Curtis v. Breathitt Cnty. Fiscal Court
Curtis v. Breathitt Cnty. Fiscal Court
Opinion of the Court
The defendants have moved for summary judgment regarding all claims asserted by Plaintiff Mary Curtis. [Record No. 47] The defendants' motion will be granted because sovereign immunity protects Defendant Breathitt County Fiscal Court ("BCFC") from Curtis's state law claims and because Curtis has not presented sufficient proof to maintain federal constitutional claims against BCFC. And as explained more fully below, the defendants' motion will also be granted regarding all claims that Curtis has made against Defendant Mary Lois Stevens, the Breathitt County Court Clerk, and Defendant John Lester Smith, the Breathitt County Judge Executive.
I.
Many of the relevant facts are undisputed. Curtis is the current Breathitt County Clerk having taken office in November 2016. Before assuming this role, Curtis worked in the clerk's office for over 20 years. [Record No. 56, p. 4] In late July 2015, long-time Breathitt County Clerk Tony Watts informed the BCFC that he would be retiring for health reasons. [Record Nos. 47-1, p. 5; 56, p. 4] At the time of this announcement, Curtis and three others were employed in the clerk's office. [Record Nos. 47-1, p. 5; 56, p. 4.] Curtis was serving as the chief deputy clerk under Watts. [Record Nos. 47-1, p. 5; 56, p. 4] Curtis was associated politically and affiliated with Clerk Watts. Additionally, she was his first cousin. [Record No. 56, p. 5] In his capacity as judge executive, *794Smith had the sole responsibility to appoint the next county clerk. [Record Nos. 47-1, p. 5; 56, p. 7] Watts asked Smith to appoint Curtis to the position; however, Smith instead appointed Harold Hutchinson in August 2015. [Record Nos. 47-1, p. 5; 56, p. 10]
After taking office, Hutchinson changed Curtis's title from chief deputy clerk to deputy clerk and did not employ a chief deputy. [Record No. 56, p. 14] On August 4, 2015, pursuant to Ordinance No. 07212015, the BCFC instituted fee polling with the clerk's office and transferred all of the employees of that office into the county's payroll system. This action made them subject to the Breathitt County Administrative Code. [Record No. 44-1] As a result, all net income and fees from the clerk's office would be paid monthly to the county treasurer instead of excess fees being paid at the end of the year. Id. The four clerk's office employees (Curtis, Martinez, Combs, and Fletcher) were appointed to the position of deputy clerk and their pay rates were set for payroll purposes. [Record No. 44-3, 44-4]
Curtis filed for the Breathitt County Clerk's position on Friday, November 6, 2015. [Record No. 56, p. 18] Hutchinson announced that he would be resigning, effective November 13, 2015. [Record Nos. 47-1, p. 5; 56, p. 18] Curtis alleges that Hutchinson told her that he could not do to her what Smith wanted. [Record Nos. 47-1, p. 5; 56, p. 16] But Hutchinson denies he ever said anything of the sort. [Record No. 44, p. 76] Smith again had the sole responsibility to appoint the next county clerk and decided to appoint Defendant Stevens rather than Curtis. [Record Nos. 47-1, p. 5; 56, p. 19]
On November 13, 2015, newly-appointed county clerk Stevens came into the office and handed Martinez, Combs, and Fletcher an envelope containing a paper offering them a position of deputy clerk. [Record Nos. 47-1, p. 6; 56, p. 19] Curtis did not receive an envelope and asked if she would be receiving one. Stevens responded in the negative, indicating that Curtis no longer had a job and that her services were no longer needed. [Record Nos. 47-1, p. 6; 56, p. 20] Curtis alleges that her termination was due to her political affiliation with former Clerk Watts. However, Stevens alleges the termination was due to budgetary reasons and because Curtis was receiving a significantly higher hourly rate than the other deputies. [Record No. 26, p. 28, lines 20-23; p. 30, lines 10-16]
Curtis asserts three state law claims, two based on
Curtis has also asserted federal constitutional claims under
II.
Summary judgment is appropriate when there are no genuine disputes regarding any material facts and the movant is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a) ; see Celotex Corp. v. Catrett ,
A party moving for summary judgment bears the burden of demonstrating conclusively that no genuine issue of material fact exists. CenTra, Inc. v. Estrin ,
III.
A. Federal Claims
State governments are not subject to liability under § 1983. Howlett ex rel. Howlett v. Rose ,
1. Qualified Immunity for Stevens and Smith
"The doctrine of qualified immunity protects government officials 'from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.' " Pearson v. Callahan ,
a) Fourteenth Amendment Claim
Curtis alleges that "she was not given an opportunity for a due process hearing prior to the termination of her employment, nor was [she] given any reason for the termination of her employment." [Record No. 1-1, ¶ 86] She contends that the defendants' violated her Fourteenth Amendment right to procedural due process based on this alleged deprivation of notice and a hearing.
An at-will employee, or an employee who may be terminated without cause, does not have a protected property interest.
Contrary to the assertions contained in Curtis's Complaint, the county's administrative Code does not establish that her status as a full-time employee entitled her to continued employment. In fact, it establishes just the opposite. According to the administrative code, full-time employees are at-will employees. The administrative code's express disclaimers defeat the plaintiff's claim that she possessed a protected property interest in her continued employment with the clerk's office. See Shelton v. Brown ,
b) First Amendment Claim
Curtis also claims that Stevens and Smith violated her First Amendment rights by terminating her based on her "political affiliation and political support of the prior county clerk." [Record No. 56, p. 37] The defendants first appear to argue that the firing was justified due to Curtis having declared to be a candidate in the upcoming county clerk election. [Record No. 47-1, pp. 17-19] However, as the plaintiff has correctly noted, this case does not deal with termination due to Curtis's political candidacy. [Record No. 56, p. 36] No testimony has been presented indicating that Stevens terminated Curtis for that reason. Further, Curtis is not arguing that was the case. Instead, she contends that she was terminated due to her political affiliation with the prior county clerk.
"[T]he First Amendment forbids government officials to discharge or threaten to discharge public employees solely for not being supporters of the political party in power, unless political affiliation is an appropriate requirement for the position involved." Rutan v. Republican Party ,
Taking the facts in a light most favorable to Curtis and drawing all reasonable inferences in her favor, the Court must regard her as a deputy clerk, not chief deputy. Defendants do not claim that the position of deputy clerk would fall within any of the McCloud categories, an argument which would arguably fail. See Caudill v. Hollan ,
Stevens maintains that she terminated Curtis for budgetary reasons and Curtis has not offered evidence to rebut that contention. Stevens indicated in her deposition that the reason for terminating Curtis was due to the fact that Curtis made significantly more per hour that the other deputy clerks. Stevens stated that "if she brought my own [deputy], I had to get rid of one ... so I picked the highest paid one." [Record No. 26, p. 28, lines 20-23] After Stevens terminated Curtis, she brought in Courtney Hudson as her chief deputy at a lesser rate and raised all of the other deputies to the same amount. She stated that she equalized the deputy clerk's pay because "it wasn't fair to pay somebody-I'm hiring new employees, not a 20 year veteran, a 10 year veteran, trained deputies. I don't see one trained deputy being worth $12 more an hour than another trained deputy." Id. at p. 30, lines 10-16. And while the plaintiff contends that Stevens allegedly acknowledged it would have been cheaper to have kept Curtis and brought in Courtney Hudson as her chief deputy, rather than giving everyone raises and hiring additional staff throughout the year, the argument fails to take into account Stevens previously identified reason for terminating Curtis: letting go of the person who made the most and then equalizing the pay of the other deputies.
Further, the plaintiff contends that when Stevens came into the office and she was terminated, Stevens allegedly indicated that Curtis was the chief deputy and she did not need her because Stevens would be bringing in her own chief deputy. [Record No. 56, p. 21] This argument does little to bolster the plaintiff's argument that the termination was due solely to political affiliation. In fact, it does quite the opposite, and shows that Stevens allegedly thought that Curtis was the chief deputy and did not need her any longer because Stevens was bringing in her own person for that position. Curtis states that "[c]learly, Mary Lois Stevens, when appointed, saw the opportunity to rid herself of the person most closely associated with her former political rival and did so even knowing that she was not the chief deputy." Id. at p. 36. In reality, the record does not clearly support this contention and Curtis does not "point to specific, nonconclusory allegations linking [her] speech to employer discipline."
Regarding Smith, Curtis was not subject to removal with approval by Smith and the fiscal court. While the fiscal court determines the maximum amount a county clerk may expend for deputies and assistants, the county clerk determines the number of deputies and assistants to be hired and the compensation of each such employee. See Cook v. Popplewell ,
2. Official Capacity Claims Asserted Against Stevens and Smith
The defendants also argues that they are entitled to summary judgment on the plaintiff's constitutional claims asserted against them in their official capacity. [Record No. 47-1, p. 26] "In an official capacity action, the plaintiff seeks damages not from the individual officer, but from the entity for which the officer is an agent." Pusey v. City of Youngstown ,
3. Fiscal Court Liability
BCFC claims that summary judgment is warranted with respect to the plaintiff's constitutional claims because respondeat superior is not a proper basis for § 1983 liability. [Record No. 47-1, pp. 27-28] BCFC is correct that "a municipality cannot be made liable under
While the Court has found that Curtis cannot demonstrate an underlying violation of her constitutional rights, she has also failed to offer any evidence that Stevens, acting as county clerk when she terminated Curtis's employment, was acting as a county policymaker. "The fact that a particular official-even a policymaking official-has discretion in the exercise of particular functions does not, without more, give rise to municipal liability based on an exercise of that discretion." Pembaur ,
*8004. Conspiracy and Retaliation Claim
"A § 1985(3) cause of action for conspiracy requires that the plaintiff prove: (1) the existence of a conspiracy; (2) the purpose of the conspiracy was to deprive any person or class of persons the equal protection or equal privileges and immunities of the law; (3) an act in furtherance of the conspiracy; and (4) injury or deprivation of a federally protected right." Royal Oak Entertainment, LLC v. City of Royal Oak, Michigan ,
B. State Law Claims
Smith, Stevens, and BCFC claim that they are entitled to immunity for all state law claims asserted against them. [Record No. 47-1, pp. 28-31] BCFC is entitled to sovereign immunity on all of the plaintiff's state law claims, and Smith and Stevens are protected by the same immunity for the claims made against them in their official capacity. Additionally, the defendants argue that Stevens is protected by qualified immunity and the claims asserted against her fail factually and as a matter of law.
1. Sovereign Immunity for BCFC
"When assessing whether defendants are entitled to immunity from state law tort liability, the court must apply Kentucky rules of sovereign immunity." Ivey v. McCreary Cnty. Fiscal Court ,
2. Official Capacity Claims Asserted Against Smith and Stevens
In Kentucky, "[t]he absolute immunity from suit afforded to the state also extends to public officials in their representative (official) capacities, when the state is the real party against which relief in such a case is sought." Yanero v. Davis ,
3. Qualified Immunity
Kentucky's qualified immunity doctrine protects individual officers from liability for their negligent performance of: (i) discretionary acts or functions, (ii) made in good faith, (iii) within the scope of their authority. Yanero ,
Stevens's decision to fire Curtis was a discretionary act, meeting the first requirement of Kentucky's qualified immunity test. Stevens's duties as County Clerk did not require her to dismiss Curtis, and the plaintiff does not contend that Stevens was actually performing a ministerial function when she fired Curtis. Furthermore, Stevens was within her scope of authority when dismissing Curtis, a deputy clerk in the county clerk's office. See Cook v. Popplewell ,
4. Individual Claims Asserted Against Smith
a) Political Discrimination
Curtis claims that she is entitled to compensatory damages as well as attorney fees for political discrimination by alleging Smith violated KRS § 67.710(7). KRS § 67.710(7) grants the county judge executive the power "to exercise with approval of the fiscal court the authority to appoint, supervise, suspend, and remove county personnel." However, Curtis was not subject to removal with approval by Smith and the fiscal court. As noted earlier in this opinion, the fiscal court determines the maximum amount a county clerk may expend for deputies and assistants, but the county clerk determines the number of deputies and assistants to be hired and the compensation of each. See Cook ,
Because Smith did not terminate Curtis from her employment there is no violation of KRS § 67.710(7). Furthermore, the statute only lists the powers and responsibilities of a county judge executive. It does not explicitly authorize suits for political discrimination against judge executives who violate its individual provisions. In other words, it is not self-executing and cannot provide the relief sought. See Jones v. Perry Cty. Fiscal Court ,
b) Alleged Violation of the Kentucky Constitution
Curtis's alleges violations of Section 2 and 3 of the Kentucky Constitution in Count II of the Complaint. However, Kentucky does not recognize a private cause of action akin to Bivens to recovery money damages for a violation of the Kentucky Constitution. See Conn v. Deskins ,
c) Wrongful discharge Claim
Kentucky recognizes that an employer may terminate an "at-will employee for good cause, for no cause, or for a cause that some might view as morally indefensible (cases cited)." Firestone Textile Co. Div., Firestone Tire and Rubber Co. v. Meadows ,
Curtis only alleges in her Complaint that "there is a well-defined public policy in the Commonwealth of Kentucky that county employees should be free to exercise political support, affiliation and association of the candidate and party of their choice, run for political office, as well as make comments on matter of public concern, without fear of reprisal by their employers." [Record No. 1-1, ¶ 81] As was the case in Grzyb , Curtis has not made even a passing reference to any specific constitutional or statutory provisions upon which she might base a claim. Further, her response to the defendants motion for summary judgment does not even mention her wrongful termination claim or address the arguments raised by the defendants. Curtis has not identified a "well-established legislative enactment" creating a right that Curtis was fired for exercising. Curtis has not provided the Court with a sufficient legal basis to defeat the defendants' motion for summary judgment. Thus, Smith is entitled to summary judgment regarding Count III.
IV.
For the reasons outlined above, it is hereby ORDERED as follows:
1. The defendants' motion for summary judgment [Record No. 47] is GRANTED .
2. Plaintiff Mary Rebecca Curtis's claims asserted against all defendants are DISMISSED , with prejudice.
3. This action is DISMISSED and STRICKEN for the Court's docket
This 22nd day of January, 2018.
"It is well understood ... that when a plaintiff files an opposition to a dispositive motion and addresses only certain arguments raised by the defendant, a court may treat those arguments that the plaintiff failed to address as conceded." Cunningham v. Tennessee Cancer Specialists, PLLC ,
Once again, Curtis fails to address several of the defendants' arguments including that: (i) that they are entitled to sovereign immunity and qualified immunity on all of her state law claims; (ii) the alleged violation of the Kentucky constitution fails as a matter of fact and law; and (iii) the alleged violation of wrongful discharge under Kentucky law fails factually and as a matter of law. See Cunningham ,
Reference
- Full Case Name
- Mary Rebecca CURTIS v. BREATHITT COUNTY FISCAL COURT
- Cited By
- 1 case
- Status
- Published