State v. Flanagan
State v. Flanagan
Opinion of the Court
The defendant, Louis Flanagan, is appealing from his conviction on a charge by indictment with aggravated rape and his sentence to serve life imprisonment in the state penitentiary.
Counsel, both orally and in brief, concedes that no formal bills of exception were timely filed in the case at bar and therefore under the jurisprudence of this court “the appeal is limited solely to errors patent on the face of the record”
According to the record defendant was represented during the trial of the case by two attorneys of his own choice;
Following his conviction and sentence on May 10, 1969, the trial judge granted an appeal on defendant’s written motion filed on May 24, 1968 pursuant to Article 914
From the foregoing it is obvious that the trial judge was without right or authority to sign the bills of exception when presented to him on August 2 or grant the defendant’s motion for additional time within which to do so, for under the express provisions of Article 916 (reported in footnote S) the trial judge upon entering the order of appeal was divested of all jurisdiction and that of the appellate court attached, except the trial judge was reserved the limited jurisdiction, insofar as pertinent here, to “(1) Extend the return day of the appeal or the time for filing and signing the bills of exceptions and per curiae.” It necessarily follows when July 28, the return date to which the appeal had been extended, expired the trial court lost all jurisdiction; in fact, the record had already been lodged here and set for hearing when the bills of exception were presented to the trial judge on August 2.
Ingenious counsel, relying on the recent decision of the Supreme Court of the United States in the case of Entsminger v. Iowa, 386 U.S. 748, 87 S.Ct. 1402, 18 L.Ed.2d 501, urges that the imputation of the dereliction of duty and ineffectiveness
Clearly the argument lacks merit. While the Sixth Amendment
A perusal of the case of Entsminger v-Iowa, supra, readily discloses it is inapposite from a factual as well as a legal standpoint. Therein the United States Supreme Court observing that the case concerned “the constitutional requirements-which are binding on a State in the administration of its appellate criminal procedures with respect to convicted indigents seeking initial review of their convictions,”' pointed out in the opinion that the Iowa law provided alternate methods of appealing criminal convictions; the first, method is on a “clerk’s transcript” which is. used in absence of a request on the part of counsel for the alternate method being a plenary review of the case wherein the appeal is on the complete record of the trial. Although appointed counsel in that case had. secured an order to perfect a plenary appeal as he had been requested to do by defendant, he failed to file same; hence, the case-was submitted to the appellate court on the.
Although counsel conceded that there are no discernable errors appearing on the face of the record, we have, nevertheless, carefully inspected the same and fail to find any.
For the reasons assigned the conviction and sentence are affirmed.
. Code of Criminal Procedure Article 920 provides: “The following matters and no others shall be considered on appeal:
(1) Formal bills of exceptions that have been submitted to and signed by the trial court in accordance with Article 845, whether or not the bills of ex-eeptions were made a ground for a motion for a new trial; and
(2) Any error that is discoverable by a mere inspection of the pleadings and proceedings and without inspection of the evidence.”
V ‡ *1»
See, State v. Robinson, 244 La. 199, 151 So.2d 371; State v. May, 239 La. 1069, 121 So.2d 82; State v. Richard, 230 La. 853, 89 So.2d 367; State v. Ware, 228 La. 713, 84 So.2d 56; State v. Honeycutt, 218 La. 362, 49 So.2d 610; State v. Roy, 217 La. 1074, 47 So.2d 915 and numerous cases cited therein.
. See, State v. Flanagan, 253 La. 318, 217 So.2d 412.
. Since defendant’s conviction and sentence one of his counsel has been released from the case.
.C.C.P. Art. 914 — “A motion for an appeal may be made orally in open court or by filing a written motion with the clerk. The motion must be made no later than fifteen days after the rendition of the judgment or ruling from which the appeal is taken. The motion shall be entered in the minutes of the court.”
. C.C.P. Art. 915 — “When a motion for an appeal is made in conformity with Articles 912 and 914, the court shall order an appeal, and set the return date in the order. * *
. C.C.P. Art. 919 — “An appeal shall be returnable to the appellate court within not less than fifteen days nor more than sixty days from the date the order of appeal is entered. The trial court may extend a return date.”
. C.C.P. Art. 845 — “The bills of exceptions reserved during the trial shall be submitted to the court and signed by it at any time prior to the granting of an order of appeal; except that if the bills of exceptions are not submitted and signed prior to the order of appeal the court shall fix a later date for the submission and signing of bills of exceptions, which extended date must be not later than the return day for the appeal. The court must sign the formal bills of exceptions, but may attach per curiam comments stating its reason for the rulings. If the court refuses to sign a for
. Tinder tbe former provisions of LSA— R.S. 15 :546, tbe trial judge bad no right to extend the return date, jurisdiction having vested in this court, but the law-now provides in Article 919, that the trial court may extend a return date and it is further provided in Article 916:
“Tbe jurisdiction of tbe trial court is divested and that of tbe appellate court attaches, «upon tbe entering of the order of appeal. Thereafter, tbe trial court has no jurisdiction over tbe matter except to:
(1) Extend tbe return day of tbe appeal or tbe time for filing and signing bills of exceptions and per curiae; * * * * * ’>
. “In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed, which district shall have been previously ascertained by law, and to be informed of the nature and cause of the accusation ; to be confronted with the witnesses against him; to have compulsory process for obtaining Witnesses in his favor and to have the Assistance of Counsel for his defence.”
. “Section 1 — * * * No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws. * * * * sf^”
Dissenting Opinion
(dissenting).
I am in total agreement with the majority that we may not consider the bills of exception or any of the evidence and are required by Article 920(2) of the Code of Criminal Procedure only to inspect the “pleadings and proceedings” in this case to determine whether there is reversible error. After a careful review of the record, however, I find prejudicial and reversible error.
The detailed and lengthy minutes, which constitute the official record of the proceedings of the trial court, fail to disclose that the selected petit jurors were sworn.
On April 2, 1968, the prospective petit jurors called for service were administered the oath for their voir dire examination, and the court began the selection of a jury. Repeatedly the minute entries show that certain named persons were “selected and empanelled” to try the case.
The minutes do not state that any individual juror or the jury as a whole was
There are some holdings by the courts of other states that failure to swear the jury in a criminal case deprives the accused of his constitutional right to a trial by jury (Howard v. State, 80 Tex.Cr.R. 588, 192 S.W. 770, LRA 1917D 391; Commonwealth ex rel. Tate v. Banmiller, 393 Pa. 496, 143 A.2d 56; People v. Pelton, 116 Cal.App.Supp. 789, 7 P.2d 205), and it is uniformly held that the defendant is entitled to have the jury sworn. 50 C.J.S. Juries' § 294. A diversity arises in other jurisdictions on the question of whether it must affirmatively appear in the record that the jury was sworn.
It has been consistently held in Louisiana not only that the jury must be sworn, but that the record must affirmatively show that the jury was sworn, and that lack of such a showing will be noted as error “patent upon the face of the record”. State v. Prater, Man.Unrep.Cas. 307; State v. Gates, 9 La.Ann. 94; State v. Phillips, 28 La.Ann. 387; State v. King, 28 La.Ann. 425; State v. Douglass, 28 La.Ann. 425; State v. Calvert, 32 La.Ann. 224.
The majority viewpoint in this country is in accord with the Louisiana jurisprudence. See Anno. LRA 1917D 399; State v. Mitchell, 199 Mo. 105, 97 S.W. 561, 8 Ann.Cas. 749; State v. Duff, 253 Mo. 415, 161 S.W. 683; State v. Berry, Mo., 195 S.W. 998; Hubbard v. People, 197 Ill. 15, 63 N.E. 1076; People v. Gray, 261 Ill. 140, 103 N.E. 552; (contra but not followed: People v. Blevins, 251 Ill. 381, 96 N.E. 214) ; Clendenny v. State, 154 Ark. 596, 243 S.W. 863; Commonwealth v. Robinson, 317 Pa. 321, 176 A. 908; Hines v. State, 238 Ala. 575, 192 So. 423; Brown v. State, 29 Fla. 543, 10 So. 736; Zapf v. State, 35 Fla. 210, 17 So. 225. For authorities which state the “general rule” and the “overwhelming weight of authority” (to which the Louisiana rule conforms), see 17 C.J. Criminal Law § 3401; 35 C.J. Juries § 498; 24A C.J.S. Criminal Law § 1732 ; 8 Ann. Cas. 750; Anno. LRA 1917D 399. A few
The detailed and lengthy minutes before this court contain no showing whatever that the jury was sworn. The Louisiana statutory law specifically requires the swearing of the jury; there is no jury until the jurors are sworn. The term “selected and empanelled” is not synonymous with, nor does it imply, the swearing of the jury. The jurisprudence of this court is unwavering and is in accord with the majority rule that without an affirmative showing that the jury was sworn the verdict and sentence must be reversed. Therefore, on this appeal, which requests a reversal, the conviction and sentence should be annulled and the case remanded for a new trial.
Although the error discussed above is sufficient to dispose of the appeal, there is another error apparent from a mere reading of the minutes which also would warrant reversal. While the law does not require that minutes be so complete and detailed as these in this case, they must be accepted as constituted and as approved by the trial judge. In perusing this official record of the proceedings this court cannot select and choose only what it might wish to notice, but must review any and all possible errors.
According to the minutes, the defendant moved in open court that all witnesses be removed and excluded from the courtroom during the trial except when called upon to testify. The State moved to have excepted from the exclusionary rule the chief prosecuting, the complaining witness in this, a rape case. As the minutes show, over the objection of the defendant the court permitted this witness to remain in the courtroom.
Code of Criminal Procedure Article 764 provides: “Upon its own motion the court may, and upon request of the state or the defendant the court shall, order that the witnesses be excluded from the courtroom
Under our present law it is mandatory for the judge to exclude the witnesses when motion is made by either the State or the defense, and modification of the exclusionary order is allowed for only one purpose: The order may be modified “in the interest of justice”. To permit the complaining witness, who is also the principal witness against the accused, to hear the testimony of other witnesses, as occurred in this case, is “unquestionably a distinct advantage to the State and a disadvantage to the defendant”. State v. Carter, supra. I cannot believe that the exception made by the trial court was in the “interest of justice” or that it served this end. It is apparent from an inspection of the official minutes that the defendant was thus deprived of free and effective cross-examination of the complaining witness, and that this is further prejudicial and reversible error.
I therefore respectfully dissent.
. The minutes of April 2 state:
“Thereupon, the following Jurors were duly [s] elected and empanelled to try this case, to-wit: “(1) Jack Wilson Eversull, Jr., and (2) Paul Timothy Lane. {< i¡t * Sic
“Thereupon, the following Juror was duly selected and empanelled to try this case, to-wit: (3) Henry Phillips. « * tji * »
The minutes of April 2 and 3, in the same terminology, record that jurors nos. 4 through 12 and one alternate juror were “selected and empanelled” to try this ease. The minutes of April 3 continue :
“And the Jury selected and empanelled to try this case is as follows: [The names of the 12 jurors and one alternate are here reinseribed.] “ * * * ”
. Our law requires that the jurors be sworn. Code of Criminal Procedure Article 788 reads in part: “ * * * When a prospective juror is accepted by the state and the defendant, he shall he sworn immediately as a juror. * * * ” Article 789 concerns alternate jurors, and provides, among other things, that they be “called and impaneled” to sit and that they “shall take the same oath” as the principal jurors. Article 790 provides: “A juror shall he sworn to try the case in a just and impartial manner, to the best of his judgment, and to render a verdict according to the law and the evidence.” (Emphasis supplied.)
. “Impanel” : In English practice, “to impanel” signifies the entry upon a piece of parchment, termed a “panel”, of the names of the jurors. In American practice, “to impanel” signifies the listing of jurors who have been selected to try a
.Under our former law a reviewing court was required to consider “error patent on the face of the record” (former R.S. 15:558) even in the absence of bills of exception, and this term was defined by former R.S. 15:503 and the jurisprudence as error “discoverable by the mere inspection of the pleadings and proceedings and without any inspection of the evidence”. This same requirement, in almost identical language, is incorporated
. It cannot be presumed but must be affirmatively shown that the jury was in fact sworn. This rule does not conflict with the generally accepted legal theory, also followed in Louisiana, that once a jury is shown to have been sworn, the presumption arises that the oath was properly administered (“omnia rite acta”). See State v. Houck, 199 La. 478, 6 So. 2d 553, which held after a review of the minutes for “patent error” that a minute entry “ ‘ * * * whereupon the following named jurors were duly and legally called, selected and sworn’ ” fulfilled the requirement of an affirmative showing of an oath-taking. See also State v. Jones, 163 La. 51, 111 So. 492. In State v. Hoover, 203 La. 181, 13 So.2d 784, a bill of exception in connection with a motion for a new trial was taken to the trial court’s refusal to amend the minutes which reflected that the jury was duly sworn. This court held that the minutes themselves were sufficient and, additionally, that the evidence taken upon the motion supported the minute entry. There is dictum in that case that failure to object in regard to the jury’s oath is a waiver; but this dictum can only refer to defects in manner and form (to which “omnia rite acta praesumuntur” applies) and not to the total lack of oath, for such a statement is contrary to all Louisiana jurisprudence and to the overwhelming authority that the swearing of the jury cannot be waived by silence or presumed.
. The courts of some of these states, such as Texas, are hound by a statute of presumption. See Howard v. State, 80 Tex. Cr.R. 588, 192 S.W. 770, LRA1917D 391, citing the Texas Revised Code of Criminal Procedure 1911 Art. 938. South Carolina recognizes the general rule “ * * * that the ‘record’ of a criminal trial must affirmatively show that the jury was sworn, and if it does not, the conviction must be reversed”. State v. Hollman, 232 S.C. 489, 102 S.E.2d 873. After citing the majority holdings, the court in that ease reasoned that it could not apply the general rule because its rules for review limited its inspection, to a “statement” made by the parties, which need not include a statement that the jury was sworn.
. The minutes further record that the defendant objected upon four occasions to this ruling, contending that he intended to impeach the complaining witness, that to except her from the rule infringed upon his right to cross-examine her, that this witness would hear testimony regarding matters about which she would later testify, and that she in fact testified concerning matters previously related by other witnesses on the stand.
Reference
- Full Case Name
- STATE of Louisiana v. Louis FLANAGAN
- Cited By
- 11 cases
- Status
- Published