Bennett v. Trinity Marine Products, Inc.
Opinion of the Court
ORDER AND REASONS
Before the Court is Trinity Marine Products, Inc.’s motion for summary judgment. For the reasons that follow, the motion is GRANTED in part and DENIED in part.
Background
This employment discrimination lawsuit arises out of the plaintiffs claims that, upon his return from taking medical leave after suffering an aortic aneurysm, his former employer unlawfully failed to reinstate him to his prior position and then fired him in retaliation for exercising his rights under the Family and Medical Leave Act.
Trinity Marine Products, Inc. manufactures barges used to transport cargo on U.S. inland waterways. Ronald H. Bennett began working as a burner for Trinity at Plant 1038 in Madisonville, Louisiana in 1979. He gradually worked his way up to a management position.
A few months later, Bennett’s treating doctor released him to return to work without restrictions; Bennett returned to Trinity in February 2013. Bennett resumed his prior position as Production Manager, and his pay, benefits, and overall management duties remained the same as those prior to his FMLA leave. However, Tim Gay continued to oversee Bennett’s previously-assigned department, the pipe department and, in part, the testing department. As Production Manager, Bennett continued to bear responsibility for managing a 28-man crew, developing budgets, and overseeing completion of the barges for delivery; he was, however, tasked with overseeing different departments, the cleaning and painting departments, although he continued to manage the hydro and testing departments.
After Bennett returned from leave (after Deese replaced Naramore as Plant Superintendent), Deese counseled Bennett regarding his job performance.
In addition to these purported performance deficiencies, Bennett was also reprimanded for failing to timely submit written evaluations for his direct reports; submitting an evaluation for one of his direct reports which contained grammatical errors and an allegedly improper comment regarding his subordinate’s weight; refusing to revise the evaluation and correct the errors; showing a lack of professionalism at business meetings (taking personal calls and checking facebook during meetings). Bennett does not deny
On June 26, 2013 Bennett was issued an Employee Action Plan, which listed Bennett’s purported performance deficiencies, noted his failure to utilize his crew efficiently, and cautioned “we are placing you on an action plan, we MUST see immediate improvement in key areas [outlined in the plan].” Bennett admits to receiving the Action Plan, but again disputes his responsibility for the purported deficiencies it outlines.
Early on the morning of July 16, 2013, one of Bennett’s direct reports, Roy Priser, was scheduled to work, but called in sick, stating that he had a kidney stone. (Bennett does not dispute that Priser was scheduled to work but called in sick.) Bennett entered a payroll code of “No Work-Not Dispatched”, a code which indicated that Priser was not on the July 16 schedule; as such, the day would not be counted against Priser in terms of bonus consideration. According to formal company policy, this was a falsification related to payroll or time-keeping, which is a major infraction and first-time terminable offense.
Two days later on July 18 Bennett was placed on suspension pending investigation. Four days later on July 22 Trinity terminated Bennett’s employment based on his poor performance and his failure to improve under the terms of the Employee Action Plan.
I.
Federal Rule of Civil Procedure 56 instructs that summary judgment is proper if the record discloses no genuine dispute as to any material fact such that the moving party is entitled to judgment as a matter of law. No genuine dispute of fact exists if the record taken as a whole could not lead a rational trier of fact to find for the non-moving party. See Matsushita Elec. Indus. Co. v. Zenith Radio., 475 U.S. 574, 586, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986). A genuine dispute of fact exists only “if the evidence is such that a reasonable jury could return a verdict for the non-moving party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986).
The Court emphasizes that the mere argued existence of a factual dispute does not defeat an otherwise properly supported motion. See id. Therefore, “[i]f the evidence is merely colorable, or is not significantly probative,” summary judgment is appropriate. Id. at 249-50, 106 S.Ct. 2505 (citations omitted). Summary judgment is also proper if the party opposing the motion fails to establish an essential element of his case. See Celotex Corp. v. Catrett, 477 U.S. 317, 322-23, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). In this regard, the non-moving party must do more than simply deny the allegations raised by the moving party. See Donaghey v. Ocean Drilling & Exploration Co., 974 F.2d 646, 649 (5th Cir. 1992). Rather, he must come forward with competent evidence, such as affidavits or depositions, to buttress his claims. Id. Hearsay evidence and unsworn documents that cannot be presented in a form that would be admissible in evidence at trial do not qualify as competent opposing evidence. Martin v. John W. Stone Oil Distrib., Inc., 819 F.2d 547, 549 (5th Cir. 1987); Fed.R.Civ.P. 56(c)(2). Finally, in evaluating the summary judgment motion, the Court must read the facts in the light most favorable to the non-moving party. Anderson, 477 U.S. at 255, 106 S.Ct. 2505.
II.
A.
The Family and Medical Leave Act of 1993 entitles eligible employees to take reasonable leave for personal or family medical reasons. 28 U.S.C. § 2601(b)(2).
An employee pursuing an entitlement or interference claim under the first provision of the FMLA may challenge the employer’s failure to return him to the position he held before taking leave. Section 2614 confers on eligible employees this substantive right to be returned to the same or equivalent position:
[A]ny eligible employee who takes leave under section 2612 of this title for the intended purpose of the leave shall be entitled, on return from such leave—
(A) to be restored by the employer to the position of employment held by the employee when the leave commenced; or
(B) to be restored to an equivalent position with equivalent benefits, pay, and other terms and conditions of employment.
29 U.S.C. § 2614(a). Of course, this entitlement is not without limits: “[a]n employee is not entitled to ‘any right, benefit, or position of employment other than any right, benefit, or position to which the employee would have been entitled had the employee not take the leave.’ ” Silva v. City of Hidalgo, Tex., 575 Fed.Appx. 419, 424 (5th Cir. 2014) (citations omitted); 29 U.S.C. 2614(a)(3) (noting limitation on restored employee entitlements). Unlike in discrimination cases, “[a]n employer must honor entitlements, and cannot defend by arguing that it treated all employees identically.” Mauder v. Metropolitan Transit Authority of Harris County, Tex., 446 F.3d 574, 580 (5th Cir. 2006)(citing Nero v. Indus. Molding Corp., 167 F.3d 921, 927 (5th Cir. 1999)). Furthermore, unlike discrimination or retaliation claims, entitlement claims are resolved without regard to the employer’s intent. See Nero, 167 F.3d at 927 (“Because the issue is the right to an entitlement, the employee is due the benefit if the statutory requirements are satisfied, regardless of the intent of the employer.”).
When a plaintiff invokes the second, proscriptive FMLA provision — the right to be free from discrimination or retaliation for having exercised the right to take FMLA leave — absent direct evidence of discrimination or retaliation, courts apply the familiar McDonnell Douglas burden-shifting regime applied in the Title VII anti-discrimination and anti-retaliation context. See Hunt v. Rapides Healthcare System, LLC, 277 F.3d 757, 768 (5th Cir. 2001). According to McDonnell Douglas Corp. v. Green, 411 U.S. 792, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973), the plaintiff must first make a prima facie case, then the burden shifts to the defendant to articulate a legitimate non-diseriminatory or non-retaliatory reason for the adverse employment action, and then if the defendant satisfies that burden of production, then the burden shifts back to the plaintiff, who must prove by a preponderance of the evidence that the proffered reason is pre-textual. To make a prima facie case of discrimination or retaliation under the FMLA, the plaintiff must show that: (1) he was protected under the FMLA; (2) he suffered an adverse employment action; and either (3a) he was treated less favorably than a similarly situated employee
B.
Trinity seeks judgment as a matter of law dismissing Mr. Bennett’s FMLA entitlement and retaliation claims.
1. Entitlement Claim, 29 U.S.C. § 2615(a)(1)
Insofar as the plaintiff presents an FMLA entitlement claim, the Court’s task is to determine whether or not Bennett was returned to an equivalent position once he returned from medical leave. The. plaintiff contends that being put in charge of the paint and cleaning crew departments was a fundamentally different assignment than being in charge of the pipe department. Trinity counters that Bennett was returned to an equivalent position, Production Manager, when he returned from medical leave, and that his new departmental assignment did not violate FMLA where, as here, it was part of a reorganization in which several other production managers were assigned to manage new departments. The Court agrees.
To succeed on his entitlement theory, Bennett must show that Trinity failed to restore him “to an equivalent position with equivalent employment benefits, pay, and other terms and conditions of employment.” 29 U.S.C. § 2614(a)(1)(B). To be equivalent, the Department of Labor regulations require that the employee’s new position must be
one that is virtually identical to the employee’s former position in terms of pay, benefits and working conditions, including privileges, perquisites and status. It must involve the same or substantially similar duties and responsibilities, which must entail substantially equivalent skill, effort, responsibility, and authority.
29 C.F.R. § 825.215(a). However, the employer’s obligation to reinstate eligible employees to “virtually identical” positions “does not extend to de minimis, intangible, or unmeasurable aspects of the job.” 29 C.F.R. § 825.215(f).
Viewed in the light most favorable to Bennett, the summary judgment record shows, at most, de minimis changes to his position at Trinity. Upon his return from leave, Bennett kept his title; he remained a Production Manager. As before, he was still responsible for the testing and hydro departments, as well as overseeing barge delivery. But, in place of managing the pipe department, Bennett was tasked with managing the paint and cleaning departments. Although Bennett disliked being newly assigned to manage the paint and cleaning departments, he does not dispute that his overall management duties remained the same: he continued to be responsible for overseeing direct reports, developing budgets, overseeing barge delivery, testing vessels. Likewise, his pay and his benefits were not changed.
Even if the plaintiff somehow persuaded the Court that he was not returned to an equivalent position, the plaintiff nevertheless fails to establish that Trinity’s decision to assign Bennett to manage a different department violated his right to reinstatement under the FMLA. Critically, “the reinstatement privilege is not unlimited.” Forbes v. Unit Texas Drilling, L.L.C., 526 Fed.Appx. 376, 380 (5th Cir. 2013). In fact, 29 U.S.C. § 2614(a)(3) makes clear that an employee is not entitled to “any right, benefit, or position of employment other than any right, benefit, or position to which the employee would have been entitled had the employee not taken the leave.” 29 U.S.C. 2614(a)(3)(B). The defendant contends, and the record confirms, that the decision to assign Bennett different departments to manage was part of an overall reorganization that occurred when Bennett was out on leave. That other Trinity Production Managers were likewise reassigned to manage departments that they had not previously managed, pursuant to the overall reorganization effort orchestrated by Rick Badon, undermines Bennett’s argument that he was categorically entitled to be restored to Production Manager over his preferred departments only. Bennett fails to identify any record evidence that would support a finding that, had he not taken leave, he would have been entitled to remain Production Manager over the pipe department in spite of plant-wide reorganization. Trinity is entitled to judgment as a matter of law on Bennett’s entitlement claim.
2. Retaliation Claim, 29 U.S.C. § 2615(a)(2)
Bennett also advances a discrimination or retaliation claim. Bennett insists that his supervisor sabotaged his ability to manage the cleaning crew, which allowed Trinity to “paper his file” with exaggerated performance issues, after which time Trinity suspended him for following unofficial policy and, ultimately, terminated him under the guise of bogus performance issues. He contends that he has proved his prima facie case, and that he has at least raised a fact issue concerning whether Trinity’s stated reason for terminating his employment was pretextual. Trinity counters that the plaintiff cannot establish the third element of his prima facie case of FMLA discrimination or retaliation (that he was fired because of his leave; or disparate treatment) and that, even if he can, there is no evidence in the record of pretext. Finding fact issues remain in dispute, the Court disagrees.
(a) The third element of the prima facie case
The parties agree that, where there is no direct evidence of discrimination or retaliation, the Court applies the McDonnell Douglas burden-shifting framework.
Viewing the record in the light most favorable to Benett, there is a factual controversy that precludes summary judgment in Trinity’s favor on this third element of Bennett’s prima facie case. Trinity points out, and the record supports, that more than one Production Manager was assigned a new or different department as part of a reorganization. But Bennett finds support in the record for his theory underlying his prima facie case: that while he was out on leave, there was talk among supervisors that he would be fired if he did not perform up to par upon his return from leave; that he was the Production Manager saddled with managing a cleaning crew; that cleaning (before he took leave and after he was fired) had been outsourced and anyone responsible for this department was being set up to fail;
(b) Articulating a legitimate reason for termination
Having found a factual controversy exists precluding summary judgment on Bennett’s prima facie case, the Court pro
(c) Pretext
Having met its burden of production, any presumption of discrimination/retaliation has been rebutted, and the burden shifts back to Bennett to offer evidence sufficient to identify a material fact concerning whether or not Trinity’s articulated reason is but a pretext for discrimination. On this record, Bennet has done so. Bennett does not simply concede that he had performance issues upon his return from FMLA leave, but, rather, he maintains that the articulated reasons for firing him are false or fabricated and proximate to his return from leave.
III.
Trinity also seeks judgment as a matter of law dismissing the plaintiffs age and disability discrimination claims. Insofar as the plaintiff alleges state law-based age and disability discrimination claims, Trinity is entitled to summary judgment because the record shows that the plaintiff has failed to satisfy his pre-litigation obligations under La.R.S. § 23:302(C).
Accordingly, the defendant’s motion for summary judgment is GRANTED in part and DENIED in part. All of the plaintiffs claims are dismissed, except for his FMLA discrimination/retaliation claim.
. Bennett had a break in his employment with Trinity from 1982, when the yard shut down, until 1991. In 1991 Bennett returned to work for Trinity as a plasma operator or burner.
In June 2011, Bennett worked as a Machine Operator Lead, and he was promoted to supervisor. In November 2011, Bennett was promoted to Production Manager in Trinity’s pipe department.
. Periodically throughout his employment, before he was promoted to a manager, Bennett was written up or counseled for performance issues and company policy violations:
• on May 2, 2000 Bennett received a written warning for carelessness/safety violations;
• in February 2002 Bennett received a written warning for poor performance;
• in January 2005 Bennett was counseled for a layout error and warned that demotion could result 'if errors continued;
• in June 2005 Bennett received a written warning notice for "poor supervisor performance” and, consequently, was reclassified from a supervisor to a lead position;
• in August 2006 Bennett received a written warning for a safety violation.
Except for the August 2006 warning, Bennett either does not recall or disputes the allegations underlying each of these employment notices.
. This re-organization resulted in the following reassignments: (1) Production Manager Mac Cook, who previously managed the Erection Station, was assigned to manage Shops # 2 and # 3; (2) Production Manager Tim Gay, who previously managed Shops # 2 and # 3, was assigned to manage the pipe department and the Erection Station; and (3) Production Manager Joey Hoover, who previously managed the Trucks and Sterns department, was assigned to manage Erection Station # 2.
. Bennett continued to have some responsibility over the testing department.
. In February 2013 Badon replaced Nara-more with Kevin Deese as the new Plant Superintendent; Deese reported directly to Badon. As Plant Superintendent, Deese directly supervised Production Managers like Bennett and Naramore.
. As for Bennett's alleged failure to submit a written plan outlining the proper procedures for hydro testing, Bennett argues that the plan was unnecessary but that, in any event, Deese proceeded to humiliate him due to the poor grammatical skills exhibited in the partial plan he drafted.
.For his part, Bennett responds that informal Trinity policy sanctioned his use of the No Work — Not Dispatched code under the circumstances. Bennett testified:
these guys are working six, seven days a week, no time off, 12, 13 hours a day, trying to get these barges on the water ready for inspection and sales. And when they ask for a day off or they call in and say, "Look, I ain’t going to make it,” I say "I put you in a no work scheduled day, no dispatch.”
When asked "what does company policy say about that?” Bennett responded "They told me I could do that.” Bennett explained, by way of sworn statement issued after his deposition, that Dennis Brewster, Sam Naramore, and Ben McHughes all told him that, if an employee requested time off, he should mark the employee as not being dispatched. On the other hand, Priser testified:
Q. Are you aware of any reason why Mr. Bennett would have coded you as no work, not dispatched?
A. [F]rom time to time, if we, you know, didn’t have any work, they would — they would code us a no workday and that way the time off didn’t count against you.
Q. Would that have applied in that particular situation? .
A. No, ma'am.
. Bennett says that this stated reason for termination is pretextual. While Bennett was still employed at Trinity, Naramore also took FMLA leave starting in May 2013, and he returned as a Production Manager in August 2013. In April 2014 Naramore took a second FMLA leave. To date, Naramore remains employed by Trinity as a Production Manager.
. Bennett submits that, once he was fired, Trinity outsourced the cleaning responsibili
. The Act guarantees eligible employees to take up to 12 weeks of leave from work in any 12 month period in the event that, for example, the employee requires treatment for a “serious health condition.” 29 U.S.C. § 2612(a)(1)(D).
. 29 U.S.C. § 2615(a)(l)(substantive entitlement or interference provision: "It shall be unlawful for an employer to interfere with, restrain, or deny the exercise of or the attempt to exercise, any right provided under this subchapter.”).
. 29 U.S.C. § 2615(a)(2) (discrimination or retaliation provision: "It shall be unlawful for any employer to discharge or in any other manner discriminate against any individual for opposing any such practice made unlawful by this subchapter.”).
. "[C]laims that arise from the deprivation of a FMLA entitlement do not require a showing of discriminatory intent, whereas claims that arise from alleged retaliation for an employee’s exercise of FMLA rights do.” Cuellar v. Keppel Amfels, LLC, 731 F.3d 342, 349 (5th Cir. 2013) (Elrod, J., specially concurring to address "the issue on which the district court ruled and that the parties extensively briefed on appeal[:] whether a plaintiff must prove that the defendant acted with discriminatory intent to succeed on a claim for 'interference’ with an FMLA entitlement”)(emphasis in original).
. In his opposition papers, Bennett suggests that his hours and responsibilities changed when he returned from leave. But he fails to point to any support in the record. And the portions of his own deposition testimony cited by the defendants belie Bennett’s suggestion.
. Bennett alludes to direct evidence that Bennett was targeted for termination while he was on FMLA leave. In particular, he suggests that former employee Grady Melton testified that he talked to several managers, including Rick Badon, about Bennett’s condition while Bennett was out on leave, and that Badon told Melton that they would have to “purge” Bennett when he returned from leave. At best, the plaintiff embellishes the link between the “purge” comment and his FMLA leave; when placed in context, the portions of the record cited by Bennett are not so sinister as to directly prove his retaliation claim. Indeed, Melton testified that he himself expressed concern with Bennett’s physical abilities once Bennett returned; he states that he was told by Badon, in response to his concerns, "I guess we'll just have to purge him then.” Badon told Melton "if [Bennett] can’t [do the job] then we'll just get rid of him.” However, later placing these
. Bennett also contends that he suffered an additional, but related, adverse employment action: that he was targeted for termination and set up to fail in being assigned the cleaning crew.
. Notably, and contrary to Trinity’s argument, Bennett's self-serving testimony is not the only support for this theory; Melton and other Trinity employees likewise testified on this issue in support of Bennett. Although Trinity insinuates that these other employees’ credibility might be undermined by the fact that they no longer work for Trinity, the Court must refrain from making any credibility determinations.
.The Court notes that, while Bennett was suspended for allegedly improper payroll coding, he disputes that he acted contrary to policy. And, although a dischargeable offense, Trinity does' not offer up the payroll coding infraction as the reason it terminated his employment.
. The plaintiff fails to advance any argument concerning any state law claims. The Court considers these claims abandoned.
. The plaintiff’s complaint alleges a disability claim under Louisiana’s anti-discrimination statute, but does not mention the ADA. But the plaintiff's opposition papers argue that he has at least raised disputed fact issues
Reference
- Full Case Name
- Ronald H. BENNETT v. TRINITY MARINE PRODUCTS, INC.
- Status
- Published