Blauvelt v. AFSCME Council 93, Local 1703
Blauvelt v. AFSCME Council 93, Local 1703
Opinion of the Court
The defendant, AFSCME Council 93, Local 1703 (union), appeals from an amended judgment entered after an eight-day jury trial, awarding the plaintiff, James Blauvelt, significant damages
Background. On March 13, 2001, the town of Bedford (town) held a hearing to determine what, if any, disciplinary measures it ought to take against five employees, including Blauvelt, based on allegations that each had falsified time records and defrauded the town. Blauvelt, like the others, was represented by the union under a collective bargaining agreement (CBA) then in place between the union and the town. Blauvelt was a fourteen year veteran of the town’s public works department.
Ultimately,
On Friday, April 20, 2001, the union submitted written grievances, including one for Blauvelt, to the town to contest the job terminations. In turn, the town took the position that the griev-
“[A] grievance involving discharge must be in writing and must be received by the Employer within three (3) working days from the date of discharge. In the event a grievance involving a discharge is not filed within such time, the discharge shall be deemed to be for just cause and shall not be subject to arbitration.”
Not deterred by the town’s stance, the union demanded arbitration, but the town was successful in having the arbitration stayed by a Superior Court judge.
After an unsuccessful petition to a single justice of this Court, a different Superior Court judge determined that the grievances had not been timely submitted to the town. From a corrected judgment that allowed the town’s stay application, the union pursued an appeal. See G. L. c. 150C, § 16. This court vacated the judgment of the Superior Court in favor of the town and remanded the case to the Superior Court for the entry of an order denying the stay application and directing the parties to proceed to arbitration. Bedford v. AFSCME Council 93, Local 1703, 69 Mass. App. Ct. 110, 111-112 (2007) (Bedford).
While Bedford was pending, Blauvelt filed this action in Superior Court, claiming that the union had committed a breach of its duty of fair representation.
On appeal, the union contends that it was entitled to plead the charitable immunity cap on damages provided by G. L. c. 231, § 85K, as an affirmative defense and that certain errors were made in the jury instructions and in the exclusion of evidence pertaining to its defense of superseding cause.
1. Charitable immunity cap. The union argues that it should have been granted leave to amend its answer in order to raise the statutory cap on damages imposed by G. L. c. 231, § 85K, as an affirmative defense. We review to determine whether the motion judge abused his considerable discretion in denying the motion. Harvard Law Sch. Coalition for Civil Rights v. President & Fellows of Harvard College, 413 Mass. 66, 72 (1992).
Section 85K limits tort liability of a charitable entity to $20,000. See, e.g., Keene v. Brigham & Women’s Hosp., Inc., 439 Mass. 223, 238-239 (2003); Ayash v. Dana-Farber Cancer Inst., 443 Mass. 367, 391, cert. denied sub nom. Globe Newspaper Co. v. Ayash, 546 U.S. 927 (2005). To be shielded by § 85K, a defendant must show: (a) it is a charity, and (b) the injury it may be held responsible for, under tort law principles, occurred in the course of activities that “accomplish directly” its charitable purposes.
2. Jury instructions. The union argues that the judge should have given a jury instruction that the “mere failure to meet a deadline, without more, is not evidence of inexcusable neglect” that constitutes a breach of the duty of fair representation. For this proposition, the union cites only to a case decided by the United States Court of Appeals for the Ninth Circuit, Patterson v. International Bhd. of Teamsters, Local 959, 121 F.3d 1345 (9th Cir. 1997), cert. denied, 523 U.S. 1106 (1998). We have carefully reviewed the Patterson decision and see nothing in it that stands for the proposition urged by the union. We note, too, that the case does not involve a claim brought under G. L. c. 150E.
To the extent that the union is also arguing that the jury instructions did not adequately inform the jury that mere negligence is not enough to constitute a breach of the duty of fair representation, that argument is without foundation in the record.
3. Superseding cause. A few weeks after his discharge, Blau-velt suffered a stroke, which the union contends would have prevented him from returning to work, regardless of whether he had won reinstatement. Thus, the union concludes, Blauvelt’s medical condition was a superseding cause that limited his entitlement to damages. In this regard, the union makes three arguments: first, that the special verdict form should have included a question pertaining to superseding cause; second, that the judge erred when he limited the town manager’s testimony regarding the town’s practices relating to holding jobs open for sick employees; and third, that the union’s motion for judgment notwithstanding the verdict should have been granted given the evidence of Blau-velt’s medical condition.
“The nature, scope, and form of special questions submitted to a jury pursuant to Mass. R. Civ. P. 49(a), 365 Mass. 812
We are equally unpersuaded by the union’s argument that the trial judge incorrectly refused to permit the town manager to answer certain questions regarding the town’s policies for sick employees. The town manager was permitted to testify about a broad range of topics relating to the way that the town handles the absences of employees who are out for prolonged periods because of medical problems. On the ground that no foundation had been laid, however, the judge sustained objections to questions that sought the town’s “practice” in this regard. The judge was correct; no foundation had been laid that there was a practice because the situation had occurred only once before.
4. Primary jurisdiction. Although primary jurisdiction was pleaded by the union as an affirmative defense in its answer, the union did not further raise the issue either below or here on appeal. This appears to have been a deliberate, strategic abandonment of the doctrine: the union served a motion to dismiss based on the doctrine and received an opposition from the plaintiff under the packaging procedure of Superior Court Rule 9A (2004),
Where an agency has statutorily been granted exclusive authority over a particular issue, the doctrine of primary jurisdiction requires that a court refer the issue to the agency for adjudication in the first instance. Everett v. 357 Corp., supra at 609-610 (because Department of Transportation [DOT] has exclusive statutory authority over issue of truck driver qualification, doctrine of primary jurisdiction required that issue be referred to DOT and that Superior Court action be stayed). Where, however, no statute has conferred exclusive authority to the agency,
The legislative scheme of G. L. c. 150E contemplates a “primary,” but nonexclusive, role for the board in adjudicating cases concerning the duty of fair representation. Leahy v. Local 1526, Am. Fedn. of State, County, & Mun. Employees, 399 Mass. 341, 347 (1987). Thus, although a claim for breach of the duty of fair representation in most instances should be presented first to the board, ibid., referral to the agency may not be required depending on a number of factors, including whether the issue is of one within the particular expertise of the agency, whether there are factual issues to be resolved, and whether non-parties will be affected by the decision. Id. at 347-348 (after taking various case-specific factors into account, declining to dismiss action under primary jurisdiction doctrine). See Harrison v. Massachusetts Soc. of Professors/Facuity Staff Union/MTA/NEA, 405 Mass. 56, 59-60 (1989) (same); Graham v. Quincy Food Serv. Employees Assn. & Hosp., Library & Pub. Employees Union, 407 Mass. at 611 (same); Columbia Chiropractic Group, Inc. v. Trust Ins. Co., 430 Mass. 60, 62 & n.2 (1999) (same); Uniformed Firefighters of Ludlow, Local 1840 v. Selectmen of Ludlow, 29 Mass. App. Ct. 901, 902-904 (1990) (same).
Here, although we are convinced that the action should originally have been filed with the board,
Although the Everett decision extensively discusses the doctrine of primary jurisdiction, the decision to remand the case to the Superior Court for the entry of a judgment of dismissal rested on the Supreme Judicial Court’s determination that there was a lack of subject matter jurisdiction pertaining to the claims. It was because of the absence of subject matter jurisdiction in that case that the court was compelled to employ the “drastic remedy” of directing that a judgment of dismissal enter after a jury had returned a verdict in favor of the plaintiff. As the court observed, “Seldom does an appeal present itself to us in a posture that requires us to nullify an entire, completed civil jury trial.” Everett v. 357 Corp., 453 Mass. at 611-612. Here, however, there is no absence of subject matter jurisdiction. After an eight-day jury trial in which neither the parties nor the judge sought to invoke the doctrine of primary jurisdiction, we will not exercise our discretion to nullify the amended judgment that entered in this case.
For the reasons set out supra, the amended judgment is affirmed.
So ordered.
The amended judgment was for $315,968, with interest at the rate of twelve percent on $52,416 of that amount for the period from April 11, 2003, through April 25, 2006.
Initially, in February, 2001, the town sent two written notices to Blauvelt, detailing alleged misconduct. Those letters varied in some material detail from the later notice delivered in April, 2001, which made “new allegations” against him.
The arbitration resulted in a decision that the grievance was time barred.
He also asserted claims of breach of the duty of fair representation, interference with advantageous business relations, and intentional infliction of emotional distress against two union officials: John Gordon (business agent) as well as Douglas Parks (president of the local union). The parties later stipulated to the dismissal of the claims against the individual union representatives.
The Massachusetts AFL-CIO filed an amicus brief arguing, among other things, that an incorrect measure of damages was used. The union did not raise this issue either below or on appeal and it is, accordingly, waived. Shafir
Although the union also argues that the judge erred in denying its motion for judgment notwithstanding the verdict, it raises no arguments pertaining to the denial of that motion beyond those relating to its defense of superseding cause.
“Section 85K applies only in limited circumstances where damages flow from a tort ‘committed in the course of any activity carried on to accomplish directly [a defendant’s] charitable purposes.’ ” Ayash v. Dana-Farber Cancer Inst., 443 Mass. at 391, quoting from § 85K. The court has ruled the charitable cap “does not apply to most statutory violations, unless there is a ‘tort’ within the meaning of the statute.” Ayash v. Dana-Farber Cancer Inst., supra.
The charge given to the jury included the following:
“Now, Unions are permitted a wide range of reasonableness in representing the often conflicting interests of employees, and therefore, Unions are vested with considerable discretion not to pursue a grievance as long as the Union’s actions are not improperly motivated, arbitrary, perfunctory, or demonstrative of inexcusable neglect.
“A Union does not breach its duty of fair representation by acting negligently. Rather, to find that the Union acted arbitrarily means that you must find that the Union was, in the circumstances present in this case, grossly inattentive, grossly negligent, or that its conduct constituted inexcusable neglect.
“Now, stated another way, although ordinary negligence may not amount to a denial of fair representation, a lack of a rational basis for a Union decision and the egregious unfairness or reckless omissions or disregard*799 for an individual employee’s rights may result in the denial of fair representation.
“Now, this term gross negligence is substantially and appreciably higher in magnitude than ordinary negligence. It is not simple inadvertence. It is an act or omission related to a legal duty, here the duty of fair representation, that is of an aggravated character as distinguished from a mere failure to exercise ordinary care. Gross negligence is a manifestly smaller amount of watchfulness and circumspection that the circumstances require of a person of ordinary prudence. It falls short of being such reckless disregard of probable consequences as is equivalent to a wilful and intentional wrong. Some of the common indicia o[f] gross negligence are deliberate inattention, or voluntary incurring of an obvious risk, or impatience of reasonable restraint, or persistence in a palpably negligent course of conduct over an appreciable period of time.”
Moreover, the issue of superseding cause was fairly encompassed by the special verdict questions asking whether Blauvelt’s stroke had prevented him from returning to work and, if so, for how long. See Everett v. Bucky Warren, Inc., 376 Mass. at 291-292. Specifically the questions were:
“Q3. Did the defendant prove that for any period subsequent to the plaintiff’s discharge from employment the plaintiff was either unable to work due to some medical condition or conditions, or that he failed to mitigate damages by looking for work?”
The jury’s answer to question three was “yes.”
“Q4. If your answer to Question 3 is ‘YES’, then state the period or periods during which the Defendant has proven that the plaintiff was unable to work or failed to mitigate damages by looking for work.”
The jury responded to question four with the period beginning May 1, 2001, and ending November 1, 2004. The jury awarded back pay from November, 2004, through the time of trial, April, 2006, in the amount of $52,416. Front pay in the amount of $263,552 was also awarded. These amounts corresponded with the testimony of the union’s expert witness on damages.
Dr. Aroesty testified that the plaintiff would have been able to continue to work at his position for the town from the time that he was terminated; his medical conditions did not preclude him from working.
Indeed, before serving the motion, the union had filed it directly with the court. Because it did not comply with rule 9A, however, the motion was rejected.
We wish to emphasize the point that the plaintiff here should have filed his claim with the board. It is only because of the unique circumstances of this case (including the union’s deliberate abandonment of the doctrine and the injustice that would result) that we are exercising our discretion not to dismiss the case.
The alternative, a stay, would be pointless because the deadline for filing a claim with the board has long passed. See 456 Code Mass. Regs. § 15.03 (1999).
Case-law data current through December 31, 2025. Source: CourtListener bulk data.