invited this result when he said during final argument in the guilt phase, "Simply because you return a verdict say of Voluntary Manslaughter for Count I [Betty Waggoner] does not mean you have to return the same verdict for Count II, III or IV. Anyone of the combinations is possible...."
. See McKoy v. North Carolina, 494 U.S. 433, 452, 110 S.Ct 1227, 1238, 108 L.Ed.2d 369 (1990) (Kennedy, J., concurring in the judgment) ("Tury unanimity ... is an accepted, vital mechanism to ensure that real and full deliberation occurs in the jury room, and that the jury's ultimate decision will reflect the conscience of the community.").
. The comprehensiveness of the order and appendix has greatly facilitated our review, and we express our appreciation to the trial court for its efforts in this regard. - Included in its appendix is the trial court's analysis of the standards to be employed by the trial court when considering imposing a sentence of death where the jury has recommended against death. We gave careful attention to the trial court's analysis in preparing our discussion of sentencing in such cases set forth above.
. Ind.Code § 35-50-2-9(b)(8) (1988).
. Ind.Code § 35-50-2-9(b)(12) (1988).
. Ind.Code § 35-50-2-9(c)(1) (1988).
. Ind.Code § 35-50-2-9(c)(2) (1988).
. - The trial court also sentenced defendant to 50 years for the voluntary manslaughter of Betty Waggoner, enhancing the presumptive 30 year sentence by the maximum 20 years in recognition of the murders that were committed at the same time.
. Dr. Arbit was ill and unable to attend the trial in person. His testimony from defendant's first trial was read into the record in the presence of the jury.
. Dr. Arbit testified that he had appeared as a witness in criminal cases approximately five to ten times during his thirty years of practice.
. The court-appointed psychiatrists only interviewed defendant and did not administer the battery of tests used by Dr. Arbit.
Dissenting Opinion
concurring and dissenting.
I join in affirming the convictions and concur in the revised version of the Martines, Chaves standard. Our clarification of this standard is the direct result of Deputy Attorney General Arthur Thaddeus Perry's request that we revisit the subject, and I thank him and appellant's counsel Marce Gonzalez, Jr., for superb work which made our task easier.
Still, it is possible for individual justices to apply a standard to a particular appeal and reach a different conclusion. I reach a different conclusion here, and I would affirm the penalty imposed by Judge Clement.
GIVAN, J., concurs with the observation that Judge Clement's sentencing of appellant should be affirmed.
Reference
- Full Case Name
- Dennis R. ROARK, Appellant-Defendant, v. STATE of Indiana, Appellee-Plaintiff
- Cited By
- 39 cases
- Status
- Published