State v. Cottrell
State v. Cottrell
Opinion
Ronald Cottrell sold prescription narcotics to an undercover detective in a QuikTrip parking lot in Sedgwick County. A jury convicted him of distributing of a controlled substance and conspiring to distribute a controlled substance. On appeal, he claims the conspiracy jury instruction, which alleged five overt acts in furtherance of the conspiracy, presented either a multiple acts or alternative means problem. He also challenges the denial of his motion for acquittal. We affirm.
FACTUAL AND PROCEDURAL BACKGROUND
On June 5, 2013, Eduardo Padron, an undercover detective with the Wichita Police Department, set up a controlled drug buy from Jennifer Curtis based on a tip that she was selling prescription drugs illegally. Padron texted Curtis and asked "what kind of pills" she sold. Curtis responded, "Ok well my father is the one with the product id have to get ahold of him what ya need he has everything." Pardon requested 8 oxycodone pills and 20 hydrocodone pills, which are prescription narcotics. Before long, Curtis texted back, "He's got yours ready when you are[.]" They decided to meet at a QuikTrip later that day, around 5 p.m.
Undercover officers conducted surveillance of the QuikTrip before Padron arrived. One officer observed several people lingering outside the QuikTrip who appeared to be watching for law enforcement, and two of them spoke with Curtis. The officer described this as "counter surveillance" activity. When Padron arrived, he parked his unmarked car in a parking lot next to the QuikTrip. The car was equipped with an interior video camera.
Padron notified Curtis of his location, but she did not approach his vehicle. Instead, she stayed near the QuikTrip and texted Padron, "Still waitin on mah pops." About 20 minutes later, a blue pickup truck arrived and parked between Padron's car and the QuikTrip. Curtis walked over to the truck and contacted the driver. As she stood beside the truck, she called Padron and asked him to relocate to the post office. Padron refused to do so, and *1137 in the background of the call, he heard a male voice say "Fuck it, let's just do it here."
At this point, Cottrell exited the driver's side of the truck, walked over to Padron's vehicle, and entered the passenger side. Inside Patron's vehicle, Cottrell exchanged a pill bottle for $350 cash. Padron's video camera captured the exchange, which lasted about 30 seconds. The video was played for the jury, but only the audio recording is included on the record on appeal. The audio is fuzzy at times, but it is clear that Cottrell introduced himself as "Randy"; said he did not usually meet people; called Curtis his "daughter"; and described the bottle as an "8 and 20." Then Cottrell returned to his truck, spoke with Curtis for a little while, and drove away. A forensic scientist later testified that the pill bottle contained 20 hydrocodone pills and 8 oxycodone pills.
About a week later, Padron texted Curtis about buying more oxycodone. Curtis replied, "[L]emme get with my pops how many u need?" Padron requested 10 pills. He also asked Curtis to let him know when she had the pills in her possession. But Curtis hesitated and explained, "My dad wont lemme that cuz its his business I just bring in the clientel I handle customers only no money no merch." Eventually, the second sale fell through because Curtis stopped responding to Padron's texts.
The State charged Cottrell with distribution of hydrocodone, distribution of oxycodone, and conspiracy to distribute a controlled substance. At trial, the State called three witnesses: Padron, a surveillance officer, and the forensic scientist who identified the drugs. When the State rested, defense counsel moved for judgment of acquittal, claiming the State presented insufficient evidence of the charges. The court denied the motion.
The defense called Cottrell as its only witness. He insisted that he did not know what was inside the bottle and that he blindly followed Curtis' directions because he needed the money. He explained that Curtis and his son were dating before his son's death, and after his death, Cottrell loaned her money to pay the bills. He testified that Curtis told him to come to QuikTrip to pick up the money she owed him; when he arrived, she told him to exchange the pill bottle for the money; and he naïvely complied to get his repayment.
Defense counsel asked why Cottrell called the bottle "8 and 20" in his conversation with Padron. Cottrell explained that he learned the phrase from Curtis-when he asked her what the bottle was, she said it was "8 and 20." Cottrell claimed he did not know what this meant, but he exchanged the bottle anyway because, in his words, he "got mad and thought in the split second and went, fuck it, you know." On cross-examination, the prosecutor held up the pill bottle and asked Cottrell if he could see what was inside it. Cottrell admitted that he could see pills. The prosecutor also asked if Cottrell kept the money Padron gave him. Cottrell said he handed the money straight to Curtis and did not keep any of it.
Two jury instructions are relevant to this appeal. First, the charging document and the conspiracy jury instruction alleged the same five overt acts committed in furtherance of the conspiracy to distribute a controlled substance:
"1. JENNIFER M. CURTIS responded to Officer Padron's text inquiry with details on prices and where to go to conclude the sale of hydrocodone and oxycodone.
"2. JENNIFER M. CURTIS contacted RONALD D. COTTRELL, JR., with the sales order she obtained from Officer Padrone [ sic ] and had, RONALD D. COTTRELL, JR., appear at the designated time and place with the pills Officer Padron ordered.
"3. RONALD D. COTTRELL, JR., went to the transaction site which JENNIFER M. CURTIS had brokered between Officer Padron and RONALD D. COTTRELL, JR.
"4. JENNIFER M. CURTIS waited by RONALD D. COTTRELL, JR.'s vehicle while he went to Officer Padron's vehicle and conducted the exchange brokered by JENNIFER M. CURTIS.
*1138 "5. JENNIFER M. CURTIS met with RONALD D. COTTRELL, JR. at his vehicle after the brokered transaction with Officer Padron was completed."
Second, the culpable mental state instruction stated: "As it relates to Distribution of a Controlled Substance, the State must prove the defendant committed the crimes knowingly ." (Emphasis added.) At the time, Cottrell did not object to these instructions, and he even asked for "knowingly" to be listed as the culpable mental state for distribution of a controlled substance.
In the end, the jury found Cottrell guilty on all counts. At sentencing, Cottrell renewed his motion for judgment of acquittal, but the court denied it again. The Sedgwick County District Court sentenced Cottrell to a total of 68 months' imprisonment with 36 months' postrelease supervision.
On appeal, Cottrell argues: (1) The district court erred when it failed to give a unanimity instruction because the State alleged multiple overt acts in furtherance of the conspiracy; (2) alternatively, the overt acts alleged were alternative means to commit the crime of conspiracy, and the State failed to produce sufficient evidence to support each one; (3) the district court erred when it instructed the jury that "knowingly" was the culpable mental state for distribution of a controlled substance; and (4) the district court erred when it denied his motion for judgment of acquittal because the evidence was insufficient to support the charges.
The Court of Appeals affirmed, holding that no unanimity instruction was required because the allegation of several overt acts in furtherance of one conspiracy does not present a multiple acts case.
State v. Cottrell
,
ANALYSIS
No unanimity instruction was required because alleging several overt acts in furtherance of one conspiracy does not present a multiple acts case.
Cottrell claims this is a multiple acts case because the State alleged several overt acts in furtherance of the conspiracy, as reflected in the jury instruction, and thus a unanimity instruction was required to ensure the jury agreed about which overt act supported the crime. The State argues there is no multiple acts problem because it presented evidence of only one conspiracy-to sell the "8 and 20" drugs to Padron-and the overt acts supporting that conspiracy are not separate crimes.
"When several acts are alleged, any of which could constitute the crime charged, the court is presented with a multiple acts case."
State v. Bailey
,
" 'the jury must be unanimous as to which act or incident constitutes the crime. To ensure jury unanimity in multiple acts cases, courts require that either the State elect the particular criminal act upon which it will rely for conviction or that the district court instruct the jury that all jurors must agree that the same underlying criminal act has been proved beyond a reasonable doubt.' "292 Kan. at 458 ,255 P.3d 19 (quoting State v. Dixon,289 Kan. 46 , Syl. ¶ 7,209 P.3d 675 [(2009)] ).
Here, the State did not elect which overt act to rely on. So if Cottrell is correct that alleging several overt acts creates a multiple acts problem, then a unanimity instruction was required.
But the threshold question is whether this is a multiple acts case. To this end, we must determine "whether jurors heard evidence of multiple acts, each of which could have supported conviction on a charged crime," which is a question of law subject to unlimited review.
State v. De La Torre
,
" 'Multiple acts' are legally and factually separate incidents that independently satisfy the elements of the charged offense."
"A conspiracy is an agreement with another person to commit a crime or to assist in committing a crime. No person may be convicted of a conspiracy unless an overt act in furtherance of such conspiracy is alleged and proved to have been committed by such person or by a co-conspirator."
Thus, conspiracy contains two elements: " ' "(1) An agreement between two or more persons to commit or assist in committing a crime and (2) the commission by one or more of the conspirators of an overt act in furtherance of the object of the conspiracy." ' "
State v. Butler
,
As the Court of Appeals aptly said, "In a conspiracy case, it is the agreement that is the crux of the offense."
Cottrell
,
" 'A single continuing conspiracy, however diverse its objects, cannot be broken down into component sub-agreements for the purpose of multiple punishments or multiple prosecutions. When separate conspiracies are alleged and both are founded on a general conspiracy statute, the relevant inquiry is whether there existed more than one agreement to perform an illegal act or acts.' "281 Kan. at 1256 ,136 P.3d 919 (quoting State v. Mincey ,265 Kan. 257 , 268,963 P.2d 403 [(1998)] ).
Put simply, a single conspiracy consists of one agreement, and a defendant may only be convicted of conspiracy if the State alleges and proves that the defendant or a co-conspirator committed an overt act in furtherance of that agreement. See K.S.A. 2012 Supp. 21-5302(a) ; see also 15A C.J.S., Conspiracy § 146 ("The function of an overt act requirement is simply to manifest that the conspiracy is at work."). There may be one or many overt acts committed in furtherance of a single conspiracy. But a multiple acts problem requires evidence of "separate incidents that independently satisfy the elements of the charged offense."
De La Torre
,
The State presented arguments and evidence about one agreement between Cottrell and Curtis: to illegally sell hydrocodone and oxycodone to Padron on June 5, 2013. The jury instruction on conspiracy listed that same agreement. Thus, we agree with the Court of Appeals when it held:
"[A] single agreement to commit several crimes constitutes one conspiracy. By the same reasoning, multiple agreements to commit separate crimes constitute multiple conspiracies. Here, there was only one conspiracy alleged: the distribution of controlled substances. Because none of the overt acts charged in furtherance of that conspiracy are factually and legally sufficient to constitute a crime in and of themselves, there is no risk here that the jury could have found multiple conspiracies. ...
"... Because the facts of this case support only one conspiracy to distribute controlled substances, a multiple acts instruction would not have been proper." Cottrell ,53 Kan. App. 2d at 431-32 ,390 P.3d 44 .
See
State v. Enriquez
,
*1140 A jury instruction that lists several overt acts in furtherance of a conspiracy does not create alternative means for the crime of conspiracy.
Cottrell argues that if the overt acts alleged in the jury instruction are not multiple acts, then they must be alternative means for the crime of conspiracy. And if the overt acts are alternative means, then the State failed to produce sufficient evidence to support each one. The State does not contest that the overt acts listed in the instruction are alternative means. Instead, the State argues that sufficient evidence supports each alternative means, and any error was harmless.
" 'In an alternative means case, where a single offense may be committed in more than one way, there must be jury unanimity as to guilt for the single crime charged. Unanimity is not required, however, as to the means by which the crime was committed so long as substantial evidence supports each alternative means. In reviewing an alternative means case, a court must determine whether a rational trier of fact could have found each means of committing the crime proved beyond a reasonable doubt.' " Bailey ,292 Kan. at 458 ,255 P.3d 19 (quoting Dixon ,289 Kan. 46 , Syl. ¶ 7,209 P.3d 675 ).
In other words, in "an alternative means case, we must conduct what we have termed a 'super-sufficiency' analysis. That is, sufficient evidence must support each of the alternative means charged to ensure that the verdict is unanimous as to guilt."
Butler
,
As before, we begin with the threshold question: Are the overt acts listed in the jury instruction alternative means for the crime of conspiracy? See
Butler
,
"Alternative means issues arise when the statute and any instructions that incorporate it list distinct alternatives for a material element of the crime."
State v. Sasser
,
Recently in
Butler
, we held the plain language of the conspiracy statute does not set forth alternative means for committing an overt act.
In
Butler
, the instruction given for conspiracy to commit aggravated robbery alleged a "string of connected events" that amounted to one overt act: " 'The defendant or any party to the agreement acted in furtherance of the agreement
by discussing and planning the aggravated robbery, arrived at the location, and carried out the plan.
' "
In Enriquez , the jury instruction for conspiracy to commit first-degree murder alleged *1141 three distinct overt acts, separated by the disjunctive "or":
" a. Purchasing tools at two locations in Dodge City, Kansas; or
" b. Requesting additional members to be part of the plan; or
" c. That the defendant, Noel Trejo-Medrano, and Joel Mendoza-Soto traveled from Nebraska to Dodge City, Kansas, to put the plan into place [.]"46 Kan. App. 2d at 772-73 ,266 P.3d 579 .
The
Enriquez
panel held that this instruction created three alternative means for the overt act in furtherance of the conspiracy.
In
Smith
, "we expressed concern when a jury is given a list of possible overt acts-any of which may satisfy the overt act requirement-'a danger
could exist
that the jury was not unanimous as to the act or acts it relied upon for the conviction.' " (Emphasis added.)
Butler
,
Butler
reasoned that
Enriquez
and
Smith
were distinguishable because in those cases the conspiracy instruction listed
several
overt acts, but in
Butler
, the instruction listed a sequence of events that constituted
one
overt act. Thus, we held that the single overt act listed in the
Butler
instruction did not constitute alternative means.
Today's case presents a fact pattern like
Enriquez
and
Smith
, where the jury instruction listed more than one overt act in furtherance of the conspiracy. Thus, we must pick up where
Butler
left off and determine whether the instruction here creates alternative means for the overt act in furtherance of the conspiracy, even though the conspiracy statute does not. We note, however, that
Smith
's cautionary comment about the possible "danger" of giving the jury "a list of possible overt acts" is not controlling-
Smith
did not rule on the merits of the question at hand.
Smith
,
Recent caselaw distinguishes alternative means-which arise when a statute's plain language lists distinct alternatives for a material element of the crime-and mere descriptions of a material element or factual circumstance. When we explained this distinction in Brown , we noted that descriptions of an element in a jury instruction do not create alternative means:
"The listing of alternative distinct, material elements, when incorporated into an elements instruction, creates an alternative means issue demanding super-sufficiency of the evidence. But merely describing a material element or a factual circumstance that would prove the crime does not create alternative means, even if the description is included in a jury instruction ." ( Emphasis added.)295 Kan. at 194 ,284 P.3d 977 .
Indeed, descriptions of material elements "are secondary matters-options within a means-that do not,
even if included in a jury instruction
, raise a sufficiency issue that requires a court to examine whether the option is supported by evidence." ( Emphasis added.)
Following
Brown
, we affirm that only the language of a statute can create alternative means for a crime. If the statute lists "alternative, distinct, material elements" of a crime, then it creates alternative means.
Thus, we affirm that the conspiracy statute does not set forth alternative means for committing an overt act.
*1142
Butler
,
Cottrell invited any jury instruction error.
Next, Cottrell argues the district court erred when it instructed the jury that "knowingly" was the culpable mental state for distribution of a controlled substance. Instead, he claims the correct culpable mental state is "intentionally," based on
State v. Hall
, No. 109,602,
We review alleged jury instruction errors through a multistep process. See, e.g.,
State v. Plummer
,
The record indicates that both parties submitted proposed jury instructions to the district court, but Cottrell's are oddly missing from the record. The record also does not show when Cottrell submitted his proposed instructions. That said, we conclude the record is sufficient to determine whether Cottrell invited any error because defense counsel discussed his proposed instruction on distribution of a controlled substance-and asked for "knowingly" to be the culpable mental state-at the jury instruction conference:
"THE COURT: I'm just looking at your instructions you've identified, actually in your instructions-
"[DEFENSE COUNSEL]: I've put intentionally as it relates to conspiracy to commit, and I had a typo, should be conspiracy to commit distribution of a controlled substance. So I specifically listed that crime, which is an intentional crime. Then down below knowingly, as it relates to distribution of the controlled substance, the State must prove the defendant committed the crimes knowingly."
Defense counsel stuck to that request throughout the jury instruction conference. In fact, only one dispute arose over the mental state for drug distribution-the parties agreed that "knowingly" was the right culpable mental state, but they disagreed where to put "knowingly" in the instructions. Defense counsel wanted to place "knowingly" within the definition of distribution of a controlled substance; the prosecutor wanted to place "knowingly" in a stand-alone culpable mental state instruction. In the end, the final instruction read: "Knowingly: As it relates to Distribution of a Controlled Substance, the State must prove the defendant committed the crimes knowingly. A defendant acts knowingly when the defendant is aware that his conduct was reasonably certain to cause the result complained about by the State." Defense counsel said he did not object to the final instruction.
We recently clarified that
"the invited-error doctrine does not automatically apply every time a party requests an instruction at trial but then, on appeal, claims the district court erred by giving it. Instead, appellate courts must engage in a searching analysis of the facts of the case to determine whether the complaining party truly invited the error." Fleming ,308 Kan. at 689-90 ,423 P.3d 506 .
There is no "bright-line rule" for applying the invited error doctrine, and context matters.
Sasser
,
We conclude that Cottrell invited any error because he "actively pursue[d]" an instruction for distribution of a controlled substance that included a knowing culpable mental state. See
Sasser
,
The district court did not err when it denied Cottrell's motion for acquittal.
Lastly, Cottrell argues the district court erred when it denied his motion for acquittal because the State presented insufficient evidence that he (1) agreed with Curtis to distribute the controlled substances and (2) knowingly distributed them. A challenge to a denial of a motion for acquittal is, at the core, a challenge to the sufficiency of the evidence. See
State v. Raskie
,
First, Cottrell argues the State failed to prove that he agreed with Curtis to distribute drugs because it presented no evidence about his communications with Curtis about the events at QuikTrip. Indeed, the only direct evidence about their communications that day came from Cottrell's testimony, and Cottrell painted his participation in an innocent light. In effect, Cottrell claims direct evidence needed to prove the agreement occurred. But on the contrary, "[t]he agreement element of a conspiracy charge need not be proved by direct evidence; it may be supported by circumstantial evidence."
State v. Davis
,
For example, Curtis texted Padron that her father was the one with the product; that she was waiting on him to complete the transaction; that she brought in the clientele but he ran the business. These texts suggest that Cottrell ran an illegal drug business with Curtis' assistance, and the two worked together to complete the sale to Padron. But Cottrell's actions speak loudly as well. At QuikTrip, officers observed Cottrell speak with Curtis directly before and after the sale. Cottrell personally exchanged the pill bottle for cash, which was caught on video. And finally, Cottrell described the pill bottle as an "8 and 20" and referenced his "daughter" during the exchange, suggesting the two coordinated the sale together. Viewed in a light most favorable to the State, this evidence is sufficient to prove that Cottrell agreed with Curtis to distribute the drugs.
Second, Cottrell argues that he did not knowingly distribute controlled substances. In support, he points to his own testimony that he did not understand what was happening and did not know what was in the bottle. We assume without deciding that knowingly is the required culpable mental state for this crime. And in the context of controlled substances, we have recently clarified that a
*1144
knowing culpable mental state can be disproved if a mistake of fact is shown.
State v. Rizal
, 309 Kan. ----, ----,
Essentially, Cottrell argues the jury should have given his testimony-that he did not know what was in the bottle or that it contained a controlled substance-more credibility and discounted the significant circumstantial evidence against him. But, of course, we do not reweigh credibility.
Raskie
,
Affirmed.
Reference
- Full Case Name
- STATE of Kansas, Appellee, v. Ronald COTTRELL, Appellant.
- Cited By
- 26 cases
- Status
- Published