Commonwealth v. Smith
Commonwealth v. Smith
Opinion
*437
The defendant, Tyemike Smith, appeals from his conviction of operating a motor vehicle under the influence (OUI) of marijuana in violation of G. L. c. 90, § 24 (1) (
a
) (1), following a jury-waived trial in the District Court. Relying on
Commonwealth
v.
Gerhardt
,
Background . On September 27, 2015, at approximately 12:25 A . M ., a gray Volvo driven by the defendant stopped at a sobriety checkpoint operated by State troopers on Chandler Street in front of Foley Stadium in Worcester. The defendant lowered his car window, releasing a strong odor of burning or freshly burnt marijuana.
*438 His eyes were red, and Trooper Donald Pillsbury, the initial screening officer, asked him if he had been smoking marijuana. The defendant replied that he had recently smoked marijuana. The defendant was diverted to a secondary screening area in the stadium parking lot. Based on his statements to two troopers and performance on two roadside assessments, he was arrested for OUI of marijuana. 1
Motion in limine
. At the outset of the jury-waived trial, the defendant moved in limine pursuant to
Gerhardt
,
Trial . At trial, the trooper who conducted the roadside assessments offered the following testimony which, as is discussed in more detail, infra , was partially credited by the judge.
After the defendant was sent to the secondary screening area, Trooper Christopher Fantasia approached the gray Volvo. He smelled marijuana. He noticed the defendant's red, glassy eyes and asked the defendant if he had smoked marijuana. The defendant replied that he had recently smoked marijuana. Trooper Fantasia asked if he had any marijuana in the car with him, and the defendant pointed to a bag of marijuana in the door handle. The trooper issued an exit order and seized the marijuana. The defendant appeared lethargic and laughed as he got out of the car. He agreed to perform the roadside *439 assessments and continued laughing as he attempted the one-legged-stand (OLS). While attempting to balance on one leg for thirty seconds, the defendant swayed, held out his arms to steady himself, and was unable to remain on one leg for the full thirty-second duration of the assessment. The defendant laughed and stated that he was "too high for this type of situation."
The prosecutor asked the trooper, "[D]id [the defendant] complete this test to your satisfaction?" The defendant objected. The judge replied that the trooper permissibly described what he asked the defendant to do and his observation of what the defendant did do. The judge overruled the objection, stating that the trooper's response should not be construed as commentary on whether the defendant passed or failed the "field sobriety test," but rather whether the defendant in fact did what the trooper asked him to do, which the defendant did not.
Trooper Fantasia then testified to the defendant's performance on the nine-step walk-and-turn (WAT). The defendant started before he was told to begin, did not begin counting until about the fifth step, and swayed while he walked.
The prosecutor next asked Trooper Fantasia, "[I]n your opinion, did [the defendant] complete this nine-step walk-and-turn to your satisfaction?" The defendant again objected. The trial judge noted the objection, and the trooper answered, "No, sir." The prosecutor then asked the trooper, "So in the totality of the circumstances, all the evidence you saw that night, including these tests and his statements and what you saw and smelled, did you form an opinion as to whether this defendant was impaired?" The defendant objected, and the judge allowed the defendant to conduct a voir dire on the admissibility of the trooper's opinion regarding the defendant's impairment.
After the voir dire, the judge ruled that Trooper Fantasia could not offer an opinion that the defendant was impaired by the consumption of marijuana. Nor could the trooper testify to his opinion of the defendant's impairment generally. The judge limited the trooper's testimony to his observations.
At the conclusion of the trial, the judge found the defendant guilty based on the strong odor of burnt marijuana in the car, the bag of marijuana seized from the car, the defendant's statements that he had
*1027
recently smoked marijuana, and his statement that he was "too high" to follow the trooper's instructions about the OLS. The judge did not rely on the trooper's testimony regarding the OLS and WAT.
*440
Discussion
. In a prosecution for OUI (marijuana) under G. L. c. 90, § 24 (1) (
a
) (1), the Commonwealth is required to prove beyond a reasonable doubt that the defendant operated the car under the influence of marijuana, an influence that "resulted in the 'impairment, to any degree, of an individual's ability to safely perform the activity in question.' "
Commonwealth
v.
Bouley
,
In
Gerhardt
,
*1028
We are presented with the threshold question whether the rule
*441
announced in
Gerhardt
, which was decided while this case was pending on appeal, applies retroactively.
4
"Decisional law usually is retroactive" unless it creates a "new rule."
Commonwealth
v.
Breese
,
Even if we assume that
Gerhardt
announced a new common-law rule, the court had the discretion to apply a new common-law rule retroactively, either to the pending case or to other cases pending on direct review, or to apply the new rule prospectively only. "When announcing a new common-law rule, a new interpretation of a State statute, or a new rule in the exercise of our superintendence power, there is no constitutional requirement that the new rule or new interpretation be applied retroactively, and
*442
we are therefore free to determine whether it should be applied only prospectively."
Commonwealth
v.
Hernandez
,
In Gerhardt , however, the court was silent on the issue of retroactive or prospective application. Our case law is lacking in guidance as to what this court (or a trial judge hearing a motion for new trial while an appeal is stayed) is to do in cases on direct appeal when the court that announced the rule declined to say whether the rule is an old rule or a new rule, and if it is new, whether it is to be retrospective or prospective.
There is broad language in many cases stating that changes in decisional law are applicable to cases pending on direct review where the issue was preserved at trial. See, e.g.,
Commonwealth
v.
Johnston
,
There are relatively few reported cases involving the retroactivity of common-law changes to the rules of evidence to cases pending on direct review.
5
Compare
Commonwealth
v.
Adjutant
,
Recent case law suggests that flexibility and discretion are involved, even in cases involving common-law rules where no issue of constitutional dimension has been raised, when the issue in question has been preserved. In
Hernandez
,
Even if we assume, without deciding, that the Supreme Judicial Court's silence means that the rule in
Gerhardt
is retroactive, there was no error here. The judge's rulings were prescient and strictly followed the rubric later outlined in
Gerhardt
. "There is no doubt that an officer may testify to his or her observations of,
*1030
for example, any erratic driving or moving violations that led to the initial stop; the driver's appearance and demeanor; the odor of fresh or burnt marijuana; and the driver's behavior on getting out of the vehicle."
Gerhardt
,
At the end of the day, the judge placed no reliance on the trooper's description of the defendant's performance of the roadside assessments. The judge credited the trooper's testimony regarding the presence and odor of marijuana in the car, the defendant's admission that he had recently smoked marijuana, and the defendant's admission that he was "too high for this type of situation." The evidence the judge relied on was properly admitted. 9 Accordingly, there was no error.
Judgment affirmed .
Following
Gerhardt
,
The defendant filed a detailed motion outlining the various issues before the Supreme Judicial Court in Gerhardt , including the full list of questions reported to the Supreme Judicial Court by the District Court judge.
The "Model Jury Instruction Regarding Roadside Assessments for Use in Prosecutions for Operating While Under the Influence of Marijuana" provides:
"You heard testimony in this case that the defendant, at the request of a police officer, performed or attempted to perform various roadside assessments, such as [ Here outline the nature of the evidence, e.g ., walking a straight line, balancing on one foot]. These roadside assessments are not scientific tests of impairment by marijuana use. A person may have difficulty performing these tasks for many reasons unrelated to the consumption of marijuana.
"It is for you to decide if the defendant's performance on these roadside assessments indicates that his [her] ability to operate a motor vehicle safely was impaired. You may consider this evidence solely as it relates to the defendant's balance, coordination, mental clarity, ability to retain and follow directions, ability to perform tasks requiring divided attention, and other skills you may find are relevant to the safe operation of a motor vehicle.
"It is for you to determine how much, if any, weight to give the roadside assessments. In making your determination, you may consider what the officer asked the defendant to do, the circumstances under which they were given and performed, and all of the other evidence in this case.
"Finally, evidence of how a defendant performed in roadside assessments, standing alone, is never enough to convict a defendant of operating while under the influence of marijuana."
Gerhardt
,
This case arises on direct appeal, and we therefore do not address the law applicable to new rules of criminal law on collateral review. See generally
Teague
v.
Lane
,
When a case announces a new rule regarding the order and presentation of evidence, the new rule is often adopted under the Supreme Judicial Court's powers of superintendence, and usually is applied prospectively. See
Dagley
,
But see
Commonwealth
v.
Pidge
,
The
Gerhardt
decision also introduced a procedural anomaly.
Gerhardt
was heard on reported questions, 477 Mass. at 777,
The judge reasoned, "So if [the trooper] says to walk ten paces and someone walks five, can he be asked the question, 'Did he complete that task to your satisfaction?' Why can't he say, 'No, he didn't, 'cause I asked him to do ten and he walked five'?"
The latter two statements were indisputably admissible as statements of a party opponent. See Mass. G. Evid. § 801(d)(2) note, at 286 (2018), and cases cited.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.