Fish v. Kobach
Fish v. Kobach
Opinion of the Court
ORDER
In this voting-rights case challenging the Kansas documentary proof of citizenship (“DPOC”) law,
I. Background
Plaintiffs allege Kansas’s DPOC law, as enforced, violates § 5 of the National Voter Registration Act (“NVRA”).
Plaintiffs then served a discovery request for “all documents and communications regarding potential amendments or changes to the National Voter Registration Act affecting how officials may assess the eligibility of a voter registration applicant.”
On April 5, 2017, the undersigned U.S. Magistrate Judge, James P. O’Hara, issued an order overruling defendant’s scope-based objection and requiring in camera submission of the documents to facilitate the court’s rulings on the remaining objections.
Defendant filed a motion to stay production of the documents pending review of the undersigned’s order by Judge Robinson. On April 23, 2017, the undersigned granted the stay request.
In the instant motion, plaintiffs argue defendant should be sanctioned “for his failure to comply with his discovery obligations.”
II. Monetary Sanctions
Plaintiffs ask the court to sanction defendant for his conduct in challenging production of the two documents that were the subject of plaintiffs’ motion to compel. Plaintiffs argue, “Defendant’s misleading conduct has not only unnecessarily prolonged this discovery dispute past the close of discovery, [] it has raised basic questions about the integrity of Defendant’s representations to Plaintiffs and to the Court, and merits sanctions.”
As plaintiffs note, the court has the “inherent power to impose a variety of sanctions to regulate its docket, promote judicial efficiency and deter frivolous filings.”
As mentioned above, plaintiffs served defendant a discovery request for “all documents and communications regarding poten
Up to this point, the court finds nothing unscrupulous in defendant’s positions.
Defendant’s positions began to go awry, however, after plaintiffs filed a motion to compel production of the two documents.
Plaintiffs theorize that ‘[A]ny alternative methods proposed by Defendant to alter the assessment of voter eligibility under the NVRA go directly to the second prong of the Tenth Circuit’s analysis.’ Pis. Memo, at 7. Plaintiffs suppose that, ‘efforts by Defendant to seek alternative means of assessing voter qualifications by amending the NVRA would suggest that a DPOC requirement is not the least restrictive method of verifying eligibility.’ Pis. Memo, at 7. First, had Plaintiffs actually sought the documents that they now claim they are seeking, Defendant would have responded that no such documents exisi.30
This paragraph gives the strong impression that neither of the two at-issue documents relate to proposals by defendant to amend the NVRA’s eligibility-assessment provisions. Upon in camera review of the documents, the undersigned learned this is clearly not the case.
The court cannot say that defendant flat-out lied in representing the content of the disputed documents. In his response to the motion for sanctions, defendant attempts to defend his representations by thinly parsing the wording plaintiffs allegedly used. He states that the NVRA did not “mandate” attestation (but, actually, plaintiffs never said it did) and that he did not make “efforts” to amend the NVRA (which is certainly debatable). The fact remains, however, as the court noted in its order granting plaintiffs’ motion to compel, that defendant’s statements “can be construed as word-play meant to present a materially inaccurate picture of the documents.”
As officers of the court, defense counsel have a duty of candor to the court and to opposing counsel. Justice requires that all involved in our legal system work to ensure that a trae and accurate picture of the facts is presented to the court. This means that parties and their attorneys must respond to discovery fairly and accurately, and that counsel assert only arguments that are supported by facts. “Most attorneys, of course, try to convey evidence in the best possible light for their clients. But there is a difference between putting evidence in the best possible light and blatantly misstating the evidence.”
To deter defense counsel and other members of the bar from deliberately attempting to mislead the court in the future, and to somewhat compensate the court for the “costs imposed on the judicial system” through the undersigned’s time spent discovering defendant’s misrepresentations and bringing the same to light,
III. Confidentiality Designation
Next, plaintiffs object that defendant designated the two produced documents “confidential” under the protective order, and ask the court to order defendant to re-produce the documents with the designation removed. The protective order states, in relevant part,
2. Definition of Confidential Information. As used in this Order, “Confidential Information” is defined as information that the producing party designated in good faith has been previously maintained in a confidential manner and should be protected from disclosure and use outside the litigation because its disclosure and use is restricted by statute or could 'potentially cause harm, to the interests of the disclosing party or nonparties. For purposes of this Order, [] the Parties will limit their designation of “Confidential Information” to the following categories of information or documents ...
(c) Information that is exempt from disclosure under the Kansas Open Records Act.36
Thus, to support his confidentiality designation on each document, defendant must prove
Defendant asserts disclosure of the two documents is restricted by Kansas statute because they are exempt from disclosure under KORA. KORA provides that records in the possession of a public agency, such as the Office of the Kansas Secretary of State,
Defendant contends the documents fall under the “preliminary working papers exception,”
Defendant aptly proves the applicability of the section (a)(20) exception to the two documents at issue. First, the draft amendment has been shown to be a preliminary, non-final draft of amendments the Office of the Secretary of State was discussing internally with the intent of potentially suggesting the changes to Congress.
The court rejects plaintiffs’ argument that the documents cannot meet the section (a)(20) exception because defendant does not have authority to introduce legislation as a member of Congress. Quite simply, section (a)(20), by its terms, encompasses records beyond those involved in the formal “legislative process.”
Plaintiffs next argue that even if the two documents are exempt from disclosure under KORA, defendant may not designate them “confidential” unless he also makes a particularized showing that public disclosure of the documents, now in their redacted form, would harm the interests of the disclosing party or nonparties as required by paragraph 2 of the protective order.
Finally, plaintiffs argue that even if the documents are exempt from disclosure under Kansas state law, “that would not render them confidential for purposes of the Protective Order” in this federal qmstion case. This argument is odd for two reasons. First, in support, plaintiffs quote caselaw discussing privilege assertions in federal courts—an issue that considers whether a document is discoverable at all, not the wholly separate issue of whether a discoverable document is shielded by a protective order from disclosure beyond the confines of the litigation. Second, the protective order in this case specifically looks to Kansas state law in defining the limits on confidentiality. Plaintiffs’ argument in this regard is rejected.
The court concludes that the protective order governs the dissemination of the documents at issue. The protective order appears to have been fairly negotiated by the parties over multiple discussions.
To be clear, however, as the undersigned explained in detail at the status conference on the protective order, documents designated confidential under the protective order are not necessarily (or even likely) subject to filing under seal when a party relies upon them in support of a motion (such as the upcoming summary judgment motions the parties anticipate filing).
IV. Deposing Defendant
Finally, plaintiffs ask the court to reopen discovery for the limited purpose of allowing them to depose defendant about the draft amendment and the photographed document. Specifically, plaintiffs state they would like to depose Secretary Kobaeh about “when and why these documents were created, and by whom; the process that led to their creation; with whom they were shared, if anyone; how they were used or what information they relied upon; and other issues related to the responsive documents.”
Defendant does not oppose reopening discovery for the limited purpose of allowing plaintiffs to gain information about the draft amendment and the photographed document through written interrogatories or requests for admission, but asserts deposing defendant is inappropriate for two separate reasons: he is counsel of record and is a high-ranking government official. Because the court finds defendant is the only person with direct knowledge to answer certain questions about the documents and that a short deposition would be less intrusive than written discovery in this particular instance, plaintiffs’ request is granted.
Defendant correctly notes that, as a general matter, courts disfavor permitting the deposition of opposing counsel. “This district ... has recognized the potential for
Here, the information plaintiffs seek about the documents relates to Secretary Kobach’s actions as a party to this ease, not to his role as an attorney of record. The record indicates Secretary Kobach is the creator of the documents. Only he can explain his thought processes concerning their creation and his subsequent related actions— such as with whom he shared them and why. The factual information sought, then, is not why defendant took certain steps as counsel of record in this case, but rather as the state’s chief election official (as pertains to the draft document) and as an advisor to the President-Elect (as pertains to the photographed document). It cannot be disputed that the information Secretary Kobach may have about the documents could reasonably lead to the discovery of admissible evidence, such as evidence bearing on whether defendant “sought to amend the NVRA to alleviate defendant’s burdens under § 5.”
Courts also limit the circumstances under which senior government officials may be deposed.
The next consideration is whether a deposition, rather than written discovery, about the two documents is the most appropriate course of action. Given the posture
Accordingly, plaintiffs are permitted to take the deposition of Secretary Kobach with respect to non-privileged information and evidence pertaining to the draft amendment and the photographed document. The deposition will be held on July 5, 2017, at 10:00 a.m. in Room 211 of the United States Court House, 500 State Avenue, Kansas City, Kansas.
IT IS THEREFORE ORDERED that plaintiffs’ motion for sanctions and other forms of relief is granted in part and denied in part.
. Kan. Stat. Ann. § 25-2309(1) (requiring voter applicants to provide proof of United States citizenship when they simultaneously apply for or renew a driver’s license).
. 52 U.S.C. § 20504.
. Fish v. Kobach, 189 F.Supp.3d 1107 (D. Kan. 2016).
. Fish v. Kobach, 840 F.3d 710 (10th Cir. 2016).
. ECF Nos. 254 at 2-4; 258 at 2-3.
. ECF No. 273 at 4; ECF No. 273-6 at 2. The request as originally written sought, "All documents and communications related to draft amendments to the NVRA, including but not limited to any amendments related to the purported purposes of preventing, deterring and/or identifying noncitizen registrations and/or attempted registrations, registration fraud, and/or voter fraud.” ECF No. 273-2. But the request was modified in the course of counsel's meet- and-confer discussions.
. ECF No. 272.
. ECF No. 318.
. ECF No. 320.
. ECF No. 325.
. ECF No. 338.
. ECF No. 343 at 1.
. Id. at 8.
. Resolution Trust Co. v. Dabney, 73 F.3d 262, 267 (10th Cir. 1995), citing Chambers v. NASCO, Inc., 501 U.S. 32, 50, 111 S.Ct. 2123, 115 L.Ed.2d 27 (1991) (recognizing the inherent power of courts to sanction conduct abusive of the judicial process and rejecting arguments that statutory sanctioning powers displace this inherent power); see also Farmer v. Banco Popular of N. Am., 791 F.3d 1246, 1255 (10th Cir. 2015) ("In the words of Justice Scalia, ‘[sjome elements of [an Article III court’s] inherent authority are so essential to the judicial Power ... that they are indefeasible, among which is a court's ability to enter orders protecting the integrity of its proceedings.' " (internal citations omitted)); Braley v. Campbell, 832 F.2d 1504, 1510 (10th Cir. 1987) ("To deter frivolous and abusive litigation and promote justice and judicial efficiency, the federal courts are empowered to impose monetary sanctions, by statutes and the rules of civil and appellate procedure as well as their inherent right to manage their own proceedings.”).
. Goodyear Tire & Rubber Co. v. Haeger, — U.S. —, 137 S.Ct. 1178, 1186, 197 L.Ed.2d 585 (2017) (quoting Chambers, 501 U.S. at 44-45, 111 S.Ct. 2123).
. Chambers, 501 U.S. at 45, 111 S.Ct. 2123 (quoting Alyeska Pipeline Serv. Co. v. Wilderness Soc'y, 421 U.S. 240, 258-59, 95 S.Ct. 1612, 44 L.Ed.2d 141 (1975)).
. Id. at 46-47.
. ECF No. 273-6 at 2,
. Id.
. ECF No. 273-7 at 2,
. Id.
. The court rejects plaintiffs’ suggestion that defendant should have added the photographed document to his privilege log. This would have been an unnecessary technical step when both sides wore well aware of the document being withheld and tire circumstances surrounding it.
. ECF No. 318 at 8.
. Plaintiffs' statement in their motion that the court found the objections "were not substantially justified" is materially inaccurate. ECF No. 343 at 9.
. Linnebur v. United Tele. Ass'n, No. 10-1379, 2012 WL 1183073, at *1 (D. Kan. Apr. 9, 2012) (citing cases); see also Hamner v. Assoc. Wholesale Grocers, Inc., No. 07-2314, 2008 WL 917900, at *2 (D. Kan. March 31, 2008) (internal citations omitted).
. Plaintiffs concede, "Defendant may have been entitled to object to producing documents on the grounds of relevance and privilege." ECF No. 343 at 10.
. Plaintiffs mentioned Rule 37 as one basis for sanctions.
. ECF No. 272.
.ECF doc. 288 at 18.
. Id. at 17 (emphasis added).
. ECF No. 320 at 7 n.22.
. Maiteki v. Marten Transp., Ltd,, No. 12-cv-2021, 2016 WL 3878502, at *4 (D. Colo. July 18, 2016) (awarding sanctions against attorney under 28 U.S.C. § 1927).
. Herzfeld & Stern v. Blair, 769 F.2d 645, 647 (10th Cir. 1985).
. Resolution Trust Corp. v. Dabney, 73 F.3d 262, 267 (10th Cir. 1995) (upholding sanction of fine paid to the court for "time [court] spent on the discoveiy dispute, ... under the court's inherent power to impose a variety of sanctions to regulate its docket, promote judicial efficiency and deter frivolous filings”).
.See Mellott v. MSN Commc’ns, Inc., 492 Fed. Appx. 887, 889 (10th Cir. 2012) (ruling, "an inherent-power sanction may be payable to the court, and it may take account of the court's inconvenience and the waste of judicial resources”); In re Baker, 744 F.2d 1438, 1441 (10th Cir. 1984) (en banc) ("As a sanction message to the lawyers involved, as well as to the bar generally, $175 imposed on each lawyer is certainly modest enough to fall well within the realm of the trial court's broad discretion.”). When defen
. ECF No. 55 at 2-3 (emphasis added).
. See id. at 7-8 ("The burden of proving the necessity of a confidentiality designation remains with the party asserting confidentiality.”).
. Plaintiffs do not dispute the documents were maintained in a confidential manner, as required by the main paragraph; and defendant does not suggest the documents fall under any sub-section other than (c).
. The court squarely rejects plaintiffs’ assertion that the undersigned already deemed the documents not protected by the protective order when the undersigned issued a short stay of his order granting plaintiffs' motion to compel while review of that order was pending before Judge Robinson. ECF No. 343 at 12-13 (citing ECF No. 325 at 3). In the stay order, the undersigned found that immediate disclosure of the documents to plaintiffs would effectively waive defendant's privilege arguments pending review because, "Unlike in In re Syngenta, a case plaintiffs cite, there is no protective order in this case that would limit disclosure of defendant's documents to plaintiffs' ‘outside legal counsel only.’ ” ECF No. 325 at 3. The undersigned did not, as plaintiffs state, rule that there was no protective order in this case under which the documents could be produced to plaintiffs with a confidentiality designation to protect them from disclosure beyond the parties in this case. This separate issue has not previously been litigated or decided by the court, and plaintiffs’ argument that it is "law of the case” is frivolous.
.The court rejects any attempt by plaintiffs to argue the photographed document is not in the possession of the Office of the Kansas Secretary of State. Plaintiffs sought, and obtained, the photographed document from that office; they did not subpoena the photographed document directly from Secretary Kobach in his capacity as something other than a party to this case and a representative of the Office. In any event, at this juncture, the document certainly is in the possession of the Office if the Kansas Secretary of State, as that office produced it to the court for in camera review.
. See Kan. Stat. Ann. 45—216(a) ("It is declared to be the public policy of the state that public records shall be open for inspection by any person unless otherwise provided by this act, and this act shall be liberally construed and applied to promote such policy.”); Kan. Stat. Ann. 45-217(f)(1) ("'Public agency' means the state or any political or taxing subdivision of the state or any office, agency or instrumentality thereof, or any other entity receiving or expending and supported in whole or in part by the public funds appropriated by the state or by public funds of any political or taxing subdivision of the state.”); Kan. Stat. Ann. 45-217(g)(1) ('"Public record' means any recorded information, regardless of form, characteristics or location, which is made, maintained or kept by or is in the possession of: (A) Any public agency.”).
. Telegram Publ’g Co. v. Kan. Dep’t of Transp., 275 Kan. 779, 69 P.3d 578, 583 (2003).
. Salina Journal v. Brownback, 394 P.3d 134, 144 (Kan. Ct. App. 2017).
. See id. at 138 (referring to Kan. Stat. Ann. 45-221(a)(20) as the "preliminary working papers exception”).
. Kan. Stat. Ann. 45-221(a)(20) ("Except to the extent disclosure is otherwise required by law, a public agency shall not be required to disclose: ... Notes, preliminary drafts, research data in the process of analysis, unfunded grant proposals, memoranda, recommendations or other records in which opinions are expressed or policies or actions are proposed, except that this exemption shall not apply when such records are publicly cited or identified in an open meeting or in an agenda of an open meeting.”).
. Wichita Eagle and Beacon Pub. Co. v. Simmons, 274 Kan. 194, 50 P.3d 66, 83 (2002).
. Id.
. See ECF No. 320 at 12-13.
. Supra notes 40 & 41.
. ECF No. 343 at 16. See Kan Att’y Gen. Op. 2013-5, 2013 WL 633937 (2013) (advising draft minutes of agency meetings fall trader the section (a)(20) exception). Plaintiffs' argument, improperly raised for the first time in their reply brief, that the section (a)(2) exception applies only to internal agency discussions of policy that “pertain to the agency’s core function,” ECF No. 354 at 16, is not supported by the language of the statute or the attorney general opinions plaintiffs cite, and the court declines to adopt that position.
. ECF No. 343 at 15.
. ECF No. 320 at 13 n.39 (emphasis in original).
. ECF No. 343 at 16-17.
. ECF No. 55 at 2-3.
. For this reason, the court also rejects plaintiffs’ argument, inappropriately advanced for the first time in their reply brief, that the Fed. R. Civ. P. 26(c) "good cause” standard has not been met.
. See ECF Nos. 52 at 1, 53 at 46-53, 55.
. See ECF No. 53 at 90 ("First, the basic purpose of entering a protective order is to facilitate, not hinder, discovery. So it would allow folks who may have legitimate concerns about the sensitivity or confidentiality of certain documents to designate them as confidential and still produce them to the other side under the order, mindful that they’re not going to be widely disseminated later on.”).
. See id. at 91 ("[0]ur general operating premise is that anything that is relevant to a filing with the court is open to the public. The public has a right to see this stuff absent somebody being able to clearly demonstrate why it shouldn't be in public view and why the public's right to know is outweighed. And, hence, stipula
. New Jersey v. Sprint Corp., No. 03-2071, 2010 WL 5416837, at *2 (D. Kan. Dec. 17, 2010).
. Id. (internal quotations omitted).
. Mann v. Boatright, 477 F.3d 1140, 1149 (10th Cir. 2007) (citations omitted).
. Gambrell v. Weber Carpet, Inc., No. 10-2131, 2011 WL 3518172, at *1 (D. Kan. Aug. 11, 2011) (quotations and citations omitted).
. Mann, 477 F.3d at 1149.
. Helm v. Kansas, 656 F.3d 1277, 1292 (10th Cir. 2011).
. Alewel v. Dex One Serv., Inc., No. 13-2312, 2013 WL 6858504, at *4 (D. Kan. Dec. 30, 2013) (quoting Helm, 656 F.3d at 1292); see also ECF No. 60 at 1 ("In exercising this discretion, the court weighs the interests of the public, which are presumptively paramount, against those advanced by the parties.” (internal modifications and citations omitted)).
. ECF No. 343 at 18.
. ECF No. 353 at 29 (citing Amended Scheduling Order, ECF No. 258).
. Smith v. United States, 834 F.2d 166, 169 (10th Cir. 1987).
. Fugett v. Sec. Transp. Servs., Inc., No. 14-2291, 2015 WL 419716, at *4 (D. Kan. Feb. 2, 2015) (quoting Mike v. Dymon, Inc., 169 F.R.D. 376, 378 (D. Kan. 1996)).
. 805 F.2d 1323 (8th Cir. 1986). "The Shelton court held that depositions of opposing counsel should be limited to where the party seeking to take the deposition has shown that: (1) no other means exist to obtain the information than to depose opposing counsel; (2) the information sought is relevant and nonprivileged; and (3) the information is crucial to the preparation of the case.” Boughton v. Cotter Corp., 65 F.3d 823, 829-30 (10th Cir. 1995).
. See DeWitt v. SW Bell Tel. Co., No. 12-2605, 2014 WL 695744, at *6 (D. Kan. Feb. 24, 2014); Buth v. AAA Allied Grp., Inc., No. 12-1223, 2013 WL 1308543, at *1 (D. Kan. Mar. 28, 2013).
. Perez v. Alegria, No. 15-mc-401, 2015 WL 4744487, at * 4 (D. Kan. June 24, 2015) (rejecting blanket attorney-client privilege objection to deposition of opposing counsel who was also a member of the LLC operating two restaurants that were the subject of the wage-and-hour case); Fugett, 2015 WL 419716, at *4 (permitting deposition of counsel of record listed as a witness on initial disclosures where description of proposed testimony listed factual occurrences and not legal advice); Kannaday v. Ball, No 12-2742, 2013 WL 3820013, at *3 (D. Kan. July 24, 2013) (same); United Phosphorus, Ltd. v. Midland Fumigant, Inc., 164 F.R.D. 245, 249-50 (D. Kan. 1995) (refusing to limit scope of counsel's deposition where counsel had "personal knowledge of the underlying facts which are related to the action,” was "directly involved in events” relevant to the issues in dispute, and who, "but for his status as an attorney in th[e] action, would in all respects be considered as a witness from whom discovery would be appropriate”).
. Fugett, 2015 WL 419716, at *4; Kannaday, 2013 WL 3820013, at *3. See also U.S. v. Philip Morris Inc., 209 F.R.D. 13, 16-18 (D.D.C. 2002) (holding Shelton did not bar the deposition of general counsel regarding non-legal, business decisions because such topics were not privileged and would not reveal litigation strategy in the pending case).
. ECF doc. 320 at 7-8 ("[Bjoth documents contain exactly the type of information contemplated by the court as relevant. To be clear, neither of these documents conclusively proves defendant sought to amend the NVRA to alleviate defendant’s burdens under § 5 as interpreted by the Tenth Circuit in October 2016. But, at a minimum, both "bear on” (and reasonably could lead to other information bearing on) that question and, therefore, on whether defendant can meet the current standards that will be determinative of plaintiffs' preemption claim in this case.”).
. United Phosphorus, 164 F.R.D. at 250.
. Plaintiffs "acknowledge that Defendant is a senior state official and that depositions of agency heads are typically disfavored.” ECF No. 354 at 19.
. Estate of Turnbow v. Ogden City, No. 1:07CV114, 2008 WL 2004328, at *2 (D. Utah May 9, 2008) (citing Olivieri v. Rodriguez, 122 F.3d 406, 409-10 (7th Cir. 1997) and In re Office of Inspector Gen. R.R. Ret. Bd., 933 F.2d 276, 278 (5th Cir. 1991)).
. See id.; Bogan v. City of Boston, 489 F.3d 417, 423 (1st Cir. 2007) ("Depositions of high ranking officials may be permitted where the official has first-hand knowledge related to the claim being litigated ... where it is shown that other persons cannot provide the necessary information.”).
. Plaintiffs' deadline to file a motion for summary judgment is July 7, 2017. ECF Nos. 350 & 352.
. A court reporter will not be provided by the court. The responsibility for ensuring the recording of the deposition remains with plaintiffs.
. ECF No. 354 at 22.
. As discussed above, this protection doesn't indicate that the testimony is likely to be sealed if any party later seeks to file it in support of a dispositive motion.
Reference
- Full Case Name
- Steven Wayne FISH v. Kris KOBACH, in his official capacity as Secretary of State for the State of Kansas
- Cited By
- 6 cases
- Status
- Published