Commonwealth v. Crichlow
Commonwealth v. Crichlow
Opinion of the Court
The defendant appeals from his conviction, after a jury trial, for aggravated rape and abuse of a child, G. L. c. 265, § 23A (b ).
We briefly summarize the evidence, reserving additional facts to our discussion infra of the defendant's arguments.
The vaginal swab, together with the remainder of the SANE evidence collection kit, was transmitted to the State laboratory where a criminologist extracted the vaginal swab and found sperm cells. A DNA profile was then generated by an analyst who did not testify at trial.
A police officer took a buccal swab from the defendant on February 4, 2015. The officer did not say what he did with that sample, or where he sent it. However, in response to a generalized question that he describe "how" a buccal sample is taken, the officer testified:
"We basically swab the inside of the cheeks on the inside of the mouth, the right-side cheek, the left-side cheek and also underneath the tongue, put it on a sample card, seal[ ] [it] and sen[d] [it] to the lab."
A forensic scientist in the State lab, Kira Snyder, compared the victim's vaginal swab DNA profile to a buccal swab taken from the defendant.
1. Confrontation -- nontestifying DNA analysts. The defendant argues that Snyder's testimony violated his confrontation right under the Sixth Amendment to the United States Constitution and under art. 12 of the Massachusetts Declaration of Rights because the analysts who prepared the DNA profiles upon which Snyder's opinion was based did not testify.
"We allow an expert to testify to his or her independent opinion even if based on data not in evidence; we do not allow expert witnesses to testify to the specifics of hearsay information underlying the opinion on direct examination." Commonwealth v. Greineder,
Under our bifurcated common-law confrontation evidentiary rubric, "the defendant can open the door on cross-examination to testimony regarding the basis for the expert's opinion," Commonwealth v. Barbosa,
The defendant had -- and exercised -- that opportunity here. Voir dire established that Snyder worked in the same lab as the nontestifying analysts, was familiar with the processes they used, the procedures and protocols of the lab, and with each step that the analysts employed to document the administrative and technical accuracy of their work. The defendant was free to cross-examine Snyder on all of these topics. He also had the opportunity to cross-examine Snyder about the fact that she accepted, without independent review, knowledge, or verification, the profiles generated by the nontestifying analysts. The fact that counsel chose not to explore these avenues on cross-examination (although she did so in voir dire) does not mean that she was deprived of the opportunity to do so. See Barbosa,
2. Evidence submission form. The defendant makes three arguments with respect to the admission of the evidence submission form, which was the only direct evidence that the buccal swab profile analyzed by Snyder came from the defendant. First, he contends that the judge abused his discretion by admitting the form given the Commonwealth's failure to adequately authenticate it. Second, he contends (and the Commonwealth agrees) that the form contains inadmissible hearsay to the extent that it was offered to prove that the defendant was the source of the DNA.
Because the defendant preserved his objection that the evidence submission form was inadequately authenticated, we review to determine whether the judge abused his discretion to admit it, see Zucco v. Kane,
The defendant preserved his hearsay objection,
Although we acknowledge that the evidence submission form supplied the only direct evidence that the buccal swab tested at the lab was the same swab taken from the defendant, we conclude that its admission did not rise to the level of prejudicial error. To begin with, weaknesses in the chain of custody do not normally require reversal because they go only to the weight, not the admissibility, of evidence.
For the same reasons, it did not result in a miscarriage of justice even though its admission violated the defendant's confrontation rights.
3. Jury empanelment. The defendant argues that the judge abused his discretion by seating four jurors who revealed during voir dire that they did not understand the presumption of innocence or the Commonwealth's burden of proof. The issue is unpreserved either because the defendant failed to challenge the particular jurors for cause, or failed to exercise one of his peremptory challenges, or both. See Commonwealth v. Clark,
"Article 12 of the Massachusetts Declaration of Rights and the Sixth Amendment to the United States Constitution, applied to the States through the due process clause of the Fourteenth Amendment, guarantee to the criminally accused the right to a trial by an impartial jury." Commonwealth v. Susi,
We discern no abuse of discretion here. After careful follow-up questioning of each of the four jurors in question, the judge repeated his instructions regarding the proper allocation of the burden of proof. Each juror then affirmed his or her understanding of that instruction and willingness to both follow and apply it. It is clear from the record that the judge's decision was based on his first-hand assessment of the jurors' response, including his assessment of the jurors' sincerity and credibility -- matters not open to our review.
For these reasons, we affirm the judgment.
So ordered.
Affirmed.
The defendant's motion for a directed verdict was allowed at the close of the Commonwealth's case with respect to a charge of indecent assault and battery on a person over fourteen, G. L. c. 265, § 13H.
Additional information (in the form of representations of counsel and information elicited during the voir dire of Ms. Snyder, a State forensic scientist) concerning the DNA evidence was before the judge when he made various evidentiary rulings at issue on appeal.
Sexual assault nurse examiner.
The buccal swab was submitted to the lab with an evidence submission form that identified the defendant as the source of the buccal swab.
Relying on Snyder's brief reference that she did DNA analysis of the vaginal swab, the Commonwealth argues that she is the person who created the DNA profile from the swab. However, that position is at odds with Snyder's testimony during voir dire and with the prosecutor's unambiguous statement at trial that a different analyst, Maureen McCabe, prepared the sample.
Snyder testified that "[t]he expected frequency of occurrence of this DNA profile is approximately one in 1.488 sextillion unrelated African-American individuals, one in 1.571 sextillion unrelated Asian individuals, and in 67.43 sextillion unrelated Caucasian individuals, and one in 24.99 sextillion unrelated Hispanic individuals."
The defendant does not (and did not below) challenge the reliability of the DNA profiling, the methodology used, or of Snyder's reliance on it. In other words, the defendant's argument is (and was) not based on Commonwealth v. Lanigan,
The Commonwealth appears to suggest that the evidence submission form may qualify as a business record. However, the foundation for that position was not established below and, furthermore, we note that the document was created after this criminal proceeding. See Mass. G. Evid. § 803(6)(A) (2018).
The Commonwealth contends that the hearsay objection was not preserved. However, the defendant specifically identified hearsay as the basis for his objection the first time it was raised. The defendant was not required to repeat the basis each time he subsequently renewed his objection or when the judge preserved it when the document was admitted.
For this reason, the defendant's argument that weaknesses in the chain of custody made Snyder's DNA testimony more prejudicial than probative such that it should have been excluded fails.
After the indictments in this case, the Commonwealth moved to compel the defendant to produce a DNA sample by way of buccal swab. That motion was supported by an affidavit from a State lab employee who averred that a buccal swab was necessary so that "[a]n expert opinion could then be rendered as to whether or not the defendant was or was not a probable source of the biological substances recovered from the evidence." The evidence submission form is accordingly testimonial because it was "made under circumstances which would lead an objective witness reasonably to believe that the statement would be available for use at a later trial." Commonwealth v. Parenteau,
Case-law data current through December 31, 2025. Source: CourtListener bulk data.