Commonwealth v. Faherty
Commonwealth v. Faherty
Opinion
*823 *130 A District Court jury convicted the defendant, Kevin J. Faherty, of operating under the influence of intoxicating liquor (OUI), G. L. c. 90, § 24(1)( a )(1). At a subsequent jury-waived trial, a District Court judge convicted the defendant as a fourth offender. We are faced with the question whether a subsequent offense may be based on a prior conviction for which the defendant was not entitled to (and presumably did not receive) appointed counsel because the prior offense carried no risk of incarceration. Concluding that it may be, and rejecting the defendant's challenge to the sufficiency of the evidence, we affirm.
1. Background . At approximately 2:30 P.M. on July 4, 2015, the defendant was injured while riding his motorcycle on Pond Street in Stoneham. A Massachusetts State trooper at the scene of the accident noticed a strong odor of alcohol and later discovered four unopened nip bottles of Jim Beam bourbon in the defendant's saddle bag.
The defendant was transported to a hospital. Hospital records recorded that the defendant's serum alcohol level was 359 milligrams per deciliter. An expert from the Office of Alcohol Testing at the Massachusetts State Police Crime Laboratory testified that this was the equivalent of a blood alcohol level of between .30 percent and .32 percent.
The defendant testified that the accident was caused by his hitting something in the road while momentarily distracted. He testified that he did not drink any alcohol prior to the accident but decided to drink six nip bottles of bourbon to dull the pain while waiting for medical assistance. The jury convicted the defendant on both a theory of impairment and a theory of having a blood alcohol level of .08 percent or higher.
At the jury-waived trial on the subsequent offense portion of the complaint, the Commonwealth presented evidence that the defendant had received a continuance without a finding for OUI in District Court in 1989. The Commonwealth then introduced, over objection, evidence of two convictions for OUI in New Hampshire, from 1992 and 2005. The New Hampshire cases were prosecuted as first offenses, and the defendant received no incarceration but instead was fined and had his license revoked. The judge found the defendant guilty as a fourth offender.
*131
2.
Prior offenses
. In 1967, the United States Supreme Court held that convictions obtained in violation of the right to counsel as established in
Gideon
v.
Wainwright
,
Since 2002, Massachusetts courts have employed a presumption of regularity (at least regarding post-
Gideon
convictions) that the right to counsel in felony cases was honored "unless the defendant first makes a showing that the conviction in issue was obtained without representation by, or waiver of, counsel."
Saunders
,
Here, the defendant was unable to rebut the presumption of regularity; the New Hampshire court documents say nothing either way about counsel, and the defendant testified merely that he did not remember. The presumption of regularity, however, can carry the Commonwealth only so far. As the defendant points out, there is (and was) no possibility of incarceration for a New Hampshire first offense of OUI. See
We must, therefore, address the question whether a conviction, properly obtained without the provision of appointed counsel because there was no possibility of incarceration, may be used in a subsequent prosecution for a crime that carries the possibility of incarceration. The United States Supreme Court has squarely held that this is permissible under the Sixth Amendment to the United States Constitution.
Nichols
v.
United States
,
*825 Absent direction from the Supreme Judicial Court, we see no reason why art. 12 of the Massachusetts Declaration of Rights would forbid the use of a constitutionally valid conviction in a subsequent case. It is easy to understand why a conviction obtained in violation of a defendant's right to counsel may not *133 return to enhance a defendant's sentence in the future. The convictions here, however, were obtained in full accordance with the defendant's constitutional rights. In our view, it would be strange if art. 12 created classes of convictions, some of which are permitted but then may not be acknowledged in the next case.
There can be little doubt that a conviction provides more confidence when the defendant was represented by counsel at trial. Nonetheless, a conviction obtained without counsel because the defendant was found not indigent but declined to retain counsel is fully admissible.
Commonwealth
v.
Delorey
,
Moreover, the contrary rule would pose some serious problems for the administration of justice. Crimes such as disorderly conduct, G. L. c. 272, § 53( b ), and shoplifting, G. L. c. 266, § 30A, where a first offense is punishable only by a fine, could never be prosecuted for a subsequent offense punishable by incarceration, unless by some happenstance the defendant retained counsel or the prosecution was joined with other, more serious charges. The presumption of regularity would lose much of its force if courts were required to go beyond the presumption and determine whether the regularity in each case resulted in a conviction that counted in the future. Seeing no constitutional basis to require such a regime, we conclude that the New Hampshire convictions here were properly considered as predicates for the defendant's conviction as a fourth offender.
3.
Sufficiency of the evidence
. When reviewing the denial of a motion for a required finding of not guilty, "we consider the evidence introduced at trial in the light most favorable to the Commonwealth, and determine whether a rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt."
Commonwealth
v.
Oberle
,
A breathalyzer test performed within a "reasonable time" of operation is admissible to show a defendant's blood alcohol level at the time of operation.
Commonwealth
v.
Colturi
,
Here, the hospital blood test revealed a serum alcohol level that was the equivalent of a blood alcohol level of between .30 percent and .32 percent. Although the portion of the medical records admitted at trial does not record the time that the defendant's blood was drawn, the results appear in the medical records prior to the description of the doctor's examination at 4:38 P.M. (approximately two hours after the accident). In light of this evidence, and the commonsense idea that the routine drawing of blood for a motor vehicle accident victim would not ordinarily wait for the conclusion of a doctor's examination, the trier of fact was well justified in finding that the blood alcohol level was measured within a "reasonable time" of the defendant's operation. See
Commonwealth
v.
Fernandes
,
During the defendant's case, the defendant testified that he consumed the alcohol between the time of the accident and the time of the blood draw. The jury, however, were entitled to disbelieve his testimony. See
*135
Commonwealth
v.
Ross
,
Because the jury specified that they convicted the defendant under both the theory that he had a blood alcohol level of .08 or greater and on a theory of impairment, we need find sufficient evidence on only one of the two theories to affirm the conviction. See
Commonwealth
v.
Mercado
,
Judgment affirmed .
For the relevant statutes in effect at the time of the earlier offenses, see
Indeed, the United States Supreme Court went further and allowed the use of an uncounseled conviction that resulted in no incarceration, even if incarceration had been a possibility.
Nichols
,
See, e.g.,
People
v.
Nguyen
,
Case-law data current through December 31, 2025. Source: CourtListener bulk data.