Commonwealth v. Pereira
Commonwealth v. Pereira
Opinion
*146 The defendant appeals from a Superior Court order, entered after hearing, that revoked her probation. The judge found that the defendant had violated her probation conditions by failing to make required weekly restitution payments and violating a no-contact condition by contacting a newspaper to make a threat against the victim, who then saw it published in an article in the newspaper. The judge sentenced her to from three and one-half *147 to five years in State prison. We affirm. 1
Background . On July 17, 2015, the defendant pleaded guilty to one count of larceny over $250, involving embezzlement from her brother's (victim's) construction business in Brockton, where she had worked as a bookkeeper. The defendant had been indicted on sixteen charges; at the time of her guilty plea, the remaining fifteen charges were dismissed. The judge sentenced her to five years of probation, with conditions, among others, that she: (1) make restitution to the victim of $103,753.64, which the judge stated was "a substantial break off of what was ... allegedly stolen," to be paid at the rate of $1,000 per week; (2) stay away from the victim's residence and place of employment, and have no "direct or indirect contact" with him, his wife, or their children; and (3) execute a financial affidavit "stating that there are no available funds remaining from [her 2012] lottery winnings and no other funds or monies available." 2 After having been given a weekend to consider this disposition, the defendant had represented to the judge that she was able to pay the $1,000 weekly amount. The defendant signed, thereby agreeing to obey, the order of probation conditions.
Four days later, on July 21, the defendant filed her financial affidavit, in which she stated that she had exhausted her $455,000 in lottery winnings. In the affidavit the defendant failed, however, to account for $81,000 of those winnings, and did not assert any inability to pay the restitution as ordered and agreed.
*838 On August 14, the defendant was issued a notice of surrender and hearing for alleged violations of probation (notice of probation violation) alleging that she had violated two probation conditions: failure to make restitution payments and violation of the no-contact condition.
At an initial probation violation hearing on August 17, a probation officer represented that the defendant had made the first restitution payment, due July 24, but had missed the payments due July 31 and August 7, and made only a partial payment on August 15. The probation officer further represented that the defendant had violated the no-contact condition by making comments *148 about the victim in an article that appeared on July 28 in a local newspaper, the Enterprise. Defense counsel then informed the judge that the defendant had lost her job. The judge (who had been the sentencing judge) expressed concern that the defendant, so soon after receiving a relatively lenient disposition of which the carefully-considered and agreed-upon restitution condition was a significant component, had apparently violated that condition. He ordered the defendant held without bail pending a final probation violation hearing.
At that hearing, on September 11, the victim testified that after the defendant had pleaded guilty, the victim had made comments about her, including that she was a "scum bag," in an article about the case that appeared in the Enterprise on July 17. The victim described the Enterprise as the "most widely published newspaper in the Brockton area." On July 28, a second article appeared in the Enterprise, stating that the defendant had called the newspaper to say, among other things, that she "'covered up' things for [the victim] while she was a bookkeeper for his company" and that she had "enough evidence against him that will probably put both of us in jail." The article further quoted her as saying: "I am not guilty for anything.... My attorneys gave me bad advice.... My side of the story is I'm innocent and his day is coming. Justice will be served against him."
The victim testified that he had read this article and had interpreted the defendant's comments as "threats that she had information that she was going to put [him] ... in jail." The victim explained that seeing the article had affected him emotionally:
"I thought that the court case was closed and I had some relief from this whole situation. And apparently, it just continued.... I tried to close a chapter in my life with her bad doing. And it's just relentless, the stuff she is saying about me.... I felt that I gave my sister, my bookkeeper, the best possible leniency that I could have. And then to have it come out in the newspaper that she had information and that ... she was given wrong counsel when she admitted that she did wrong, that to me was just-closure wasn't set in and made me feel uptight."
The probation officer then represented to the judge that, before the defendant signed the probation conditions, he had reviewed them with her "starting from the first condition all the way to the *149 final signature." He had also "specifically instructed [her], no contact with the victim, direct or indirect," and advised her that she "[could not] have a friend talk for her, have a letter written to another person and have that letter find its way back to the [victim]. It was very clear what third party [indirect] contact was." The probation officer had also represented, again, that the defendant had not made all required restitution payments.
At that point in the hearing, the judge stated that he was treating the probation officer's statements as evidence and asked *839 defense counsel if he wished to cross-examine the probation officer or offer any evidence for the defendant. Defense counsel declined both invitations. 3 He limited his closing argument to asserting that the defendant had a constitutional right to make comments about the victim in the newspaper, in order to defend her reputation against his prior remarks about her in the same newspaper.
The judge rejected the defendant's free speech argument and found that she had violated the no-contact condition of her probation by "issuing [the victim] a threat." With respect to restitution, the judge found: "[S]he has not paid the money that she promised to pay. And I have no evidence before me that it is impossible for her to pay the money." 4 Consequently, he vacated the order of probation and asked for the probation officer's recommendation as to disposition.
The probation officer asked for a sentence of from three to five years, reminding the judge that at the time the defendant pleaded guilty:
"[T]he court was quite clear with its concern with regarding this order. That the court wanted to make the [victim] whole and was going to take any attempt to make him whole....
*150 And as the article suggests, [the defendant] didn't accept responsibility. And if that's the case, Your Honor, placing her on probation again is not going to drive that point home any clearer than it would have been on the day that contract was signed.
"So for those reasons, I'm asking the sentence be imposed."
Defense counsel asked that the defendant be reprobated.
The judge then reviewed the defendant's record, which included being placed on probation in 1999 for an attempted larceny conviction; in 2005 after charges of larceny over $250, uttering, and forgery were continued without a finding; in 2013 for two larceny by check convictions; and for a different larceny over $250 conviction. The judge stated, "She's been placed on probation quite a few times ...[and] it was very compassionate of her brother[,] who has been the victim of this, not to request jail time." Yet, he continued, after she had been given time to carefully consider her plea and had agreed that she could make the required weekly payment, she "makes one payment and that's it ... [a]nd then takes it to the press, which is what she did, to threaten her brother." The judge sentenced the defendant to a term of from three and one-half to five years in State prison. 5
*840
Discussion
. 1.
Failure to make restitution
. The judge, who had also accepted the defendant's guilty plea, had ample evidence to support his finding, by a preponderance of the evidence, that the defendant did not make the required restitution payments and thus had violated that condition of her probation. See
Commonwealth
v.
Durling
,
Under
Henry
, "[t]he defendant may be required to report to his or her probation officer any change in the defendant's ability to pay, and the probation officer may petition the judge to modify the condition of probation ... based on any material change in the probationer's financial circumstances."
Id
. at 126,
We do not agree with the defendant's claim that she presented such evidence by means of her previously-filed financial affidavit; nowhere within it did she state that she was unable to make the payments. Nor did the defendant support her motion to modify probation conditions, which she filed more than two weeks after the notice of probation violation had issued and which was denied on September 11, with any affidavit or other evidence of inability to pay; the assertions of her counsel are not evidence. See
id
. at 212,
Section 6(B) of the Guidelines for Probation Violation Proceedings in the Superior Court (2016), http://www.mass.gov/service-details/guidelines-for-probation-violation-proceedings-in-the-superior-court [https://perma.cc/FP63-D6UE], governing final probation violation hearings, codifies preexisting practice by calling for an evidentiary hearing.
6
See, e.g.,
*841
Commonwealth
v.
Ventura
,
We therefore see no error in the judge's finding that the defendant violated the restitution condition of probation, including his implicit finding that the nonpayment was wilful, as is required for the nonpayment to warrant revocation.
7
See
Henry
,
2. Violation of no-contact condition . The defendant argues that the judge violated the defendant's free speech rights under the Federal and State constitutions when he found that she had violated the no-contact condition by making statements about the victim in an article published in a newspaper. She contends that she was not attempting to contact the victim, but was merely exercising her right to free speech in a public forum by responding to the victim's disparaging remarks that appeared in an earlier article in the same newspaper. On these specific facts, we disagree.
The defendant's constitutional argument is that her statements *153 to the newspaper, because they did not constitute a constitutionally unprotected "true threat," could not be viewed as violating the no-contact condition. Although the defendant is correct that her remarks were not a "true threat," 8 she overlooks an important *842 principle governing a probation condition such as hers.
"Judges are permitted significant latitude in imposing conditions of probation, ... and '[a] probation condition is not necessarily invalid simply because it affects a probationer's ability to exercise constitutionally protected rights.' "
Commonwealth
v.
Rousseau
,
"[N]o contact" probation conditions, as well as "the term 'no contact' in the related context of G. L. c. 209A protective orders," have been read broadly "to foreclose a myriad of potential encounters, engagements, or communications between people."
Commonwealth
v.
Kendrick
,
The defendant here makes no argument that the no-contact condition of probation was insufficiently clear to put her on notice that contact made through her directing comments at the victim through a newspaper article was prohibited. See
Kendrick
,
Conclusion . The judge did not err in revoking the defendant's probation based on his well-supported findings that the defendant had violated her probation conditions by failing to adhere to the restitution payment schedule and the terms of the no-contact condition.
Order revoking probation and imposing sentence affirmed .
On the defendant's unrebutted representation that, while incarcerated, she had deposited her notice of appeal with prison authorities for mailing within the time to appeal, we conclude that her appeal is timely. See
Commonwealth
v.
Hartsgrove
,
In 2012, the defendant had won the Massachusetts lottery and received, after taxes, a check for $455,000.
Earlier in the hearing, defense counsel repeated his assertion that the defendant had lost her job, but he never introduced any evidence to that effect or stated that it had occurred before she failed to make two of her weekly restitution payments. The assistant district attorney assisting the probation officer stated in his closing argument: "[Y]ou may recall during the course of the sentencing hearing [following the plea], she represented that she worked for N & J Bookkeeping, which is her own company, not a company that she could conceivably be fired from. And now she's claiming that's why she can't pay the money that she's promised to pay." Defense counsel responded, "[M]y client informs me that she does not own the business which she was fired from." The judge did not make a finding on the issue, nor does the record contain a transcript of the plea or sentencing hearing.
The judge also stated, in pertinent part: "[T]here was evidence that at that time she had won the lottery. So I am not convinced that she did not have the ability to pay $1,000 a week, which she specifically said that she could pay."
On appeal, the defendant challenges only the findings of violations, not the resulting disposition. Once a violation is found, "[h]ow best to deal with the probationer is within the judge's discretion."
Commonwealth
v.
Durling
,
Section 6(B) provides in pertinent part:
"A final violation hearing shall consist of two parts: (1) an evidentiary hearing to adjudicate whether the alleged violation has occurred; and (2) upon a finding of violation, a dispositional hearing....
"The probation officer shall have the burden of proving that a probationer has violated one or more conditions of probation by a preponderance of evidence. At the request of a probation officer, or when required by G. L. c. 279, § 3, the District Attorney may participate in the presentation of evidence or examination of witnesses. Hearsay evidence shall be admissible at a Violation Hearing as permitted under Sections 802 through 804 of the Massachusetts Guide to Evidence, or when determined by the judge to be substantially reliable. The probationer shall have the right to cross examine any witnesses called by the probation officer, including the probation officer; the right to call witnesses; the right to present evidence favorable to the probationer; the right to testify; and the right to make closing argument on the issue of whether a violation has been proved by a preponderance of evidence." (Footnote omitted.)
As the Supreme Judicial Court has recently observed, "wilfulness" does not "have a consistent meaning in our jurisprudence."
Millis Pub. Schs.
v.
M.P.
,
"The United States Supreme Court has defined 'true threats' as 'those statements where the speaker means to communicate a serious expression of an intent to commit an act of unlawful violence to a particular individual or group of individuals.' "
Commonwealth
v.
Walters
,
If, for example, a reporter had randomly stopped the defendant on the street to ask her view on some unrelated matter of public interest, and the defendant's response had been published in a newspaper and thereby come to the victim's attention, even foreseeably, a different case would be presented.
The defendant nevertheless argues that there was insufficient proof of her intent to make a threat; she notes that a conviction under the threat component of the criminal stalking statute, G. L. c. 265, § 43(
a
)(2), requires proof of intent both to place the victim in fear and to communicate a threat to the victim. See
Walters
,
Case-law data current through December 31, 2025. Source: CourtListener bulk data.