Commonwealth v. Gilbert
Commonwealth v. Gilbert
Opinion
Based on a long and brutal series of rapes and assaults on a single victim, the defendant, Richard L. Gilbert, pleaded guilty to multiple crimes, including eleven indictments for aggravated rape, in a plea without an agreement regarding disposition. Concluding that multiple counts of aggravated rape may be premised on a single aggravating factor, we reject the defendant's claim that three of his aggravated rape convictions and eight of his convictions of lesser offenses must be vacated. Further finding no ineffectiveness in plea counsel's lengthy sentencing argument or his advice to the defendant, we affirm the Superior Court order on the defendant's motion for postconviction relief.
1. Background . At approximately 9 P.M. on June 26, 2002, the victim, a thirty-eight year old woman, arrived home alone to the apartment in Worcester that she shared with her two school-aged children. She encountered the defendant outside her apartment and exchanged cursory greetings with him before turning to her apartment. As she unlocked the door, the defendant pushed the victim inside and grabbed her face to cover her mouth as she screamed. He threw her face first onto the floor and told her to unbutton and unzip the shorts she was wearing, then pulled them down with her underpants. He repeatedly threatened her "to just do what he said," and not to scream. He said he "would hurt her," but that it "would be over in a minute."
The defendant tried to enter the victim's vagina and rectum but was unable to do so. He then performed oral sex on her and digitally penetrated her vagina and rectum. The victim begged the defendant to *1199 let her go, falsely telling him her children would be home at any moment. The defendant did not stop; instead, he lifted her off the floor, told her they were leaving the apartment, took her keys, and carried her across the hallway to a second apartment, where the defendant's parents lived. The door was locked, and he was unable to enter despite kicking and banging on the door. He told her, "We're going back to your place," and said, "If you make any noise, I'll snap your neck."
The defendant reentered her apartment with the victim and made her get on the floor. He grabbed some clothing and used it to gag and bind the victim with her hands behind her back, then took the victim out a back door to another hallway. They entered his parents' apartment through an unlocked back door. Once inside, he took the victim to a room with a mattress on the floor and told her to lie down. The defendant rubbed lotion and cream all over her body, then alternated between penetrating the victim vaginally and performing oral sex on her. He also forced her to perform oral sex on him. The defendant then turned the victim on her stomach, gagged her mouth, and hog-tied her hands and feet together. He carried her to a different bed in another room, then went inside a bathroom and returned with a hypodermic needle. Showing it to the victim, he said, "This is what drugs do to you. I'm a product of my environment.... It's almost over." The defendant took the hog-tied victim into the bathroom and put her on her hands and knees, then penetrated her anally until she screamed in pain. He stopped, then penetrated her vaginally and forced her to perform oral sex on him.
The defendant prepared the needle for the victim, giving her an option: injection into her arm or into her neck. The victim begged the defendant not to inject her at all; nevertheless, he injected the needle into her buttocks and told her it was liquid valium. He shaved her pubic area and lathered her body with cream before vaginally raping her again and forcing her to masturbate herself. The defendant prepared another needle and injected the victim a second time into her foot. He put the victim on all fours and penetrated her from behind, then orally, ejaculating into her mouth. He made the victim wash her mouth out, telling her she was rinsing away evidence.
As the defendant prepared a third needle, the victim said she "didn't feel right"; she was shaking, her mouth was dry, and she was experiencing heart palpitations. He replied, "[T]hat's what was supposed to happen," and injected her a third time, telling the victim "this was dinner and dancing." He also said to "never forgive him and what he did was a horrible thing," and that he had "added time because he had kidnapped her from her apartment." Then he vaginally raped her again.
At this point the defendant untied the victim, letting her put on a pair of his jeans while he made a telephone call. On the telephone, the defendant said he had blacked out and awakened with someone he had taken against her will, but that it was too late to turn back now. He made the victim say hello to whomever he was talking to before hanging up. After the call, the defendant ordered her to undress again and made her perform oral sex on him. He also penetrated her from behind and vaginally while on her back.
The defendant told her to get dressed, tied her hands and feet, gagged her mouth with a sock, and hog-tied the victim again with her hands behind her back. The defendant said he "would give her [ten] minutes," then telephoned for a taxicab for himself. After he left, the victim was able to untie herself and unlock the door, leaving *1200 the apartment in terror and running out into the street and to a Dunkin' Donuts where she begged for help. It had been approximately two and one-half hours since the ordeal began.
Worcester police and an ambulance responded, and the victim gave police a detailed description of her assailant. At the hospital, a rape kit produced seminal fluid from vaginal, rectal, and oral swabs taken from the victim. Her blood tested positive for cocaine metabolites, and a physical examination showed bruises on the victim's wrists, ankles, arms, posterior, and back. Among other evidence, investigators recovered fingerprints matching the victim's at the defendant's parents' apartment and corroborated other details from the victim's account. The next day she identified the defendant as the perpetrator from a ten-person photographic array.
The defendant was arrested on June 28, 2002. A Worcester County grand jury returned indictments on September 13, 2002, charging him with one count of aggravated kidnapping, G. L. c. 265, § 26 ; eleven counts of aggravated rape, G. L. c. 265, § 22 ( a ) ; one count of indecent assault and battery, G. L. c. 265, § 13H ; one count of assault with the intent to rape, G. L. c. 265, § 24 ; three counts of drugging a person for the purpose of sexual intercourse, G. L. c. 272, § 3 ; six counts of assault and battery by means of a dangerous weapon (three with the needle and three with the gag), G. L. c. 265, § 15A ( b ) ; one count of assault and battery, G. L. c. 265, § 13A ; one count of burglary, G. L. c. 266, § 14 ; and one count of threatening to commit a crime, G. L. c. 275, § 2.
At a plea hearing on March 10, 2003, the defendant admitted to the facts above, and pleaded guilty to all charges after a thorough colloquy. The judge (plea judge) heard recommendations from the Commonwealth and defense counsel, and heard from the defendant himself, before sentencing the defendant to various concurrent sentences, with lead sentences of thirty-five to sixty years for the aggravated rapes. 1 Following other postconviction proceedings, the defendant filed a motion to withdraw his guilty pleas and for resentencing on December 13, 2016. A Superior Court judge (motion judge) denied the motion on May 25, 2017, and this appeal followed.
2.
Standard of review
. "A motion to withdraw a guilty plea is treated as a motion for a new trial under Mass.R.Crim.P. 30(b), as appearing in
3. Aggravated rape and separate convictions . The defendant argues that his convictions of aggravated kidnapping, burglary, and six counts of assault and battery by means of a dangerous weapon are duplicative as predicate offenses for eight of the aggravated rape convictions. He further argues that the remaining three aggravated rape convictions must be reduced to rape convictions for want of additional predicate offenses. These arguments depend on the propositions that each aggravated rape must have a separate predicate offense and that the only available predicate offenses are those that were charged. We disagree with both of those propositions.
A conviction of aggravated rape under G. L. c. 265, § 22 (
a
), requires that the rape be aggravated by serious bodily injury, or being committed by a joint enterprise, or being "committed during the commission or attempted commission" of a specified aggravating offense.
2
Here, the Commonwealth does not argue that there was a joint enterprise or serious bodily injury within the meaning of the statute, so each aggravated rape must be supported by the commission of an aggravating offense. Considering "the entire sequence of events,"
Commonwealth
v.
Thomas
,
General Laws c. 265, § 22 (
a
), is intended "to protect victims of violent sex offenders, by punishing more severely perpetrators ... who commit other felonies against the victim in addition to the rape."
McCourt
,
For example, on the defendant's view, a person who raped a single victim ten separate times during a single act of kidnapping could be charged with only one count of aggravated rape. Not only would it be impossible for a jury to logically distinguish which rape was aggravated by the kidnapping, the sentences would not match the severity of the crimes. The second through tenth rapes would have been no less terrifying or harmful to the victim, and each would have occurred during the commission of a kidnapping. Thus, even though every element under G. L. c. 265, § 22 (
a
), would have been established ten separate times, the perpetrator could be punished for aggravated rape only once. The Legislature did not intend such anomalous results. See
McCourt
,
Moreover, this case is not the first instance where a single aggravating factor supports multiple convictions under G. L. c. 265, § 22. See, e.g.,
Commonwealth
v.
Pearson
,
The record here shows at least sixteen penetrations that occurred during the commission of multiple kidnappings, multiple acts of burglary, and multiple assaults and batteries by means of a dangerous weapon -- all aggravating offenses enumerated under G. L. c. 265, § 22 ( a ). As recognized above, because each aggravating factor may support multiple aggravated rape convictions, the facts admitted to at the plea colloquy establish (at least) eleven aggravated rapes.
We also conclude that there were no duplicative convictions to warrant the withdrawal of the defendant's guilty pleas to any of the lesser offenses. Convictions of aggravated rape and of a charged predicate crime may stand so long as there are aggravating factors beyond the charged predicate offense. See
Commonwealth
v.
Wilcox
,
4.
Ineffective assistance of counsel at sentencing
. "Ineffective assistance of counsel requires 'behavior of counsel falling measurably below that which might be expected from an ordinary fallible lawyer,' which 'likely deprived the defendant of an otherwise available, substantial ground of defen[s]e.' "
Ubeira-Gonzalez
, 87 Mass. App. Ct. at 44,
Here, defense counsel offered a lengthy, detailed sentencing argument, taking up more than nine pages of transcript, nearly three times as long as the prosecutor's argument. Contrast
Lykus
,
Counsel also presented the judge with a sexual offender evaluation of the defendant reinforcing these themes. It stated that the defendant "takes full responsibility for the sexual assault against his victim" and that the defendant asserted he had not committed any other rape (charged or uncharged). The evaluation recounted the physical abuse from his father and the sexual abuse that the defendant suffered as a child. The evaluation described the defendant's problems with drug use. The evaluation described the defendant's noncriminal sexual interests and his lengthy relationship with the mother of his daughter. Finally, the evaluation concluded that the defendant had a "[h]igh moderate level of risk to re-offend" and a "[l]ow to [m]oderate risk to reoffend sexually," and made numerous recommendations to reduce those risks.
There was, no doubt, some risk in counsel's tactic of exposing the horrors of the defendant's childhood and in arguing that the possibility of commitment as a sexually dangerous person permitted a shorter sentence. In light of the horrific nature of the crimes, however, we cannot say that this strategy was manifestly unreasonable -- or even unsuccessful. See
Commonwealth
v.
Caputo
,
Similarly, we see no ineffectiveness in counsel's failure to produce additional mitigating evidence. As stated, counsel presented considerable mitigating information, such as the defendant's childhood, his lack of previous sexual offenses, his remorse, and his loving relationship with his daughter. With his postconviction motion, the defendant submitted numerous letters that he suggests could have been presented at sentencing. Much of the content of those letters, however, recounts the defendant's commendable progress in the years since sentencing, and thus was unavailable to plea counsel. The information that would have been available at sentencing discussed the defendant's childhood, problems with drug use and anger, and loving relationship with his daughter and his siblings. As these mitigating factors were all brought to the plea judge's attention, the defendant has not shown that he would have received a lighter sentence if counsel had acted differently. See
Mamay
,
5.
Ineffective assistance of counsel in advice regarding plea
. Where, as here, "a claim of ineffective assistance is directed to counsel's representation incident to a guilty plea, the second prong of the
Saferian
test requires a defendant to show 'that there is a reasonable probability that, but for counsel's errors, he would not have pleaded guilty and would have insisted on going to trial.' "
Commonwealth
v.
Pike
,
First, the defendant has failed to demonstrate that any conduct by counsel rendered his plea unintelligent or involuntary. See
Ubeira-Gonzalez
,
The defendant's remaining claims on the basis of plea counsel's conduct are unpersuasive for the same reason. See
Commonwealth
v.
Yardley Y
.,
6. Conclusion . The order denying the defendant's motion to withdraw his guilty pleas and for resentencing is affirmed.
So ordered .
The sentences included community parole supervision for life, pursuant to G. L. c. 265, § 45. That portion of the sentences was vacated after the Supreme Judicial Court struck down community parole supervision for life as set forth in § 45 as an unconstitutional violation of the separation of powers doctrine. See
Commonwealth
v.
Cole
,
In relevant part, G. L. c. 265, § 22 ( a ), provides:
"Whoever has sexual intercourse or unnatural sexual intercourse with a person, and compels such person to submit by force and against his will, or compels such person to submit by threat of bodily injury and if either such sexual intercourse or unnatural sexual intercourse [1] results in or is committed with acts resulting in serious bodily injury, or [2] is committed by a joint enterprise, or [3] is committed during the commission or attempted commission of an offense defined in [G. L. c. 265, §§ 15A, 15B, 17, 19, or 26 ], [G. L. c. 266, §§ 14, 15, 16, 17, or 18,] or [G. L. c. 269, § 10,] shall be punished ...."
The felony-murder rule likewise "applies to killings that occur 'in the commission of' the underlying felony,"
McCourt
,
supra
at 494,
The defendant's aggravating offenses in this case include numerous acts that were not charged in the indictments. (For example, a second burglary occurred when the defendant reentered the victim's apartment to bind and gag her, and the initial confinement in the victim's apartment and subsequent asportation and confinement in the second apartment were separate acts of kidnapping [among others].) An aggravated crime may be supported by an uncharged predicate. See
Commonwealth
v.
Petrillo
,
Counsel was disciplined for misconduct relating to several civil matters. This misconduct was unrelated to counsel's representation of the defendant and had no bearing on counsel's conduct in this matter; neither does it demonstrate any prejudice as a result. See
Commonwealth
v.
McGuire
,
Case-law data current through December 31, 2025. Source: CourtListener bulk data.