Commonwealth v. Vincent
Commonwealth v. Vincent
Opinion of the Court
Appellant, Teresa Fay Vincent, was convicted of murder and sentenced to twenty-five years’ imprisonment. The sole issue on appeal is whether the domestic violence exemption of KRS 533.060(1) exempts Yin-
On September 9, 1998, Vincent shot and killed her ex-husband, Bryan Hitchcock. According to Vincent, she went to Hitchcock’s home because she caught him in a lie and wanted to talk with him about it. She went armed with a handgun. Hitchcock was not home, but his roommate, Donald Lawery, was. Lawery let Vincent in to wait for Hitchcock. While waiting for Hitchcock to return, Vincent scrolled through Hitchcock’s caller i.d. and found Sheila Salzman’s number listed there. Salzman was Hitchcock’s girlfriend. Vincent then called Salzman and left the message, “You have something of mine we need to discuss.”
When Hitchcock returned, Vincent questioned him about a trip he was planning to take to Florida and asked if she could go with him. Hitchcock told her that she could not go. The two argued and Vincent started to cry. During the argument, Vincent found a card sticking out of Hitchcock’s luggage. She removed the card and discovered that it was signed, “Love Bryan.” This discovery upset her further. At this point, Vincent’s testimony differs from Lawery’s testimony.
According to Lawery, Vincent sat down on a couch and began playing with Hitchcock’s camera. After Vincent dropped the camera on the floor, Hitchcock reached down to pick it up. As he did so, Lawery testified that Vincent pulled the handgun from her purse and shot Hitchcock.
According to Vincent, the handgun fell out of her coat and slipped in between the cushions of the couch. As she retrieved the gun from the couch, Hitchcock asked her what she had. Vincent showed him the gun and said, “This.” Vincent testified that she accidently pulled the trigger while showing Hitchcock the gun. The resulting fatal shot hit Hitchcock in the chest.
After Vincent was convicted, the trial court held a hearing to determine whether Vincent was a victim of domestic violence for the purposes of KRS 439.3401 and KRS 533.060. Vincent presented sufficient evidence to support a finding that she had been a victim of domestic abuse and that Hitchcock was the victimizer. This is not in dispute. What is in dispute is what is required to show that one is entitled to the domestic violence exemption of KRS 439.3401(5).
Vincent argues that the exemption potentially applies to any defendant who commits a violent offense against a person who, contemporaneously or previously, committed acts of domestic violence against the defendant. That is, Vincent argues that the application of the exemption turns on a person’s status as a victim of domestic violence. The Commonwealth argues that the exemption only applies when the domestic violence is involved in the underlying offense. In other words, the Commonwealth argues that there has to be a connection between the defendant’s violent offense at issue and the history of domestic violence between the defendant and the victim. The plain language of the statute supports the Commonwealth’s argument.
KRS 439.3401(3) states that a person, “who has been convicted of a capital offense or Class A felony with a sentence of a term of years or Class B felony who is a violent offender
This section shall not apply to a person who has been determined by a court to have been a victim of domestic violence or abuse pursuant to KRS 533.060 with regard to the offenses involving the death of the victim or serious 'physical injury to the victim. The provisions of this subsection shall not extend to rape in the first degree or sodomy in the first degree by the defendant.
(Emphasis added). The phrase “with regard to the offenses involving the death of the victim or serious physical injury to the victim” dictates that there be some connection or relationship between the domestic violence suffered by the defendant and the underlying offense committed by the defendant.
“Regard” means “an aspect to be taken into consideration or significant to matter in question.” Webster’s Third New International Dictionary, 1911 (1966) (emphasis added). “Regard” is synonymous with “respect,” which means “to have regard or reference to: to relate to: be concerned with ....” Id. at 1934. Thus, the statute requires that there be a relationship between the domestic violence or abuse and the underlying offense. Proof of history of domestic violence between the defendant and the victim is not, by itself, sufficient to trigger the statute’s parole exemption. If the General Assembly had so intended, it could have said so. See c.f. S.C.Code Ann. § 16-25-90, which expressly provides that a defendant who commits an offense against a household member is eligible for parole after serving 25 percent of her sentence when the defendant shows that the household member has a history of inflicting domestic violence upon the defendant.
“[P]arole is a matter of legislative grace and ... the general assembly may impose such limitations, restrictions and conditions as it deems best for society.” Willard v. Ferguson, Ky., 358 S.W.2d 516 (1962). As such, it is not for this Court to determine the wisdom of the General Assembly’s exercise of its power in this area. Vincent argues that the construction of the statute we adopt here is not rational in light of KRS 533.060(1), which states in pertinent part:
When a person has been convicted of an offense or has entered a plea of guilty to an offense classified as a Class A, B, or C felony and the commission of the offense involved the use of a weapon from which a shot or projectile may be discharged that is readily capable of producing death or other serious physical injury, the person shall not be eligible for probation, shock probation, or conditional discharge, except when the person establishes that the person against whom the weapon was used had previously or was then engaged in an act or acts of domestic violence and abuse as defined in KRS 403.720 against either the person convicted or a family member as defined in KRS 403.720 of the person convicted.
This statute creates — for defendants who are also victims of domestic violence— an unconditional exception to the statute’s general eligibility requirements for probation, shock probation, or conditional discharge. Unlike the parole exemption of KRS 439.3401(5), application of the probation exception of KRS 533.060(1) turns on the defendant’s status as a victim of domestic violence. The probation exception does not require the defendant to show any connection between the commission of
Probation, like parole, is purely a matter of legislative grace. White v. Commonwealth, Ky.App., 611 S.W.2d 529, 531 (1980). Whether the distinction — for defendants who are also victims of domestic violence — between the exception for probation eligibility set forth in KRS 583.060(1) and the exemption for parole eligibility set forth in KRS 439.3401(5) is reasonable or logical is not for us to decide. Nor can it affect our construction of what the General Assembly clearly states in KRS 439.3401(5), i.e., that in order to be eligible for the exemption, a defendant, who is also the victim of domestic violence, must establish a connection or relationship between the domestic violence and the violent offense for which the defendant stands convicted. See Land v. Commonwealth, Ky., 986 S.W.2d 440, 442 (1999) (“Parole is simply a privilege and the denial of such has no constitutional implications.”).
Finally, in Springer v. Commonwealth, Ky., 998 S.W.2d 439 (1999), we compared KRS 533.060 with KRS 439.3401 and concluded:
Thus, the legislature determined, for whatever reason, that the exemption from the probation or conditional discharge restrictions in KRS 533.060(1) applies whether the domestic violence and abuse occurred previous to the offense or at the time the offense was committed; but the exemption from the parole restrictions in KRS 439.3401 applies only if the domestic violence and abuse was “involved” in the offense.
At the time we decided Springer, KRS 439.3401(2) and (3) only restricted parole eligibility. The 2000 General Assembly amended KRS 439.3401(2) and (3) so that the stricter “involved” requirement applies to probation as well as parole eligibility for violent offenders. 2000 Ky. Acts, Ch. 401 § 8. Apparently, the General Assembly had Springer in mind when it amended KRS 439.3401(2) and (3). This is a strong indication that the General Assembly intended to adopt Springer’s interpretation of “involved” contained in KRS 439.3401(5). See, e.g., Falender v. Hankins, 296 Ky. 396, 177 S.W.2d 382, 383 (1944) (It is a “well-settled rule of statutory construction, that when a statute or clause, or provision thereof, has been construed by the court of last resort of a state, and the statute has been substantially re-enacted, the Legislature will be deemed to have adopted such construction. ...”).
Vincent offered absolutely no evidence that connected the shooting with the history of domestic violence between Hitchcock and her. Vincent’s version of the events was that the shooting was accidental. The Commonwealth’s eyewitness testified that the shooting was deliberate and unprovoked. While we cannot state definitively what is necessary to show that a defendant is eligible for the domestic violence or abuse exception of KRS 439.3401(5), we can state and do hold that a prior history of domestic violence between a violent crime victim and the criminal defendant who perpetrated the violent offense does not, in and of itself, make the defendant eligible for the parole exemption of KRS 439.3401(5).
. "[V]ioleiit offender means any person who has been convicted of or pled guilty to the commission of a capital offense, Class A felony, or Class B felony involving the death of the victim or serious physical injury to a victim, or rape in the first degree or sodomy
Dissenting Opinion
dissenting.
I respectfully dissent from the majority’s opinion because I do not believe that “with regard to the offenses involving the death of the victim or serious physical injury to the victim”
In my opinion, a proper interpretation of the KRS 439.3401(5) domestic violence exemption must begin with a consideration of both the current and prior KRS 439.3401(1) definitions of “violent offender.” Subsection (1) currently reads:
As used in this section, “violent offender” means any person who has been convicted of or pled guilty to the commission of a capital offense, Class A felony, or Class B felony involving the death of the victim or serious physical injury to a victim, or rape in the first degree or sodomy in the first degree of the victim. The court shall designate in its judgment if the victim suffered death or serious physical injury.
The KRS 439.3401(1) statutory definition thus provides for two categories of violent offenders: (1) persons who commit “a capital offense, Class A felony, or Class B felony where the elements of the offense or the judgment of the court demonstrate that the offense involved death or serious physical injury to the victim”;
The current language of KRS 439.3401(1), however, is the result of an amendment by the 1998 General Assembly.
As used in this section, “violent offender” means any person who has been convicted of or pled guilty to the commission of a capital offense, Class A felony, or Class B felony involving the death of the victim, or rape in the first degree or sodomy in the first degree of the victim, or serious physical injury to a victim. The court shall designate in its judgment if the victim suffered death or serious physical injury.13
While the prior language of KRS 439.3401(1) did not differ substantively from the current version — all Class A First Degree Rape and First Degree Sodomy offenses of a child under twelve (12) years of age as well as all Class B First Degree Rape and First Degree Sodomy offenses were violent offenses even under the prior version — I believe the confusing configuration of language explains the purpose of the “with regard to the offenses involving the death of the victim or serious physical injury to the victim” language in KRS 439.3401(5).
KRS 439.3401(5) reads:
This section shall not apply to a person who has been determined by a court to have been a victim of domestic violence or abuse pursuant to KRS 533.060 with regard to the offenses involving the death of the victim or serious physical injury to the victim. The provisions of this subsection shall not extend to rape in the first degree or sodomy in the first degree by the defendant.
After defining “regard,” the majority states “the statute requires that there be a relation between the domestic violence or abuse and the underlying offense.”
This section shall not apply to a person who has been determined by a Court to have been a victim of domestic violence or abuse with regard to the offenses involving the death of the victim or serious physical injury to the victim pursuant to KRS 533.060. with regard to the offenses involving the death of the victim or serious physical ii^ury^to-the-vicfimT15
This, of course, interprets the relevant language as a dangling modifier which — in sharp contrast to the majority’s belief in the General Assembly’s clarity
The position of the words in a sentence is the principal means of showing their relationship. Confusion and ambi-*429 gutty result when words are badly placed. The writer must, therefore, bring together the words and groups of words that are related in thought and keep apart those that are not so related.
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Interposing a phrase or clause ... interrupts the flow of the main clause
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Modifiers should come, if possible, next to the word they modify. If several expressions modify the same word, they should be arranged so that no wrong relation is suggested.
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Note ... how swiftly meaning departs when words are wrongfully juxtaposed.17
I, too, see the “with regard to ...” language as a dangling modifier,
This sentence shall not apply, with regard to the offenses involving the death of the victim or serious physical injury to the victim, to a person who has been determined by a court to have been a victim of domestic violence or abuse pursuant to KRS 533.060, with regard to the offenses involving the death of the viefet-og-serious physical Injmyttotthe-^dctimT
As I interpret the sentence, I believe the General Assembly — in the face of a convoluted subsection (1) definition of “violent offender”
In defense of its interpretation, the majority states: “Proof of history of domestic violence between the defendant and the victim is not, by itself, sufficient to trigger the statute’s parole exemption. If the General Assembly had so intended, it could
The majority’s construction raises other questions as well. First, if the General Assembly intended for the “with regard to” language to limit the scope of the exemption, why did it use the plural, “the offenses” instead of the singular, “an offense” or “one or more of the offenses”? “The,” when used before a plural noun, denotes “particular specified persons or things.”
This section shall not apply to a person who has been determined by a Court to have been a victim of domestic violence or abuse with regard to [an offense] the offenses involving the death of the victim or serious physical injury to the victim pursuant to KRS 533.060. with- ■regard — to-the ■ offenses involving the death of the victim or serious physical injury to the-victim.
Second, why does KRS 439.3401(5) indicate that the judicial determination as to a defendant’s qualification for the exemption be made “pursuant to KRS 533.060” if the determination itself is so radically different from KRS 533.060? KRS 533.060(1) states that trial courts may not grant probation or conditional discharge to defendants who have used a firearm in connection with certain offenses, but contains a domestic violence exemption broader than the one the majority interprets in KRS 439.3401(5).
The majority is comfortable side-stepping the incongruities between its construction of KRS 439.3401(5) and other legislative changes which were “part of a package of legislation intended to improve the plight of battered spouses[,]”
One rule of statutory interpretation is that courts should seek to harmonize statutes which are in pan materia — especially when they are part of the same legislative enactment.
In Commonwealth v. Colonial Stores,
While the incongruities, standing alone, would lead me to seriously question the majority’s construction) I am deeply troubled that, as a practical matter, the majority’s interpretation of KRS 439.3401(5) all-but-erases the exemption’s availability. The legislation which added the KRS 439.3401(5) domestic violence exemption progressively recognized that victims of domestic violence and abuse who commit crimes against their abusers should be treated differently from other offenders because the abuse they have suffered is relevant to their culpability. By limiting the KRS 430.3401(5) domestic violence exemption to situations where a domestic violence victim commits a violent offense contemporaneously with the abusive situation, this Court interprets the exemption virtually out of existence. If someone is committing acts of domestic violence against a person, and that person kills or seriously physically injures his or her attacker, he or she will seldom be a violent offender because he or she is likely either:
(1) privileged to act in self-protection;
For the reasons outlined above, I believe the trial court properly interpreted the KRS 439.3401(5) exemption for victims of domestic violence to include past victims of domestic violence, and I would affirm the trial court’s determination that Appellee qualifies for the KRS 439.4301(5) exemption.
STUMBO, J., joins this dissent.
. KRS 439.3401(5).
. Majority Opinion at 70 S.W.3d 422, 425 (2002).
. Id. at 423.
. Id. at 425.
. 501 KAR 1:030 § 3(l)(b).
. KRS 510.040.
. KRS 510.070.
. While all of Kentucky’s capital offenses, by definition, involve the death of the victim, see KRS 507.020 (Murder); KRS 509.040 (Capital Kidnapping); KRS 527.200 (Capital First Degree Use of a Weapon of Mass Destruc
. See KRS 510.040(2) ("Rape in the first degree is a Class B felony unless the victim ... receives a serious physical injury in which case it is a Class A felony.”); KRS 510.070(2) ("Sodomy in the first degree is a Class B felony unless the victim ... suffers a serious physical injury in which case it is a Class A felony.”).
. See KRS 510.040(1):
A person is guilty of rape in the first degree when:
(a) He engages in sexual intercourse with another person by forcible compulsion; or
(b) He engages in sexual intercourse with another person who is incapable of consent because he:
1. Is physically helpless; or
2. Is less than twelve (12) years old.
Id.; KRS 510.070(1).
. KRS 500.080(15) (" ‘Serious physical injury’ means physical injury which creates a substantial risk of death, or which causes serious and prolonged disfigurement, prolonged impairment of health, or prolonged loss or impairment of the function of any bodily organ.”).
. See 1998 Ky. Acts ch. 606, § 77 (effective July 15, 1998). The amendment to KRS 439.3401 was part of House Bill 455 ("the Omnibus Crime Bill”). Although not part of the original bill filed, an amendment to KRS 439.3401(1) was proposed as part of the first House Committee Substitute to HB 455. That amendment would have made a substantive change regarding First Degree Rape and First Degree Sodomy and violent offender status:
As used in this section, "violent offender” means any person who has been convicted of or pled guilty to the commission of a capital offense, Class A felony, or Class B felony involving the death of the victim or serious physical injury to a victim, or rape in the first degree or sodomy in the first degree of the victim by forcible compulsion [, or sesigas-gfeysical injury' to-a-victim}. The court shall designate in its judgment if the victim suffered death or serious physical injuty, or, in the case of rape or sodomy, forcible compulsion.
A second House Committee Substitute deleted the "forcible compulsion” language, and the language now contained at KRS 439.3401(1) represents the amendments in the final version of HB 455.
. 1986 Ky. Acts ch. 358 § 1 (effective July 15, 1986) (amended by 1998 Ky. Acts ch.606, § 77 (effective July 15, 1998)) (emphasis added).
. Majority Opinion at 70 S.W.3d 422, 424.
. In some ways, it appears that the majority interprets the first sentence of KRS 439.3401(5) as if "pursuant to KRS 533.060” is the phrase which is out of place — i.e., as if the sentence actually read:
This section shall not apply to a person who has been determined by a court, pursuant to KRS 533.060, to have been a victim of domestic violence and abuse pursuant — to—KRS—533.060 with regard to the offenses involving the death of the victim or serious physical injury to the victim.
.See supra notes 2-3 and surrounding text.
. William Strunk, Jr. and E.B. White, The Elements of Style (3rd Ed.), 28-31 (Allyn & Bacon, 1979).
. I note that other Justices on this Court have previously noted the difficulties in construing KRS 439.3401 because of its grammatical quirkiness. See Huff v. Commonwealth, Ky., 763 S.W.2d 106, 112-113 n. 2 (Leibson, J., dissenting).
. See supra note 13 and surrounding text.
. KRS 533.060 (emphasis added).
. Majority Opinion at 70 S.W.3d 422, 424 (emphasis added).
. American Heritage Dictionary of the English Language (1969) at 1333.
. See infra notes 32 and surrounding text.
.KRS 533.060.
. Grimes v. McAnulty, Ky., 957 S.W.2d 223, 229 (1997) (Cooper, J. dissenting).
. See Regional Jail Authority v. Tackett, Ky., 770 S.W.2d 225, 229 (1989) ("Where there is no ambiguity in a statute there is no need to resort to the rules of statutory construction in interpreting it. The words of the statute are simply accorded their commonly understood meaning.”).
. Moore v. Alsmiller, 289 Ky. 682, 160 S.W.2d 10, 12 (1942).
. See Barnes v. Anderson National Bank, 293 Ky. 592, 169 S.W.2d 833, 835 (1943) ("[I]f the language is ambiguous or doubtful, other circumstances must be taken into consideration to arrive, as nearly as possible, at the legislative intent.” (emphasis added)).
. Economy Optical Co. v. Kentucky Board of Optometric Examiners, Ky., 310 S.W.2d 783, 784 (1953); Dieruf v. Louisville & Jefferson Co. Board of Health, 304 Ky. 207, 200 S.W.2d 300 (1947) (”[S]tatutes in pari materia are not to be considered as isolated fragments of law, but as a whole or as a part of a connected system, unless a different purpose is clearly shown." (emphasis added)).
. 1992 Ky. Acts ch. 173, § 4 (effective July 15, 1992).
. KRS 503.050(3) ("Any evidence presented by the defendant to establish the existence of a prior act or acts of domestic violence and abuse as defined in KRS 403.720 by the person against whom the defendant is charged with employing physical force shall be admissible under this section.” (emphasis added)). Although the constitutionality of this provision is debatable, see O'Bryan v. Hedgespeth, Ky., 892 S.W.2d 571, 576 (1995), this provision, and a change by the same legislature to the definition of "imminent” contained at KRS 503.010(3), provide strong evidence that the General Assembly recognized, and made allowances for, the fact that victims of past acts of domestic violence or abuse may respond differently to a given situation than a person who had not been subject to such abuse. This Court recognized this possibility in Commonwealth v. Rose, Ky., 725 S.W.2d 588, 590-591 (1987) ("[Expert testimony concerning battered wife syndrome] might be of assistance to the jury as trier of fact because it tends to explain why a person suffering from the syndrome would not leave her mate and would be driven by fear of continuing episodes of increased aggression against herself to perceive certain conduct was necessary in her self-defense, even though another person not suffering from such a condition might believe or behave differently." (emphasis added)).
.See KRS 533.060(1):
When a person has been convicted of an offense or has entered a plea of guilty to an offense classified as a Class A, B, or C felony and the commission of the offense involved the use of a weapon from which a shot or projectile may be discharged that is readily capable of producing death or other serious physical injury, the person shall not be eligible for probation, shock probation, or conditional discharge, except when the person establishes that the person against whom the weapon was used had previously or was then engaged in an act or acts of domestic violence and abuse as defined in KRS 403.720 against either the person convicted or a family member as defined in KRS 403.720 of the person convicted. If the person convicted claims to be exempt*432 from this statute because that person was the victim of domestic violence and abuse as defined in KRS 403.720, the trial judge shall conduct a hearing and make findings to determine the validity of the claim and applicability of this exemption. The findings of the court shall be noted in the final judgment.
. KRS 439.3402(1) ("Any violent offender as defined in KRS 439.3401 who was convicted prior to July 14, 1992, who claims to come within the definitions of KRS 503.050 and 533.060 and the purview of this section as the victim of domestic violence and abuse may be exempt from KRS 439.3401 under the conditions set forth in this section.”).
. Or perhaps not quite the end of the story. The majority opinion also suggests a secondary rationale for its holding — that, regardless of the 1992 General Assembly’s intent with respect to the "with regard to ...” language in KRS 439.3401(5), the 2000 General Assembly’s amendments to KRS 439.3401 (adding the words "or probation” in two (2) other subsections) adopted a construction of the subsection (5) language suggested in Springer v. Commonwealth, Ky., 998 S.W.2d 439, 457 (1999). Of course, this analysis not only overlooks the difficulty of ascertaining legislative intent from a subsequent legislative enactment by a different General Assembly, see Guffey v. Cann, Ky., 766 S.W.2d 55 (1989); Green River District Health Dept. v. Wigginton, Ky., 764 S.W.2d 475 (1989), but also is inconsistent with the majority’s belief that KRS 439.3401(5) is clear on its face and can be interpreted without resorting to rules of statutory construction. Additionally, while the 2000 Amendments to KRS 439.3401(2) & (3) have eliminated one incongruity that, under Springer and today's majority's interpretation of KRS 439.3401(5), apparently existed between 1992 and 2000 (certain individuals were apparently eligible for probation, but, if not probated, could not be paroled until they served fifty percent (50%) (and later, eighty-five percent (85%)) of their sentences) substantial incongruities remain. In my opinion, the other provisions of the legislative act creating the KRS 439.3401(5) domestic violence exemption provide the strongest evidence of the General Assembly’s intent. The General Assembly’s 2000 Amendments to KRS 439.3401(2) & (3) do not demonstrate that the legislature endorsed the Springer interpretation, and, in the process, turned its back to the concerns that initially prompted this legislation.
. Ky., 350 S.W.2d 465 (1961).
. Id. at 467. See also Kentucky Indus. Utility Customers, Inc. v. Kentucky Utilities Co., Ky., 983 S.W.2d 493, 500 (1998) (“A statute should not be interpreted to bring about an absurd or unreasonable result.”).
. See KRS 503.050(1) & (2).
. E.g., in a homicide case, Second Degree Manslaughter or Reckless Homicide and, in an assault case, Second or Fourth Degree Assault. See KRS 503.120; Commonwealth v. Hager, Ky., 41 S.W.3d 828, 841-844 (2001).
Reference
- Full Case Name
- COMMONWEALTH of Kentucky, Appellant, v. Teresa Fay VINCENT, Appellee
- Cited By
- 18 cases
- Status
- Published