In Re Estate of Petty
In Re Estate of Petty
Opinion of the Court
The opinion of the court was delivered by
This case is a consolidation of two separate actions: First, an appeal from an order of the district court of Leavenworth County admitting a will to probate and appointing as executor the person designated in the will and, second, an original proceeding in mandamus brought by the named executor against the district judge for an order directing the judge to accept the petitioner’s oath as executor for filing, to issue letters testamentary to the petitioner, and to compel the special administrator to turn over all estate property to the petitioner.
The facts in the case are not greatly in dispute and essentially are as follows: The decedent is Robert R. Petty who died on April 19, 1979. The decedent was survived by his second wife, Kathleen Petty, and by two adult children, his daughter, Teresa Foley, and his son, Richard Petty. On November 21, 1975, Robert R. Petty and Kathleen Petty, then Kathleen Shepard, in contemplation of marriage entered into an antenuptial agreement which limited the rights of each in the property of the other. They were subsequently married and remained married until the death of Robert R. Petty in an automobile collision on April 19, 1979. On August 17, 1976, Robert R. Petty executed a will which provided that Kathleen Petty, as a widow, was to receive $50,000 and the family automobile while the son and daughter were to receive the
Following the death of Robert R. Petty, a petition to probate the will of Robert R. Petty was filed on April 25, 1979, by White, as named executor, in the district court of Leavenworth County. On April 27, 1979, the widow and two children, as all of the named heirs and devisees under the will, filed a petition alleging that Edward J. White was not competent to act as the executor of the estate. They objected to his appointment and requested that the three of them be appointed coadministrators, C.T.A., and that White be restrained from collecting or disposing of any of the estate assets or from interfering, with the construction business. Kathleen Petty, as widow, also filed an election to take against the will and by intestate succession. A hearing was held on April 30, 1979, following which the court ordered all parties restrained from collecting or disposing of any assets of the estate. The court then appointed Robert W. Loyd as special administrator of the estate. The special administrator immediately took possession of all estate assets. Thereafter, the heirs filed objections to the probate of the will and petitioned the court to have the estate administered in accordance with a family settlement agreement which provided for an agreed distribution of the estate and for abrogation of the will and of the antenuptial agreement and for the appointment of Commercial National Bank as administrator instead of Edward J. White.
After several hearings, the district court on November 20, 1979, entered judgment admitting the will of Robert R. Petty to probate, appointing Edward J. White as executor, and denying the petition for an order to administer the estate under the family settlement agreement. The court then ordered that the appointment of Edward J. White should be stayed pending the appeal. This left the special administrator in the position of administering the estate while the appeal was pending. The heirs appealed to the Court of Appeals. On December 17, 1979, Edward J. White filed an origi
The first point raised by the heirs on their appeal is that the will of August 17, 1976, was not properly executed and should not have been admitted to probate because the will was not properly signed at the end as required by K.S.A. 59-606, which provides as follows:
“59-606. Execution and attestation; self-proved wills and codicils; affidavits; form. Every will, except an oral will as provided in K.S.A. 59-608, shall be in writing, and signed at the end thereof by the party making the same, or by some other person in the presence and by the express direction of the testator and shall be attested and subscribed in the presence of such party by two or more competent witnesses, who saw the testator subscribe or heard the testator acknowledge the same. Such will, at the time of its execution or at any subsequent date during the lifetimes of the testator and the witnesses, may be made self-proved, and the testimony of the witnesses in the probate thereof may be made unnecessary by the acknowledgments thereof and the affidavits of the testator and the attesting witnesses, each made before an officer authorized to take acknowledgments to deeds of conveyance and to administer oaths under the laws of this state, such acknowledgments and affidavits being evidenced by the certificate, with official seal affixed, of such officer attached or annexed to such will in form and contents substantially as follows:
State of Kansas ) ) ss. County of )
“Before me, the undersigned authority, on this day personally appeared _,_, and_, known to me to be the testator and the witnesses, respectively, whose names are subscribed to the annexed or foregoing instrument in their respective capacities, and, all of said persons being by me first duly sworn, said__, testator, declared to me and to the said witnesses in my presence that said instrument is his/her last will and testament, and that he/she had willingly made and executed it as his/her free and voluntary act and deed for the purposes therein expressed; and the said witnesses, each on his/her oath stated to me, in the presence and hearing of the said testator, that the said testator had declared to them that said instrument is his/her last will and testament, and that he/she executed same as such and wanted*701 each of them to sign it as a witness; and upon their oaths each witness stated further that they did sign the same as witnesses in the presence of each other and in the presence of the testator and at his/her request, and that said testator at that time possessed the rights of majority, was of sound mind and under no restraint.
(Testator)
(Witness)
(Witness)
“Subscribed, acknowledged and sworn to before me by _ testator, and_and_;_, witnesses, this _, A.D___ day of
(seal)
(Signed)
(Official capacity of officer)
“A self-proved will, unless contested, shall be admitted to probate without the testimony of any subscribing witness, but otherwise it shall be treated no differently than a will not self-proved. A self-proved will may be contested or be revoked, or be amended by a codicil in the same fashion as a will not self-proved. A codicil or the consent to take under the will by the spouse may be self-proved in the same manner as a will may be self-proved.”
The pertinent portions of the will dated August 17, 1976, admitted to probate, omitting paragraphs making specific bequests, are as follows:
“Last Will and Testament of Robert R. Petty
“I, Robert R. Petty, the undersigned Testator hereby declare that I am a resident of Kansas City, Kansas, and do hereby make, publish and declare this as and to be my Last Will and Testament, hereby revoking any and all former Wills and Codicils thereto, if any, heretofore by me made.
“In Witness Whereof, I to this, my Last Will and Testament, consisting of two (2) pages, having subscribed my name of on this 17th day of Aug., 1976.
“Is/ Robert R. Petty
Robert R. Petty
“State of Kansas
“County of Wyandotte, ss:
“Before me, the undersigned authority, on this day personally appeared Robert R. Petty, Edward T. White and Elizabeth A. Couts, known to me to be the Testator and the witnesses, respectively, whose names are subscribed to the annexed or foregoing instrument in their respective capacities, and, all of said persons being by me first duly sworn, said Robert R. Petty, Testator, declared to me and to the said witnesses in my presence that said instrument is his Last Will and Testament,*702 and that he had willingly made and executed it as his free and voluntary act and deed for the purposes therein expressed; and the said witnesses, each on their oath stated to me, in the presence and hearing of said Testator, that the said Testator had declared to them that said instrument is his Last Will and Testament, and that he executed same as such and wanted each of them to sign it as a witness; and upon their oaths each witness of each other in the presence of the Testator and at his request, and that said Testator at that time possessed the rights of majority, was of sound mind and under no restraint.
“/s/ Robert R. Petty
Robert R. Petty
“Is/ Edward J. White
Witness
‘7s/ Elizabeth A. Couts
Witness
“Subscribed, acknowledged and sworn to before me by Robert R. Petty, Testator, Edward T. White and Elizabeth A. Couts, witnesses, this 17th day of August, 1976.
“/s/ Deborah Anne Haynes
Notary Public”
The heirs contend that the will of August 17, 1976, is a nullity because it does not contain the usual attestation clause with the signatures of the subscribing witnesses. K.S.A. 59-606 does not require the attestation clause to be in any particular form. The only requirement is that every will “shall be in writing, and signed at the end thereof by the party making the same, or by some other person in the presence and by the express discretion of the testator and shall be attested and subscribed in the presence of such party by two or more competent witnesses, who saw the testator subscribe or heard the testator acknowledge the same.” From the will, as depicted above, it will be observed that the two subscribing witnesses signed the sworn “attestation” statement, reciting that the testator executed the will in their presence and that they subscribed to the same as witnesses in the presence of each other and in the presence of the testator and at his request. The mere fact that the attestation, in form, resembled an affidavit, does not destroy its validity.
Here the sworn statement was on the same page of paper as the last article of the will and may be said to have been incorporated into the will by words of reference therein. The evidence is undisputed that the will was signed by the testator, Robert R. Petty, in the presence of each of the subscribing witnesses and that they signed the will, as subscribing witnesses, at his request
The second point raised by the heirs on the appeal is that the family settlement agreement before the court, entered into by all of the heirs and devisees of the decedent, abrogated the will and thus the trial court erred in refusing to order administration to proceed in accordance with the family settlement agreement. The identical issue was before this court in In re Estate of Harper, 202 Kan. 150, 446 P.2d 738 (1968). In syllabus ¶ 6 of Harper, this court held as follows:
“In a probate proceeding on a petition for probate of a will, the inquiry is limited to the single question whether such instrument is entitled to probate. A family settlement agreement executed by all the beneficiaries under the will and filed in the probate court to withhold the will from probate is not a valid or proper defense to that probate proceeding, and the probate court lacks power and authority at the hearing of such petition to approve such an agreement and thereupon determine the rights of the heirs at law entitled to the estate, or determine the administration of the estate in a manner different than that provided in the will. Such beneficiaries are interested parties in the estate and may at a proper time commence a probate proceeding for the approval of the family settlement agreement by the probate court.” ■
Harper was decided by a four-to-three decision of the Supreme Court. We have carefully reconsidered the issue and concluded that the rule of Harper should be adhered to. As noted in Harper,
The third point raised by the heirs is that, under the undisputed factual circumstances shown in this case, the district court abused its discretion in appointing Edward J. White as executor over the objection of all of the heirs-devisees of the decedent. Simply stated, it is the position of the heirs that White, by his actions following the death of Robert R. Petty, has caused so much antagonism and friction between himself and all of the heirs of the estate, that the estate can not be efficiently and fairly administered by him. White, as the designated executor, contends, in substance, that the district court had no discretion whatsoever to deny his appointment as executor in view of existing Kansas case law. White relies on In re Estate of Snyder, 179 Kan. 252, 294 P.2d 197 (1956); In re Estate of Smith, 168 Kan. 210, 212 P.2d 322 (1949); and In re Estate of Grattan, 155 Kan. 839, 130 P.2d 580 (1942).
In re Estate of Grattan involved a controversy over the appointment of a person designated in the will as executor whose appointment was opposed by the heir and beneficiaries under the will. There was no question raised as to the capacity of the testator to execute the will or that the will was in fact the last will and testament of the testator. In Grattan, we held that when a testator in his will names an executor, normally the court has no discretion respecting the appointment, if the executor so named is legally competent and will accept the trust. The court stated that the naming of an executor by a testator in his will should be
“The well-established general rule is that one is ‘legally competent’ to act as an executor if he is legally competent to make a will; but it appears always to have been the rule that peculiar and abnormal facts disclosed may make it clear that the person designated is not a suitable person.” p. 853.
At the hearing before the trial court in Grattan, no one contended that the named executor Ernst F. Pihlblad was not legally competent to make a will or to act as executor. The evidence disclosed that Dr. Pihlblad was a man of high standing in his community as an educator and theologian and that no one attributed any bad motives to him. There is nothing in the opinion to indicate any misconduct on the part of the proposed executor which would have justified the trial court in finding that Dr. Pihlblad was not fully competent to act as executor. There was, likewise, no substantial evidence to establish that he was not a suitable person to serve as executor. Under the circumstances, the trial court erred in refusing to appoint as executor the person designated by the testator in his will.
Grattan is cited in In re Estate of Smith, 168 Kan. 210, but that case is of no assistance here because there was no contention that the designated executor was not qualified or a suitable person to serve in that capacity. Grattan is also cited and relied on as a basis of the decision in In re Estate of Snyder, 179 Kan. 252. In Snyder, the two heirs of the testatrix, Isabelle Snyder, strongly objected to the appointment as executor of James N. Snyder, an attorney from Leavenworth who was the stepson of the testatrix and son of the sole beneficiary under the will who was deceased. Snyder was also the executor of the estate of his father, Charles Snyder, and was adversely interested, both individually and as his father’s executor, to the interests of his stepmother’s estate and her heirs. The heirs contended that, during the lifetime of the deceased, the proposed executor had been antagonistic to Isabelle’s welfare and had denied to her the possession and enjoyment of her property and the income therefrom. They further contended that, as exec
The trial court in the present case apparently relied on Grattan and Snyder in deciding that it had no discretion except to appoint Edward J. White as executor. Such a result was clearly required by the decision of the court in Snyder. We have concluded that the opinion in Snyder unduly limits the discretion of a district court in considering the appointment of a proposed executor where peculiar and abnormal facts make it clear that the person designated is not a suitable person to act as executor. In Grattan, the general rule was recognized that one is legally competent to act as an executor if he is legally competent to make a will. However, in Grattan, this general rule was qualified by the
We reject the holding in Snyder which would require a district court to appoint a designated person as executor no matter how antagonistic he might be toward the interests of the estate and the heirs and later, if such antagonism is expressed in some way, then order a special administrator to be appointed. We approve the rule stated in Grattan that when a testator in his will names an executor, normally the court has no discretion respecting the appointment, if the executor so named is legally competent and will accept the trust. However, as stated in Grattan, a district court should refuse to appoint a designated executor where peculiar and abnormal facts are disclosed which make it clear that the person designated as an executor is not a suitable person. If the evidence is clear that a person designated is not a suitable person to serve as executor, then he should not be appointed and the administration of the estate should be undertaken by a special administrator.
We wish to make it clear that the mere fact the heirs of the testator have a feeling of hostility toward the designated executor and do not want him appointed is not alone a sufficient reason for a district court to refuse to appoint the designated person. In some cases, the testator may recognize that dissension and division exist among his heirs and, as a result, intentionally designates a person as executor who has the fortitude to administer his estate, even in the face of such animosity. Where, however, the designated person is in a position or has acted in a manner antagonistic toward the interests of the estate or the heirs in a way indicating that his administration of the estate would probably result in prolonged and unnecessary difficulty or expense, then such a person should not be appointed as executor. The courts have a duty to see that estates are administered in such a way as to secure a just, speedy, and inexpensive determination of the proceeding.
After carefully considering the evidence presented at the hearing on the appointment of an executor in this case, we have concluded that it was an abuse of discretion for the trial court to appoint Edward J. White as executor. The trial court, at the
On this testimony, we have concluded that the trial court
“59-704. Powers of executor before letters granted. No executor named in a will shall, before letters testamentary are granted, have any power to dispose of any part of the estate of the testator, except to pay reasonable funeral expenses, nor to interfere in any manner with such estate, further than is necessary for its conservation.” -
Here the designated executor went beyond his statutory authority and acted in a manner evidencing an arrogant and callous disregard for the feelings of the testator’s widow and children. We further note that, although the heirs testified that they had entered into a mutually satisfactory family settlement agreement, White’s attorney indicated an intention of litigating its validity and possibly using the antenuptial agreement between the decedent and the widow as a means of upsetting the family settlement agreement. Furthermore, it is quite apparent that White intended to take the major role in the management of the construction company, although arrangements had been made for its operations to be supervised by Richard Petty and Larry Meadows, a qualified construction contractor and the decedent’s business associate and former general superintendent. At the time of the hearing, conflicts had already arisen as to who was to run the business. It seems obvious to us that considering White’s attitude, the prospects were excellent for prolonged and expensive litigation which would delay the closing of the estate to the detriment of the heirs. From all of the factual circumstances, we can reach no other conclusion than that the district court abused its discretion in appointing Edward J. White as executor of the estate.
The only issue raised in the mandamus action may be stated as follows: Where the district court has found the designated executor to be legally competent and has appointed him over the objection of the heirs, is the designated executor entitled as a matter of law to administer the estate during the pendency of an appeal to an appellate court from the order of appointment? White contends that, having been appointed executor by the trial court, it was error for the trial court to stay the effect of the order
For the reasons set forth above, the petition for a writ of mandamus in Case No. 51,738 is denied. The judgment of the district court on appeal in Case No. 51,406 is reversed and that case is remanded to the district court with directions to set aside the appointment of Edward J. White as executor of the estate and to appoint an administrator C.T.A. for the estate.
Concurring in Part
dissenting and concurring: Under the circumstances disclosed by the record in this case, I respectfully dissent from Syllabus ¶ 2 and the corresponding portions of the opinion. I think the rule of In re Estate of Harper, 202 Kan. 150, 446 P.2d 738 (1968) should be modified. Otherwise I heartily concur with the majority opinion.
Reference
- Full Case Name
- In Re the Matter of the Estate of Robert R. Petty, Deceased. Kathleen Petty, Widow, Teresa Foley and Richard Petty, Adult Children, All of the Heirs of the Decedant, Appellants, v. Edward J. White, the Named Executor in the Will of Robert R. Petty, Deceased, Appellee; And Edward J. White, Executor Named in the Will of Robert R. Petty, Deceased, Petitioner, v. Hon. John L. White, Associate District Judge, First Judicial District, Division No. 1, Leavenworth County, Kansas, Kathleen Petty, Richard A. Petty, Teresa Foley, and Robert W. Loyd, Special Administrator of the Estate of Robert R. Petty, Deceased, Respondents
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