Commonwealth v. Abrams
Commonwealth v. Abrams
Opinion of the Court
The Commonwealth appeals from an order granting the defendant a new trial. Some eleven years after being convicted of manslaughter, the defendant filed a motion styled as one to withdraw admission to sufficient facts in the Superior Court.
The relevant facts are these. On September 16, 1983, a Suffolk County grand jury indicted the defendant for murder in the first degree, G. L. c. 265, § 1. On December 18, 1984, the defendant and three codefendants, Anthony Freeman, Mark White, and Herbert Johnson, appeared before a Superior Court judge. In the presence of the defendant, the prosecutor indicated that the defendant wished to proceed with a jury-waived trial, and that each of the codefendants intended to plead guilty to a reduced charge of manslaughter. He also stated that a waiver evidencing the defendant’s wish had been filed with the clerk,
After establishing that the defendant had validly waived his right to a trial by jury, the judge continued the colloquy, shifting the focus to the unique nature of a trial conducted on stipulated testimony. In this regard, the judge asked the defendant whether he understood that witnesses who would normally appear in court to testify on behalf of the Commonwealth would not appear, and that the prosecutor would instead, through “his spoken word” and through written reports, introduce the evidence. The judge also asked the defendant whether he understood that because the witnesses would not be present in court, the judge would not be in a position to evaluate their credibility based on their demeanor and appearance. Finally, the judge asked the defendant whether he understood that he would not have the opportunity to cross-examine the Commonwealth’s witnesses. The defendant answered each of these questions affirmatively, and further indicated that he wished to proceed. On this record, we conclude that the defendant elected to waive his right to a trial by jury, that he was fully aware of the ramifications of proceeding to trial on stipulated, rather than live, testimony, and that the colloquy conducted by the judge was sufficient to ensure “that the defendant’s waiver . . . was intelligent and voluntary.”
In examining the validity of the defendant’s claim that this proceeding was nothing more than a de facto guilty plea, we must determine “whether the defendant effectively stipulated to the truth of facts which constituted all the elements of the offense charged and were conclusive of guilt or whether he simply stipulated that the Commonwealth’s witnesses would testify in the manner asserted by the prosecutor. If [hie] did nothing more than stipulate as to evidence which warranted, but did not require, [a] finding[] of guilty, he is not to be taken as having pleaded guilty.” Commonwealth v. Garcia, 23 Mass. App. Ct. 259, 265 (1986) (citations omitted). Indeed, “subtle, but sufficiently significant” factors differentiate a bench trial from a plea of guilty. Commonwealth v. Babcock, supra at 690. After securing the necessary waiver of the defendant’s right to a jury trial, the judge, in the presence of the defendant, engaged the remaining three codefendants in plea colloquies, the adequacy of which is not challenged here. He then cautioned the defendant to listen carefully to the Commonwealth’s presentation, and reminded him that he had “stipulated that . . . the evidence [about to be recited by the prosecutor was] being presented against [him] in this jury-waived trial.” The prosecutor proceeded to outline the evidence against all four men and, with respect to Abrams, offered two Boston police incident reports and the minutes of the grand jury proceedings. These documents were marked and admitted in evidence as Exhibit 1. After the prosecutor’s presentation, the judge confirmed with defense counsel that the defendant had examined the contents of Exhibit 1 and that in addition to “the evidence presented by the spoken word of the [prosecutor, he also] stipulate^] to that evidence.” Defense counsel thereupon immediately requested permission to “make a representation myself as to the evidence that the defendant would present if this case went to trial.” After the three codefendants were offered the opportunity to withdraw their guilty pleas, the defendant’s counsel was allowed to summarize his case. He stated that if the defendant were to present evidence he would call a minimum of three witnesses, identified the witnesses by name, and described in detail the facts to which each would testify, which contradicted those recounted by the prosecutor. Counsel then indicated that he had
We hold that the foregoing proceeding constituted a valid, jury-waived trial. The defendant’s trial and the proceeding in which the codefendants pleaded guilty were clearly distinct. Indeed, the defendant was distinguished from his codefendants at the outset, when the prosecutor told the judge that the codefendants intended to plead guilty, while the defendant wished “to proceed with a jury-waived trial.” The defendant did not participate in the guilty pleas, which occurred in his presence, or indicate a desire to change his plea of not guilty. During the proceeding, the judge frequently spoke to the defendant individually, while addressing the codefendants as a group, and the prosecution offered documentary evidence solely against the defendant, which the judge considered before rendering a verdict. Moreover, at no time did defense counsel “agree to the truth of any of the representations made by the prosecutor.”
Nor are we persuaded by the defendant’s argument that a few isolated references in the record to the evidence that would be offered “if the case were to go to trial,” support his claim that the proceeding was not a trial at all. We think the remarks were likely intended to distinguish the proceeding from a traditional trial including live testimony, rather than to characterize it as anything other than a jury-waived trial. In these circumstances, we conclude that the procedure was indeed a jury-waived trial. Nevertheless, we wish to reiterate our view, previously expressed in Commonwealth v. Babcock more than three years after the trial in this case, that the “procedure employed by the judge . . . invites appeals of the most hairsplitting sort,” and should, therefore, be avoided. 25 Mass. App. Ct. at 691.
Order allowing defendant’s motion for new trial reversed.
The motion was filed approximately four months after the defendant was. convicted of additional offenses by a Federal jury. The Superior Court conviction would result in an enhanced sentence on the Federal charges.
In support of his motion, the defendant characterized the proceeding as an admission to sufficient facts rather than a guilty plea. The same procedural safeguards are required whether a defendant pleads guilty or admits to sufficient facts. Commonwealth v. Lewis, 399 Mass. 761, 763 (1987). Because we conclude that the proceeding at issue was a valid, jury-waived trial, we do not consider whether the procedural requirements were satisfied.
The waiver, in proper form, appears in the record.
Taken in context, the defendant’s stipulation to the contents of Exhibit 1 must be understood as an acknowledgement of the authenticity of the documents, rather than as a stipulation to the truth of the assertions therein.
Reference
- Full Case Name
- Commonwealth v. Leon L. Abrams
- Cited By
- 3 cases
- Status
- Published