Commonwealth v. Oswaldo O., a juvenile
Commonwealth v. Oswaldo O., a juvenile
Opinion
*551
This case involves the application of the doctrine of transferred intent to the crime of assault, which consists of two forms: attempted battery and immediately threatened battery. In
Commonwealth
v.
Melton
,
Background . The judge's underlying factual findings are not disputed. On May 24, 2016, three high school students (B.H., A.R., 5 and B.H.'s friend, E) were having lunch at a restaurant near their high school in Chelsea when the juvenile approached them. The juvenile was wearing a Tennessee Titans hat, while E was wearing a Chicago Bulls hat; the juvenile asked E to which gang he belonged and told E to "take off" his hat. B.H. testified that he understood the Bulls hat to signify affiliation with the MS gang. The juvenile opened his backpack, displaying a knife. A.R. saw the knife. The juvenile left the restaurant, but remained immediately outside the restaurant with four companions.
After finishing lunch, B.H., A.R., and E left the restaurant together and entered the park across the street, heading back toward their high school. The juvenile followed them on his bicycle, remaining approximately three meters behind the boys. At some *552 point, however, the juvenile passed the boys, arrived at a small staircase in the park, and dismounted his bicycle. As the boys approached the stairs, the juvenile stopped them. He asked A.R. whether he knew the meaning of the Bulls hat. A.R. replied that he did not. The juvenile then instructed E to take off the Bulls hat, if he did not want any trouble. Following the threat, the juvenile moved behind B.H., A.R., and E, and pulled his backpack from his back to his chest. The juvenile unzipped the backpack and reached inside for the knife. A.R. again saw the knife, and B.H. covered his hands with his sleeves to shield himself from a possible weapon. B.H. and A.R. wrestled the backpack away from the juvenile and ran to the high school.
Procedural history . The juvenile was adjudicated delinquent on the charge of assaulting B.H. by means of a dangerous weapon. 6 At defense counsel's request, the judge entered a continuance without a finding until the juvenile's eighteenth birthday. 7 Under the terms of the continuance, if the juvenile successfully completed the probationary period, the matter would be dismissed, and the juvenile would not have a record of delinquency as a result of the case. The juvenile filed a timely notice of appeal. Approximately half way through his probationary period, and while his appeal was pending, the juvenile filed a motion to terminate probation, which was allowed. Thereafter, the case was dismissed.
The Commonwealth moved to dismiss the appeal as moot in view of the continuance without a finding and the dismissal of the underlying case. A single justice of this court denied the motion.
*38
Discussion
. 1.
Mootness
. As a preliminary matter, the Commonwealth contends in its brief (as it did in its motion to dismiss) that the juvenile's appeal is moot because the case was dismissed after he agreed to the continuance without a finding. In response, the juvenile asserts that his appeal is not moot because he is currently applying for a change of immigration status, and the adjudication of delinquency and continuance without a finding could jeopardize his application. The juvenile cites several immigration decisions in which juvenile delinquency and gang affiliation were considered in connection with the denial of a request
*553
for a change in immigration status
8
and, thus, he has shown that "there remain genuine and serious collateral consequences" to the judge's adjudication, and the case is not moot.
Commonwealth
v.
Villalobos
,
2.
Assault by means of a dangerous weapon
. An assault may be perpetrated in either of two ways: an attempted battery
9
or an immediately threatened battery. See
Commonwealth
v.
Chambers
,
a. Direct intent . We begin by examining the premise underlying the juvenile's *39 argument -- namely, that the judge found that he intended only to place E in fear and relied solely on the doctrine of transferred intent with regard to B.H. and A.R. We agree that the judge appeared to apply the doctrine of transferred intent, as discussed infra . However, the judge also stated that "[i]ntent may be inferred on the basis of an overt act, which puts another person in fear, and that fear is reasonable, irrespective of whether the defendant actually intended bodily harm." Continuing, he stated that "both [A.R.] and [B.H.] were in fear when [the juvenile] unzipped his backpack and reached for a knife. That fear was reasonable considering the fact that they were with E[ ] when [the juvenile] had made a similar demand of E[ to remove his hat], revealing a knife to him inside [the restaurant] just minutes before." Thus, it appears that the judge found that the juvenile intended to cause fear in B.H. and A.R. based on the juvenile's overt acts of unzipping his backpack and reaching for the knife.
Moreover, the evidence was sufficient to support such a finding, contrary to the juvenile's contention on appeal. The juvenile approached E while he was sitting together with B.H. and A.R. in the restaurant. The juvenile showed his knife to E and, in doing so, also to A.R. He proceeded to follow not just E, but also A.R. and B.H. in the park. At the stairs, he stopped all of them, asked whether A.R. understood the meaning of the Bulls hat and threatened that E should remove the hat to avoid "trouble." He moved behind B.H., A.R., and E as he pulled the backpack to his chest, opened it, and reached for the knife, which he had previously displayed in the restaurant. From these facts, a trier of fact could rationally find that the juvenile's intended victim was not only E (who was wearing the Bulls hat), but also E's companions. See, e.g.,
Melton
,
b.
Transferred intent
. Nevertheless, we recognize that the judge also stated that "[a] defendant's intent may extend to others beyond
*555
the actual intended victim, including a victim who happened to suffer along with the intended victim," citing
Melton
,
Our analysis is guided by the Supreme Judicial Court's decision in
Melton
. In that case, the defendant shot one bullet into a car with four passengers, striking none of them.
Melton
,
In particular, the juvenile objects to the application of the doctrine of transferred intent to his case because, according to the juvenile, it is a "novel" theory of law that has not been applied previously to the immediately threatened battery form of assault. Transferred intent is not novel. To the contrary, as the Supreme Judicial Court acknowledged in
Melton
, "We have never required that a defendant's intent be directed at the precise victim of the crime. Rather, we have long recognized the concept of 'transferred intent' in situations where the defendant's conduct harms a person other than the intended victim."
Melton
,
Further, while the court in
Melton
applied the doctrine to the attempted battery form of assault, it implicitly recognized that the
*556
doctrine applied equally to the immediately threatened battery form.
Id
. at 299-300,
Next, the juvenile asserts that the doctrine of transferred intent violates due process by relieving the Commonwealth of its burden to show each element of the crime beyond a reasonable doubt. This same argument was rejected in
Melton
. The court explained, "[T]he requisite mens rea must be shown, but it does not need to be shown separately or independently for each victim. Rather, once established as to any victim, it satisfies that element with respect to all other victims, even if those victims are unintended or even unknown to the defendant."
Melton
,
The juvenile also claims that the doctrine of transferred intent violates due process because it provides insufficient notice of the proscribed conduct, asserting that the doctrine would allow the juvenile to be convicted of assaulting an "unknowable number" of bystanders in the park who might have heard his threat to E and thus have feared being subject to unintentional violence. Whatever the outer limits of the doctrine may be, there is no due process violation here. The juvenile approached the three high school students at *41 the restaurant, followed each of them through the park, stopped them each at the stairs, and then placed himself behind each of them as he reached for his knife. He was not prosecuted because he instilled fear in an unknowable bystander in the park who happened to overhear his threats, but instead because he directly placed in fear B.H. and A.R. -- E's immediate *557 companions in the restaurant and park that afternoon. 12 Holding the juvenile responsible for the fear he instilled in B.H. and A.R. no more offends due process than the potential outcome acknowledged in Melton -- namely, that if the defendant had merely waved his gun, rather than firing it at the automobile, he could have been held responsible for the fear thereby instilled in the four passengers despite the fact that his immediately intended target was only one of them.
Adjudication of delinquency affirmed .
The judge allowed the juvenile's motion for a directed finding of not delinquent on a second count, charging a municipal ordinance violation for carrying a dangerous weapon.
We shall refer to this victim as "E"; his surname was not in the record.
Although the trial judge's findings discuss the doctrine of transferred intent with respect to two different victims (B.H. and A.R.), the delinquency complaint charged the juvenile with only one count of assault by means of a dangerous weapon, against B.H. This discrepancy does not alter our analysis.
The judge referred to these witnesses by their first names; we refer to them by their initials.
He was not charged with assaulting E or A.R.
See
Commonwealth
v.
Magnus M
.,
The Commonwealth provides no substantive response.
"Under the attempted battery theory, the Commonwealth must prove that the defendant [i] intended to commit a battery, [ii] took some overt step toward accomplishing that intended battery, and [iii] came reasonably close to doing so."
Melton
,
The crime of assault by means of a dangerous weapon adds one additional element -- namely, that the assault was perpetrated by means of a dangerous weapon.
Melton
,
Intent to commit a battery is an element of the attempted battery form of assault. See note 9, supra .
To the extent that we do not address expressly the defendant's other contentions, they "have not been overlooked. We find nothing in them that requires discussion."
Commonwealth
v.
Domanski
,
Case-law data current through December 31, 2025. Source: CourtListener bulk data.