State v. Cary
State v. Cary
Opinion of the Court
Statement of the Case — On Exceptions.
This is an action to disbar defendant from the practice of law, and is a proceeding with reference to which this court is vested, by the Constitution, art. 85, with exclusive original jurisdiction, “with power to disbar, under such rules as may be adopted by the court.” The action is brought by the Attorney General, aided by members of the “commission,” hereinafter referred to, and agreeably to so much of rule 15 of the rules of this court as reads:
“The present commission of five lawyers appointed at New Orleans * * * shall be charged with the special duty of investigating any complaints made against members of the bar touching professional misconduct, and, if said commission shall be of opinion that a probable cause of disbarment exists against said member of the bar, the said commission shall certify the facts to the Attorney General of the state, and it shall thereupon be his duty to file in this court a suit to disbar the offending attorney, and said bar commission shall designate one or two of its members to associate with and assist said Attorney General in the said prosecution. All of said proceedings shall be in the name of the state of Louisiana, at the cost of the defendant, if condemned; otherwise without costs.”
The petition alleges, in substance, that defendant took the oath and was licensed as an attorney and counselor at law, and was practicing his profession during the occurrences thereafter naTrated; that Harold A. Moise, a member of the bar, had been retained to represent Bertha Ellis, who was named testamentary executrix of Ida Dardenne, deceased wife of Joseph Cryer, whose succession was opened in the civil district court on June 11, 1911, and that, acting his professional capacity, he caused said Bertha Ellis to be emancipated and to be qualified as such executrix; that in March, 1911, said Cryer, had made a dation en paiement to his wife of an undivided half interest in certain immovable property in New Orleans and in Livingston parish, and that the New Orleans property was incumbered by a mortgage which he had imposed upon it in 1909 to secure a note for $850, dated April 19, 1909, made payable in one year, and bearing interest at 8 per cent.; that in June, 1911, Frank B. Twomey caused ex-ecutory process to issue on said mortgage and note, under which the property was sold for $2,260 cash, from which, after payment of the note, with interest and costs and prior mortgages and liens, there was left a balance of $432.25, and that said Moise, in the discharge of his duty as her attorney, obtained an order of court directing the sheriff to pay said balance to Bertha Ellis, executrix 'of Ida Dardenne, in order that it 'might be distributed among the creditors of her succession ; that the cheek, payable to the order of Bertha Ellis, executrix, was indorsed by her in blank, and delivered by her to said Moise, who indorsed it over to Carl C. Fredericks, a notary public, who deposited it to the credit of his account in the German American Savings Bank & Trust Company, in this city, and that it was duly collected by said bank; that the client of said Moise was a negress, the succession which she was administering owed certain debt's, and that, in placing said money in the hands of Fredericks, said Moise acted in good faith and for the preservation of the estate; that thereafter, in October, 1911, the defendant herein, who, relator charges, was advised and knew that said Moise represented Bertha Ellis and that there were debts due by the
“Your relator avers and charges that the said John W. Cary has been guilty of professional misconduct by his acts above mentioned:
“First. In attempting to undermine and displace another member of the bar, in good standing, and in recklessly. and wantonly attacking the character of a member of the bar in good, standing.
“Second. In fomenting litigation.
“Third. In falsely swearing that the succession of Ida Dardenne owed no debts.
“Fourth. In falsely swearing that Harold A. Moise, Esq., was without authority to represent Bertha Ellis.
“Fifth. In attempting to induce, and in inducing, Bertha Ellis, a witness, to swear falsely in a judicial proceeding.
“Your relator further shows that the matters and things herein set forth have been investigated by the commission of attorneys appointed by this honorable court in connection with disbarment proceedings, under rule 14 (47 South. ix1 ) of this honorable court, and that said committee are of opinion that a probable cause for disbarment exists against the said John W. Cary, and have certified the facts as herein set forth. Wherefore, relator prays that John W. Cary be cited, and, after hearing, disbarred,” etc.
And the petition is signed by the Attorney General and by the five members of the commission.
On January 22d defendant, by way of exception, pleaded as follows:
“That the same subject-matter alleged and charged in relator’s petition, herein filed against your defendant, has been adjudged in a criminal prosecution had against your defendant; that averments in judicial proceedings, in the*586 absence of malice shown, are privileged under the law, and the case dismissed.”
On June 14th he further excepted:
“That said attorney, Harold A. Moise, the complainant in relator’s petition herein filed, sets up in said petition that your defendant has committed perjury and subornation of perjury in a judicial proceeding, to his injury, and said attorney, Harold A. Moise, has not exerted himself to bring your defendant to justice, thereby admitting his guilt; therefore said attorney, Harold A. Moise, has no cause of action, nor standing in court, as one who_ has suffered from a felony cannot maintain a civil action against the felon until he has discharged his duty to the public in respect of prosecuting the public wrong.”
Opinion.
“The authority of the thing adjudged takes place only with respect to what was the object of the judgment. The thing demanded must be the same; the demand must be founded on the same cause of action; the demand must be between the same parties, and formed by them against each other in the same quality.” C. C. art. 2286.
And, in no criminal prosecution could the object or the thing demanded have been the same as in this case, nor could the demand have been formed between the parties “in the same qualities.” The plea of res judicata is therefore overruled.
122 La. vii.
Opinion on the Merits
On the Merits.
Pretermitting the question of the animus of the defendant in the matter of his alleged misconduct, the facts leading to the institution of this proceeding, as disclosed by the evidence, are, in the main, as stated in the foregoing opinion upon the exceptions. There are, however, certain discrepancies between the allegata of the petition and the probata which throw additional light upon the situation and render it advisable that the case should be restated.
Clora Little is shown to be a negro woman, past middle age and of about the average intelligence of her class, who was the natural mother of Ida Dardenne, and is the aunt of Bertha Ellis. The mother and daughter appear to have lived together and to have worked with the common purpose of securing a home for themselves, and, with the co-operation of Joseph Oryer, a negro laborer, who subsequently married the daughter, there was purchased in his name a lot of ground in St. Helena parish, and another on Burdette street, in New Orleans, upon w'hich latter there was erected a double tenement house, in one of the tenements of which they all lived, together with Bertha Ellis, a minor, whose mother resided in the country. The property was mortgaged for $850, and the debt was past due; and, in that situation, on February 24, 1911, Oryer executed a dation en paiement to his then wife, Ida Dardenne, which reads, in part, as follows:
“Before me, * * * notary, * * * appeared Mr. Joseph Oryer * * * and * * * his wife, * * * and * * * declared that, at the time they acquired the properties,*588 * * * they were not married, but the said Mrs. Oryer had contributed one-half towards the purchase * * * and the erection of the improvements placed thereon : Now, therefore, the said Cryer, for the purpose of satisfying the claims of his said wife against him for the amount she had thus contributed, * * * does * * * make a dation en paiement * * * unto his wife, who accepts, * * * of an undivided half interest in and to the property,” etc.
Three months later (May 24, 1911) Ida (Dardenne) Cryer died, leaving a nuncupative will, by public act, whereby she bequeathed her entire estate, in equal proportions, to Clora Little, Bertha Ellis, and Frankie Bryant, Jr., and named Bertha Ellis as her executrix; and a few days later Clora Little learned that the holder of the mortgage on the Burdette street property was about to foreclose the same. The testimony does not explain why that property had been acquired in the name of Cryer alone, nor why the interest of Clora Little had not been recognized, but it leaves no room for doubt that she had added her earnings to the contributions of her daughter, and qf Cryer, for the making up of the amount which had been expended in its acquisition and improvement, in the expectation of thereby securing for herself a home in her approaching old age; her belief apparently being that she had acquired a half interest in the property by virtue of her contributions, and that her title had been enlarged by the inheritance which had devolved upon her.as the heir of her daughter. When, therefore, she was advised of the impending seizure and sale of the property, she became desperately concerned about it, and, in the latter part of May, called upon Harold A. Moise, a member of the bar, to whom she had been recommended, laid the matter before him, and engaged his services to look after her interest; but, as she did not herself understand the situation, we infer that she did not, at that time, make it clear to him. A few days afterwards, however (on June 6th), she again called upon Mr. Moise, taking with her a copy of the will of Ida Cryer, and accompanied by Bertha Ellis, and they together executed an instrument authorizing him to institute proceedings to probate the will and agreeing to pay him a certain percentage “of the inventory value of the property of the deceased” for the services to be rendered; and the will was presented for probate on June 12th, by means of a petition in the name of Bertha Ellis, as executrix, upon which the usual orders were made. On June 17th following the mortgage creditor obtained an order for the seizure and sale of the Burdette street property, and Clora Little advised Mr. Moise of that fact, and called upon him repeatedly, urging that he do something to prevent the sale, or that would enable her to maintain her hold upon the property. She testifies that he told her that the property would have to be sold, and that Bertha Ellis, the executrix, had said that she desired that it should be sold; but that Bertha Ellis went with her to see Mr. Moise, and told him she did not so desire; that she (Clora Little) then concluded that Mr. Moise had abandoned her, and it appears that she made an arrangement with one Bernard Zahn, as the result of which, when the day of sale (July 27, 1911) came around, the property was adjudicated to “Clora Little, for account of Bernard Zahn,” for the sum of $2,260, to which were added certain interest and rents, making a total, for which the sheriff gives an account, of $2,290.15, of and from which he received $1,979.08, and paid out, in satisfaction of the claim of the seizing creditor and for costs, charges, and paving liens, $1,546.83, leaving in his hands a balance of $432.25, and leaving in the hands of the purchaser the sum of $311.07 wherewith to satisfy a second mortgage which he had assumed. We infer that the arrangement
■“I have, so far, been unable to come to any terms with Mr.' Zalm in regard to the redemption of your property.”
It further appears that, finding that the title to the property had become vested in Zahn, and that Quinius could not accomplish what she wished to have done, she told her story to a friend, who recommended that she employ John W. Cary, the defendant now before the court, which she did; the situation at that time, so far as Mr. Moise was concerned, being as follows: After the filing of the petition for the confirmation of Bertha Ellis as executrix, Mr. Moise had -discovered that she was a minor, and he set about to have her emancipated, but, as her mother lived in the country, there was some delay in obtaining her consent. On September 6th, however, a petition for emancipation, signed by the petitioner and her counsel, and with the consent of the mother and an affidavit of Clora Little attached thereto, was filed, and the judgment of emancipation was rendered, and on the same day letters of executorship were issued to Bertha Ellis as prayed for in the petition originally filed. Thereafter, on September 11th, Mr. Moise had filed a rule, in the name of the executrix, setting forth that there was a balance of $432.25 in the hands of the sheriff, and requiring the sheriff to show cause why it should not be turned over to the executrix, to which rule was attached a note from Joseph Cryer saying:
“I have no objection to your paying- over to the executrix of the succession of Ida Dardenne Cryer the sum of $432, being the amount left after settlement of foreclosure. Asking you to take receipt for same. Respectfully,” etc.
The rule was accordingly made absolute, and the sheriff’s check for the amount in question, drawn to the order of his deputy, and by him indorsed, “Pay to the order of Bertha Ellis, testamentary executrix of succession of Ida Dardenne, wife of Joseph Cryer,” was delivered to the indorsee, by whom it was indorsed in blank, and delivered to Mr. Moise, who indorsed it in blank, and delivered it to C. C. Fredericks, who had acted as the notary of the succession, and who indorsed it “For deposit,” and deposited it to the credit of his individual account, for which it was duly collected.
When, therefore, the defendant was employed (and he appears to have been employed, as was Mr. Moise, to represent both Clora Little and her niece, Bertha Ellis), he found that, upon the face of the records, a balance of $432.25 from the sale of the Burdette street property had come into the hands of the sheriff, and that, with the consent of Joseph Cryer, the owner of record of an undivided half interest in the property, the sheriff had given his check for the amount to Bertha Ellis, executrix; but he appears to have been informed by her that she had turned the check over to Mr. Moise, and that thereafter Mr. Moise had declined to put her in possession of the proceeds. He thereupon (that is to say, on October 20th, up to which date no further steps appear to have been taken) filed a rule, in the name of Bertha Ellis, executrix, and in the proceeding bearing the title and number of the proceeding via executiva, alleging that the balance in question had gone into the hands of the sheriff; that the attorney of the executrix, Mr. Harold Moise, had collected the same, and refused to turn it over to her, notwithstanding amicable demand; and calling upon Mr. Moise to show cause why he should not be ordered so to do. Inasmuch, however,
The prayer of the one rule was that defendant in rule be ordered to show cause why he should not pay over to the executrix the money collected from the sheriff “under false pretenses”; and in the other why “the petition [meaning the petition presenting the will for probate, etc.] herein filed by him * * * 'should not be dissolved and set aside, at the cost of said attorney at law,” etc.
In the meanwhile, on October 20th (the day the first rule was filed), Mr. Moise had written to Bertha Ellis, informing her that he desired to file an account in the succession, “and have the funds distributed according to law,” and requesting her to call upon him “at her earliest possible convenience”; and on October 31st (the day upon which the other rules were filed) he deposited the $432.25 in the registry of the court, and answered the rule taken in the name of the executrix, saying (inter alia):
“That, as attorney for the said Bertha Ellis, testamentary executrix, * * * and with the consent of Joseph Cryer, husband of the deceased, he did, under order of court, collect from the civil sheriff * * * the sum of $432.25, being the balance of the proceeds of sale in the case of Frank B. Twomey v. Joseph. Cryer, * * * and which amount was immediately turned over by him to Carl C. Fredericks, notary of this succession, the whole to-be held for the filing of an account and the adjustment of the community debts, to which the one-half of the said sum belonging to Joseph Cryer would have to contribute, and which he was willing to pay; that, notwithstanding repeated requests and demands, the said Bertha Ellis never called at this respondent’s office so that the account might be prepared and filed, and therefore this respondent returned the whole of the said money to the registry of this court, so that the same might be disposed of by the court,” etc.
He (Mr. Moise) also, and upon the same day, filed a rule, in his own name, alleging that he was unable to file an account because of the action of the executrix; that she had been advised by other counsel that she was not bound to pay the privileged debts of the succession; that she had given no bond; that there was no way by which the creditors could be protected, save by depositing the funds of the succession in court; that there were privileged debts (enumerating funeral and law charges and expenses of last illness, etc., amounting to, say, $388), and praying that the executrix be ordered to show cause why the creditors should not be paid from the said funds 'deposited by him.
Upon the trial in the district court of the
“Was Mr. Cryer willing that this money should go into the hands of Bertha Ellis, or for it to be left where it was?”
To which he replied:
“No, sir; it was turned over to Mr. Moise, and he was to file an account. There would be very little left after the payment of the debts.”
Upon the hearing in this court, Bertha Ellis testified that the statements made by her in the district court, to the effect that she had not employed Mr. Moise and had never authorized him to open the succession of Ida Dardenne, were made at the instance of the defendant herein, and were not true; that the signature which she denied in the district court was her signature; that she indorsed the sheriff’s check in order that Mr. Moise might get the proceeds; that she never employed Mr. Cary; that her aunt employed him; that she did not know what conversation took place between Mr. Cary and her aunt, but that her aunt was present when Mr. Cary told her what to say in court. Clora Little testified that Bertha Ellis had no conversation with Cary out of her presence, and that he had not, in her presence, told her what she should testify to in court; that it was she, not Bertha, who employed Mr. Moise; that Mr. Moise stated that, Bertha being a minor, he could not transact business with her. Mr. Moise testified that Clora Little requested him to represent her in the succession of her daughter; that he afterwards learned that she had a niece, Bertha Ellis, whom she brought to see him, bringing also a copy of her daughter’s will; and that they signed the
“Thereupon,” the testimony proceeds, “I went to see Mr. Jules A. Grasser, * * * who represented Joseph Cryer, and I told him that _we wanted to get rid of this succession, and wind it up, and asked would he not consent to have this fund turned over to us for the purpose of paying the privileged debts and charges. I told him that this girl was an irresponsible negress, and that she was without bond, and that, if I would assume the .responsibility of seeing that the privileged debts and charges were paid in that instance, would he consent to turn this fund over to me, which he did. I then drew up a motion * * * and attached * * * the consent of Joseph Cryer, which had been obtained from Mr. Grasser, and I then took this to get the approval of the attorney for the civil sheriff, Mr. W. O. Hart, and I then got the order of court, properly signed, to turn this money over to Bertha Ellis, testamentary executrix. * * * When I got possession of this check, which was made payable to Bertha Ellis, on my representation to Mr. Grasser, I considered myself as a surety, assuming the responsibility, and I was ready to file an account, provided I could get some insurance benefits, that they should go towards paying the funeral bills, and then we filed the account. I did not want the girl to keep this money, and I sent for her, and I told her the situation. I told her that the notary is an officer of the court, and that I would let him hold this fund as a stakeholder until we could file an account. She indorsed the check, and I turned it over to Mr. Carl C. Fredericks, asking him to hold this check for a few days until we could file an account. In the meantime the insurance payment was not completed, and on the funeral bill there was some little delay. There was a little delay in filing the account, but shortly after that— it must have been in the first part of October, I cannot recollect the dates — I received a visit from Mr. John W. Cary, who told me that he represented Clora Little. * * * I replied to him that I represented her on a contract. He said that the contract was no good; that she is a married woman. I said, ‘That is news to me, if she is a married woman. I said, ‘Anyhow, what is your mission?’ * * * He spoke about a proceeding he wanted to take, in behalf of Clora Little, against a man by the name of Zahn. * * * He also said that he wanted to go to Baton Rouge, and T want to get from you, out of Clora Little’s share, $10, under the marriage certificate.’ I said, ‘No,’ that this was a trust fund, and I could not pay him anything. I then left. He came to see me again after that, and he said to me, ‘Turn over a half of the amount to me,’ and that I could keep the other half. I smiled and said: T couldn’t do anything like that, but I will tell you what I will do; I will try and file the account, and let you file all of your rights, by way of opposition.’ He then left me, and finally I had a third visit from him, and he demanded the entire fund, stating that at this time he was representing Clora Little. He said that he represented Clora Little. * * * His rules taken show that they were taken in behalf of Clora Little, and there is also a rule offered on behalf of Clora Little and Bertha Ellis. He evidently took my disinclination to aid him for fear of him, and he said that he was going to make me turn over the entire amount. I told him that there were privileged creditors and charges to be paid, but he said that he was going to make me turn over the entire amount, and so I told him to pop his whip, and go ahead. He left my office. There was a rule taken against Bertha Ellis and myself in the foreclosure proceeding. That rule was taken in the wrong division of the court, division C, and it was dismissed. After the dismissal of the rule, I thought over the matter, and I saw him after that in the civil district court. * * * I told him not to take any more proceedings, that I would file this money the following day in the registry of the court; that was on Friday. After telling him that, Monday goes by, and on Tuesday, October 31st, I went down to court, with a check which I had received from Mr. Fredericks, cashed it, and deposited it in the registry of the court — $432.25. * * * I then ascertained — when I was do.wn at court, I was unaware of any proceedings being taken against me — I then ascertained that he had filed a rule, stating that I had collected this money under false pretenses, and that I had converted the money to my own use, and had embezzled it, and other things. Previously, before this, before October 31st, T had written to Bertha Ellis a letter, which is dated October 20th, asking her to come down so that we could file an account.”
Opinion.
We are-nevertheless of the opinion that the facts disclosed by the evidence do not authorize’ the judgment sought to be obtained. Clora Little, the mother and legatee of Ida Dardenne, and the aunt of Bertha Ellis, was intensely interested in the Burdette street property, to the acquisition and improvement of which she had devoted her earnings, and she was under the impression (mistaken, perhaps) that she had rights with respect to that property which would enable her in some way to retain possession and control of it, and make it the home of her old age. She was a woman of mature experience, while her niece, living in the same house with her, 'was a minor, and, naturally enough, it was she who, after the death of her daughter, and upon the intimation that the property in question was threatened with seizure and sale, at the instance of the mortgage creditor, first sought legal advice; who thereafter introduced her niece and exhibited the will of her daughter to the counsel whom she had consulted; who, in behalf of her niece and herself, negotiated the agreement for his employment, to which they both affixed their signatures; and who, when her hopes were disappointed by the sale of the property, and she felt that the counsel so employed was not accomplishing the results that she expected, in behalf of her niece and herself, employed, as their counsel, the defendant now before the court. As matters then stood, it appeared, upon the face of the records, that a balance from the proceeds of the sale under executory process, part of which belonged to the succession of Ida Dardenne and part to Joseph Oryer, had remained in the hands of sheriff; that the sheriff, with the consent of Oryer, had drawn his check for the whole amount to the order of Bertha Ellis, executrix. And the defendant herein was informed that Bertha Ellis, executrix, had indorsed it in blank, and had delivered it to the counsel first employed, and that the counsel first employed was in possession of the proceeds, and persisted in retaining such possession ; all of which was true, save that the money had been placed by the counsel first employed in the custody of a third person, to be produced when called for. We are satisfied that the counsel first employed believed that his -client, the executrix, was an inexperienced and irresponsible person, to whose keeping it would be unsafe to intrust the money in question, and that his motive in thus withholding it was to secure its distribution among those who might be entitled to it; but it does not appear, and is not probable, that he made that explanation to her, and, as the course pursued was unauthorized by law, and in contravention of its express requirements, it should not have been adopted. The law makes the executrix the custodian of the funds of the succession, and requires her to deposit them in bank) to the credit of an account, to be kept in her official name, and it declares that they shall “on no
Case-law data current through December 31, 2025. Source: CourtListener bulk data.