Commonwealth v. Rivera
Commonwealth v. Rivera
Opinion of the Court
Convicted by a District Court jury of carrying a firearm without a license, G. L. c. 269, § 10(a), and carrying a loaded firearm, G. L. c. 269, § lO(n),
Factual background. The defendant, who was driving a car with three passengers, was stopped by a State trooper for a traffic violation at approximately 10:00 p.m. on May 4, 2006, in Lowell. Following the stop of the car, a gun was discovered in the area under the driver’s seat, and the defendant was taken in custody. The trooper discovered three live bullets in the gun as he was clearing it.
After a hearing, the defendant’s motion to suppress the gun was denied in October, 2006, and a jury trial was held in January, 2007.
Discussion. 1. The ballistics certificate. We begin by examining how the challenge to the ballistics certificate was advanced by the defendant. At trial, the defendant did not object to the introduction in evidence of the ballistics certificate. This issue was raised in his memorandum in support of his motion for a
Prior to oral argument the defendant submitted a supplemental memorandum addressing the effect of Melendez-Diaz v. Massachusetts, arguing that a ballistics certificate, just as a drug analysis certificate, violates a defendant’s right of confrontation if introduced without the testimony of the ballistics expert, or an opportunity to cross-examine the expert, and urging that our review be conducted under the harmless beyond a reasonable doubt standard. The Commonwealth did not submit a supplemental memorandum but argued in its brief that the introduction of the ballistics certificate in this case did not create a substantial risk of a miscarriage of justice. It is unnecessary to decide which standard of review is to be applied in this case because we conclude that there was reversible error under either standard. Compare Commonwealth v. Mendes, 75 Mass. App. Ct. 390, 396-397 (2009).
The evidence submitted by the Commonwealth in this case begins and ends with the testimony of the trooper who seized the gun and found that it was loaded. Relying on the ballistics certificate, he stated that the gun had been test fired and was functioning properly. The certificate described the gun as a “.22LR caliber Llama Spa[]nish semi automatic pistol . . . [w]ith magazine and four (4) .22LR caliber live [cartridges].” The certificate stated that the barrel length was three and eleven-sixteenths inches, that the gun had been test fired using two of the submitted cartridges, and that there were no malfunctions. Other than his observation that the gun was loaded when he seized it, the trooper offered no other observations or any opinions or evidence whether the gun was a working firearm.
The admission of the gun in evidence does not eliminate the problems raised by the erroneous admission of the certificate. While the jury could determine the barrel length by inspection, “the mechanisms of guns are not so universally familiar that jurors, simply by looking at one, can tell whether it works.” Commonwealth v. Nieves, supra at 3. Commonwealth v. Chery, 75 Mass. App. Ct. 909, 910-911 (2009). While a jury could infer
Finally, there is no merit in the Commonwealth’s assertion that it is significant that the defendant never argued that the gun and ammunition did not meet the statutory definitions. “We recognize that a defendant cannot relieve the Commonwealth of its burden of proving every element of a crime beyond a reasonable doubt by failing to contest an essential element of that crime at trial.” Commonwealth v. Gabbidon, 398 Mass. 1, 5 (1986). Also, while the defendant asserted that he had no knowledge that the gun was in the car, “a defendant’s theory of his case cannot reheve the Commonwealth of its burden of proving every element of a crime beyond a reasonable doubt.” Commonwealth v. Cowans, 52 Mass. App. Ct. 811, 821 (2001), quoting from Commonwealth v. Shea, 398 Mass. 264, 269 (1986).
It readily appears that the Commonwealth sought to prove its case through a near-total reliance on the certificate. The Supreme Court determined that it is error for the “prosecution to prove its case via ex parte out-of-court affidavits.” Melendez-Diaz v. Massachusetts, supra at 2542. We conclude that the error constituted a substantial risk of a miscarriage of justice because it is “plausible . . . that the [jury’s] result might have been otherwise but for the error.” Commonwealth v. Alphas, 430 Mass. 8, 13 (1999), quoting from Commonwealth v. Miranda, 22 Mass. App. Ct. 10, 21 (1986). Because it is apparent that “there is a reasonable possibility that the evidence complained of might
2. The motion to suppress. The defendant’s argument that his motion to suppress the gun was improperly denied rests on his assertion that the judge’s finding that his movements were “furtive” is clearly erroneous because, he asserts, the movements described by the police officer “were not ‘furtive’ as defined by court decisions.”
Because the automobile that the defendant was driving did not immediately stop when the trooper signaled for the vehicle to stop, the trooper, who was alone, sought backup. When the automobile did subsequently stop, the trooper approached the driver’s side. He saw four occupants in the vehicle. He noticed that the defendant was “making movement side to side and slightly forward” and was “fumbling with an object in his lap [and] manipulating that object between his legs.”
Upon the arrival of two additional troopers, the first trooper ordered the occupants to put their hands on their heads. They did not comply with the first order, but they did comply after a second order. The trooper then ordered the defendant to leave the automobile. The trooper pat frisked the defendant and found a cellular telephone. The trooper told one of the other troopers of the defendant’s movements, and that trooper, observing the driver’s door open, checked the area around the driver’s seat and found a gun.
The defendant quarrels only with the judge’s determination that his gestures were furtive, asserting that these movements were mere “fidgeting.” “The phrase ‘furtive gesture’ appears in many decisions where the issue is whether a patfrisk or a search
Judgments reversed. Verdicts set aside.
The defendant also was found responsible for a motor vehicle violation, and the charge was placed on file with the defendant’s consent.
In view of our disposition of the case, we do not consider the order denying the motion for a new trial, which addressed the defendant’s claims of ineffective assistance of counsel.
The judge who ruled on the motion to suppress was not the trial judge.
The United States Supreme Court granted Morales’s petition for a writ of certiorari. On June 29, 2009, the Court ordered the judgment vacated and remanded the case to this court for further consideration in light of Melendez-Diaz v. Massachusetts, 129 S. Ct. 2527 (2009). Morales v. Massachusetts, 129 S. Ct. 2858 (2009).
In addressing the challenge to the ballistics certificate, we do not write on a clean slate. See the following cases that have ruled on ballistics certificates
We acknowledge receipt of letters from the defendant after oral argument, citing some of these and other cases.
For summaries of cases setting forth evidence from which a jury could draw the inference that a firearm will fire, see Commonwealth v. Nieves, supra at 2-3, and Commonwealth v. Hollister, supra at 732-733.
The judge’s decision appears on the motion as follows:
“After hearing & consideration, & crediting [the trooper’s] testimony, I find that the stop was carried out based upon a reasonable suspicion of a moving violation & that the exit order, given the initial refusal to comply with a reasonable request to the passengers & driver to put hands on heads prompted by a concern for officer safety based upon the driver’s furtive gestures was, as was the pat down & search, given all of the facts & circumstances, reasonable.”
The defendant notes that his motion to suppress also sought suppression of statements as fruit of the poisonous tree. He makes no argument on appeal concerning the statements. Therefore, we have no occasion to consider them.
Reference
- Full Case Name
- Commonwealth v. William Rivera
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- 1 case
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