Commonwealth v. Almeida
Commonwealth v. Almeida
Opinion of the Court
In this case, we address an issue raised but not resolved in Commonwealth v. Suave, 460 Mass. 582 (2011) (Suave). In Suave, the court held that civil confinement as a sexually dangerous person (SDP) under G. L. c. 123A (statute) cannot be based, as a general rule, on the likelihood of noncontact sexual offenses alone. See id. at 588. But the court further stated that such noncontact offenses may be committed in a menacing manner that satisfies the statutory requirements if they will “objectively put [a] victim in fear of bodily harm by reason of . . . a contact sex crime.” Ibid. Mindful of the Supreme Judicial Court’s admonition that we must undertake a “fact
Legal background. Pursuant to G. L. c. 123A, the Commonwealth may petition to commit an individual to the treatment center for sexually dangerous persons (treatment center) for an indefinite period of time, subject to periodic review, upon a showing that he is an SDP. See Commonwealth v. Bruno, 432 Mass. 489, 494-497 & n.7 (2000). Such a showing requires that the Commonwealth prove three things beyond a reasonable doubt: “(1) the defendant has been convicted of a ‘[sjexual offense,’ as defined in G. L. c. 123A, § 1; (2) he suffers from a ‘[mjental abnormality’ or ‘[personality disorder,’[
The Supreme Judicial Court addressed the statutory issue in Suave. In that case, the defendant was convicted numerous times of open and gross lewdness or indecent exposure, with an otherwise “unremarkable” criminal history, and the judge found him “likely to commit only a ‘hands-off, noncontact sex[ual] offense[] involving exposing himself and masturbating in front of unsuspecting strangers.’ ” Suave, supra at 586. The court focused on the definition of “mental abnormality,”
The Suave court went on, however, to state that it did “not suggest that all sex offenders who have committed only non-contact sexual offenses and who are likely to commit only non-contact sexual offenses in the future are not menaces to the health and safety of other persons. Each case is fact specific.” Id. at 588-589. In particular, the court emphasized that the judge found no evidence that Suave “had ever stalked, lured, approached, confined, or touched a victim, that there was no reason to believe he would target children, and that there was no reason to believe the defendant’s future sexual offenses would escalate into contact offenses.” Id. at 588. We must apply these principles to the facts of this case, to which we now turn.
Facts. We summarize the detailed findings of the trial judge after a jury-waived trial, supplemented by uncontested details from the record.
The first sexual offense, in 1996, was open and gross lewdness. On this occasion, a police officer found the defendant masturbating in the backyard of someone else’s house; he did not stop masturbating when the officer arrived, but did not resist when he was arrested. A seventeen year old who lived in the house reported to police that she was “very frightened” because the defendant had been watching her for some time through the window of her house and had written her letters without her mother’s knowledge. While charges from this incident were pending, the defendant “caused a third party to put a box with his photo taped on it on the victim’s doorstep, resulting in a further charge of intimidation of a witness.” He received a six-month suspended sentence.
In 2005, the defendant made obscene telephone calls to multiple individuals. In particular, he repeatedly called a counsellor at a women’s center and left sexually graphic messages.
The governing incident for the SDP petition underlying this appeal occurred in 2007, and included charges of accosting and annoying a member of the opposite sex, assault and battery, and breaking and entering in the daytime with intent to commit a felony, thereby putting a person therein in fear.
The judge credited the Commonwealth’s expert testimony and concluded that the defendant “suffers from a mental abnormality that manifests itself, among other ways, in voyeuristic and exhibitionistic behavior.” The judge based this conclusion on the accepted medical definitions of voyeurism and exhibitionism, as well as the facts of the defendant’s past crimes described above. The judge also found beyond a reasonable doubt that the defendant was likely to reoffend, citing the expert testimony and the defendant’s denial of his past offenses, limited cognitive abilities, limited participation in sex offender treatment, and past violations of probation.
The judge further found: “Although [the defendant’s] criminal record includes some assaultive behavior, his sexual offenses to date have all been non-contact offenses, all involving adult women roughly his own age.”
Based on these considerations, the judge found: “The overwhelming weight of the evidence is that future sexual misconduct by [the defendant], if it occurs, will involve conduct much like that in the past — voyeurism, exhibitionism — in short, non-contact offenses.”
As Suave had not been decided at the time, the judge then applied our decision in Commonwealth v. Grant, 73 Mass. App. Ct. 471 (2009), S.C., 455 Mass. 1022 (2010), and concluded that the defendant “is likely to engage in sexual offenses to a degree that makes him a menace to the health and safety of other persons if not confined to a secure facility.”
Statutory applicability. The defendant claims that, on the facts found by the trial judge, he was legally entitled to dismissal of the SDP petition. He asserts that Suave requires a finding of a likelihood to commit contact sexual offenses, and the judge’s finding to the contrary means the Commonwealth failed to satisfy its burden. We disagree.
As discussed above, Suave does not necessarily require an SDP to be likely to commit a contact sexual offense; the court explicitly declined to hold that those “who are likely to commit
Although the judge did not have the benefit of Suave, his findings of fact nonetheless support his conclusion that the defendant is a menace. This case is distinct from Suave, where “the judge found no evidence that the defendant had ever stalked, lured, approached, confined, or touched a victim” or targeted children. Ibid. Here, in his 1996 offense, the defendant repeatedly targeted a seventeen year old for his sexual attentions and subsequent intimidation. In his 1999 offense, the defendant used force against a police officer in conjunction with his exhibitionistic act. Most menacingly, in the governing offense, the defendant entered the victim’s apartment and approached her in her bathroom while she was showering, thereby putting her in fear, and the judge found that this represented an escalation in his criminal behavior.
Due process. In light of our conclusion that the statute permits the defendant’s commitment, we must address the question, not previously decided, “whether the statute, if construed to permit such a result, would pass constitutional muster.” Commonwealth v. Grant, 455 Mass. at 1024. Compare Suave, supra at 589 (“Because of the result we reach, we do not need to decide the constitutional question”). The defendant argues that committing him is inconsistent with the substantive due process protections of the Federal Constitution and the Massachusetts Declaration of Rights.
Substantive due process precludes the government from “engaging in conduct that shocks the conscience or interferes with rights implicit in the concept of ordered liberty.” Commonwealth v. Bruno, 432 Mass. at 503, quoting from Aime v. Commonwealth, 414 Mass. 667, 673 (1993) (quotations and citations omitted). “Although freedom from physical restraint ‘has always been at the core of the liberty protected by the Due Process Clause . . . ,’ that liberty interest is not absolute.” Kansas v. Hendricks, 521 U.S. 346, 356 (1997) (Hendricks), quoting from Foucha v. Louisiana, 504 U.S. 71, 80 (1992). Indeed, the United States Supreme Court has consistently upheld against substantive due process challenge statutes providing for the “forcible civil detainment of people who are unable to
There is no argument in the instant case that the procedures or evidentiary standards are not proper. An individual whom the Commonwealth seeks to commit as an SDP has a right, first, to a probable cause hearing at which he may have the assistance of counsel, present evidence, and cross-examine witnesses. G. L. c. 123A, § 12(c), (d). See Commonwealth v. Bruno, supra at 503-504. If the judge finds that the Commonwealth has established probable cause to believe the person is an SDP, he is committed to the treatment center for a strictly limited time during which he is examined by two qualified examiners and, if he wishes, another examiner of his choosing. G. L. c. 123A, § 13(a), (d). See, e.g., Gangi v. Commonwealth, 462 Mass. 158, 160-163 (2012). Again, he “shall be entitled to counsel and, if indigent, the court shall appoint an attorney.” G. L. c. 123A, § 13(c), inserted by St. 1999, c. 74, § 8. Unless at least one of the qualified examiners concludes that the individual is an SDP, the Commonwealth’s petition must be dismissed. Johnstone, petitioner, 453 Mass. 544, 553 (2009).
If the Commonwealth satisfies these requirements, the individual has a right to a jury trial. G. L. c. 123A, § 14(a). “Certain rights ordinarily afforded criminal defendants have been extended to those civilly charged with being sexually dangerous persons, e.g., the right to counsel, the right to have counsel appointed if the defendant is indigent, the right to call expert witnesses (and, if indigent, the right to have the Commonwealth pay for them), the right to have process issue to secure the attendance of witnesses, the right to a unanimous jury verdict, [and] the requirement that the case be proved beyond a reasonable doubt. See G. L. c. 123A, § 14(b) & (d).” Commonwealth v. Dresser, 71 Mass. App. Ct. 454, 458 (2008). All these rights and the effective assistance of counsel must be afforded before commitment can occur. See Commonwealth v. Ferreira, 67 Mass. App. Ct. 109, 114-115 (2006). After an individual is committed, he has the right every twelve months to petition for examination and discharge pursuant to G. L.
We turn now to the substantive standards for civil commitment. In Hendricks, the Court rejected a substantive due process challenge to a statute that contains many elements in common with our SDP statute. That statute, like ours, required findings of prior sexual offenses, future sexual dangerousness, and a link between those findings and “the existence of a ‘mental abnormality’ or ‘personality disorder’ that makes it difficult, if not impossible, for the person to control his dangerous behavior.” Hendricks, 521 U.S. at 358. See Dutil, petitioner, 437 Mass. 9, 16 (2002) (“Our decisions . . . have. . . required that the Commonwealth demonstrate present dangerousness . . . and the link of this dangerousness to a mental condition”). Because the Kansas statute, like ours, required a “lack of volitional control, coupled with a prediction of future dangerousness,” it sufficiently distinguished sexual predators subject to civil commitment from “other dangerous persons who are perhaps more properly dealt with exclusively through criminal proceedings.” Hendricks, supra at 360. See Kansas v. Crane, 534 U.S. 407, 409-413 (2002).
However, unlike the Kansas statute upheld in Hendricks, and others addressed in the case law, our statute does not limit itself to “past sexually violent behavior and ... a likelihood of such conduct in the future” (emphasis supplied). Hendricks, supra at 357. As explained above, our statute is drafted and interpreted to encompass a wider range of likely sexual offenses and associated conduct.
We conclude that the significant procedural and substantive requirements discussed above render the civil commitment of such a menacing sexual offender consistent with our concept of ordered liberty. Here, the defendant has been convicted of a number of prior sexual offenses. As established pursuant to the required procedures and evidentiary standards, he has a mental abnormality that renders him unable to control his behavior. Furthermore, his likely sexual offenses and associated conduct present a significant danger to public health and safety, as they not only expose victims to noncontact sexual offenses, but “instill in . . . victims a reasonable apprehension of being subjected to a contact sex crime.” Suave, 460 Mass. at 588. Confinement of such an offender “until his mental abnormality no longer causes him to be a threat to others,” with such confinement being “subject to periodic review of the patient’s suitability for release,” is constitutionally permissible. Hendricks, supra at 363-364 (quotation omitted). The application of the statute to commit the defendant to the treatment center as an SDP in the circumstances of this case therefore comports with due process. See id. at 357; Kansas v. Crane, supra at 409-410.
Conclusion. The facts found by the judge permit and support his determination that the defendant is an SDP pursuant to the statute. Application of the statute to reach such a determination on the particular facts of this case does not offend substantive due process. We therefore affirm the judgment.
So ordered.
In the instant case, the judge found that the defendant has a mental abnormality, a point upon which all the Commonwealth’s experts agreed. The Commonwealth’s experts differed in their opinions as to whether the defendant has a personality disorder, and the judge made no explicit finding on this aspect of the second element.
The defendant’s score on the “Static 99” test, designed to predict recidivism, ranged from 8 to 10, thereby placing him in a high risk category.
In Suave, the trial judge found that the defendant suffered from a “mental abnormality,” but not a “personality disorder.” Id. at 584-585.
In particular, we note that the defendant accepts the description of his criminal history in the report of one of the Commonwealth’s experts who relied upon and quoted from contemporaneous police reports, which were also exhibits at trial.
Additionally, in 2001, a woman saw the defendant staring into the window of her house, specifically the window of her five year old son’s bedroom. This incident resulted in a conviction of disorderly conduct.
In these messages, “[a]mong other things, [the defendant] described [the counsellor’s] breasts, and his desire to place his penis between them. He suggested that he wished her to ‘suck on his . . . cock.’ ”
These offenses occurred while the defendant was on probation for the obscene telephone call convictions.
We note that when the 1996 incident occurred involving the seventeen year old girl, the defendant would have been about twenty-six years old.
We note that in 1998, the defendant had been charged with breaking and entering in the nighttime with intent to commit a felony, although not in conjunction with a sexual offense. The court filed the charge upon the defendant’s guilty plea. Prior to that, in 1989, he had been charged with four counts of the same offense, which resulted in one charge placed on file and the remainder nol pressed.
He was, however, apparently masturbating while making these calls.
We understand the trial judge’s conclusion here to mean that the evidence does not permit a reasonable inference whether the shower incident supports a
In Grant, this court held that “the Legislature clearly intended sexually dangerous persons to include those who commit noncontact offenses.” Id. at 478. Suave, as explained above, has effectively overruled the broader holding in Grant and limited the type of noncontact offenses that can be considered menacing under the statute. See Suave, 460 Mass. at 588-589.
Moreover, the judge could have found that the assault and battery on the baby, though not conducted with a sexual intent regarding the infant, was a part of the defendant’s scheme to lure the victim out of the shower for a sexual purpose. See generally G. L. c. 123A, § 1, as amended through St. 2004, c. 66, § 6 (defining “[sjexual offense” to include “any other offense, the facts of which, under the totality of the circumstances, manifest a sexual motivation”).
We apply the same analysis to both Federal and State due process provisions in this context. See Dutil, petitioner, 437 Mass. 9, 10 n.2 (2002) (“We have not differentiated the substantive due process standard of the Massachusetts Declaration of Rights from that of the Federal Constitution in cases involving substantive due process challenges to G. L. c. 123A”); Commonwealth v. Blake, 454 Mass. 267, 276 n.9 (2009) (Ireland, J., concurring) (same). Cf. Kenniston v. Department of Youth Servs., 453 Mass. 179, 183-184 & n.7 (2009).
The statutory definition of sexual offense includes some crimes that may not involve violence, such as “open and gross lewdness and lascivious
Case-law data current through December 31, 2025. Source: CourtListener bulk data.