In re Guardianship Jayce
In re Guardianship Jayce
Opinion of the Court
On December 13, 2016, a judge of the Probate and Family Court denied a petition filed by the mother pursuant to G. L. c. 190B, § 5-212, to remove the paternal grandmother as the guardian of the mother's son, Jayce. On appeal, the mother contends that (1) the judge improperly shifted the burden of proof from the guardian to the mother to prove her current fitness; and (2) the guardian did not prove by clear and convincing evidence that the mother is currently unfit to have custody of Jayce. Because we conclude that the judge may have improperly shifted the burden of proof on the removal petition to the mother, a fundamental issue that we cannot definitively ascertain based on the record before us, we vacate the judgment and remand the matter for further proceedings consistent with this memorandum and order.
1. Background. We summarize the relevant facts and procedural history from the judge's findings, supplemented by additional undisputed facts from the record. The mother gave birth to Jayce in March of 2006. Shortly thereafter, her relationship with Jayce's father ended due to domestic violence, and the mother moved numerous times over the next five years before returning to the home where she had been raised. The father has not been involved in Jayce's life in any appreciable manner, and he was incarcerated during the pendency of these guardianship proceedings.
Jayce is a severely disabled child who suffers from congenital blindness, hypotonia,
The mother, an unemployed college graduate who has been married five times and has three adult children, has a history of involvement with the Department of Children and Families (DCF). The mother has been diagnosed with attention deficit hyperactivity disorder, which causes her to have problems with concentration, organization, impulsiveness, and the completion of tasks.
On June 10, 2011, the mother was arrested and charged with drug trafficking following the execution of a search warrant at her residence.
On June 15, 2011, due to the mother's arrest and the father's incarceration, the paternal grandmother filed a petition in the Probate and Family Court to be appointed Jayce's temporary guardian. The petition was granted and later extended. Around the same time, DCF supported another report of neglect against the mother based on her arrest. On July 27, 2011, while out on bail, the mother was arrested again and charged with possession with intent to distribute a class B controlled substance. She was detained for sixty days, but she did not see Jayce until November, at which point the mother agreed to the appointment of the paternal grandmother as permanent guardian of Jayce.
A judge issued a decree and order on November 14, 2011, appointing the paternal grandmother as Jayce's permanent guardian, and granting the mother supervised weekly parenting time and daily telephone contact. Because the mother consented to the petition, no finding was made that she was unfit. For two years, the maternal grandmother supervised the mother's parenting time with Jayce at the guardian's home. On many occasions, the mother was either late for her visits or she failed to appear, and the mother was confrontational with and verbally abusive to the guardian.
On August 1, 2013, the mother filed a petition for removal of the guardian pursuant to G. L. c. 190B, § 5-212, on the ground that the mother was not unfit to care for Jayce. The judge appointed a guardian ad litem (GAL) to evaluate the mother's fitness and the continuing need for a guardianship. The parties then stipulated that the guardian would keep the mother informed of all educational meetings, extracurricular activities, and medical appointments for Jayce, which the mother was entitled to attend. The mother's motion for expanded visitation with Jayce was denied pending the report of the GAL. On June 12, 2014, the GAL filed her report in which she concluded that the mother was unfit to regain custody of Jayce, and that the guardianship should continue.
The mother's relationship with the guardian continued to deteriorate. When the maternal grandmother eventually refused to supervise the mother's visits with Jayce because of her inappropriate behavior, parenting time was moved to a visitation center. Although the mother frequently arrived late, she was prepared for the visits, she displayed appropriate behavior when interacting with Jayce, and he reacted positively to her presence. At the same time, the mother was heard making critical comments about the guardian who, in turn, was heard making disparaging remarks about the mother. In August of 2014, the mother stopped her parenting time with Jayce, and, apart from a few occasions, she did not have any regular contact with him for nearly two years.
Beginning in 2015, the mother filed three complaints with DCF, alleging that the guardian was neglecting Jayce. Investigators with DCF determined that the allegations were unsupported and that the guardian was providing excellent care for Jayce. During the course of the investigation, Jayce's elementary school teacher reported that the mother had attended only one meeting about Jayce's individualized education plan, and that she had been so disruptive that security almost needed to intervene.
In January of 2016, the mother was hospitalized for several days following an overdose of Advil. She attributed the overdose to a breakdown she experienced after reviewing Jayce's medical records, which indicated that he was experiencing "significant distress."
A five-day trial was held on the mother's petition for removal of the guardian between May and August, 2016.
2. Discussion. The mother contends that although the judge correctly recognized that the guardian had the burden of proving by clear and convincing evidence that the mother was currently unfit to have custody of Jayce, the judge nonetheless shifted the burden of proof onto the mother. In support of her argument, the mother relies on two aspects of the judge's decision concerning the mother's fitness. First, the judge stated that "[t]here was no expert testimony offered by [the m]other as to the potential impact on the child of a change in custody to [the m]other." Second, the judge stated that the mother's "ability to be consistent and to follow through has never been demonstrated by [the m]other in any meaningful way." In the mother's view, the judge based her decision to deny the removal petition on the mother's failure to establish her own fitness to have custody of Jayce. The mother argues that, given this improper burden shifting, the judgment must be reversed.
As a preliminary matter, counsel for Jayce asserts that because the mother did not raise her improper burden-shifting argument below, the issue has been waived. We disagree. Generally speaking, we decline to address issues on appeal that were not properly raised in the trial court. See Adoption of Leland,
Turning to the mother's argument, on a petition for removal of a guardian, it is the burden of the guardian to prove by clear and convincing evidence that the petitioning parent is unfit, and that the guardianship should continue in the best interest of the child. See Guardianship of Kelvin,
Parental unfitness "means more than ineptitude, handicap, character flaw, conviction of a crime, unusual life style, or inability to do as good a job as the child's [guardian]" (citation omitted). Care & Protection of Yetta,
As relevant to these proceedings, the bond between a child and a guardian, while not dispositive, is a factor to be weighed in determining whether to return custody to the biological parent. See Guardianship of Estelle,
In her decision, the judge here correctly stated that the burden of proof was on the guardian to establish, by clear and convincing evidence, that the mother was currently unfit. Based on our thorough review of the record, however, we are unable to ascertain whether the judge, in fact, applied the correct burden of proof. First, the judge stated that the mother did not offer expert testimony regarding the potential impact on Jayce of returning custody to the mother.
Second, the judge stated that the mother's "ability to be consistent and to follow through has never been demonstrated by [the m]other in any meaningful way." This statement also can be construed two ways, one of which would constitute an improper shifting of the burden of proof to the mother. On the one hand, the statement suggests that the judge's dismissal of the mother's removal petition was based on the mother's failure to prove her own current fitness to have custody of Jayce, when, as previously stated, it is the guardian's burden to prove unfitness. See Care & Protection of Ian,
Given these different, but equally plausible, interpretations of the judge's reasoning, we cannot say with confidence whether or not the judge erroneously shifted the burden of proof to the mother. It follows that we are unable to determine whether the judge properly concluded that the guardian had proved, by clear and convincing evidence, that the mother is currently unfit to parent Jayce.
We note that much of the evidence presented by the guardian during the trial on the mother's removal petition was focused on the mother's significant parental deficiencies prior to the time that the paternal grandmother became Jayce's permanent guardian in November of 2011. We recognize that a parent's past behavior can have predictive value, particularly where there has been little evidence of improvement, but the standard by which the parent is evaluated is current unfitness, which cannot be predicated on stale information. See Bezio v. Patenaude, 381 Mass. at 577 ; Adoption of George,
The judgment is vacated, and the matter is remanded for further proceedings consistent with this memorandum and order.
So ordered.
Vacated and remanded
Although Jayce's father is not a party to these proceedings, he communicated with the guardian ad litem assigned to this case, and he did not object to the paternal grandmother's appointment as Jayce's guardian.
Hypotonia is a medical condition characterized by poor muscle tone (commonly known as floppy baby syndrome). See Stedman's Medical Dictionary 939 (28th ed. 2006).
It appears from the documents in the record appendix that the mother discontinued these early intervention services because she was moving out of the service area.
According to the mother, this criminal charge was dismissed in March of 2012.
In her findings, the judge stated that the "[m]other offered no evidence from any medical professional regarding her diagnosis or treatment subsequent to her breakdown."
At the time of trial, the mother was living with her fiancé and serving a one-year term of probation for the July 27, 2011, drug charge. After the trial's second day, the judge entered an order allowing the mother to visit with Jayce at the guardian's home.
The judge also established the parameters for weekly parenting time and daily telephone contact between the mother and Jayce; directed the guardian to notify the mother about Jayce's medical appointments, educational meetings, and extracurricular activities; prohibited each party from making negative or derogatory comments about the other in front of Jayce; and prohibited the guardian from making any such comments about the mother to medical or school personnel.
It appears that the judge was referring to testimony from medical professionals whom the mother had consulted about formulating a custody transition plan for Jayce.
In her decision, the judge stated that "[r]emoval from the [g]uardian's care would likely cause psychological harm to the minor child and the risk of exposing the child to this harm is heightened by the fact that this child suffers from a severe disability and developmental delays." We are unable to determine the factual basis for such a conclusion. Jayce's pediatrician did not testify at trial, and the documents that have been included in the record appendix do not set forth this opinion.
Our ability to review the judge's decision has been hampered by the fact that many of the documents and records on which the judge relied have not been included in the record appendix.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.