Commonwealth v. Diamond
Commonwealth v. Diamond
Opinion of the Court
After announcing the removal of a default against a party represented by the defendant in a civil action, a Superior Court judge saw the defendant lean toward opposing counsel, and heard the word “ass” spoken. Opposing counsel rose to ask the judge whether he had heard what the defendant had said. Responding to the judge’s inquiries, the defendant claimed lack of recall but then stated that he told opposing counsel that he now would “get discovery up the ying-yang.” Pressed further, the defendant reluctantly admitted that he had used the word “ass.” The judge stated that he considered such conduct to be contemptuous and that he would hold a summary contempt
On appeal, the defendant acknowledges that he said “if you want discovery, you’re going to get discovery up the ass.” He argues, however, that these words posed no threat to the orderly administration of justice and that nothing he said or did supports the use of summary contempt powers under Mass.R. Crim.P. 43, 378 Mass. 919 (1979).
“(a) Availability of Summary Proceedings. A criminal contempt may be punished summarily when it is determined that such summary punishment is necessary to maintain order in the courtroom and:
“(1) the contemptuous conduct could be seen or heard by the presiding judge and was committed within the actual presence of the court;
“(2) the judgment of contempt is entered upon the occurrence of the contemptuous conduct; and
“(3) the punishment imposed for each contempt does not exceed three months imprisonment or a fine of five hundred dollars.”4
“Trial judges have the inherent power to deal with contumacious conduct in the court room in order to preserve the dignity,
There is no indication in this record that the defendant’s statement to opposing counsel created an immediate peril to the administration of justice or that it directly and materially disrupted the court’s business. Nowhere does the judge state that what he saw or heard at the time he heard the word “ass” caused him to conclude that the defendant’s conduct was contemptuous. Only after opposing counsel reacted and the defendant responded to several inquiries did the judge conclude that contumacious conduct had occurred.
We readily agree with the judge that the defendant’s statement was “crude, unprofessional,” and “vulgar,”
Faced with courtroom incivility by an attorney that does not require immediate redress to preserve order,
In the circumstances, the use of summary contempt proceedings was not warranted.
The judgment is reversed and the finding of summary contempt is set aside.
There being no transcript of these events, we rely entirely on the judge’s findings for factual and procedural background. The judge also found that the defendant’s statement was made “in open Court, within the bar enclosure and in front of the bench, and in a tone that could be heard by others attending the motion hearing.” He also stated that the statement could be interpreted as threatening, harassing, and retaliatory discovery, and warned the defendant that he would issue further sanctions if discovery procedures were to be improperly used.
While no rule is cited by the judge, we construe this record as indicating that he generally adhered to rule 43. There is no contention that Mass.R. Crim.P. 44, 378 Mass. 920 (1979), governing “[a]ll criminal contempts not adjudicated pursuant to rule 43,” was followed. See note 9, infra.
The remainder of rule 43 states:
“(b) Nature of the Proceedings. Before making a judgment of contempt and imposing punishment, the presiding judge shall give the contemnor notice
“(c) Appeal. The contemnor’s only right of appeal shall be to the Appeals Court.”
We also acknowledge, as Justice Powell observed in his concurring opinion
This case does not fall within the ambit of those decisions which caution that “the trial judge should not exercise the power of summary contempt in the absence of a prior warning as to the conduct which would place the offender in contempt.” Sussman v. Commonwealth, 374 Mass, at 697.
We distinguish courtroom incivility from failure by an attorney to appear for trial, which may invite the imposition of costs against the attorney after he has been given notice and an opportunity to be heard. In that event, “a judge need not provide the attorney with the full panoply of rights afforded to criminal defendants” as required under.Mass.R.Crim.P. 44. Beit v. Probate & Family Ct. Dept., 385 Mass. 854, 862 (1982).
“Contumacious conduct may take many forms . . . .” Sussman v. Commonwealth, supra at 696. “Contempt may . . . consist of an objectionable manner, speech, attitude, conduct, and tone of voice in the court room.” Albano v. Commonwealth, 315 Mass. 531, 535 (1944).
Rule 44 provides:
“(a) Nature of the Proceedings. All criminal contempts not adjudicated
“(b)' Special Provisions for District Court. The District Court shall have jurisdiction to try all contempts committed therein except those prosecuted by indictment. Whenever a contemnor asserts his right to a jury trial in District Court, the trial shall be held before a jury in District Court. The contemnor’s only right of appeal shall be to the Appeals Court.
“(c) Disqualification of the Judge. The contempt charges shall be heard by a judge other than the trial judge whenever the nature of the alleged contemptuous conduct is such as is likely to affect the trial judge’s impartiality.”
The judge in this case expressed the view “that such phrases and words as used by [the defendant] have absolutely no place in a court proceeding and are contrary to [his] professional obligation to behave in a dignified and courteous manner while before a judicial tribunal.” The judge cited S.J.C. Rule 3:07, DR 7-106(C), 382 Mass. 787 (1981), which states: “In appearing in his professional capacity before a tribunal, a lawyer shall not: ... (6) Engage in undignified or discourteous conduct which is degrading to a tribunal.” He also stated that the defendant violated DR 7-102(A), 382 Mass. 785 (1981) (“[i]n his representation of a client, a lawyer shall not: ... (5) Knowingly make a false statement of law or fact”), by giving a false response to his questioning of what the defendant actually said to opposing counsel.
Effective January 1, 1998, new Rules of Professional Conduct were promulgated at 426 Mass. 1302 (1998). We observe that two of these new rules parallel DR 7-106(C)(6). Mass.R.Prof.C. 3.5, 426 Mass. 1391 (1998), provides: “A lawyer shall not: ...(c) engage in conduct intended to disrupt a tribunal.” Mass.R.Prof.C. 8.4, 426 Mass. 1429 (1998), provides: “It is professional misconduct for a lawyer to: . . . (d) engage in conduct that is prejudicial to the administration of justice . . . .”
Concurring Opinion
(concurring). I concur in the result reached by the majority. The only reason the defendant’s obnoxious conduct was not summary contempt was that it was not disruptive of the proceedings and not an insult directed at the judge.
Reference
- Full Case Name
- Commonwealth v. Frederick C. Diamond
- Cited By
- 4 cases
- Status
- Published