Workforce Development Cabinet v. Gaines
Workforce Development Cabinet v. Gaines
Opinion of the Court
The Kentucky Whistleblower Act protects public employees who report perceived misconduct to certain state entities, or to “any other appropriate body or authority.” The issue in this case is whether “any other appropriate body or authority” includes the whistleblower’s own agency. We hold that it does.
Since 1972, and until her recent retirement, Appellee Mary C. Gaines worked for the Appellant, the Jefferson County office of the Division of Unemployment Insurance, Department for Employment Services, Kentucky Workforce Development Cabinet (Cabinet). Despite her advancement from office assistant to auditor, Gaines stated that she had difficulty in a department dominated by men: she was paid less than men and asked to do menial tasks.
These issues resulted in Gaines filing a gender discrimination and retaliation suit against the Cabinet in 1998, which she and the Cabinet eventually settled. According to Gaines, after her gender discrimination suit, her work environment deteriorated. According to the Cabinet, in February of 2002, the Cabinet informed Gaines that some auditors would be transferred from the downtown Louisville office to the Preston Highway office. Ralph Hunt, Gaines’s supervisor, informed her in the summer of 2002 that she would be transferred. The Preston Highway office is generally known as the “penal colony,” and many auditors view being transferred there as punishment. Gaines expressed her objection to the transfer. In November 2002, Gaines filed a second lawsuit against the Cabinet claiming gender discrimination and retaliation as a result of her deteriorating work environment.
According to Gaines, on February 6, 2003, she witnessed Hunt and Pete Sears, an employee from Covington, throwing away confidential and proprietary information into a publicly accessible dumpster. The information came from the offices of Howard Founder, John Murphy, Pat Zoll, and Shirley Lyle. Gaines stated that, due to the confidential nature of many documents in her Division, standard procedure was to use “burn boxes” to send documents to Frankfort to be shredded and destroyed. Therefore, throwing documents into a dumpster attracted Gaines’s attention. In addition, both Founder and Lyle were retirees involved in litigation against the Cabinet. Gaines believed that the purged documents were confidential and had bearing on pending gender discrimination litigation.
Gaines contacted her attorney, J. Keith Smith, and asked him to report the document purge. On Thursday, February 6 (the same day Gaines witnessed the purging of the documents), Smith contacted Cabinet attorney Greg Higgins, who contacted Department for Employment Services Commissioner James F. Thompson. Thompson conducted an investigation, but concluded that there was no wrongdoing.
On Monday, February 10, two working days later, Gaines received notice that she was being transferred to the Preston Highway office. Gaines stated that four managers collectively presented her with a letter from Commissioner Thompson, informing Gaines of the move. Gaines also stated that Hunt barred her from the downtown office and took away her keys and security card. On March 5, 2003, Gaines amended her complaint to include a whistleblower claim under KRS 61.102. Gaines argued that she was transferred to the Preston Highway office as retaliation for reporting the document purge.
The Franklin Circuit Court granted summary judgment to the Cabinet on
The Kentucky Whistleblower Act, codified at KRS 61.101 et seq., provides as follows:
No employer shall subject to reprisal, or directly or indirectly use, or threaten to use, any official authority or influence, in any manner whatsoever, which tends to discourage, restrain, depress, dissuade, deter, prevent, interfere with, coerce, or discriminate against any employee who in good faith reports, discloses, divulges, or otherwise brings to the attention of the Kentucky Legislative Ethics Commission, the Attorney General, the Auditor of Public Accounts, the General Assembly of the Commonwealth of Kentucky or any of its members or employees, the Legislative Research Commission or any of its committees, members or employees, the judiciary or any member or employee of the judiciary, any law enforcement agency or its employees, or any-other appropriate body or authority, any facts or information relative to an actual or suspected violation of any law, statute, executive order, administrative regulation, mandate, rule, or ordinance of the United States, the Commonwealth of Kentucky, or any of its political subdivisions, or any facts or information relative to actual or suspected mismanagement, waste, fraud, abuse of authority, or a substantial and specific danger to public health or safety. No employer shall require any employee to give notice prior to making such a report, disclosure, or divulgenee.
KRS 61.102(1) (emphasis added). This case is purely a matter of statutory interpretation; statutory interpretation is a question of law, and this Court reviews it de novo. Neurodiagnostics, Inc. v. Kentucky Farm Bureau Mut. Ins. Co., 250 S.W.3d 321, 325 (Ky. 2008).
We begin with several general principles of statutory interpretation. In Kentucky, statutes are to be “liberally construed with a view to promote their objects and carry out the intent of the legislature....” KRS 446.080(1). In addition, words and phrases are to “be construed according to the common and approved usage of language” unless a word has a certain technical meaning. KRS 446.080(4). Finally, statutes which are remedial in nature should be liberally construed in favor of their remedial purpose. Kentucky Ins. Guar. Ass’n. v. Jeffers ex rel. Jeffers, 13 S.W.3d 606, 611 (Ky. 2000).
The Whistleblower Act’s purpose “is to protect employees who possess knowledge of wrongdoing that is concealed or not publicly known, and who step forward to help uncover and disclose that information.”
KRS 61.102(1) specifically lists a number of bodies and agencies to whom employees may make a protected disclosure, but also protects disclosures to “any other appropriate body or authority.” The Cabinet argues that all entities listed in the statute are “third party entities with investigatory authority for wrongdoing by public agencies.” Therefore, the Cabinet argues, “any other appropriate body or authority” should be limited to entities of this type. However, the entities specifically listed in KRS 61.102(1) are not so narrow.
For example, the statute specifically protects disclosures to any member or employee of the judiciary or the General Assembly. But not every employee possesses investigatory authority. In the ease of the judiciary, it would be inappropriate for a member or employee to take any action at all beyond passing along the information to the proper authority. The list of entities in KRS 61.102(1) is not limited to those with investigatory authority. Instead, the list encompasses those who may have authority to remedy or report perceived misconduct in a particular situation.
We believe that “any other appropriate body or authority” should be read to' include any public body or authority with the power to remedy or report the perceived misconduct. This interpretation serves the goals of liberally construing the Whistleblower Act in favor of its remedial purpose, and of giving words their plain meaning. Generally, the most obvious public body with the power to remedy perceived misconduct is the employee’s own agency (or the larger department or cabinet).
When a court construes statutory provisions, it must presume “that the legislature did not intend an absurd result.” Commomuealth, Cent. State Hosp. v. Gray, 880 S.W.2d 557 (Ky. 1994); see also Renaker v. Commonwealth, 889 S.W.2d 819, 820 (Ky.App. 1994), Williams v. Commonwealth, 829 S.W.2d 942, 944 (Ky.App. 1992). The Cabinet’s interpretation of the Whis-tleblower Act, however, would lead to just such an absurd result.
The Whistleblower Act actually contemplates internal disclosures when it states that “[n]o employer shall require any employee to give notice prior to making such a report, disclosure, or divul-gence.” KRS 61.102(1). The Cabinet’s argument suggests that, while an employer cannot force an employee to first make an internal report, the employer is free to fire that employee if she chooses to do so. It should be plainly obvious why this is an absurd result.
The Cabinet would have this Court reward an employee who makes a report to an “appropriate” outside entity, but punish the employee who reports internally. External reporting of wrongdoing is certainly valuable. However, minor wrongdoing can often be addressed internally. It would be absurd to punish an employee for reporting thrdugh the proper channels prior to making a report to the legislature, the judiciary, or law enforcement.
For example, as Appellee suggests in her brief, it would be absurd for a state mechanic to report misuse of state vehicles directly to the General Assembly, the Attorney General, or others named in KRS 61.102(1). And in such a situation, state or federal law enforcement would have no reason to intervene. Someone within the same agency is the most logical place to begin. Even in the case of more serious misconduct or outright violation of the law, employees may wish to first make an internal report.
The Cabinet warns that our interpretation of the Whistleblower Act could result in public employees using “an internal complaint relating to inefficient paper recycling, excessive use of paper clips, or impoliteness by a supervisor” to insulate themselves from any sort of discipline. However, the Whistleblower Act requires that an employee must make the report or disclosure in good faith. Davidson, 152 S.W.3d at 251. The “savvy public employee” the Cabinet warns us about would not be making his or her report in good faith.
Finally, the Cabinet argues that the Court of Appeals erred by not considering, as an alternative grounds for upholding the summary judgment, Gaines’s failure to establish a causal connection between her reporting the document purge and her transfer to Preston Highway. The Cabinet points to the fact that Gaines had known for some time that sue was tt be transferred to Press . »n Hig‘ way.
Sumir, ¡ry jud; nent is a. -propínate only when “th. re is no genuhie issue a, to any material fact and ... the moving p«rty is entitled to a judgment as a matter of law.” CR 56.03. The moving party must show that “the adverse party could not prevail under any circumstances.” Steelvest, Inc. v. Scansteel Service Center, Inc., 807 S.W.2d 476, 480 (Ky. 1991).
Here, Gaines alleged that she was transferred two working days after she reported the document purge. She also alleged that four managers collectively presented her with a letter informing her of her transfer, and that she was told not to return to the downtown office unless summoned. The evidence in this case presents a genuine issue of material fact as to whether there was a causal connection between Gaines’s report and her transfer. This case also presents a genuine issue of material fact as to the ultimate issue; whether Gaines was retaliated against as a result of her report. These are questions for a jury.
Under the Kentucky Whistleblower Act, a public employee makes a report to an “appropriate body or authority” whenever she makes her report to a public entity with the power to remedy or report the perceived misconduct. Gaines made her report to her own Division, which certainly had the power to remedy the situation. Therefore, it cannot be said that the Cabinet is entitled to a judgment as a matter of law.
For the foregoing reasons, the judgment of the Court of Appeals is hereby affirmed. The partial summary judgment in favor of the Cabinet on the whistleblower claim is vacated and remanded to the Franklin Circuit Court for proceedings consistent with this opinion
. Then-Judge (now Chief Justice) Minton concluded that the Kentucky Whistleblower Act is so similar to the federal Whistleblower Protection Act (WPA) that we can look to federal precedent for guidance. Davidson, 152 S.W.3d at 255. The Davidson court therefore looked to Meuwissen’s conclusions about the WPA. Id.
. The inclusion of “any other appropriate body or authority” lends additional support to this interpretation. The plain meaning of appropriate is "[sjuitable for a particular person, condition, occasion, or place; fitting.” American Heritage Dictionary (4th ed. 2000).
Dissenting Opinion
Dissent by
Respectfully, I dissent. I would reverse the decision of the Court of Appeals because Ms. Gaines failed to satisfy the express statutory prerequisites for initiating an action under KRS 61.102, and thus, the Franklin Circuit Court acted properly in granting summary judgment against her on this statutory cause of action. I believe the interpretation of KRS 61.102 is straightforward under well-established principles of statutory construction.
The basic question before this Court is: Did Ms. Gaines provide the required notice under KRS 61.102, considering that her report of alleged wrongdoing was made through her counsel to counsel for the Cabinet for whom she worked and against whom she was complaining. Neither the Cabinet nor its General Counsel is among the agencies and individuals enumerated in KRS 61.102(1). Thus, the only inquiry for this Court is whether the Cabinet, through its General Counsel, qualifies as “... any other appropriate body or authority ...” as set forth in the statute. We must determine this question by employing Kentucky canons of statutory construction to arrive at an objective interpretation of the statute that accurately reflects the General Assembly’s actual intent. As Justice Cooper explained in Travelers Indem. Co. v. Reker, 100 S.W.3d 756 (Ky. 2003):
[T]he applicable rule of construction with respect to matters not expressed in a statute is that a court must refer to the words used in enacting the statute rather than surmising what may have been intended but was not expressed ... Vhere a statute is intelligible on its ee, the courts are not at liberty to supply words or insert some-thi g or make additions which amount, as ,ometimes stated, to providing for a casus omissus, or cure an omission.
Id. at 765 (internal citations and quotations omitted).
Kentucky’s courts, until today, have abided by the long-standing doctrine of ejusdem generis. As explained by this Court, ejusdem generis “is used as a tool of construction when a general word or phrase follows a list of specific persons or things. The general word or phrase will be interpreted to include only persons or things of the same type of those listed.” Com. v. Plowman, 86 S.W.3d 47, 50 (Ky. 2002). “Where specific items or classes are followed by more general language, the general words should be restricted by the specific designations so that they encompass only items of the same class or those specifically stated.” Rainey v. Mills, 733 S.W.2d 756, 758 (Ky.App. 1987).
Although absent from the Majority Opinion, this canon of construction was apparently still alive and well in Kentucky just two years ago, as demonstrated in the case of Garcia v. Com., 185 S.W.3d 658 (Ky.App. 2006). In that case, now-Justice Schroder and now-Chief Justice Minton joined with Judge Taylor in relying on the doctrine of ejusdem generis to determine whether a cracked windshield constituted a nuisance under KRS 189.020. That statute provides:
Every vehicle when on a highway shall be so equipped as to make a minimum of noise, smoke or other nuisance, to protect the rights of other traffic, and to promote the public safety.
In Garcia, a police officer found ten (10) bricks of marijuana as a result of a traffic stop purportedly for a cracked windshield,
To effectuate legislative intent, we believe “other nuisance” should be interpreted as including only those nuisances of a similar kind as noise and smoke. Accordingly, we do not interpret the term “other nuisance” in KRS 189.020 as encompassing a cracked windshield.
Id. at 664 (emphasis added).
In the case at hand, we see that KRS 61.102(1) expressly enumerates seven agencies or classes of individuals to whom a report can be made: (1) the Kentucky Legislative Ethics Commission, (2) the Attorney General, (3) the Auditor of Public Accounts, (4) the General Assembly of the Commonwealth of Kentucky or any of its members or employees, (5) the Legislative Research Commission or any of its committees, members or employees, (6) the judiciary or any member or employee of the judiciary, and (7) any law enforcement agency or its employees. Each of these agencies or classes of individuals is viewed as having investigatory and/or adjudicatory authority within the Commonwealth. Applying the principle of ejusdem generis, it cannot be reasonably concluded that an in-house lawyer for the Workforce Development Cabinet, the very agency where Ms. Gaines worked, is of the same class or nature as the individuals and entities enumerated in the statute.
To construe the phrase “any other appropriate body or authority” in the manner adopted by the Majority not only fails to adhere to the concept of ejusdem generis, but it wholly negates the specific enumerations that the General Assembly did choose to include. If the only requirement is that a report be made to “an appropriate body or authority,” as the Majority suggests, then the General Assembly’s enumeration of seven acceptable classes of individuals and agencies is, for all practical purposes, rendered meaningless. “The presumption is that the Legislature intends an Act to be effective as an entirety. No rule of statutory construction has been more definitely stated or more often repeated than the cardinal rule that significance and effect shall, if possible, be accorded to every part of the Act.” George v. Scent, 346 S.W.2d 784, 789 (Ky. 1961). “It
The Majority has today decided that a public employee satisfies the prerequisites for KRS 61.102 if she makes a report to her employer, regardless of who that employer may be or whether the employer is enumerated in KRS 61.102. An employer is ipso facto an “appropriate body or authority.” In reality, the Court has added an eighth enumerated category to the list: “the individual’s employer.” Notably, in KRS 61.101(2), the General Assembly specifically undertook to define the word “Employer” for purposes of KRS 61.102 and 61.103. Yet nowhere in KRS 61.102(1) does that term appear as an acceptable body whom to report. Likewise, in KRS 61.102(2), the General Assembly gave protection to those who aid an employee who “makes public” any wrongdoing set forth in KRS 61.102(1). This certainly evinces a legislative intent to require some manner of external report to trigger the statutory whistleblower protections.
It is important to remember that the cause of action under which Ms. Gaines sought relief is one created out of whole cloth by the General Assembly. It does not find its origin in the common law nor does it have any underpinnings in jural rights. Thus, we must respect the fact that if the General Assembly undertakes to create a legislative cause of action it certainly retains the authority, within constitutional bounds, to prescribe the elements, limitations and/or prerequisites for one who seeks to pursue such an action. See Com., Revenue Cabinet v. Gossum, 887 S.W.2d 329 (Ky. 1994) (“It is to be recognized that a right to a refund of illegally or improperly collected taxes does not derive from the common law, but is a matter of legislative grace. It follows that if appel-lees are to be successful in this action, they must bring themselves within the terms of the statute authorizing a refund.”) Moreover, KRS 61.101(2) is not the only statutory protection the General Assembly has provided for public employees. Other protections are afforded, for instance, under the state personnel procedures in KRS Chapter 18A and the Kentucky Civil Rights Act, KRS Chapter 344.
The Majority points out that the subject statute is “remedial,” and therefore, must be “liberally construed.” While this is true, simply because a statute is remedial in nature does not mean that it carries with it transcending powers that trump well-accepted canons of construction or firmly established principles of separation of powers. “While liberal construction is proper to effect a beneficent purpose, a statute should not be construed so as to give it a meaning which the language of the statute does not fairly and reasonably support as it is neither the duty nor the prerogative of the judiciary to breathe into the statute that which the Legislature has not put there.” Com. v. Garnett, 8 S.W.3d 573, 576 (Ky.App. 1999) (internal citations and quotations omitted).
Respectfully, the Majority’s interpretation of the statute grafts additional language onto the statute which the General Assembly did not undertake to do. “Our duty is to ascertain and give effect to the intent of the General Assembly. We are
The fundamental premise for today’s decision is that “statutes are to be liberally construed with a view to promote their objects and carry out the intent of the legislature.” As this Court noted in Bob Hook Chevrolet Isuzu, Inc. v. Com., 933 S.W.2d 488 (Ky. 1998). however, “[a] con; - sponding rule of construction is that . statute should be const» ued, if possible, s» that no part of its provi ions are rendered meaningless.” The interpretation of the phrase “or any other appropriate body or authority” reached today b the Majority, engulfs the entire statute and renders the fifty-seven (57) words immediately preceding that phrase mere surplusage.
While the Majority persuasively articulates various reasons why it might be better to allow internal reporting to one’s employer as a sufficient prerequisite, our task is not to make such policy determinations, but instead, to determine what the legislature actually intended, gleaning this intent from the four corners of the unambiguous statutory language the legislature chose to employ. Gathright v. H.M. Byllesby & Co., 154 Ky. 106, 157 S.W. 45, (1913) (“Courts are interpreters and not makers of the law; it is not the province of the courts to usurp the functions of the Legislature.... ”); Chapman v. Chapman, 498 S.W.2d 134, 137 (Ky. 1973) (“[I]; is for this court to interpret the law, not > enact legislation.”) Thoughtful polic makers could ct rtainly have a lively deb; e about the wisi- sm of the Kentucky Gen ;ral Assembly in its ch- ice of enumerat 1 agencies and h. lividu-.-s to whom rep ts may be made. Iwway >f example, mai states extend protc don ,o internal disc, sure.-',
[A] conclusion might appear to be harsh, but courts are not responsible for conditions brought about by statutory enactments. Their duty ceases when the task of construction is performed and when it is found that the statute transgresses no inhibition of the Constitution. Neither are courts authorized to inject into a statute a provision, or part o' another independent one, upon the ts :ory that there is no substantial rea- £ , for its omission iron the statute u ler consideration, sine they are not a ziorized to amend a atute to con-f n to what may be oncluded a. a b ter reason for its ( .-ictment, no> to s ply a reason when the Legisls. ire e, eting it has not dono so.
Taylor v. Fidelity & Casualty Co. New York, 246 Ky. 598, 55 S.W.2d 410, 413 (1982).
The Majority justifies its interpretation in this case so as not to allow the infamous “absurd result.” Without more, however, this same justification could be used to reach a more desirable legislative result in any case of statutory interpretation — without regard for canons of construction or separation of powers. A logically absurd, clearly unintended result, however, is something quite different than a result which is simply contrary to what we might believe is good policy or better procedure. The Judiciary is not charged with interpreting statutes so as to improve upon inartfully worded or even ill-conceived statutes.
Under the Kentucky Constitution, the General Assembly is left to its own devices to pass bad laws, or badly drafted ones; so long as it does not pass unconstitutional ones. Manning v. Sims, 308 Ky. 587, 213 S.W.2d 577, 580 (1948) (“Another rule that is uniformly invoked in statutory construction is that the propriety, wisdom and expediency of legislation is exclusively a legislative question.”); Mondie v. Com., 158 S.W.3d 203, 209 (Ky. 2005) (“It is the province of this Court under the constitution to decide whal the law is .nd not to declare what it s< uld be.” if the statute “is unwise o' impolitic, the remedy rests with the L(- Nature; not wifi the courts.”). Abser. some fatal flaw p h as unconstitutional ambiguity or va< <,eness — neither of which are even alleged here — it is th Judiciary’s solemn duty to hold that line and to do so with unwavering discipline and restraint. Ky. Const. § 27; Vaughn v. Knopf, 895 S.W.2d 566, 568 (Ky. 1995) (“[I]t has been our view, in interpreting Section[s] 27 and 28, that the separation of powers is fundamental ... and must be ‘strictly construed.’ ”)
While a minor entreat into legislative draftsmanship may seem wholly justified
Because of the judiciary’s unique position as the final unchecked arbiter of constitutional disputes, we should be particularly vigilant to restrain our own exercise of power. It is important that the powers of the Legislature should not stand or fall according as they appealed to the approval of the judiciary; else one branch of government, and that the most representative of the people, would be destroyed, or at least completely subverted to the judges. (Internal quotations and citations omitted.)
An equally eloquent pronouncement of this important principle was articulated by Justice Scott in his vigorous dissent in Stephenson v. Woodward, 182 S.W.3d 162 (Ky. 2005) (Scott, J. Dissenting):
[E]ach of our three branches of government were intentionally hampered in some areas, so that they would all remain equal; so no one branch, could ever become greater than the others, could ever garner enough power, to overcome the greatest part of government — the people. This government, or structure, they built, consists of 264 parts, or sections (the Constitution), and when you change one of these sections, you change the whole structure. Maybe just a little today, but that change will grow in time and then someday, you will find, to your dismay, that the whole structure has changed.
Because I believe the Franklin Circuit Court properly granted summary judgment by applying the plain language of KRS 61.102, I would reverse the Court of Appeals. For this reason, I would not reach the Cabinet’s alternate argument that it was entitled to summary judgment because Ms. Gaines could not demonstrate a factual issue on retaliation inasmuch as the decision to transfer her allegedly preceded her whistleblowing. More importantly, it does not appear the Circuit Court was even presented with, much less decided, a motion for summary judgment on that issue. The Court of Appeals certainly did not address such a ruling. Thus, I agree with Ms. Gaines that this question is not properly before this Court.
For the foregoing reasons, I respectfully dissent.
MINTON, C.J. and Special Justice STEWART E. CONNOR join this dissent.
. The last two centuries of Kentucky jurisprudence unequivocally demonstrate that the doctrine of ejusdem generis is, and has always been, a fundamental canon of statutory construction in this Commonwealth, See e.g., Fiscal Court of Jefferson County v. Brady, 885 S.W.2d 681, 685 (Ky. 1994) (in which Justice Leibson explains and applies ejusdem generis as a “primary rule of statutory construction”, and refers the reader to Bloemer v. Turner, 281 Ky. 832, 137 S.W.2d 387 (1939) and Jefferson County Fiscal Court v. Jefferson County, 278 Ky. 68, 128 S.W.2d 230 (1939)); Robinson v. Ehrler, 691 S.W.2d 200, 204 (Ky. 1985) ("The rule of ejusdem generis applies. Such words are general words, not to be construed in their widest extent, but to be held as applying only to things of the same general kind or class as those specifically mentioned.”); Barren River State Boat Dock, Inc. v. K & R Mfg. Co., 167 S.W.3d 676 (Ky.App. 2005); Smith v. Cochran, 7 Bush 147, 70 Ky. 147 (Ky. 1870).
. The Majority attempts to support its conclusion with the provision in KRS 61.102(1) that "no employer shall require any employee to give notice prior to making such a report, disclosure, or divulgence." This provision actually contradicts the Majority's interpretation. The obvious intent of this provision is to make clear that an employee need not give internal notice prior to making a report to one of the statutorily enumerated individuals or entities.
. Alaska, AS § 39.90.100- 150; Colorado, C.R.S.A. §§ 24-50.5-101-107; Illinois, I.L.C.S. 174/1-174/35; Louisiana, LSA-R.S. 23:967; Minnesota, M.S.A. § 181.932; Missouri, V.A.M.S. § 105.055; Montana, MCA § 39-2-901-915; Nevada, N.R.S. §§ 281.611-.671; North Carolina, N.C.G.S.A. §§ 126-84-88; Pennsylvania, 43 P.S. §§ 1421-1428; South Carolina, SC ST §§ 8-27-10-50; West Virginia, W. Va.Code §§ 6c-1-1-8; and Wisconsin, W.S.A. §§ 230.80-.90.
. Indiana, IC § 4-15-10-4, IC § 22-5-3-3; Maine, 26 M.R.S.A. §§ 831-840; New Hampshire, N.H.Rev.Stat. §§ 275-E:l-E:2; Ohio, R.C. §§ 4113.51-4113.53.
. The Whistleblower Protection Act protects “any disclosure" without regard to whom that disclosure is made. 5 U.S.C. § 2302(b)(8). Sarbanes-Oxley protects certain private sector employees only when they provide specific categories of information to "a Federal regulatory or law enforcement agency; any Member of Congress or any committee of Congress; or a person with supervisory authority over the employee (or such other person working for the employer who has the authority to investigate, discover, or terminate misconduct).” 18 U.S.C. § 1514A (a)(1). Other federal statutes do not address the person to whom disclosures should be made, but rather protect disclosures only in the context of specific proceedings. See, e.g., 29 U.S.C. § 1140 (protecting employees who have "given information” or "testified” in an ERISA "inquiry or proceeding”); 33 U.S.C. § 1367 (protecting employees who "filed, instituted, or caused to be filed or instituted any proceeding" under the Clean Water Act).
The case of Davidson v. Com., Dept, of Military Affairs, 152 S.W.3d 247 (Ky.App. 2004) is inapposite. The Davidson Court quoted an
Reference
- Full Case Name
- WORKFORCE DEVELOPMENT CABINET, Department for Employment Services, Division of Unemployment Insurance, Appellant, v. Mary C. GAINES, Appellee
- Cited By
- 44 cases
- Status
- Published