Fenwick's Administrator v. Macey
Fenwick's Administrator v. Macey
Opinion of the Court
delivered the Opinion of the Court.
On the 4th of March, 1839, John A. Iiolton, as administrator of William Fenwick, deceased, brought an action of detinue against Leander W. Macey, for several slaves purchased and held for more than five years by Macey, under a decree for foreclosure and sale, which had been obtained by the Bank of Kentucky against Alexander Macey, in the yeár 1830, on a bill filed by the Bank against the said Alexander, as mortgagor of the said slaves, by a deed alledged to have been executed in February, 1822.
The administrator relied on the record of a suit in chancery instituted by his intestate in June, 1822, against the said Alexdnder Macey, for redeeming the said slaves and others, upon an allegation that the said intestate had, in the year 1807, mortgaged them to the said Alexander; and in which suit—n either the Bank of Kentucky nor the said Leander W. Macey being.a party—this Court, at its spring term, 1833, established the right to redeem, ■ as claimed in the bill, and the Circuit- Court, in the year 1835, rendered a final decree for. unconditional restitution o'f the slaves by Macey’s executors to Fenwick’s administrator.
The parties submitted the case to the Circuit Judge, to be decided without a jury, and agreed that he might consider as evidence before him, so much only of the record of the suit by the Bank against A. Macey, dec’d. and of the record in the suit by W. Fenwick, dec’d. against the same, as would have been legally admissible though specially objected to as competent.
A judgment having been rendered in bar of the action, we shall consider only one question in revising it, and that is,,whether upon the legal evidence submitted to the Judge below', he ought to .have considered L. W,
Having acquired the title of the Bank, Is. W. Macey may not be affected by the decree against A. Macey, dec’d. otherwise than the Bank itself was affected by it, for if, as mortgagor, ante litem, the Bank had a right to sell the slaves notwithstanding tho subsequent lis pendens and unaffected by it, surely any stranger had- an equal right to buy and hold all the title thus sold as effectually as he might have done had the sale been prior to the commencement of the suit of W. Fenwick vs A. Macey. And if, as alledged, the Bank held a forfeited unsatisfied mortgage, executed in good faith, antecedently to the pendency of that suit, it was not, in any available sense, a purchaser pendente lite, and had a right to enforce its mortgage and pass its legal title unaffected by the Us pendens, succeeding the date of its mortgage.
Tho doctrine that any stranger who, during the pendency of a suit for property, acquires a claim to that property or any portion of it, from the unsuccessful party to the suit, shall be concluded by the judgment or decree rendered therein, against that party, is founded on policy or rather necessity, otherwise litigation might be interminable and unavailing. The principle of the doctrine is well defined and cannot be expanded so as to embrace a stranger whose right existed when no suit was pending. A suit for property concludes only the parties thereto, and all persons deriving title from the unsuccessful party during a diligent prosecution of the suit. And a person, who is neither a party nor privy, and who, as between himself and the party in possession of the subject of litigation, has the right of property and possession neither derived from either of the parties nor acquired since the lis pendens between them, may certainly take the posses'
Rut the-facts in that case wore hypothetical, and have not, in our opinion, breen sufficiently established in this case.
The record of the case of the Bank vs Macey was not legal evidence against Fenwick’s administrator, of the title of the Bank. No other evidence of that .title was offered in the Court below. There was then, according to the agreed case, no legal proof of even the date of the alledged mortgage to the Bank; because a copy of a copy was not admissible, and the record exhibited only a copy, cirtified by the Circuit Court clerk, of another copy which had been certified by the clerk of the County Court. This cannot, in any allowable or consistent view of it, be better or more credible than a copy taken a,nd certified by the recording clerk, from another copy which he had taken from the original in his office. The law does not go one step further than a copy from the original; because, going beyond that limit, would increase the chances of error to an extent deemed unnecessary and perilous.
As, therefore, it does not judicially appear in this case; that the Bank was a purchaser, nor that its title accrued before the institution of Fenvñck’s suit against Macey, the defendant in error has failed to show that he should not be treated as a purchaser, pendente lite, as he certainly must be if the Bank itself was such a purchaser. For if the Bank obtained its mortgage from A. Macey, the unsuccessful party, since the commencement of Fenwick’s suit against said Macey, the derivative purchaser can be in no other or better condition thanihe Bank itself would have been in had it made no sale.
Claiming, therefore, as a purchaser under a mortgage to the Bank, and having made the purchase whilst the suit of Femoick vs A. Macey was pending, the defendant in error must, prima facie, be deemed a purchaser pendente lite, subject to the decree rendered in Fenwick’s favor, unless he had shown that the Bank had a title acquired before the commencement of that suit.
It seems to this Court, therefore, that the judgment of the Circuit Court is erroneous. But as the agreement to dispense with a jury implied, from the terms and manner of it, that the parties intended to stand, as to their ulterior rights, in all respects as they would have stood had there been a jury and verdict, and as the Circuit Judge erred in admitting incompetent evidence, we shall xernand the case for a new trial, unaffected by that agreement which should now be deemed functus officio.
Judgment reversed and cause remanded for a re-trial.
070rehearing
Petition for a Re-heaeing,
When I see the innocent punished without fault; when I see the guilty and fraudulent intruder rewarded and secured in his rapacity, I cannot but ask whether it is to be attributed to the party, the law, or the Court. No one who is acquainted with the history and faets of this cause, can hear them stated without having their moral sense of justice shocked—the mournful tale is told in 1st Dana, 277, how the father of these plaintiffs was completely used up, his whole substance and labor torn from him by a ferocious usurer, and when redemption was decreed, this Court truly said it would only afford “to Fenwick some retribution, though late and incomplete, for the dedication of his estate, his. service for many years.” Yes, his whole estate, his whole life, for he died only three weeks after that opinion. Yes, notwithstanding the redemption is decreed to Fenwick, his right adjudged in that case, to be full and complete, five years
John Finch being the owner of messuage in Godstone, mortgaged the same to one Budgins for £100; John Finch having issue, only one daughter, being minded- to keep this messuage in his own name, by his will devised the same-to the plaintiff,' Finch, fhe devisee, and about six months after John Finch died; Elizabeth, the daughter, within three days after the death of her father, married one Ditcher, and they, with one Cooper, were supposed to destroy this will. Finch, the devisee, brought his bill against Ditcher and wife, and obtained a decree to hold the land against Ditcher and wife, and all claim, ing under them; the devisee, Finch, then filed his bill against Newnham,, the defendant, who, pending the suit to establish the will, bought in the mortgage from Bud-gin, and also the equity of redemption from Ditcher and wife. Newnham now answered, and insisted the former decree, to which he was no party, was unjust, but the Court declared he should be bound by the former decree, that he was a purchaser pendente lite: See the case of Finch vs Newnham, (2 Vernon’s Rep. page 216.). The above case has been quoted as good law by Chancellor Kent, the Supreme Courts of New York and Virginia, and in fact is deemed a leading case.
Now it seems to me this case, like the beautiful binomial theoram, where the equations produce the same re. suit, are identical. I will translate the names from the one into the other; here is John Finch, dec’d., there is A.,Macey, dec’d, here is Budgin, there is the Bank; here is Newnham, there is L. W. Macey; here is Ditcher
If L. VY. Macey is a pendente lite purchaser of the equity of redemption from the defendants, does he not derive his title as to that from them. If this fact is denied now, when plainly brought to your notice, I confess I can say no more.
If L. W. Macey then is a purchaser pendente lite, the veil is lifted and we see plainly the title of Fenwick upon the face of the decree, declaring his title paramount to the title of the Bank, under the mortgage given by A. Macey to the Bank, declaring that Fenwick, more than five years before the date of that mortgage, had paid and double paid to Macey all the mortgage debt, due Macey from Fenwick: it is clear then, as you have declared the law to be in the case of Breckinridge’s heirs vs Ormsby, (1 J. J. Marshall, 258,) “that it seems to result necessarily, that by an extinguishment of the debt, ipso "facto, the perfect legal title relapses to the mortgagor.” Yes, this great derivative title now appears in its true colors, not even sufficient in substance to make a shadow. A. Macey had nothing to convey, the Bank got nothing by the conveyance.
But I will examine the doctrine you in this opinion assert to be law, and if it is law it is also clear and certain, to my mind, that every suit for specific property may be defeated; these are your words: “a person who is “neither a party nor privy, and who, as between himself “and the party in possession of the subject of litigation, “(the defendant in the suit,) has the right of property “and possession, neither derived from either of the par“ties (to the suit) nor acquired since the lis pendens between them, may certainly take the possession during “the pendency of the suit, (and defeat the decree) with
In a very important case reported in 11 Wendall, 442, where Senator Seward labored with a degree of uncommon assiduity to make an exception to this rule, of pendente lite nihil innovatur, not to favor the fraudulent intruder, but in favor of the innocent and meritorious, fair, and bona fide purchaser, who had entered into possession previous to the commencement of the chancery suit, by virtue of a fair and bona fide contract with the true and unj disputed owner; which was made several years before the Chancery suit was commenced, and having-so previously entered and made actual settlements, removed the forest and built their houses, and mixed their sweat and blood with the soil; but because they paid a part of the consideration money and obtained the title pendente lile, this Senator (whose good feelings as a man I admire,) labored to excuse these innocent and meritorious defendants, by an exception, to say the least, was very doubtful, and was contrary to the Supreme Court and was contrary to the opinion of Chancellor Walworth, who, to my mind, clearly proves, that the.remedy was in equity; but I refer to this ease for the purpose of bringing to your notice the important principle which ought to govern and influence a Judge in favor of, or against adopting an exception to a rule as well established as this rule is. Senator Seward says, “that well established as the rule is, yet all the re“ported cases admits it to be harsh, and justifiable only “on the ground that individual rights must sometimes be “made to yield to rules established for general conven“ience; I may add (he says) that general and well es“tablished as the rule is, it is not without exceptions— “exceptions (see page 457,) arising from the very excess “of hardship, as applied to cases of peculiar character.” Chancellor Kent says, (1 John. Chy. Rep. 570,) “The “counsel for the defendants have made loud complaints “of the injustice of this rule, but the complaint was not “properly addressed to me, for if it is a we'll settled rule, “I am bound to apply it, and it is not in my power to
I have also called your attention to this case in 11th Wendall, 456, for another purpose; it is to prove to you that the possession alone, being taken from the defendants pending the suit, is such an interest acquired by L. W. Macey in the subject matter in controversy, that that act alone makes him a purchaser pendente lite.
The whole stress of Senator Seward’s argument was based on the fact that, previous to the commencement of the Chancery suit, the persons under whom the plaintiff in error holds, had made “contracts with the true and undisputed owner of the premises, had entered into the possession thereof, and made improvements.” He draws the distinction between the case at bar, and that reported in 7lh Wendall, 152, and says in that case, an entire purchase was made during the pendency of the suit in Chancery; he admits that if this was the fact, the purchase -was clearly within the rule. Was not L. W. Macey’s entire purchase during the pendency of the suit; did he not take the possession during the pendency of the suit; was not the actual possession such an interest, nay, does not the change of the possession actually defeat the decree, and produces all the evils the rule was made to protect. Senator Seward quotes Senator Coldens opinion in the ease of Hopkins, &c. vs McCleron, where Colden states the rule to be, that “if any transfer of interest, pending a
I will refer you to another case which I think is fully in point against the principle you have assumed' in this opinion, it will be found in the 8th vol. Dana, p. 78. Ray & Co. assigned some notes, and suits were prosecuted to judgments by the assignees against David Lawrence, and executions returned “no property;” the assignors paid the assignees and filed their bill against David Lawrence for a discovery of property wherewith to satisfy these judgments. Lawrence answered and admitted that he held the equitable right to a tract of land on which he was then living,-but alledgcd he had a few weeks prior to the filing of the bill, sold the land to his son, Green, and that the person (Elijah Lynch) upon whom he had held a covenant for a conveyance of the legal title, had conveyed'the title to Green after the filing of the hill. Fourteen months (the record shows) after this an amended bill is filed, and Green is made a party; the bill was filed the 20th of April, subpoena executed on David Lawrence the 23d, and on the 30th Elijah Lynch conveyed the land to Green; neither Lynch nor Green were parties to the suit' when the deed was made. Elijah Lynch had the legal title long before the commencement of the suit; he had' the right of property and the right of possession derived from neither of the narties to the suit, nor acquired since the Its pendens, x
I will now say a few words on the awful effects of the principle you have asserted as law in this case. It is this: that a third person may step forward and purchase and take from the defendants, lis pendens, the specific property sued for, and then set up title and resist the decree. If this is law there is an end to the recovery of specific property by suit, and this case is a melancholy instance. Here Lee Macey steps forward, purchases the property, takes the actual possession from the defendants in Fen-wick’s suit, and you say he can 'resist the decree and set up, arid has' a right to hold on to the property,' because he says he has a derivative title—yes, because he says so, you say that gives him a-right to litigate his title—how litigate? How is this derivative title made to appear? Do you call-on him to prove it? 0, no! you say he can take the property, and by barely settingup a derivative title, that is, barely asserting that ho has derived title from A, B, or C, he can resist the decree and litigate his
Response,'
Whatever may have been the temper of the petition, we have patiently and maturely considered the law, the facts, and the arguments, which it so emphatically presents, and we are still clearly of the opinion that the decision which the petition assails, is, in all respects, the judgment of the law of the land on the facts exhibited in the record.
The hard but necessary doctrine of lis pendens relied on, and as we think, misapplied in the petition, is, as we have understood it and yet understand it, this and only this, in the whole extent of its principle and operation—that a stranger who, during the pendency of a suit for property, acquires from either of the parties to that suit, the property thus in litigation between them, shall not b,e permitted to elude or controvert the ultimate de. cisión therein, against the title of the party from whom he obtained the property. And the cases so copiously and confidently cited and discussed in the petition prove, when analyzed, nothing more nor less.
If then, as alledged, the Bank was a bona fide mortgagee of A. Macey, before the commencement of Fen-
Had the Bank simply foreclosed its mortgage, its title would certainly not have been concluded by the subsequent decree between Macey and Fenwick, merely because the decree of foreclosure was made during the pendency of their suit. A foreclosure of an equity of redemption operates only as a bar to the assertion of that pre-existing_ equity; it is only an adjudged waiver or abandonment by the mortgagor of an equity which he might have asserted, and makes irredeemable the title which was before redeemable. A decretal foreclosure can no more be considered as passing a new right from the mortgagor to the mortgagee than a foreclosure or bar of the mortgagor's right of redemption by a statute of limitations or by lapse of time should be deemed a transfer of it by the one to the other.
The fact, therefore, that the foreclosure was during the pendency of the suit between Macey and Fenwick, could not make the Bank a.pendente lite purchaser any more than it was such a purchaser when it first acquired the redeemable title which ripened into an irredeemable one.
L. W. Macey acquired by purchase this matured and absolute title of the Bank; and he acquired no right from A. Macey’s executors, because, having lost or abandoned the equity of redemption, they had nothing to pass to him by their voluntary act, or for which they could have been entitled to any consideration from him or the Bank. Nor did he even obtain from them, by contract or by any act or even consent of theirs, the possession of the slaves which were taken in invitum by the arm of the law for enforcing the right of the Bank, acquired before Fenwick ever sued A. Macey.
Whether the title of Fenwick or that of the Bank, as now held by L. W. Macey, is the best, is a question ■never yet litigated. The petitioning counsel wishes it concluded without litigation between the Bank or A. W.
If A, having title or claim to a slave, sell it to B, during the pendency of a suit for the same slave between C and D, both A and B being strangers^to that suit, can B’s purchase or title be concluded by the decision of the question of title in that suit as between the parties thereto? Was B, in the technical sense, a pendente lite purchaser? Such a question is not debatable. B’s title being unaffected by the suit to which he was a stranger, would the fact that, after he purchased from A, he had, by distringas or other process of law for enforcing his right, taken the slave from one of the parties to the suit, during its pendency, have subjected his title to the decision in that suit? This, as we think, is as plain a question as the other. And no case cited in the petition will be found, when scrutinized and rightly understood, to have settled or intimated any thing to the contrary. It cannot be either reason or law that, if a bona: fide claimant of a movable thing, take it by legal process or even by the natural remedy, from another in the possession of it, his title shall be concluded without trial or question, merely because, when he thus took the possession in his own independent and pre-existent fight, a suit was pending, and perhaps without even his knowledge, between strangers for the purpose of determining their conflicting claims to the same property. Unless he. had, by contract, express or implied, acquired some title to, or interest in the property from the party to the suit, he could not be concluded by the judgment or decree afterwards rendered in it; and no adjudged case or even judicial dictum to the contrary, has been cited in the petition or can, as we believe, be found in the annals of English jurisprudence.
If, as asserted in the petition, Fenwick's title is superior to that of the Bank or L. W. Macey, the way for establishing that fact was open and plain. Had that way been taken and pursued, then perhaps the indignant and persevering counsel might have found that Ms failure hitherto, in another way, ought.not to be attributed either to “the party or the Co%irt," but to the law upon the case as prosecuted and now actually presented.
The petition is overruled.
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