Fink v. Fink
Fink v. Fink
Dissenting Opinion
DISSENTING:
Respectfully, I dissent. The majority relies on Neidlinger v. Neidlinger, 52 S.W.3d 513 (Ky. 2001), which is less than clear on the issue of when an attorney must be named as a party on appeal. The attorney in this case is not the first to fall into this procedural trap.
Perhaps the reason why an attorney is often overlooked as a party to an appeal is because there is no logical reason or real purpose in naming the attorney in the notice of appeal. The attorney was a not a party to the proceedings below and, in reality, the attorney’s interest is not who pays his fee, which is the subject of this appeal. Regardless of the resolution of the merits of this appeal, the attorney will be paid because Elizabeth, not the opposing party, remains and always will be primarily obligated to pay her attorney. In other words, the participation of the attorney on appeal is not necessary for this Court to affirm or reverse the court’s order. See Nelson Cnty. Bd. of Educ. v. Forte, 337 S.W.3d 617, 625 (Ky. 2011). If Neidlinger, requires that this Court dismiss this appeal, I urge the Supreme Court to revisit its holding and destroy the legal fiction that the attorney is the real party in interest.
The dismissal of this case for failure to name an indispensable party is particularly troublesome. First, in its order, the court acknowledged that it did not have a complete picture of the financial resources of the parties. Further, the court acknowledged that the appellee incurred fees of $8,964 and, with an admitted lack of knowledge of the parties’ financial resources, awarded $5,000. Because we are dismissing the case without review of the record and its merits, we have precluded appellate review of the issue.
Elizabeth’s counsel has agreed that James should be permitted to amend his notice of appeal and is not prejudiced by the failure to list his name in the notice of appeal. Unfortunately, this Court has taken a different view and, based on a mile with no sound purpose, denies James access to judicial review.
I believe all indispensable parties are before this Court. The party ordered to pay the partial attorney fee and the party primarily obligated to her attorney for the fee. I believe any view to the contrary should be revisited by our Supreme Court.
Opinion of the Court
OPINION AND ORDER
On September 15, 2016, this Court directed James Michael Fink, the appellant, to show cause why this appeal should not be dismissed for failing to name an indispensable party to this appeal. On September 30, 2016, James filed a document titled “Appellant’s Motion to Amend Notice of Appeal and Response to the September 15, 2016 Show Cause Order,” and tendered an Amended Notice of Appeal. Elizabeth Fink, the appellee, did not respond to the show cause order.
On April 27, 2016, the Jefferson Circuit Court entered an Order, which stated: “Thus, the Court orders [James] to pay the sum of $5,000.00 to [Elizabeth] representing attorney’s fees and costs herein. Said sum shall be paid within sixty (60) days of entry of this Order and paid directly to counsel for [Elizabeth] who shall be permitted to enforce this portion of the Order as though in his name.” In the Notice of Appeal, James failed to name Elizabeth’s counsel as a party to the appeal.
In Neidlinger v. Neidlinger, 52 S.W.3d 513, 519 (Ky. 2001), the Kentucky Supreme
In the leading case of City of Devondale v. Stallings, 795 S.W.2d 954 (Ky. 1990), the Supreme Court held that the policy of strict compliance, rather than substantial compliance, applied to the naming of indispensable, parties in the notice of appeal. See also Hutchins v. Gen. Elec. Co., 190 S.W.3d 333, 337 (Ky. 2006) (court holding that “[a] policy of strict compliance governs the time within which an appellant must invoke the court’s jurisdiction, naming all indispensable parties! ]”); Commonwealth v. Maynard, 294 S.W.3d 43, 46 (Ky. App. 2009). Failure to name an indispensable party is fatal to an appeal. Courier-Journal, Inc. v. Lawson, 307 S.W.3d 617, 623 (Ky. 2010) (citing Braden v. Republic-Vanguard Life Ins. Co., 657 S.W.2d 241, 243 (Ky. 1983)). Therefore, this appeal is subject to dismissal because Elizabeth’s counsel is a-real party in- interest and an indispensable party.
In his response to the show cause order, James has filed a Motion to Amend the Notice of Appeal to add the Elizabeth’s attorney as a party to this appeal.
After considering James’ response to the show cause order and having been otherwise sufficiently advised, this Court fails to find sufficient cause. The motion to amend the notice of appeal is denied and the appeal is dismissed.
COMBS, JUDGE, CONCURS.
THOMPSON, JUDGE, DISSENTS AND FILES SEPARATE OPINION.
. When final disposition of an appeal is made by an “Opinion and Order,” as in this case, the party adversely affected may move for reconsideration as provided by CR 76.38(2) within ten days of entry, but a petition for rehearing is unauthorized. CR 76.32(1).
. In his response, James acknowledges that Elizabeth’s counsel should have been named in the Notice of Appeal: “Upon review of this Court’s Show Cause Order, Mr. Fink agrees that Mr. Joyner should also be a party to this case as the Order for attorney's fees is enforceable in Mr. Joyner’s name.” Appellant's Response at 1.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.