Carlos Mondriguez-Torres v. Franklin Castillo Lopez

United States Bankruptcy Appellate Panel of The First Circuit

Carlos Mondriguez-Torres v. Franklin Castillo Lopez

Opinion

FOR PUBLICATION

UNITED STATES BANKRUPTCY APPELLATE PANEL FOR THE FIRST CIRCUIT _______________________________

BAP NO. PR 20-030 _______________________________

Bankruptcy Case No. 19-01133-MCF _______________________________

FRANKLIN CASTILLO LOPEZ and MARIA DOMINGA LEBRON ARES, Debtors. _______________________________

CARLOS MONDRÍGUEZ-TORRES, Appellant,

v.

FRANKLIN CASTILLO LOPEZ and MARIA DOMINGA LEBRON ARES, Appellees. _______________________________

Appeal from the United States Bankruptcy Court for the District of Puerto Rico (Hon. Mildred Cabán Flores, U.S. Bankruptcy Judge) _______________________________

Before Bailey, Fagone, and Katz, United States Bankruptcy Appellate Panel Judges. _______________________________

Roberto O. Maldonado Nieves, Esq., on brief for Appellant. Juan M. Suárez Cobo, Esq., and Warilyn Sánchez Díaz, Esq., on brief for Appellees. _________________________________

July 21, 2021 _________________________________ Fagone, U.S. Bankruptcy Appellate Panel Judge.

Carlos Mondríguez-Torres (the “Appellant”) did not file a timely proof of claim in the

debtors’ chapter 13 case. After the bar date passed, he asked the bankruptcy court to allow his

claim nevertheless, arguing that the deadline had been missed on account of excusable neglect.

The bankruptcy court determined that Bankruptcy Rules 9006(b)(3) and 3002(c) precluded the

requested relief. 1 The Appellant tried again, this time with a request for reconsideration. The

bankruptcy court denied that request as well. In this appeal, the Appellant challenges both of the

court’s orders. We AFFIRM both.

BACKGROUND

I. The Bankruptcy Filing

Franklin Castillo Lopez and Maria Dominga Lebron Ares (the “Debtors”) started their

chapter 13 case on February 28, 2019. In due course, the clerk sent a Notice of Chapter 13

Bankruptcy Case to the Debtors’ creditors, including the Appellant, which indicated the § 341

meeting of creditors was scheduled for April 2, 2019, and the deadline for non-government

creditors to file proofs of claim was May 9, 2019. The § 341 meeting was rescheduled for May

9, 2019, and the Appellant attended the meeting accompanied by Attorney Cynthia Navarro.

While Attorney Roberto O. Maldonado Nieves represented the Appellant in the chapter 13 case,

he was ill on the day of the § 341 meeting and asked his wife, Attorney Navarro, to attend the

meeting in his stead. Although the claims bar date was that same day, no timely proof of claim

was filed by or on behalf of the Appellant.

1 All references to “Bankruptcy Rule” are to the Federal Rules of Bankruptcy Procedure, all references to “Rule” are to the Federal Rules of Civil Procedure, and all references to specific statutory sections are to the United States Bankruptcy Code,

11 U.S.C. §§ 101-1532

.

2 II. The Appellant’s Motion to File Late Claim

More than six weeks after the bar date, the Appellant filed a proof of claim. He also filed

a Motion Requesting Allowance of Proof of Claim (the “Motion”), in which he acknowledged he

had missed the bar date and requested leave to file a late claim pursuant to Bankruptcy Rule

9006(b), Bankruptcy Rule 9024, and Rule 60(b) which, he contended, empower bankruptcy

courts to accept late-filed claims “where the failure to act was the result of excusable neglect.”

Citing Pioneer Investment Services Co. v. Brunswick Associates Ltd. Partnership,

507 U.S. 380

(1993), the Appellant asserted that his failure to file the claim in a timely manner was due to his

attorney’s illness, which constituted excusable neglect.

The Debtors objected to the Motion, asserting that the bankruptcy court lacked authority

under the Bankruptcy Rules to grant it. They highlighted that, while Bankruptcy Rule

9006(b)(1) generally authorizes the bankruptcy court to extend certain expired deadlines for

excusable neglect, that authority is limited by Bankruptcy Rule 9006(b)(3), which bars the court

from extending the deadline for filing proofs of claim in chapter 13 cases except as provided in

Bankruptcy Rule 3002(c). As none of the enumerated exceptions in Bankruptcy Rule 3002(c)

were present, they argued, the bankruptcy court lacked authority to allow the late filing of the

Appellant’s proof of claim.

The Appellant countered that the Debtors had failed to consider Bankruptcy Rule 9024,

which makes Rule 60(b) applicable in bankruptcy proceedings. He pointed out that Rule 60(b)

authorizes the court to grant relief from a “final judgment, order, or proceeding” for “mistake,

inadvertence, surprise, or excusable neglect,” or for “any other reason that justifies relief.” See

Fed. R. Civ. P. 60(b)(1) & (6). Because Bankruptcy Rule 9024 does not limit Rule 60(b)’s

applicability in bankruptcy proceedings based on Bankruptcy Rules 9006(b)(3) and 3002(c), he

asserted, the bankruptcy court was not bound by Bankruptcy Rule 3002(c)’s constraints and it 3 had discretion to allow the late filing of his claim on the basis of excusable neglect under Rule

60(b)(1). Additionally, recognizing that relief under Rule 60(b)(6) is appropriate only where

there is a showing of “exceptional circumstances,” the Appellant stated, without elaborating, that

this was such a case.

On October 30, 2019, the bankruptcy court entered an order denying the Motion (the

“Order”), stating:

Federal Rule of Bankruptcy Procedure 3002(c) governs the filing of claims by creditors in chapter 13 cases. A creditor has 70 days after the filing of the petition to file a proof of claim if none of the statutory exceptions to late claims is applicable. Certain untimely filed proof[s] of claim[] are excepted from the bar date, but these are limited to the six exceptions listed in Fed. R. Bankr. P. 3002(c)(1)-(6). After reviewing the six exceptions, the court finds that the facts of the instant case do not fall within any of these six exceptions. In addition, Fed. R. Bankr. P. 9006(b)(3) limits the court’s jurisdiction to enlarge the time for taking action under Rule 3002(c) to the extent and only under the conditions stated by this particular rule. Consequently, the motion to file claim after bar date (Docket No. 49) is denied.

III. The Motion for Reconsideration

Citing Bankruptcy Rule 9023, the Appellant filed a motion seeking reconsideration of the

Order (the “Motion for Reconsideration”). The Appellant’s chief complaint was that the

bankruptcy court had failed to consider Rule 60(b). He reiterated that because Bankruptcy Rule

9024 does not limit Rule 60(b)’s applicability in bankruptcy proceedings based on Bankruptcy

Rules 9006(b)(3) and 3002(c), the bankruptcy court had discretion to allow the late filing of his

claim for excusable neglect under Rule 60(b)(1).

After conducting a hearing, the bankruptcy court denied the Motion for Reconsideration

from the bench, ruling:

The law is clear that for unsecured creditors in a Chapter 13 case, the claim must be filed within seven[ty] days of the petition date, pursuant to Rule 3002(c). The creditor was notified of the deadline. In order to be able to file an unsecured claim past the bar date, the claimant would need to establish that it falls under one of the six exceptions. None of those exceptions apply here. 4 The court also held that the excusable neglect standard set forth in Bankruptcy Rule 9006(b)(1),

as articulated by the Supreme Court in Pioneer, is inapplicable in chapter 13 cases:

[The court] point[s] out that . . . Pioneer . . . does not apply to Chapter 13 cases. In Pioneer, the Supreme Court affirmed an appell[ate] judgment that found an attorney[’s] inadvertent failure to file a proof of claim for the creditors within a deadline set by the bankruptcy court could constitute excusable neglect within the meaning of . . . Bankruptcy Rule 9006(b)(1).

This rule grants the bankruptcy court discretion to enlarge time periods, but not every time period may be enlarged. Rule 9006(b)(1) expressly states that the bankruptcy court cannot enlarge time for periods mentioned in paragraphs 2 and 3 of this subdivision. Subparagraph 3 states that the court may enlarge the time for taking action under Rule 3002(c) only to the extent, and under the conditions stated in [that rule] . . . .

Rule 3002(c) provides the time for filing claims in . . . Chapter 7, 12, and 13 cases. . . . .... In Chapter 13 cases, there is no discretion to enlarge [the] seventy-day period to file unsecured claims, except for six exceptions listed in Bankruptcy Rule 3002(c)(1) through (c)(6). [The court] cannot apply the excusable neglect doctrine to this Chapter 13 case.

The court further explained that, even if Rule 60(b)(1) made the excusable neglect standard

applicable to late-filed claims in chapter 13 cases, the Appellant had not established that his

failure to timely file his proof of claim was the result of excusable neglect:

As to the excusable neglect argument in Rule 60(b), it is unfortunate that counsel for the creditor suffered health issues near the deadline for filing claims. However, counsel solicited the assistance of his spouse to aid in the prosecution of his client’s interests when counsel asked his spouse, who is a bankruptcy practitioner, to attend the 341 meeting on his behalf.

At the hearing, it was indicated . . . that the claim of [the Appellant] would be filed. Ms. Navarro either knew the deadline was that day of the 341 meeting, or she should have known by checking the deadline for filing claims. Mr. Maldonado asked his spouse to inquire about their client’s claim at the 341 meeting. These facts, as expressed in the unsworn statement and the minutes of the 341 meeting, do not amount to excusable neglect.

Unfortunately, if counsel knew that there was a 341 meeting on May 9th, 2019, he . . . should have known that the bar date was also . . . on that date. He instructed 5 his spouse to attend on his behalf to ask questions about his client’s claim, and he should have taken notice of the bar date too . . . . ....

Considering all the relevant circumstances surrounding the party’s omission, it was within the reasonable control of the claimant to file the claim on time. [He] failed to do so.

After the hearing, the bankruptcy court entered an order denying the Motion for Reconsideration

(the “Reconsideration Order”).

IV. The Appeal

The Appellant filed a notice of appeal with respect to the Reconsideration Order.

On appeal, he essentially reasserts the same arguments presented below—that, notwithstanding

the limitations set forth in Bankruptcy Rules 3002(c) and 9006(b), the court had discretion to

allow the late filing of his proof of claim under Rule 60(b)(1) and/or (6) and should have granted

the Motion on that basis. The Debtors, on the other hand, insist that our review is limited to the

Reconsideration Order and that the bankruptcy court did not abuse its discretion in denying

reconsideration.

APPELLATE JURISDICTION

I. Scope of the Appeal

“As a general rule, a notice of appeal must specify the orders and judgments that the

appellant intends to contest.” Batiz Chamorro v. Puerto Rican Cars, Inc.,

304 F.3d 1, 3

(1st Cir.

2002) (citation omitted). Accordingly, a notice of appeal that only identifies the order denying

reconsideration is not typically considered to be an appeal from the underlying judgment.

Id.

But this “rule of appellate practice . . . is not an immutable one.” Canaimex, Inc. v. Mass.

Growth Capital Corp. (In re Formatech, Inc.), BAP No. MW 19-016,

2019 WL 7165930

, at *4

(B.A.P. 1st Cir. Dec. 19, 2019) (citing Batiz Chamorro,

304 F.3d at 3

). “Instead, the court

is to ‘construe notices of appeal liberally and examine them in the context of the record as 6 a whole.’”

Id.

(quoting Batiz Chamorro,

304 F.3d at 3

). “The net result is that we have some

flexibility about when to overlook omissions in an appellant’s notice of appeal.”

Id.

(citing Díaz

Aviation Corp. v. Airport Aviation Servs., Inc.,

716 F.3d 256, 262

(1st Cir. 2013); Alstom

Caribe, Inc. v. Geo. P. Reintjes Co.,

484 F.3d 106, 112

(1st Cir. 2007)).

While the notice of appeal does not identify the Order as an appealed order, the

Appellant’s statement of the issue on appeal—whether the bankruptcy court “erred by denying

Appellant’s Motion Requesting Leave to File his Proof of Claim beyond the deadline (claims

bar date) set forth [i]n this case and whether it also erred by denying the Motion for

Reconsideration”—and the arguments presented in his appellate brief evidence his intent to

appeal both orders. Further, the questions presented by the Appellant’s challenges to both orders

overlap to a significant degree. Accordingly, we will review both the Order and the

Reconsideration Order.

II. Finality

We have jurisdiction to hear appeals from final orders of the bankruptcy court. See

28 U.S.C. § 158

(a)-(c); see also Ritzen Grp., Inc. v. Jackson Masonry, LLC,

140 S. Ct. 582, 587

(2020); Bullard v. Blue Hills Bank,

135 S. Ct. 1686, 1692

(2015). A bankruptcy court’s order

denying a motion to file a late proof of claim is a final, appealable order. Vicenty v. San Miguel

Sandoval (In re San Miguel Sandoval),

327 B.R. 493, 505

(B.A.P. 1st Cir. 2005). In the past, the

Panel has held that an order denying reconsideration is final if the underlying order is final and,

together, the two orders end the litigation on the merits. See, e.g., Jeffrey P. White & Assocs.,

P.C. v. Fessenden (In re Wheaton),

547 B.R. 490, 495

(B.A.P. 1st Cir. 2016) (citing Schwartz v.

Schwartz (In re Schwartz),

409 B.R. 240, 245

(B.A.P. 1st Cir. 2008)). Applying these legal

standards here, we conclude we have jurisdiction to review both orders.

7 STANDARDS OF REVIEW

To resolve this appeal, we must determine whether the bankruptcy court had authority to

allow the late filing of the Appellant’s proof of claim in the Debtors’ chapter 13 case. “Whether

the ‘excusable neglect’ standard is applicable in [c]hapter 13 cases is a question of law” which is

“subject to de novo review.” Aboody v. United States (In re Aboody),

223 B.R. 36, 37

(B.A.P.

1st Cir. 1998) (citations omitted). The bankruptcy court’s interpretation of the Bankruptcy Rules

is also reviewed de novo. Fernández Rosado v. Corredera Pablos (In re Fernández Rosado),

BAP No. PR 10-080,

2011 WL 4572021

, at *3 (B.A.P. 1st Cir. Aug. 10, 2011) (citation omitted).

An order denying a request for reconsideration under Bankruptcy Rule 9023 is reviewed “for

manifest abuse of discretion.” Rodriguez Rodriguez v. Banco Popular de P.R. (In re Rodriguez

Rodriguez),

516 B.R. 177, 183

(B.A.P. 1st Cir. 2014) (citation omitted).

DISCUSSION

I. The Bankruptcy Court Did Not Err in Denying the Motion

A. The Rules Governing Timely Filing of Proofs of Claim in Chapter 13 Cases

“In chapter 13 cases, a timely filed proof of claim is a precondition to allowance of the

claim and the creditor’s right to receive a distribution.” In re San Miguel Sandoval,

327 B.R. at 512

; see also Fed. R. Bankr. P. 3002(a) (requiring, as a general rule, that creditors file proofs of

claim for claims to be allowed). Bankruptcy Rule 3002(c) establishes the deadline for filing

proofs of claim in chapter 13 cases. It provides that “a proof of claim is timely filed if it is filed

not later than 70 days after the order for relief under that chapter . . . .” Fed. R. Bankr. P.

3002(c). The rule then lists seven exceptions for: (1) claims of governmental units; (2) claims of

infants or incompetent persons; (3) unsecured claims arising from a judgment for the recovery of

money or property; (4) claims arising from the rejection of an unexpired lease or executory

contract; (5) claims in a noticed no-asset case that becomes a potential case with assets; 8 (6) claims of creditors that were not provided sufficient notice of the case; and (7) holders of

claims secured by the debtor’s residence seeking to submit attachments to their proofs of claim.

See Fed. R. Bankr. P. 3002(c)(1)-(7). 2

Bankruptcy Rule 9006(b) governs extensions of deadlines established under the

Bankruptcy Rules. See Fed. R. Bankr. P. 9006(b); see also Yaquinto v. Ward (In re Ward),

978 F.3d 298

, 302 (5th Cir. 2020). “Generally, bankruptcy courts may extend upcoming

deadlines ‘for cause shown’ and may excuse noncompliance with past deadlines ‘where the

failure to act was the result of excusable neglect.’” In re Ward, 978 F.3d at 302 (quoting Fed. R.

Bankr. P. 9006(b)(1)). Under Bankruptcy Rule 9006(b)(3), however, this general rule is

inapplicable to certain deadlines, including those established by Bankruptcy Rule 3002(c) for

filing proofs of claim in chapter 13 cases. See Fed. R. Bankr. P. 9006(b)(3). Instead, bankruptcy

courts “may enlarge the time for taking action under Rule[ ] . . . 3002(c) . . . only to the extent

and under the conditions stated in th[at] rule[]. . . .” Fed. R. Bankr. P. 9006(b)(3). It is “well

settled in the First Circuit that the proof of claim deadline in chapter 13 cases cannot be extended

on the grounds of excusable neglect.” Belser v. Nationstar Mortg., LLC (In re Belser),

534 B.R. 228, 235

(B.A.P. 1st Cir. 2015) (citing In re Aboody,

223 B.R. at 39

); see also Municipality of

Carolina v. Baker Gonzalez (In re Baker Gonzalez),

490 B.R. 642, 649

(B.A.P. 1st Cir. 2013)

(“Bankruptcy Rule 9006, in conjunction with Bankruptcy Rule 3002(c), precludes the filing of

an untimely proof of claim in . . . chapter 13 cases, except in very limited circumstances.”);

Rodriguez Ramos v. Banco Popular de P.R. (In re Rodriguez Ramos),

493 B.R. 355, 369

(Bankr.

D.P.R. 2013) (“Pursuant to [Bankruptcy Rules] 3002(c) and 9006(b)(3), the court does not have

discretion to enlarge the time period to file an unsecured claim in a [c]hapter 13 case, unless one

2 Although Bankruptcy Rule 3002(c) formerly enumerated only six exceptions, it was amended in December 2017 to add a seventh exception. That seventh exception is not implicated in this appeal. 9 of the exceptions in Rule 3002(c) applies.”) (citations omitted); In re Padilla Quinones, No. 10-

08219 (MCF),

2011 WL 748115

, at *1 (Bankr. D.P.R. Mar. 2, 2011) (“[Bankruptcy Rule]

9006(b)(3) limits the court’s jurisdiction to enlarge the time for taking action under Bankruptcy

Rule 3002(c) to the extent and only under the conditions stated by this particular rule.”).

Here, there is no dispute that the Appellant received notice of the deadline to file his

proof of claim, and that he failed to file his proof of claim within the prescribed time frame.

Therefore, for his late-filed proof of claim to be deemed timely, the Appellant needed to

establish his claim fell within one of the seven exceptions listed in Bankruptcy Rule 3002(c).

The Appellant did not argue, let alone demonstrate, that any of the enumerated exceptions

applied to his claim. Accordingly, the bankruptcy court did not err in ruling that it lacked

authority under Bankruptcy Rules 9006(b)(3) and 3002(c) to allow the Appellant’s claim.

B. Rule 60(b)(1): Relief from Final Judgment, Order, or Proceeding Due to Excusable Neglect

Rule 60(b) authorizes the court to grant relief “from a final judgment, order, or

proceeding” for “excusable neglect” or for “any other reason that justifies relief.” Fed. R. Civ. P.

60(b)(1) & (6). “By its terms, Rule 60(b) contemplates the existence of a ‘final’ judgment, order,

or other . . . court proceeding.” Waltman v. Georgia-Pacific, LLC,

590 F. App’x 799

, 805 n.6

(10th Cir. 2014) (citations omitted). The Appellant does not raise Rule 60(b) in the usual

sense—as a basis for seeking relief from a specific court order or judgment—but rather as a basis

for granting the Motion in the first instance. He contends Rule 60(b) was applicable as he was

seeking relief “from the effects of an order and proceeding (the bar date order, the proof of claim

filing process, and the subsequent procedural steps [in the] bankruptcy process in the matter of

the merits of the claim).”

10 Typically, however, courts reject the contention that the excusable neglect standard of

Rule 60(b)(1) can relieve a party from the filing deadlines prescribed by the specific rules listed

in Bankruptcy Rule 9006(b)(3). See, e.g., Kelly v. Gordon (In re Gordon),

988 F.2d 1000

, 1001

n.1 (9th Cir. 1993) (rejecting movant’s contention it could be relieved from Bankruptcy Rule

4007(c) deadline for filing dischargeability complaint by filing Rule 60(b) motion based on

excusable neglect); Grant v. Leon (In re Leon), No. CC-12-1150-MkBePa,

2012 WL 6554704

, at

*3 (B.A.P. 9th Cir. Dec. 14, 2012) (same), aff’d,

588 F. App’x 712

(9th Cir. 2014); Infrastructure

Serv. Co. v. Firestone,

328 B.R. 804, 807

(C.D. Cal. 2005) (concluding that Bankruptcy Rule

9006(b)(3) forecloses application of Rule 60(b)’s excusable neglect standard); In re Idacrest

Farms, Inc., No. 09-03735-JDP,

2010 WL 2926145

, at *3 (Bankr. D. Idaho July 26, 2010)

(rejecting creditor’s request “to be relieved from the reach of the claims deadline [in Bankruptcy

Rule 3002(c)] based upon Rule 60(b)-type ‘excusable neglect’”).

Moreover, we doubt that the claims bar date or the claims filing process constitutes a

“final judgment, order, or proceeding” for purposes of Rule 60(b). See Nicholson v. Isaacman

(In re Isaacman),

149 B.R. 502, 506

(Bankr. W.D. Tenn. 1993) (stating that clerk’s notice to

creditors of certain filing deadlines as required by Bankruptcy Rule 2002(f) “is not an order of

the court”), rev. on other grounds,

26 F.3d 629

(6th Cir. 1994); see also LeMons v. Sven (In re

Sven), No. 06-3117,

2006 WL 3691160

, at *6 (C.D. Ill. Dec. 13, 2006) (holding that Rule 60(b)

does not authorize bankruptcy court to extend deadlines which are set by rule rather than court

order). Even if the excusable neglect standard of Rule 60(b)(1) were somehow applicable in this

case, however, the Appellant still would not prevail.

Pioneer instructs that the determination of whether neglect is excusable is an equitable

one that depends on all relevant circumstances, including: (1) “the danger of prejudice to the

debtor”; (2) “the length of the delay and its potential impact on [the] proceedings”; (3) “the 11 reason for the delay, including whether it was within the reasonable control of the movant”; and

(4) “whether the movant acted in good faith.”

507 U.S. at 395

(citation omitted). The Pioneer

factors “do not carry equal weight; the excuse given for the late filing must have the greatest

import.” Tubens v. Doe,

976 F.3d 101, 106

(1st Cir. 2020) (quoting Hosp. del Maestro v.

NLRB,

263 F.3d 173, 175

(1st Cir. 2001)).

The Appellant’s asserted reason for failing to timely file his proof of claim—his

attorney’s health issues—is unavailing. Typically, “an attorney’s illness does not constitute a per

se justification for Rule 60(b) relief.” Rivera-Velázquez v. Hartford Steam Boiler Inspection &

Ins. Co.,

750 F.3d 1, 5

(1st Cir. 2014) (citation omitted); see also Gesualdi v. J.H. Reid, Gen.

Contractor, No. 14-cv-4212 (ADS) (GRB),

2017 WL 752157

, at *5 (E.D.N.Y. Feb. 27, 2017)

(stating in context of Rule 60(b) motion, that “regardless of its seriousness, illness alone is not a

sufficient basis for setting aside a judgment” due to excusable neglect). Most courts hold that, to

support a finding of excusable neglect, the attorney’s illness “must be totally debilitating, at least

temporarily[.]” Lynn v. West, No. 2:94CV00577,

2000 WL 1229752

, at *3 n.3 (M.D.N.C. Aug.

8, 2000) (quoting Islamic Republic of Iran v. Boeing Co.,

739 F.2d 464, 465

(9th Cir. 1984));

see also Rivera-Velázquez,

750 F.3d at 5

(declining to find excusable neglect where “nothing

about the attorney’s illness suggest[ed] a complete inability to communicate with the court and,

in any event, another attorney had entered an appearance in the case”) (footnote omitted).

“The fact that an attorney performed some litigation tasks during his illness is often taken to

show that the illness was not incapacitating.” Lynn,

2000 WL 1229752

, at *3 n.3 (citations

omitted).

Here, the record reflects that on the very day the Appellant’s proof of claim was due, the

Appellant’s counsel, despite his illness, enlisted his spouse to represent the Appellant at the

§ 341 meeting of creditors. His illness, therefore, was not “incapacitating.” See id. Moreover, if 12 counsel knew there was a § 341 meeting on May 9, 2019, he either knew, or should have known,

the claims bar date was also on that date. Even if his illness precluded him from filing the proof

of claim himself, he could have similarly requested his spouse’s assistance in filing it. As the

§ 341 meeting was held in the morning, Attorney Navarro could have filed the Appellant’s proof

of claim later that day. She did not do so. In short, we do not see any excusable neglect

warranting the requested relief.

C. Rule 60(b)(6): Relief for Any Other Reason That Justifies Relief

Nor can the Appellant use Rule 60(b)(6) to overcome his failure to timely file a proof of

claim. Rule 60(b)(6) provides relief from a final judgment, order, or proceeding for “any other

reason that justifies relief.” Fed. R. Civ. P. 60(b)(6). “This is the ‘catch-all’ provision,

‘appropriate only when none of the first five sections pertain.’” Ross v. Garcia (In re Garcia),

532 B.R. 173, 181

(B.A.P. 1st Cir. 2015) (quoting Ahmed v. Rosenblatt,

118 F.3d 886

, 891 n.9

(1st Cir. 1997)). Accordingly, “[w]here, as here, a party’s asserted basis for relief falls squarely

within the compass of Rule 60(b)(1) [i.e., excusable neglect], Rule 60(b)(6) is not available.”

Rivera-Velázquez,

750 F.3d at 4

(treating Rule 60(b) motion based upon attorney’s illness as

falling under Rule 60(b)(1), which precluded any possibility of relief under Rule 60(b)(6)).

Further, the record reveals no “exceptional circumstances justify[ing] extraordinary

relief” under Rule 60(b)(6). Bouret-Echevarría v. Caribbean Aviation Maint. Corp.,

784 F.3d 37, 44

(1st Cir. 2015) (citation omitted); see also Dávila-Álvarez v. Escuela de Medicina

Universidad Central del Caribe,

257 F.3d 58, 67

(1st Cir. 2001) (“[T]o justify relief under Rule

60(b)(6), ‘a party must show extraordinary circumstances suggesting that the party is faultless in

the delay.’”) (quoting Pioneer,

507 U.S. at 393

) (other citations omitted). As discussed above,

although Attorney Maldonado’s illness was certainly out of his control, compliance with the

proof of claim deadline was not. 13 We conclude, therefore, that Rule 60(b)(6) was not a viable basis for extending the time

to file the Appellant’s proof of claim and the bankruptcy court did not abuse its discretion by

declining to grant the Motion on that basis.

II. The Bankruptcy Court Did Not Abuse its Discretion in Denying the Motion for Reconsideration

We have little trouble concluding that the bankruptcy court acted within the bounds of its

discretion when it denied the Appellant’s request for reconsideration under Bankruptcy Rule

9023. To prevail on a request for reconsideration under Bankruptcy Rule 9023, “the moving

party must ‘either clearly establish a manifest error of law or must present newly discovered

evidence.’” Marie v. Allied Home Mortg. Corp.,

402 F.3d 1

, 7 n.2 (1st Cir. 2005) (quoting

Pomerleau v. W. Springfield Pub. Sch.,

362 F.3d 143

, 146 n.2 (1st Cir. 2004)). Here, the record

reveals no error of law, let alone the type of manifest error that would allow a court to grant

extraordinary relief. As such, the bankruptcy court did not abuse its discretion in denying the

Motion for Reconsideration.

CONCLUSION

For the reasons articulated, we conclude the bankruptcy court neither erred in denying the

Motion nor abused its discretion in denying the Motion for Reconsideration. We AFFIRM both

orders.

14

Reference

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