DeLoury v. Deloury
DeLoury v. Deloury
Opinion of the Court
On this appeal, we deal with a question of “successive representation — opposing a former client.” See Kaufman, Problems in Professional Responsibility 113-138 (1984).
A judge of the Probate Court, upon application of the plaintiff wife in her suit for divorce, held the attorney for the husband disqualified to represent him because a member of the attorney’s
1. (a) In Mailer, the wife, later the plaintiff in a suit for divorce, called on an attorney, Mr. Monroe L. Inker, in June, 1973, in order to learn about the procedure for securing a divorce in Massachusetts. She gave the attorney’s secretary some “vital statistics” about her husband (the well-known author) and herself and identified their property. This information the secretary entered on a prepared form which the attorney read before or during his interview with the wife. During the hour-long interview, the wife spoke of the husband’s earnings and showed the attorney a newspaper article about the husband’s presence at a college reunion accompanied by a woman whom he called his “fifth wife.” She said she spoke also of her conduct as a wife and mother and of the husband’s conduct toward her; the attorney denied that these matters were discussed. The attorney explained the procedure for attachments of real estate but (so he stated) did not discuss the grounds for divorce except to note the inference of adulterous conduct that could be drawn from the remark about a fifth wife. The interview ended with the attorney telling the wife that if she wished him to represent her she would have to prepare a life history and pay a retainer fee of $2,400.
The wife had no further contact with the attorney and did not retain him. She retained different counsel in July, 1974, who brought the suit for divorce in 1976. Finding that the husband was being represented in the suit by Mr. Inker, counsel moved to disqualify him. The motion was heard in October, 1978, and was denied. From the judgment of divorce nisi, the wife appealed, claiming error in the refusal to disqualify (and error also in the material parts of the judgment).
In affirming, the court said the problem was one of reconciling the right of a person to counsel of his choice with the societal interest in maintaining the highest standards of profes
The question of disqualification was “close” (id. at 373); “the facts of this case probably bring us as close to the outer limits [of propriety] as we shall want to go.” Id. at 375. The court also said: “[I]n cases of doubt, counsel must resolve all questions against the acceptance of employment whenever such acceptance may impinge upon the interests of his present and former clients.” Ibid.
(b) We turn to the facts in the present case. In May, 1984, the wife, Beatrice,
In September, Beatrice called the attorney’s office and, although still uncertain about suing, asked him “to do some initial work re divorce,”
In fact, Beatrice retained the firm of White, Inker, Aronson, P.C., in September or October, 1985, and complaint for divorce was filed in October. Appearing for David was a member of Mr. McGrath’s firm (to be treated, for the present legal purpose, as Mr. McGrath would be). Beatrice’s motion to disqualify him was heard in January, 1986, with evidence as outlined above.
(c) As noted, we agree with the trial judge that the line of impropriety, so nearly approached in Mailer, was crossed in the present case, justifying disqualification. We have the transcript of hearing and exhibits and the judge’s memorandum, findings of fact, and conclusions of law.
In Mailer, there was doubt whether any attorney-client relationship had arisen. Here, besides the initial interview, we have Beatrice’s request that Mr. McGrath do legal work bearing on a prospective divorce; work actually done in that behalf; and a bill rendered for that work — although collection was voluntarily relinquished. So an attorney-client relationship existed. The court in Mailer deprecated the claim that confi
2. The canons and disciplinary rules in force in the Commonwealth do not deal squarely with the problem of “successive representation” and discussion of such cases has thus dwelt on general strictures regarding confidential communications. See the remarks in the recent case of Masiello v. Perini Corp., 394 Mass. 842, 847-850 (1985). See also Disciplinary Rule 4-101 (B) (2), appearing in S.J.C. Rule 3:07, 382 Mass. 778 (1981). In the cited case, the court observed (at 848 n.5) that there is widespread acceptance of the principle which
3. Borman v. Borman, 378 Mass. 775, 778-781 (1979), held that an order disqualifying an attorney in a civil suit was appealable as “final” within the Massachusetts doctrine of “present execution.” The court pointed out that that doctrine was analogous to the Federal doctrine of “collateral order” as described in Cohen v. Beneficial Indus. Loan Corp., 337 U.S. 541, 546 (1949). Now it appears that the Supreme Court of the United States, in the case of Richardson-Merrell, Inc. v. Koller, 472 U.S. 424 (1985), has held that a disqualification order is not to be treated as a collateral order capable of appeal as, in effect, a final decision. As Justices of the Appeals Court, we feel bound to follow Borman even though there be a possibility, remote or otherwise, that the Supreme Judicial Court may hereafter be attracted by Richardson-Merrell to the point of overruling Borman. (However, if the Supreme Judicial Court were to do this, the overruling would perhaps be declared not to invalidate appeals previously lodged in reliance on Borman.)
Order disqualifying defendant’s attorney affirmed.
She was accompanied by her grown daughter Cynthia for her “moral support.” If the interview involved any confidences, its character was not changed by Cynthia’s presence. See Kevlik v. Goldstein, 724 F.2d 844, 849 (1st Cir. 1984), citing McCormick, Evidence § 91, at 189 (2d ed. 1972), and Drinker, Legal Ethics 135 (1953).
Quoted from the memo of Mr. McGrath’s secretary to him about her telephone conversation with Beatrice.
Professor Kaufman, explaining the result in the Mailer case, spoke of weaknesses in the showing of an attorney-client relationship and of any confidences transmitted. Kaufman, supra at 131-132. In both respects the present case is stronger for disqualification.
“A lawyer who has formerly represented a client in a matter shall not thereafter: (a) represent another person in the same or a substantially related matter in which that person’s interests are materially adverse to the interests of the former client unless the former client consents after consultation;....”
Concurring Opinion
(concurring). I agree with the careful reasoning and clearly correct result reached by the majority. I, however, would reach that result more directly and more easily. Notwithstanding the status of Model Rules of Professional Conduct Rule 1.9 (1983) common sense and sound ethical practice dictate that in these circumstances counsel for the husband
In my view, it would not lie in the mouth of an attorney, an officer of the court, to plead that an action is proper simply because no canon or disciplinary rule explicitly proscribes it.
“Professional responsibility” is something that cannot merely be “taught” in law school and “tested” on a multiple-choice examination. It is an ethic that must be nurtured and cultivated by every attorney during the entire course of his or her professional life. We must stake out the moral high ground by demanding sound and ethical judgments from our brothers and sisters at the bar. Without implying that the primary motivating factor in the present case was such, I think it important to assert that avarice must not be allowed to consume our profession.
This case falls comfortably within the Supreme Judicial Court’s admonition, cited in the majority opinion: “[I]n cases of doubt, counsel must resolve all questions against the acceptance of employment whenever such acceptance may impinge upon the interests of his present and former clients” (emphasis supplied). Mailer v. Mailer, 390 Mass. 371, 375 (1983).
Reference
- Full Case Name
- Beatrice L. Deloury vs. B. David Deloury, Jr.
- Cited By
- 10 cases
- Status
- Published