Commonwealth v. Nutbrown
Commonwealth v. Nutbrown
Opinion of the Court
The critical contested question the jury had to decide was which of the two intoxicated men in the car, the defendant, Steven J. Nutbrown, or his friend, Christopher Bates, was driving when the car crashed into the victim and sped
1. Background. The trial testimony was as follows: On March 15, 2008, the defendant and Christopher Bates were both drunk and driving around in a car that smashed through a guardrail and caused a bystander serious injuries. After the collision, the car had two flat tires and a cracked windshield, and the airbags had deployed. Rather than stop and help the victim, the defendant and Bates hid their faces from him, and the victim therefore could not identify the driver. A witness in a nearby house, Raymond Cote, was also unable to distinguish them. All Cote could
Both Landerville and Medeiros identified as the driver the man with shorter hair and a green jacket, which matched the defendant’s description. Medeiros testified that she saw who got out of the driver’s seat. Landerville testified variously that the defendant was already out of the car by the time she saw him; that she did not see who got out of the driver’s side, but saw the defendant near the driver’s side while Bates was still partially seated in the passenger side; that she saw the occupants of the car as it drove by; and that she watched the car until it stopped, and saw the defendant get out of the car on the driver’s side. Lander-ville had testified at a probable cause hearing about one year earlier that she did not see the defendant get out of the car and that the defendant was already outside the car when she saw him. A police officer testified that both cousins identified the male in the green jacket as the one who had exited the driver’s side of the vehicle, although cross-examination revealed that his police report attributed the statement only to Landerville.
At the donut shop and during booking, Bates was belligerent and disruptive, while the defendant, though slow to respond and sometimes crying, was cooperative. As the booking officer spoke to the defendant, Bates told him to “shut [his] f’ing hole” and that he should say a third person had been driving the car. The defendant maintained that he had been a passenger in the car and told the officer to check the steering wheel for fingerprints and test the passenger’s side airbag for blood. In reference to a small cut on his nose, the defendant stated, “[A]fter I hit what I hit, I hit the airbag.” The defendant later clarified that he meant the passenger’s side airbag.
Attempting to show that Bates had been driving the car, the defendant called Peter Weckesser, a former roommate of both
2. Discussion, a. The three statements at issue. Approximately five months before trial, the defendant filed a motion in limine seeking the admission of three sets of statements allegedly made by Bates as statements against penal interest.
b. The three-part test for admission of statements against penal interest. In order for evidence to fall within the hearsay exception for statements against penal interest, “[1] the declarant’s testimony must be unavailable; [2] the statement must so far tend
i. Unavailability. The proponent of a statement against interest bears the burden of showing that the declarant is unavailable to testify. See Commonwealth v. Charles, 428 Mass. 672, 678 (1999); Commonwealth v. Lopera, 42 Mass. App. Ct. 133, 136 (1997).
Although the burden of establishing Bates’s unavailability should have remained on the defendant, who was the proponent of the evidence, we conclude that it was within the trial judge’s discretion to find Bates unavailable given (1) the substantial earlier efforts of defense counsel that were supplemented by at least a limited inquiry right before trial; (2) the Commonwealth’s failure to object until the date of trial to the motion judge’s burden-shifting order; (3) defense counsel’s reliance on the motion judge’s order, which the trial judge found reasonable; and (4) the Commonwealth’s inability to locate Bates at the time of trial pursuant to the directive of the trial judge. The combined unsuccessful efforts of the defense and prosecution to locate Bates sufficiently established his unavailability. See Mass. G. Evid. § 804(a)(5) (2011).
ii. Against penal interest. In order for statements to be against
iii. Trustworthiness. In determining whether a declarant’s statement is trustworthy, the Supreme Judicial Court has stated that a “judge should assess the credibility of the declarant . . . and . . . admit a statement if there is some reasonable likelihood that the statement could be true.” Commonwealth v. Weichell, 446 Mass, at 803 (quotations omitted). Factors considered relevant in this analysis include “the timing of the declaration and the relationship between the declarant and the witness ... the reliability and character of the declarant . . . whether the statement was made spontaneously . . . whether other people heard the out-of-court statement. . . whether there is any apparent motive for the declarant to misrepresent the matter . . . and whether and in what circumstances the statement was repeated.” Ibid., quoting from Commonwealth v. Drew, supra at 76 (ellipses in original) (citations omitted). It is the declarant’s trustworthiness, not that of the witnesses, that is at issue. As the Supreme Judicial Court has stated: “The judge should not. . . assess a proffered witness’s credibility and should leave that task to the jury.” Commonwealth v. Weichell, supra. Finally, the court has emphasized that “the judge should not be stringent. . . . If the issue of sufficiency of the defendant’s corroboration is close, the judge should favor admitting the statement. In most such instances, the good sense of the jury will correct any prejudicial impact.” Commonwealth v. Drew, supra at 75 n.10. See Commonwealth v. Weichell, supra at 803-804; Commonwealth v. Fiore, supra at 791.
It appears from the record that the motion judge
The motion judge also did not expressly apply many of the factors referenced in the case law. A number of those factors weigh in favor of admission. The statements were all made within two days of the crime. Compare Commonwealth v. Galloway, 404 Mass. 204, 206, 209 (1989) (statements made within two days of crime), with Commonwealth v. Weichell, supra at 804 (statements were not contemporaneous with either arrest or conviction), and Commonwealth v. Marple, 26 Mass. App. Ct. 150, 159 (1988) (statements made a year after crime not contemporaneous). Here, Bates made the statements to four different people on three separate occasions, and he had a different relationship with each of them: two were his friends, the third was a stranger who was a lawyer representing the defendant, and the fourth was the mother of the defendant. The statements were therefore not made just to a “coterie” of friends, Commonwealth v. Marple, supra at 159, and the statements were repeated, a factor favoring admission, Commonwealth v. Weichell, supra at 803. Additionally, the statements as described appear spontaneous, not elicited in response to questions. Cf. Chambers v. Mississippi, 410 U.S. 284, 300 (1973). Contrast Commonwealth v. Marple, supra at 159.
The main factor weighing against trustworthiness is Bates’s character.
In sum, the relevant factors weigh predominantly in favor of the trustworthiness of Bates’s statements. Mindful of the admonition to “not be stringent,” Commonwealth v. Drew, 397 Mass, at 75 n.10, we conclude that the trial judge erred in excluding Bates’s statements to Aiello and Dias and the defendant’s mother.
c. Harmless error. “Because the defendant has a right to present evidence that another person has committed the crime,
The Commonwealth relied on one statement by the defendant and the testimony of Landerville and Medeiros to put the defendant in the driver’s seat. Although ambiguous, his statement, “[AJfter I hit what I hit, I hit the airbag,” could be considered by the jury as an admission that he was driving. On the other hand, the defendant otherwise steadfastly denied that he was the driver during his police interview. Both Landerville and Medeiros testified that the defendant exited the car on the driver’s side when he arrived at the seafood store. Landerville, however, repeatedly contradicted herself in her testimony on this point, and Medeiros was not identified in the police report as having identified the defendant as the driver. Bates’s friend Weckesser testified that he observed Bates driving the car shortly before the accident. Moreover, there was testimony that both car doors were open after the accident, raising at least a possibility that the passenger and driver may have switched places after the accident and before Landerville and Medeiros saw them. On the whole, there was sufficient but not overwhelming evidence to establish that the defendant was the driver. See Commonwealth v. Fiore, 53 Mass. App. Ct. at 792 (error not harmless where evidence against defendant was not overwhelming).
In measuring the potential effect of the excluded evidence, we must also take into account that the jury heard evidence that Bates confessed to being the driver to Goodale. What they did not hear was that Bates confessed on three separate occasions to four different people. Cf. Commonwealth v. Galloway, 404 Mass, at 209 (“The judge should have permitted the witnesses [Fuller’s mother, aunt, and cousin] to testify concerning Fuller’s admissions. He had no discretion to exclude them” once defendant introduced reliable testimony from another witness that corroborated their statements).
The multiple statements interlock to some degree, forming a coherent sequence explaining why Bates would have initially blamed the defendant, but then confessed. Highly intoxicated and having recently been released from jail, he initially wanted to do anything necessary to avoid returning there. However, on sober reflection, he may have realized his error, apologized to the defendant’s mother,
.In sum, we cannot state beyond a reasonable doubt that this additional evidence would not have made a difference to the jury. Reversal is therefore required.
3. Conclusion. The three requirements for admitting Bates’s declarations against penal interest were satisfied. Efforts by both the prosecution and defense established Bates’s unavailability.
The judgments, except for the conviction on the littering charge, are reversed, and the verdicts are set aside. The conviction for littering is affirmed.
So ordered.
The defendant was also convicted of littering, in violation of G. L. c. 270, § 16. This conviction was filed, but the record does not show the defendant’s consent to the filing, so it is properly before us on appeal. See Commonwealth v. Paniaqua, 413 Mass. 796, 797 n.l (1992). As the littering conviction is unrelated to the issue regarding who was driving, and both individuals were observed throwing beer cans into the river, this conviction is affirmed.
Given our resolution of this issue, we need not reach most of the defendant’s other contentions, as they are unlikely to recur at any retrial. We do note that, in the light most favorable to the Commonwealth, there was sufficient evidence to support a finding of property damage. Raymond Cote testified that he heard a loud bang, and when he looked out his window, he saw the vehicle up against the guardrail. Officer Lawless testified that the guardrail had been pulled up from its base and was out of the ground. Unlike in Commonwealth v. Velasquez, 76 Mass. App. Ct. 697, 701 (2010), where there was no evidence at all of property damage, here the jury could reasonably have inferred that the car accident caused damage to the guardrail even without evidence as to the prior state of the guardrail. See ibid. See also Commonwealth v. Whitaker, 460 Mass. 409, 416 (2011), quoting from Commonwealth v. Lao, 443 Mass. 770, 779 (2005), S.C., 450 Mass. 215 (2007), and S.C., 460 Mass. 12 (2011) (“the inferences a jury may draw from the evidence ‘need only be reasonable and possible and need not be necessary or inescapable’ ”).
The factual representations were presented in the defendant’s motion in limine and repeated by his attorney at the hearing on the motion in limine. The motion judge did not hold an evidentiary hearing.
He had previously rented the apartment below them.
Nor can unavailability generally be inferred based on the likelihood that the declarant would invoke his privilege against self-incrimination if located. Compare Commonwealth v. Lopera, 42 Mass. App. Ct. at 137 n.3 (refusing to uphold unavailability finding by presuming an absent witness would exercise privilege), with Commonwealth v. Charles, 428 Mass, at 679 (assuming witness would invoke privilege against self-incrimination where he was a codefendant and joint venturer, and statements directly incriminated him in same scheme).
These efforts included inquiring of mutual friends of the defendant and Bates; talking to an attorney representing the defendant on a probation violation; seeking information from the Bristol County sheriff’s department, Registry of Motor Vehicles, and other agencies of the Commonwealth; and hiring an investigator to search for Bates at several known prior addresses.
The motion judge had ruled that Bates’s statement to Goodale was admissible, but that the “ruling applies only so long as Bates remains unavailable. Should the Commonwealth produce evidence that Bates is, in fact, available nothing in this ruling shall bind the trial judge with respect to a reconsideration of that issue.”
If Bates were a fugitive — and this is unclear from the record — that would provide an additional reason to uphold the trial judge’s finding of
The trial judge adopted the motion judge’s rulings on these points.
The motion judge also relied on the fact that the statement to Delores Nutbrown was by telephone, raising “authentication and verification problems.” According to the factual representation in the motion in limine, Mrs. Nut-brown was a longtime acquaintance of Bates.
The motion judge did not reach the question whether the statements to Aiello and Dias were corroborated. He instead concluded that the statements to them were not against penal interest. The Commonwealth has conceded that this aspect of his ruling was error.
In the motion hearing, the judge described Goodale as “trustworthy.”
According to the defendant’s factual representation, Bates had been released from prison the day before the incident.
The lack of detail in Bates’s statements weighs only slightly against corroboration. There is no question that Bates was in the car, and which man was driving is a simple factual issue. No further explanation was needed. Contrast Commonwealth v. Drew, 397 Mass, at 77 (statement that defendant was not at scene of murder).
The possible significance of the statements against penal interest was immediately recognized by the Commonwealth. At the motion in limine hearing, the prosecutor described the declarations against interest as “potentially very important statements here that could term [íz'c] the disposition of the case in front of a jury.”
We recognize that the motive of Delores Nutbrown to lie to protect her son would be obvious fodder for cross-examination and argument by the Commonwealth, but that issue is for the jury. See Commonwealth v. Drew, 397 Mass, at 76. See also Commonwealth v. Galloway, 404 Mass, at 209 (reversing based on exclusion of testimony by defendant’s mother, sister, and aunt). If the statement to her were the only statement against penal interest, as opposed to being part of a coherent pattern of confessing to the crime, it would have less significance.
On any retrial, the defendant has the burden of establishing that Bates is unavailable before Bates’s statements can be admitted.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.