In re McGuckin

Supreme Court of Louisiana
In re McGuckin, 661 So. 2d 984 (La. 1995)
1995 La. LEXIS 2775; 1995 WL 650020
Hper, Ilemmon, Lemmon, Reasons

In re McGuckin

Opinion of the Court

hPER CURIAM.

Respondent, John J. MeGuckin, was formally charged with failing to cooperate with a disciplinary investigation because he failed to appear under two subpoenas issued by the Disciplinary Counsel pursuant to the authority of the Supreme Court of Louisiana in violation of Louisiana Supreme Court Rule XIX, § 9(c) and Rules 3.4(c), 8.1(b) and (c), and 8.4(a), (d), and (g) of the Rules of Professional Conduct. The facts developed at the hearing indicated that respondent was personally served with subpoenas to appear and give testimony concerning two complaints which had been filed against him, yet he did not appear in either ease.

Although the two complaints were ultimately resolved such that no disciplinary action was warranted, the Disciplinary Counsel filed these charges against respondent for his failure to respond to the subpoenas. The Hearing Committee recommended that respondent be suspended from the practice of law for 45 days, that he be placed on probation thereafter for a period of 6 months, and that he be required to attend 5 extra hours of Continuing Legal Education on Ethics over and above the one hour currently required. The Disciplinary Board agreed in all respects except for the length of suspension, which it recommended should be for 60 days.

Upon review of the record of the Disciplinary Board’s findings and recommendations, and the record filed herein, it is the decision of the court that the Disciplinary Board’s recommendations be adopted in all respects, except we reduce the number of required Ethics hours to 2 hours.

Accordingly, it is ordered that respondent be suspended from 12the practice of law for a period of 60 days and that he be placed on probation for a period of six months following the completion of his suspension. During the period of probation, the respondent is required to attend two additional hours of continuing legal education on the subject of ethics over and above the one hour of ethics instruction currently required under current Louisiana State Bar Association CLE rules.

LEMMON, J., dissents with reasons.

Dissenting Opinion

| iLEMMON, Justice,

dissenting.

I disagree that a lawyer should be suspended from practice (or even formally charged in a disciplinary proceeding) for failing to appear in response to a subpoena ordering his or her appearance to give testimony concerning a disciplinary complaint.

Disciplinary counsel has the power to issue investigatory subpoenas, before formal charges have been filed, and to compel the attendance of witnesses and the production of documents. La.Sup.Ct.R. 19, § 14B. If the person subpoenaed fails to comply, disciplinary counsel has the authority to enforce the subpoena, under penalty of contempt, in the district court of the parish where attendance or production is required. La.Sup.Ct.R. 19, § 14D.

The court rules thus prescribe the method for resolving the problem of lawyers who do not respond to investigatory subpoenas. It is unnecessary to utilize the lengthy process of a formal disciplinary proceeding to obtain compliance with subpoenas, and arguably it is waste of the time and talents of the members of the hearing committees and the Dis*985ciplinary Board to employ this unnecessary proceeding, with the exception of those cases in which a lawyer purposefully attempts to obstruct the operation of the disciplinary system. Formal disciplinary proceedings generally should be reserved for punishing dishonesty or curbing unethical behavior, and should not be employed to punish non-compliance with subpoenas when the court rules provide a specific method to enforce compliance Runder penalty of contempt.

The use of a formal disciplinary proceeding and the penalty of a sixty-day suspension were particularly inappropriate in this case, since the underlying complaint of unethical conduct resulted in a decision that no penalty was warranted.

I therefore dissent.

Reference

Full Case Name
In re John J. McGUCKIN Disciplinary Proceedings
Status
Published